Civic Intelligence
Filing

Dbe Software Inc. 401K Plan

Dbe Software Inc. • EIN 54-1650464 • Plan year 1999

Filing Insights

Participants

Down

16 → 4

-12 • -75.00%

Assets

Up

$145,905 → $229,310

$83,405 • 57.16%

Investment Management Fee

-

Admin expenses - • Total expenses $19,198

Filing Details

Context
Net investment result
$83,405
Pension payor EIN
54-1830879

Status Flags

Fidelity bond in place

No

Limited-scope audit performed

Not reported

Contributions transmitted on time

Not reported

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

Not reported

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Not reported

5% transactions reported

Not reported

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
200110$0$0-
Dbe Software Inc. 401K Plan-0---
200014$155,799$17,694$4,424iApproximate average salary by contribution assumption: employee only about $110,588 at 4% or $73,725 at 6%; with 50% employer match about $73,725 at 4% or $49,150 at 6%; with 100% employer match about $55,294 at 4% or $36,863 at 6%.
Dbe Software Inc. 401K Plan-4$155,799$17,694$4,424iApproximate average salary by contribution assumption: employee only about $110,588 at 4% or $73,725 at 6%; with 50% employer match about $73,725 at 4% or $49,150 at 6%; with 100% employer match about $55,294 at 4% or $36,863 at 6%.
199914$229,310$32,575$8,144iApproximate average salary by contribution assumption: employee only about $203,594 at 4% or $135,729 at 6%; with 50% employer match about $135,729 at 4% or $90,486 at 6%; with 100% employer match about $101,797 at 4% or $67,865 at 6%.
Dbe Software Inc. 401K PlanCurrent4$229,310$32,575$8,144iApproximate average salary by contribution assumption: employee only about $203,594 at 4% or $135,729 at 6%; with 50% employer match about $135,729 at 4% or $90,486 at 6%; with 100% employer match about $101,797 at 4% or $67,865 at 6%.
Schedule Details

Schedule A

Row 1
Filing Id
56037086242521
Form Id
3126781
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
30371086242020002
Ins Broker 01 Name
M. MICHAEL TAFAZOLI, CH
Ins Broker Comm Pd 01 Amount
$566
Ins Broker Fees Pd 01 Amount
$0
Ins Broker Fees Pd 01 Text
N/A
Ins Broker 01 Code
4
Row 2
Filing Id
56037086242521
Form Id
3126781
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
30371086242020002
Ins Broker 01 Name
PETER L. TURKO
Ins Broker Comm Pd 01 Amount
$566
Ins Broker Fees Pd 01 Amount
$0
Ins Broker Fees Pd 01 Text
N/A
Ins Broker 01 Code
4
Row 3
Ins Carrier Name: MANUFACTURERS LIFE INSURANCE COMPANY
Filing Id
56037086242521
Form Id
3126781
Schedule A EIN
54-1650464
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
1999-01-01
Schedule A Tax Period
19991231
Ins Carrier Name
MANUFACTURERS LIFE INSURANCE COMPANY
Ins Carrier EIN
01-0233346
Ins Carrier Naic Code
65838
Ins Contract Num
51833
Ins Prsn Covered End of year Count
7
Ins Policy From Date
1999-01-01
Ins Policy To Date
1999-12-31
Ins Broker Comm Total Amount
$1,132
Ins Broker Fees Total Amount
$0
Pension End of year Gen Account Amount
$0
Pension End of year Sep Account Amount
$224,984
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pnsn Type Unalloc Cntrct I
3
Pension End Prev Bal Amount
$140,520
Pension Contribution Dep Amount
$0
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$0
Pension Transfer From Amount
$0
Pension Other Amount
$0
Pension Total Additions Amount
$0
Pension Total Bal Addn Amount
$140,520
Pension Bnfts Dsbrsd Amount
$0
Pension Admin Chrg Amount
$0
Pension Transfer To Amount
$0
Pension Oth Ded Amount
$0
Pension Total Ded Amount
$0
Pension End of year Bal Amount
$140,520
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0

Schedule D

Row 1
Filing Id
56037086242521
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
30371086242020003
Row 2
Filing Id
56037086242521
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
30371086242020003
DFE P1 Entity 01 Name
LIFESTYLE-GROWTH
DFE P1 Spons 01 Name
THE MANUFACTURERS LIFE INSURANCE CO
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$4,585
Row 3
Filing Id
56037086242521
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
30371086242020003
DFE P1 Entity 01 Name
LIFESTYLE-AGGRESSIVE
DFE P1 Spons 01 Name
THE MANUFACTURERS LIFE INSURANCE CO
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$5,344
Row 4
Filing Id
56037086242521
Page Id
1
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
30371086242020003
DFE P1 Entity 01 Name
INCOME FUND
DFE P1 Spons 01 Name
THE MANUFACTURERS LIFE INSURANCE CO
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$824
Row 5
Filing Id
56037086242521
Page Id
1
Page Seq
0
Page Row Num
4
Row Num
3
Image Form Id
30371086242020003
DFE P1 Entity 01 Name
BALANCED FUND
DFE P1 Spons 01 Name
THE MANUFACTURERS LIFE INSURANCE CO
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$617
Row 6
Filing Id
56037086242521
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
4
Image Form Id
30371086242020003
DFE P1 Entity 01 Name
INTERNATIONAL STOCK FUND
DFE P1 Spons 01 Name
THE MANUFACTURERS LIFE INSURANCE CO
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$10,229
Row 7
Filing Id
56037086242521
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
5
Image Form Id
30371086242020003
DFE P1 Entity 01 Name
MID-CAP GROWTH FUND
DFE P1 Spons 01 Name
THE MANUFACTURERS LIFE INSURANCE CO
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$37,876
Row 8
Filing Id
56037086242521
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
6
Image Form Id
30371086242020003
DFE P1 Entity 01 Name
AGGRESSIVE GROWTH FUND
DFE P1 Spons 01 Name
THE MANUFACTURERS LIFE INSURANCE CO
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$34,501
Row 9
Filing Id
56037086242521
Page Id
2
Page Seq
0
Page Row Num
4
Row Num
7
Image Form Id
30371086242020003
DFE P1 Entity 01 Name
EMERGING GROWTH STOCK FUND
DFE P1 Spons 01 Name
THE MANUFACTURERS LIFE INSURANCE CO
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$12,698
Row 10
Filing Id
56037086242521
Page Id
2
Page Seq
0
Page Row Num
5
Row Num
8
Image Form Id
30371086242020003
DFE P1 Entity 01 Name
SCIENCE & TECHNOLOGY FUND
DFE P1 Spons 01 Name
THE MANUFACTURERS LIFE INSURANCE CO
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$66,642
Row 11
Filing Id
56037086242521
Page Id
2
Page Seq
0
Page Row Num
6
Row Num
9
Image Form Id
30371086242020003
DFE P1 Entity 01 Name
LIFESTYLE-BALANCED
DFE P1 Spons 01 Name
THE MANUFACTURERS LIFE INSURANCE CO
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0

Schedule I

Schedule I Financial Statement

Small plan result

Balance sheet and activity values reported by the filer for this small-plan annual return.

End-of-year assets$229,310$83,405 change

Balance Sheet

Beginning and end of plan year.

Total assets$145,905$229,310Increase +$83,405 (57.16%)
Total liabilities$0$0No change $0
Net assets$145,905$229,310Increase +$83,405 (57.16%)

Contributions

Employer contributions$3,603
Participant contributions$21,758
Other contributions$7,214

Income & Expenses

Total income$102,603
Total expenses$19,198
Net income$83,405
Source fields
Schedule I source fields
Filing Id
56037086242521
Schedule I EIN
54-1650464
Schedule I Plan Num
001
Schedule I Plan Year Begin Date
1999-01-01
Schedule I Tax Period
19991231
Small plan total assets at beginning of year
$145,905
Small plan total liabilities at beginning of year
$0
Small plan net assets at beginning of year
$145,905
Small plan total assets at end of year
$229,310
Small plan total liabilities at end of year
$0
Small plan net assets at end of year
$229,310
Small plan employer contributions
$3,603
Small plan participant contributions
$21,758
Small Oth Contribution Rcvd Amount
$7,214
Small Non Cash Contribution Bs Amount
$0
Small Other Income Amount
$70,028
Small plan total income
$102,603
Small plan total benefit distributions
$19,198
Small Corrective Distribution Amount
$0
Small Dm Dstrb Ptcp Ln A
0
Small Oth Expenses Amount
$0
Small plan total expenses
$19,198
Small plan net income or loss
$83,405
Small Total Plan Transfers Amount
$0
Small Joint Venture End of year Indicator
No
Small Joint Venture End of year Amount
$0
Small Employer Prop End of year Indicator
No
Small Employer Prop End of year Amount
$0
Small Investment Real Est End of year I
2
Small Investment Real Est End of year A
0
Small Employer Sec End of year Indicator
No
Small Employer Sec End of year Amount
$0
Small Mortg Participants End of year Indicator
Yes
Small Mortg Participants End of year Amount
$1,842
Small Oth Lns Participants End of year Indicator
No
Small Oth Lns Participants End of year Amount
$0
Small Personal Prop End of year Indicator
No
Small Personal Prop End of year Amount
$0
Small Fail Xmt Ctb I
2
Small Fail Xmt Ctb A
0
Small plan participant loans in default
No
Small Loans In Default Amount
$0
Small plan leases in default
No
Small Leases In Default Amount
$0
Small Pt In Interest Not Reported I
2
Small Pt In Interest Not Reported A
0
Small plan fidelity bond in place
No
Small plan fidelity bond amount
$0
Small plan loss discovered during year
No
Small Loss Discovered Dur Year Amount
$0
Small plan assets with undetermined value
No
Small Asset Undeterm Valuation Amount
$0
Small plan non-cash contributions reported
No
Small Non Cash Contribution Amount
$0
Small 20 Percent Sngl Investment Indicator
No
Small 20 Percent Sngl Investment Amount
$0
Small plan all plan assets distributed
No
Small plan resolution to terminate plan adopted
No
Small Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN54-1830879

Transfers

Distributed property value$0
Schedule R source fields
Payor 54-1830879
Filing Id
56037086242521
Schedule R EIN
54-1650464
Schedule R Plan number
001
Schedule R Plan Year Begin Date
1999-01-01
Schedule R Tax Period
19991231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
54-1830879
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0
Dbe Software Inc. 401K Plan | Dbe Software Inc. | Plan 001 | 1999 Form 5500 Filing