Civic Intelligence
Filing

Third Security LLC 401(K) Plan

Third Security LLC • EIN 54-1923091 • Plan year 2005

Company ProfileSource Archive
Filing Insights

Participants

Down

152 → 77

-75 • -49.34%

Assets

Up

$3,724,800 → $4,197,868

$473,068 • 12.70%

Investment Management Fee

0.07%

$2,726

Admin expenses $2,726 • Total expenses $354,040

Filing Details

Context
Net investment result
$473,068
Pension payor EIN
25-1211909

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

Yes

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

No

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Yes

5% transactions reported

No

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties
ProviderServicesLocationDirect CompensationRelated
KPMG, LLCEIN 13-5565207Accountant--KPMG PEAT MARWICK RETIREMENT PLANS MASTER TRUST

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
20241131$18,547,988$1,096,609$8,371iApproximate average salary by contribution assumption: employee only about $209,277 at 4% or $139,518 at 6%; with 50% employer match about $139,518 at 4% or $93,012 at 6%; with 100% employer match about $104,638 at 4% or $69,759 at 6%.
Third Security LLC 401(K) Plan-131$18,547,988$1,096,609$8,371iApproximate average salary by contribution assumption: employee only about $209,277 at 4% or $139,518 at 6%; with 50% employer match about $139,518 at 4% or $93,012 at 6%; with 100% employer match about $104,638 at 4% or $69,759 at 6%.
20232143$17,837,877$998,738$6,984iApproximate average salary by contribution assumption: employee only about $174,605 at 4% or $116,403 at 6%; with 50% employer match about $116,403 at 4% or $77,602 at 6%; with 100% employer match about $87,302 at 4% or $58,202 at 6%.
Third Security LLC 401(K) Plan-125$17,837,877$998,738$7,990iApproximate average salary by contribution assumption: employee only about $199,748 at 4% or $133,165 at 6%; with 50% employer match about $133,165 at 4% or $88,777 at 6%; with 100% employer match about $99,874 at 4% or $66,583 at 6%.
THIRD SECURITY, LLC HEALTH AND WELFARE PLAN-143---
2022171$14,580,025$805,428$11,344iApproximate average salary by contribution assumption: employee only about $283,601 at 4% or $189,068 at 6%; with 50% employer match about $189,068 at 4% or $126,045 at 6%; with 100% employer match about $141,801 at 4% or $94,534 at 6%.
Third Security LLC 401(K) Plan-71$14,580,025$805,428$11,344iApproximate average salary by contribution assumption: employee only about $283,601 at 4% or $189,068 at 6%; with 50% employer match about $189,068 at 4% or $126,045 at 6%; with 100% employer match about $141,801 at 4% or $94,534 at 6%.
2021169$17,338,711$1,096,233$15,887iApproximate average salary by contribution assumption: employee only about $397,186 at 4% or $264,791 at 6%; with 50% employer match about $264,791 at 4% or $176,527 at 6%; with 100% employer match about $198,593 at 4% or $132,395 at 6%.
Third Security LLC 401(K) Plan-69$17,338,711$1,096,233$15,887iApproximate average salary by contribution assumption: employee only about $397,186 at 4% or $264,791 at 6%; with 50% employer match about $264,791 at 4% or $176,527 at 6%; with 100% employer match about $198,593 at 4% or $132,395 at 6%.
20201128$13,868,562$820,665$6,411iApproximate average salary by contribution assumption: employee only about $160,286 at 4% or $106,857 at 6%; with 50% employer match about $106,857 at 4% or $71,238 at 6%; with 100% employer match about $80,143 at 4% or $53,429 at 6%.
Third Security LLC 401(K) Plan-128$13,868,562$820,665$6,411iApproximate average salary by contribution assumption: employee only about $160,286 at 4% or $106,857 at 6%; with 50% employer match about $106,857 at 4% or $71,238 at 6%; with 100% employer match about $80,143 at 4% or $53,429 at 6%.
2019175$11,432,339$425,775$5,677iApproximate average salary by contribution assumption: employee only about $141,925 at 4% or $94,617 at 6%; with 50% employer match about $94,617 at 4% or $63,078 at 6%; with 100% employer match about $70,963 at 4% or $47,308 at 6%.
Third Security LLC 401(K) Plan-75$11,432,339$425,775$5,677iApproximate average salary by contribution assumption: employee only about $141,925 at 4% or $94,617 at 6%; with 50% employer match about $94,617 at 4% or $63,078 at 6%; with 100% employer match about $70,963 at 4% or $47,308 at 6%.
2018176$8,469,379$460,129$6,054iApproximate average salary by contribution assumption: employee only about $151,358 at 4% or $100,905 at 6%; with 50% employer match about $100,905 at 4% or $67,270 at 6%; with 100% employer match about $75,679 at 4% or $50,453 at 6%.
Third Security LLC 401(K) Plan-76$8,469,379$460,129$6,054iApproximate average salary by contribution assumption: employee only about $151,358 at 4% or $100,905 at 6%; with 50% employer match about $100,905 at 4% or $67,270 at 6%; with 100% employer match about $75,679 at 4% or $50,453 at 6%.
2017181$10,351,653$440,927$5,444iApproximate average salary by contribution assumption: employee only about $136,089 at 4% or $90,726 at 6%; with 50% employer match about $90,726 at 4% or $60,484 at 6%; with 100% employer match about $68,044 at 4% or $45,363 at 6%.
Third Security LLC 401(K) Plan-81$10,351,653$440,927$5,444iApproximate average salary by contribution assumption: employee only about $136,089 at 4% or $90,726 at 6%; with 50% employer match about $90,726 at 4% or $60,484 at 6%; with 100% employer match about $68,044 at 4% or $45,363 at 6%.
2016183$8,722,567$579,833$6,986iApproximate average salary by contribution assumption: employee only about $174,648 at 4% or $116,432 at 6%; with 50% employer match about $116,432 at 4% or $77,622 at 6%; with 100% employer match about $87,324 at 4% or $58,216 at 6%.
Third Security LLC 401(K) Plan-83$8,722,567$579,833$6,986iApproximate average salary by contribution assumption: employee only about $174,648 at 4% or $116,432 at 6%; with 50% employer match about $116,432 at 4% or $77,622 at 6%; with 100% employer match about $87,324 at 4% or $58,216 at 6%.
2015171$7,591,519$542,275$7,638iApproximate average salary by contribution assumption: employee only about $190,942 at 4% or $127,295 at 6%; with 50% employer match about $127,295 at 4% or $84,863 at 6%; with 100% employer match about $95,471 at 4% or $63,647 at 6%.
Third Security LLC 401(K) Plan-71$7,591,519$542,275$7,638iApproximate average salary by contribution assumption: employee only about $190,942 at 4% or $127,295 at 6%; with 50% employer match about $127,295 at 4% or $84,863 at 6%; with 100% employer match about $95,471 at 4% or $63,647 at 6%.
2014179$8,117,635$434,407$5,499iApproximate average salary by contribution assumption: employee only about $137,471 at 4% or $91,647 at 6%; with 50% employer match about $91,647 at 4% or $61,098 at 6%; with 100% employer match about $68,735 at 4% or $45,824 at 6%.
Third Security LLC 401(K) Plan-79$8,117,635$434,407$5,499iApproximate average salary by contribution assumption: employee only about $137,471 at 4% or $91,647 at 6%; with 50% employer match about $91,647 at 4% or $61,098 at 6%; with 100% employer match about $68,735 at 4% or $45,824 at 6%.
2013186$8,354,251$445,789$5,184iApproximate average salary by contribution assumption: employee only about $129,590 at 4% or $86,393 at 6%; with 50% employer match about $86,393 at 4% or $57,595 at 6%; with 100% employer match about $64,795 at 4% or $43,197 at 6%.
Third Security LLC 401(K) Plan-86$8,354,251$445,789$5,184iApproximate average salary by contribution assumption: employee only about $129,590 at 4% or $86,393 at 6%; with 50% employer match about $86,393 at 4% or $57,595 at 6%; with 100% employer match about $64,795 at 4% or $43,197 at 6%.
2012141$6,756,796$474,376$11,570iApproximate average salary by contribution assumption: employee only about $289,254 at 4% or $192,836 at 6%; with 50% employer match about $192,836 at 4% or $128,557 at 6%; with 100% employer match about $144,627 at 4% or $96,418 at 6%.
Third Security LLC 401(K) Plan-41$6,756,796$474,376$11,570iApproximate average salary by contribution assumption: employee only about $289,254 at 4% or $192,836 at 6%; with 50% employer match about $192,836 at 4% or $128,557 at 6%; with 100% employer match about $144,627 at 4% or $96,418 at 6%.
2011145$5,580,816$518,828$11,530iApproximate average salary by contribution assumption: employee only about $288,238 at 4% or $192,159 at 6%; with 50% employer match about $192,159 at 4% or $128,106 at 6%; with 100% employer match about $144,119 at 4% or $96,079 at 6%.
Third Security LLC 401(K) Plan-45$5,580,816$518,828$11,530iApproximate average salary by contribution assumption: employee only about $288,238 at 4% or $192,159 at 6%; with 50% employer match about $192,159 at 4% or $128,106 at 6%; with 100% employer match about $144,119 at 4% or $96,079 at 6%.
2010153$5,674,328$518,832$9,789iApproximate average salary by contribution assumption: employee only about $244,732 at 4% or $163,155 at 6%; with 50% employer match about $163,155 at 4% or $108,770 at 6%; with 100% employer match about $122,366 at 4% or $81,577 at 6%.
Third Security LLC 401(K) Plan-53$5,674,328$518,832$9,789iApproximate average salary by contribution assumption: employee only about $244,732 at 4% or $163,155 at 6%; with 50% employer match about $163,155 at 4% or $108,770 at 6%; with 100% employer match about $122,366 at 4% or $81,577 at 6%.
2009153$4,765,450$752,014$14,189iApproximate average salary by contribution assumption: employee only about $354,724 at 4% or $236,482 at 6%; with 50% employer match about $236,482 at 4% or $157,655 at 6%; with 100% employer match about $177,362 at 4% or $118,241 at 6%.
Third Security LLC 401(K) Plan-53$4,765,450$752,014$14,189iApproximate average salary by contribution assumption: employee only about $354,724 at 4% or $236,482 at 6%; with 50% employer match about $236,482 at 4% or $157,655 at 6%; with 100% employer match about $177,362 at 4% or $118,241 at 6%.
2008167$3,104,868$681,983$10,179iApproximate average salary by contribution assumption: employee only about $254,471 at 4% or $169,648 at 6%; with 50% employer match about $169,648 at 4% or $113,098 at 6%; with 100% employer match about $127,236 at 4% or $84,824 at 6%.
Third Security LLC 401(K) Plan-67$3,104,868$681,983$10,179iApproximate average salary by contribution assumption: employee only about $254,471 at 4% or $169,648 at 6%; with 50% employer match about $169,648 at 4% or $113,098 at 6%; with 100% employer match about $127,236 at 4% or $84,824 at 6%.
2007157$4,456,433$665,186$11,670iApproximate average salary by contribution assumption: employee only about $291,748 at 4% or $194,499 at 6%; with 50% employer match about $194,499 at 4% or $129,666 at 6%; with 100% employer match about $145,874 at 4% or $97,249 at 6%.
Third Security LLC 401(K) Plan-57$4,456,433$665,186$11,670iApproximate average salary by contribution assumption: employee only about $291,748 at 4% or $194,499 at 6%; with 50% employer match about $194,499 at 4% or $129,666 at 6%; with 100% employer match about $145,874 at 4% or $97,249 at 6%.
2006174$4,409,945$743,875$10,052iApproximate average salary by contribution assumption: employee only about $251,309 at 4% or $167,539 at 6%; with 50% employer match about $167,539 at 4% or $111,693 at 6%; with 100% employer match about $125,655 at 4% or $83,770 at 6%.
Third Security LLC 401(K) Plan-74$4,409,945$743,875$10,052iApproximate average salary by contribution assumption: employee only about $251,309 at 4% or $167,539 at 6%; with 50% employer match about $167,539 at 4% or $111,693 at 6%; with 100% employer match about $125,655 at 4% or $83,770 at 6%.
2005177$4,197,868$630,651$8,190iApproximate average salary by contribution assumption: employee only about $204,757 at 4% or $136,505 at 6%; with 50% employer match about $136,505 at 4% or $91,003 at 6%; with 100% employer match about $102,378 at 4% or $68,252 at 6%.
Third Security LLC 401(K) PlanCurrent77$4,197,868$630,651$8,190iApproximate average salary by contribution assumption: employee only about $204,757 at 4% or $136,505 at 6%; with 50% employer match about $136,505 at 4% or $91,003 at 6%; with 100% employer match about $102,378 at 4% or $68,252 at 6%.
2004178$3,724,800$614,401$7,877iApproximate average salary by contribution assumption: employee only about $196,923 at 4% or $131,282 at 6%; with 50% employer match about $131,282 at 4% or $87,522 at 6%; with 100% employer match about $98,462 at 4% or $65,641 at 6%.
Third Security LLC 401(K) Plan-78$3,724,800$614,401$7,877iApproximate average salary by contribution assumption: employee only about $196,923 at 4% or $131,282 at 6%; with 50% employer match about $131,282 at 4% or $87,522 at 6%; with 100% employer match about $98,462 at 4% or $65,641 at 6%.
2003179$2,164,347$593,471$7,512iApproximate average salary by contribution assumption: employee only about $187,807 at 4% or $125,205 at 6%; with 50% employer match about $125,205 at 4% or $83,470 at 6%; with 100% employer match about $93,904 at 4% or $62,602 at 6%.
Third Security LLC 401(K) Plan-79$2,164,347$593,471$7,512iApproximate average salary by contribution assumption: employee only about $187,807 at 4% or $125,205 at 6%; with 50% employer match about $125,205 at 4% or $83,470 at 6%; with 100% employer match about $93,904 at 4% or $62,602 at 6%.
2002188$1,449,205$366,888$4,169iApproximate average salary by contribution assumption: employee only about $104,230 at 4% or $69,486 at 6%; with 50% employer match about $69,486 at 4% or $46,324 at 6%; with 100% employer match about $52,115 at 4% or $34,743 at 6%.
Third Security LLC 401(K) Plan-88$1,449,205$366,888$4,169iApproximate average salary by contribution assumption: employee only about $104,230 at 4% or $69,486 at 6%; with 50% employer match about $69,486 at 4% or $46,324 at 6%; with 100% employer match about $52,115 at 4% or $34,743 at 6%.
2001180$1,440,059$409,413$5,118iApproximate average salary by contribution assumption: employee only about $127,942 at 4% or $85,294 at 6%; with 50% employer match about $85,294 at 4% or $56,863 at 6%; with 100% employer match about $63,971 at 4% or $42,647 at 6%.
Third Security LLC 401(K) Plan-80$1,440,059$409,413$5,118iApproximate average salary by contribution assumption: employee only about $127,942 at 4% or $85,294 at 6%; with 50% employer match about $85,294 at 4% or $56,863 at 6%; with 100% employer match about $63,971 at 4% or $42,647 at 6%.
2000180$1,401,252$455,017$5,688iApproximate average salary by contribution assumption: employee only about $142,193 at 4% or $94,795 at 6%; with 50% employer match about $94,795 at 4% or $63,197 at 6%; with 100% employer match about $71,096 at 4% or $47,398 at 6%.
Third Security LLC 401(K) Plan-80$1,401,252$455,017$5,688iApproximate average salary by contribution assumption: employee only about $142,193 at 4% or $94,795 at 6%; with 50% employer match about $94,795 at 4% or $63,197 at 6%; with 100% employer match about $71,096 at 4% or $47,398 at 6%.
Schedule Details

Schedule D

Row 1
Filing Id
91037040051277
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
5020376356210020002
DFE P1 Entity 01 Name
PNC EBT INVESTMENT CONTRACT FUND
DFE P1 Spons 01 Name
PNC BANK NA
DFE P1 Plan 01 EIN Plan number
251197336001
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$447,242
Row 2
Filing Id
91037040051277
Page Id
3
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
5020376356210020002
Row 3
Filing Id
91037040051277
Schedule D EIN
54-1923091
Schedule D Plan number
001
Schedule D Plan Year Begin Date
2005-01-01
Schedule D Tax Period
20051231

Schedule H

Schedule H Financial Statement

Large plan result

Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.

End-of-year assets$4,197,868$473,068 change

Balance Sheet

Beginning and end of plan year.

Total assets$3,724,800$4,197,868Increase +$473,068 (12.70%)
Total liabilities$0$0No change $0
Net assets$3,724,800$4,197,868Increase +$473,068 (12.70%)

Contributions

Employer contributions$153,218
Participant contributions$454,895
Other contributions$22,538
Total contributions$630,651

Income & Investment Result

Total income$827,108
Interest$0
Dividends$147,878
Net income$473,068

Expenses & Fees

Benefits paid$351,314
Investment management$2,726
Administrative expenses$2,726
Total expenses$354,040

Accountant

FirmKPMG, LLC
Firm EIN13-5565207

Compliance

Fidelity bondYes
Fidelity bond amount$500,000
Participant loans$0
Late contributionsYes
Schedule H source fields
Financial summary
Total assets at beginning of year: $3,724,800Total assets at end of year: $4,197,868Total liabilities at end of year: $0Net income or loss: $473,068
Filing Id
91037040051277
Schedule H EIN
54-1923091
Schedule H Plan number
001
Schedule H Plan Year Begin Date
2005-01-01
Schedule H Tax Period
20051231
Non Interest Bear Cash Beginning of year Amount
$0
Employer Contribution Beginning of year Amount
$0
Participants Contribution Beginning of year Amount
$0
Other Receivables Beginning of year Amount
$0
Interest Bear Cash Beginning of year Amount
$0
Govt Sec Beginning of year Amount
$0
Corp Debt Preferred Beginning of year Amount
$0
Corp Debt Other Beginning of year Amount
$0
Pref Stock Beginning of year Amount
$0
Common Stock Beginning of year Amount
$0
Joint Venture Beginning of year Amount
$0
Real Estate Beginning of year Amount
$0
Other Loans Beginning of year Amount
$0
Participant loans at beginning of year
$0
Interest Common Tr Beginning of year Amount
$143,349
Interest Pool Sep Account Beginning of year Amount
$0
Interest Master Tr Beginning of year Amount
$0
Interest 103 12 Investment Beginning of year Amount
$0
Interest in registered investment companies at beginning of year
$3,581,451
Ins Co Gen Account Beginning of year Amount
$0
Oth Investment Beginning of year Amount
$0
Employer Sec Beginning of year Amount
$0
Employer Prop Beginning of year Amount
$0
Bldgs Used Beginning of year Amount
$0
Total assets at beginning of year
$3,724,800
Bnfts Payable Beginning of year Amount
$0
Oprtng Payable Beginning of year Amount
$0
Acquis Indbt Beginning of year Amount
$0
Other Liability Beginning of year Amount
$0
Total liabilities at beginning of year
$0
Net assets at beginning of year
$3,724,800
Non Interest Bear Cash End of year Amount
$0
Employer Contribution End of year Amount
$0
Participants Contribution End of year Amount
$0
Other Receivables End of year Amount
$0
Interest Bear Cash End of year Amount
$0
Govt Sec End of year Amount
$0
Corp Debt Preferred End of year Amount
$0
Corp Debt Other End of year Amount
$0
Pref Stock End of year Amount
$0
Common Stock End of year Amount
$0
Joint Venture End of year Amount
$0
Real Estate End of year Amount
$0
Other Loans End of year Amount
$0
Participant loans at end of year
$0
Interest Common Tr End of year Amount
$447,242
Interest Pool Sep Account End of year Amount
$0
Interest Master Tr End of year Amount
$0
Interest 103 12 Investment End of year Amount
$0
Interest in registered investment companies at end of year
$3,750,626
Ins Co Gen Account End of year Amount
$0
Oth Investment End of year Amount
$0
Employer Sec End of year Amount
$0
Employer Prop End of year Amount
$0
Bldgs Used End of year Amount
$0
Total assets at end of year
$4,197,868
Bnfts Payable End of year Amount
$0
Oprtng Payable End of year Amount
$0
Acquis Indbt End of year Amount
$0
Other Liability End of year Amount
$0
Total liabilities at end of year
$0
Net assets at end of year
$4,197,868
Employer contributions
$153,218
Participant contributions
$454,895
Oth Contribution Rcvd Amount
$22,538
Non Cash Contribution Bs Amount
$0
Total contributions
$630,651
Interest Bear Cash Amount
$0
Interest On Govt Sec Amount
$0
Interest On Corp Debt Amount
$0
Interest On Oth Loans Amount
$0
Interest on participant loans
$0
Interest On Oth Investment Amount
$0
Total interest income
$0
Divnd Pref Stock Amount
$0
Divnd Common Stock Amount
$147,878
Total dividend income
$147,878
Total Rents Amount
$0
Aggregate Proceeds Amount
$0
Aggregate Costs Amount
$0
Net gain or loss on sale of assets
$0
Unrealized Apprctn Re Amount
$0
Unrealized Apprctn Oth Amount
$68,116
Net unrealized appreciation or depreciation
$68,116
Gain Loss Com Trust Amount
$780
Gain Loss Pool Sep Amount
$0
Gain Loss Master Tr Amount
$0
Gain Loss 103 12 Investment Amount
$0
Gain or loss on registered investments
$-20,317
Other Income Amount
$0
Total income
$827,108
Participant distributions
$351,314
Ins Carrier Bnfts Amount
$0
Oth Bnft Payment Amount
$0
Total benefit distributions
$351,314
Total Corrective Distribution Amount
$0
Total Dm Distribution Ptcp Lns A
0
Total Interest Expense Amount
$0
Professional Fees Amount
$0
Contract Admin Fees Amount
$0
Investment management fees
$2,726
Other Admin Fees Amount
$0
Total administrative expenses
$2,726
Total expenses
$354,040
Net income or loss
$473,068
Total Transfers To Amount
$0
Transfers from other plans
$0
Accountant Opinion Type Indicator
3
Account Performed Limited Audit Indicator
Yes
Accountant firm name
KPMG, LLC
Accountant firm EIN
13-5565207
Failed to transmit participant contributions on time
Yes
Fail Transmit Contribution Amount
$61,483
Participant loans in default
No
Loans In Default Amount
$0
Leases in default
No
Leases In Default Amount
$0
Nonexempt transactions with parties in interest
No
Party In Interest Not Reported Amount
$0
Fidelity bond in place
Yes
Fidelity bond amount
$500,000
Loss discovered during year
No
Loss Discovered Dur Year Amount
$0
Assets with undetermined value
No
Asset Undeterm Valuation Amount
$0
Non-cash contributions reported
No
Non Cash Contribution Amount
$0
Assets held for investment
Yes
Reportable 5% transactions
No
All plan assets distributed
No
Resolution to terminate plan adopted
No
Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN25-1211909

Transfers

Distributed property value$0
Schedule R source fields
Payor 25-1211909
Filing Id
91037040051277
Schedule R EIN
54-1923091
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2005-01-01
Schedule R Tax Period
20051231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
25-1211909
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0