Civic Intelligence
Filing

Gary G. Naylor, D.D.S Pension Plan

Gary G. Naylor, D.D.S • EIN 55-0612551 • Plan year 2008

Filing Insights

Participants

Down

5 → 1

-4 • -80.00%

Assets

Down

$2,035,862 → $1,371,365

-$664,497 • -32.64%

Investment Management Fee

-

Admin expenses - • Total expenses $345,745

Filing Details

Context
Net investment result
$-664,497
Pension payor EIN
13-5570651

Status Flags

Fidelity bond in place

No

Limited-scope audit performed

Not reported

Contributions transmitted on time

Not reported

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

Not reported

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Not reported

5% transactions reported

Not reported

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

Yes

Counterparties

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
200921$3,560,952$18,489$18,489iApproximate average salary by contribution assumption: employee only about $462,225 at 4% or $308,150 at 6%; with 50% employer match about $308,150 at 4% or $205,433 at 6%; with 100% employer match about $231,113 at 4% or $154,075 at 6%.
Gary G. Naylor, D.D.S Pension Plan-1$2,035,862$18,489$18,489iApproximate average salary by contribution assumption: employee only about $462,225 at 4% or $308,150 at 6%; with 50% employer match about $308,150 at 4% or $205,433 at 6%; with 100% employer match about $231,113 at 4% or $154,075 at 6%.
Gary G. Naylor, D.D.S Pension Plan-1$1,525,090$0-
200811$1,371,365$0-
Gary G. Naylor, D.D.S Pension PlanCurrent1$1,371,365--
200615$1,900,855$0-
Gary G. Naylor, D.D.S Pension Plan-5$1,900,855--
200515$1,743,348$0-
Gary G. Naylor, D.D.S Pension Plan-5$1,743,348--
200415$1,671,102$0-
Gary G. Naylor, D.D.S Pension Plan-5$1,671,102--
200315$1,569,872$0-
Gary G. Naylor, D.D.S Pension Plan-5$1,569,872--
200215$1,393,594$67,323$13,465iApproximate average salary by contribution assumption: employee only about $336,615 at 4% or $224,410 at 6%; with 50% employer match about $224,410 at 4% or $149,607 at 6%; with 100% employer match about $168,308 at 4% or $112,205 at 6%.
Gary G. Naylor, D.D.S Pension Plan-5$1,393,594$67,323$13,465iApproximate average salary by contribution assumption: employee only about $336,615 at 4% or $224,410 at 6%; with 50% employer match about $224,410 at 4% or $149,607 at 6%; with 100% employer match about $168,308 at 4% or $112,205 at 6%.
200115$0$0-
Gary G. Naylor, D.D.S Pension Plan-5---
200015$1,349,522$47,945$9,589iApproximate average salary by contribution assumption: employee only about $239,725 at 4% or $159,817 at 6%; with 50% employer match about $159,817 at 4% or $106,544 at 6%; with 100% employer match about $119,863 at 4% or $79,908 at 6%.
Gary G. Naylor, D.D.S Pension Plan-5$1,349,522$47,945$9,589iApproximate average salary by contribution assumption: employee only about $239,725 at 4% or $159,817 at 6%; with 50% employer match about $159,817 at 4% or $106,544 at 6%; with 100% employer match about $119,863 at 4% or $79,908 at 6%.
199915$1,318,308$46,674$9,335iApproximate average salary by contribution assumption: employee only about $233,370 at 4% or $155,580 at 6%; with 50% employer match about $155,580 at 4% or $103,720 at 6%; with 100% employer match about $116,685 at 4% or $77,790 at 6%.
Gary G. Naylor, D.D.S Pension Plan-5$1,318,308$46,674$9,335iApproximate average salary by contribution assumption: employee only about $233,370 at 4% or $155,580 at 6%; with 50% employer match about $155,580 at 4% or $103,720 at 6%; with 100% employer match about $116,685 at 4% or $77,790 at 6%.
Schedule Details

Schedule A

Row 1
Filing Id
84037273473289
Form Id
98652128
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8020379273473030003
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$0
Row 2
Filing Id
84037273473289
Form Id
98652130
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8020379273473030005
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$0
Row 3
Filing Id
84037273473289
Form Id
98652127
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8020379273473030002
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$0
Row 4
Filing Id
84037273473289
Form Id
98652129
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8020379273473030004
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$0
Row 5
Filing Id
84037273473289
Form Id
98652131
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8020379273473030006
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$0
Row 6
Ins Carrier Name: MET LIFE
Filing Id
84037273473289
Form Id
98652128
Schedule A EIN
55-0612551
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
2008-01-01
Schedule A Tax Period
20081231
Ins Carrier Name
MET LIFE
Ins Carrier EIN
13-5581829
Ins Carrier Naic Code
65978
Ins Contract Num
550612551D1
Ins Prsn Covered End of year Count
1
Ins Policy From Date
2008-01-01
Ins Policy To Date
2008-12-31
Ins Broker Comm Total Amount
$0
Ins Broker Fees Total Amount
$0
Pension End of year Gen Account Amount
$131,337
Pension End of year Sep Account Amount
$858,117
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pnsn Type Unalloc Cntrct I
1
Pension End Prev Bal Amount
$150,166
Pension Contribution Dep Amount
$0
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$5,782
Pension Transfer From Amount
$0
Pension Other Amount
$0
Pension Total Additions Amount
$5,782
Pension Total Bal Addn Amount
$155,948
Pension Bnfts Dsbrsd Amount
$24,611
Pension Admin Chrg Amount
$0
Pension Transfer To Amount
$0
Pension Oth Ded Amount
$0
Pension Total Ded Amount
$24,611
Pension End of year Bal Amount
$131,337
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0
Row 7
Ins Carrier Name: JOHN HANCOCK
Filing Id
84037273473289
Form Id
98652129
Schedule A EIN
55-0612551
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
2008-01-01
Schedule A Tax Period
20081231
Ins Carrier Name
JOHN HANCOCK
Ins Carrier EIN
04-1414660
Ins Carrier Naic Code
65099
Ins Contract Num
550612551D1
Ins Prsn Covered End of year Count
1
Ins Policy From Date
2008-01-01
Ins Policy To Date
2008-12-31
Ins Broker Comm Total Amount
$0
Ins Broker Fees Total Amount
$0
Pension End of year Gen Account Amount
$1
Pension End of year Sep Account Amount
$858,117
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pnsn Type Unalloc Cntrct I
1
Pension End Prev Bal Amount
$20,622
Pension Contribution Dep Amount
$0
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$221
Pension Transfer From Amount
$0
Pension Other Amount
$0
Pension Total Additions Amount
$221
Pension Total Bal Addn Amount
$20,843
Pension Bnfts Dsbrsd Amount
$20,842
Pension Admin Chrg Amount
$0
Pension Transfer To Amount
$0
Pension Oth Ded Amount
$0
Pension Total Ded Amount
$20,842
Pension End of year Bal Amount
$1
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0
Row 8
Ins Carrier Name: AXA EQUITABLE LIFE INSURANCE COMPANY
Filing Id
84037273473289
Form Id
98652127
Schedule A EIN
55-0612551
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
2008-01-01
Schedule A Tax Period
20081231
Ins Carrier Name
AXA EQUITABLE LIFE INSURANCE COMPANY
Ins Carrier EIN
13-5570651
Ins Carrier Naic Code
62944
Ins Contract Num
550612551D1
Ins Prsn Covered End of year Count
1
Ins Policy From Date
2008-01-01
Ins Policy To Date
2008-12-31
Ins Broker Comm Total Amount
$0
Ins Broker Fees Total Amount
$0
Pension End of year Gen Account Amount
$0
Pension End of year Sep Account Amount
$858,117
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pnsn Type Unalloc Cntrct I
1
Pension End Prev Bal Amount
$43,929
Pension Contribution Dep Amount
$56,357
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$1,215
Pension Transfer From Amount
$77,469
Pension Other Amount
$0
Pension Total Additions Amount
$135,041
Pension Total Bal Addn Amount
$178,970
Pension Bnfts Dsbrsd Amount
$5,706
Pension Admin Chrg Amount
$6
Pension Transfer To Amount
$55,981
Pension Oth Ded Amount
$0
Pension Total Ded Amount
$61,693
Pension End of year Bal Amount
$117,277
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0
Row 9
Ins Carrier Name: PRINCIPAL LIFE INSURANCE COMPANY
Filing Id
84037273473289
Form Id
98652130
Schedule A EIN
55-0612551
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
2008-01-01
Schedule A Tax Period
20081231
Ins Carrier Name
PRINCIPAL LIFE INSURANCE COMPANY
Ins Carrier EIN
42-0127290
Ins Carrier Naic Code
61271
Ins Contract Num
550612551D1
Ins Prsn Covered End of year Count
1
Ins Policy From Date
2008-01-01
Ins Policy To Date
2008-12-31
Ins Broker Comm Total Amount
$0
Ins Broker Fees Total Amount
$0
Pension End of year Gen Account Amount
$170,951
Pension End of year Sep Account Amount
$858,117
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pnsn Type Unalloc Cntrct I
1
Pension End Prev Bal Amount
$182,908
Pension Contribution Dep Amount
$8
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$6,458
Pension Transfer From Amount
$0
Pension Other Amount
$0
Pension Total Additions Amount
$6,466
Pension Total Bal Addn Amount
$189,374
Pension Bnfts Dsbrsd Amount
$18,423
Pension Admin Chrg Amount
$0
Pension Transfer To Amount
$0
Pension Oth Ded Amount
$0
Pension Total Ded Amount
$18,423
Pension End of year Bal Amount
$170,951
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0
Row 10
Ins Carrier Name: NEW YORK LIFE INSURANCE COMPANY
Filing Id
84037273473289
Form Id
98652131
Schedule A EIN
55-0612551
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
2008-01-01
Schedule A Tax Period
20081231
Ins Carrier Name
NEW YORK LIFE INSURANCE COMPANY
Ins Carrier EIN
13-5582869
Ins Carrier Naic Code
66915
Ins Contract Num
550612551D1
Ins Prsn Covered End of year Count
1
Ins Policy From Date
2008-01-01
Ins Policy To Date
2008-12-31
Ins Broker Comm Total Amount
$0
Ins Broker Fees Total Amount
$0
Pension End of year Gen Account Amount
$93,685
Pension End of year Sep Account Amount
$858,117
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pnsn Type Unalloc Cntrct I
1
Pension End Prev Bal Amount
$120,999
Pension Contribution Dep Amount
$0
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$4,381
Pension Transfer From Amount
$0
Pension Other Amount
$0
Pension Total Additions Amount
$4,381
Pension Total Bal Addn Amount
$125,380
Pension Bnfts Dsbrsd Amount
$31,689
Pension Admin Chrg Amount
$6
Pension Transfer To Amount
$0
Pension Oth Ded Amount
$0
Pension Total Ded Amount
$31,695
Pension End of year Bal Amount
$93,685
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0

Schedule D

Row 1
Filing Id
84037273473289
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8020379273473030007
DFE P1 Entity 01 Name
EQUITABLE'S PSA NO. 191
DFE P1 Spons 01 Name
AXA EQUITABLE LIFE INSUR. CO.
DFE P1 Plan 01 EIN Plan number
135570651000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 2
Filing Id
84037273473289
Page Id
3
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8020379273473030007
Row 3
Filing Id
84037273473289
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
8020379273473030007
DFE P1 Entity 01 Name
EQUITABLE'S PSA NO. 4
DFE P1 Spons 01 Name
AXA EQUITABLE LIFE INSUR. CO.
DFE P1 Plan 01 EIN Plan number
135570651004
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 4
Filing Id
84037273473289
Page Id
1
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
8020379273473030007
DFE P1 Entity 01 Name
AXA EQUITABLE'S 206
DFE P1 Spons 01 Name
AXA EQUITABLE LIFE INSUR. CO.
DFE P1 Plan 01 EIN Plan number
135570651000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$858,117

Schedule I

Schedule I Financial Statement

Small plan result

Balance sheet and activity values reported by the filer for this small-plan annual return.

End-of-year assets$1,371,365-$664,497 change

Balance Sheet

Beginning and end of plan year.

Total assets$2,035,862$1,371,365Decrease -$664,497 (-32.64%)
Total liabilities$0$0No change $0
Net assets$2,035,862$1,371,365Decrease -$664,497 (-32.64%)

Contributions

Employer contributions$0
Participant contributions$0
Other contributions$0

Income & Expenses

Total income$-318,752
Total expenses$345,745
Net income$-664,497
Source fields
Schedule I source fields
Filing Id
84037273473289
Schedule I EIN
55-0612551
Schedule I Plan Num
001
Schedule I Plan Year Begin Date
2008-01-01
Schedule I Tax Period
20081231
Small plan total assets at beginning of year
$2,035,862
Small plan total liabilities at beginning of year
$0
Small plan net assets at beginning of year
$2,035,862
Small plan total assets at end of year
$1,371,365
Small plan total liabilities at end of year
$0
Small plan net assets at end of year
$1,371,365
Small plan employer contributions
$0
Small plan participant contributions
$0
Small Oth Contribution Rcvd Amount
$0
Small Non Cash Contribution Bs Amount
$0
Small Other Income Amount
$-318,752
Small plan total income
$-318,752
Small plan total benefit distributions
$345,721
Small Corrective Distribution Amount
$0
Small Dm Dstrb Ptcp Ln A
0
Small Oth Expenses Amount
$24
Small plan total expenses
$345,745
Small plan net income or loss
$-664,497
Small Total Plan Transfers Amount
$0
Small Joint Venture End of year Indicator
No
Small Joint Venture End of year Amount
$0
Small Employer Prop End of year Indicator
No
Small Employer Prop End of year Amount
$0
Small Investment Real Est End of year I
2
Small Investment Real Est End of year A
0
Small Employer Sec End of year Indicator
No
Small Employer Sec End of year Amount
$0
Small Mortg Participants End of year Indicator
No
Small Mortg Participants End of year Amount
$0
Small Oth Lns Participants End of year Indicator
No
Small Oth Lns Participants End of year Amount
$0
Small Personal Prop End of year Indicator
No
Small Personal Prop End of year Amount
$0
Small Fail Xmt Ctb I
2
Small Fail Xmt Ctb A
0
Small plan participant loans in default
No
Small Loans In Default Amount
$0
Small plan leases in default
No
Small Leases In Default Amount
$0
Small Pt In Interest Not Reported I
2
Small Pt In Interest Not Reported A
0
Small plan fidelity bond in place
No
Small plan fidelity bond amount
$0
Small plan loss discovered during year
No
Small Loss Discovered Dur Year Amount
$0
Small plan assets with undetermined value
No
Small Asset Undeterm Valuation Amount
$0
Small plan non-cash contributions reported
No
Small Non Cash Contribution Amount
$0
Small 20 Percent Sngl Investment Indicator
No
Small 20 Percent Sngl Investment Amount
$0
Small plan all plan assets distributed
No
Waiver Annual Iqpa Report
1
Small plan resolution to terminate plan adopted
Yes
Small Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN13-5570651

Transfers

Distributed property value$0
Schedule R source fields
Payor 13-5570651
Filing Id
84037273473289
Schedule R EIN
55-0612551
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2008-01-01
Schedule R Tax Period
20081231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
13-5570651
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0
Gary G. Naylor, D.D.S Pension Plan | Gary G. Naylor, D.D.S | Plan 001 | 2008 Form 5500 Filing