Civic Intelligence
Filing

Great River 401K Plan

Great River Engineering Inc. • EIN 43-1754315 • Plan year 2000

Filing Insights

Participants

Down

7 → 5

-2 • -28.57%

Assets

Down

$44,754 → $31,502

-$13,252 • -29.61%

Investment Management Fee

-

Admin expenses - • Total expenses $8,953

Filing Details

Context
Net investment result
$-13,252
Pension payor EIN
43-1761873

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

Not reported

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

Not reported

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Not reported

5% transactions reported

Not reported

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
200110$0$840-
Great River 401K Plan-0-$840-
200015$31,502$1,081$216iApproximate average salary by contribution assumption: employee only about $5,405 at 4% or $3,603 at 6%; with 50% employer match about $3,603 at 4% or $2,402 at 6%; with 100% employer match about $2,703 at 4% or $1,802 at 6%.
Great River 401K PlanCurrent5$31,502$1,081$216iApproximate average salary by contribution assumption: employee only about $5,405 at 4% or $3,603 at 6%; with 50% employer match about $3,603 at 4% or $2,402 at 6%; with 100% employer match about $2,703 at 4% or $1,802 at 6%.
199916$44,754$20,513$3,419iApproximate average salary by contribution assumption: employee only about $85,471 at 4% or $56,981 at 6%; with 50% employer match about $56,981 at 4% or $37,987 at 6%; with 100% employer match about $42,735 at 4% or $28,490 at 6%.
Great River 401K Plan-6$44,754$20,513$3,419iApproximate average salary by contribution assumption: employee only about $85,471 at 4% or $56,981 at 6%; with 50% employer match about $56,981 at 4% or $37,987 at 6%; with 100% employer match about $42,735 at 4% or $28,490 at 6%.
Schedule Details

Schedule A

Row 1
Filing Id
84037140396552
Form Id
15792455
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
30372140396050002
Ins Broker 01 Name
GEORGE D CLAYTON & SONS
Ins Broker 01 Street Addr
207 S MCLEAN ST
Ins Broker 01 City
LINCOLN
Ins Broker 01 State
IL
Ins Broker 01 ZIP Code
62656
Ins Broker Comm Pd 01 Amount
$41
Ins Broker Fees Pd 01 Amount
$0
Ins Broker 01 Code
3
Row 2
Ins Carrier Name: THE GUARDIAN INSURANCE & ANNUITY COMPANY INC
Filing Id
84037140396552
Form Id
15792455
Schedule A EIN
43-1754315
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
2000-01-01
Schedule A Tax Period
20001231
Ins Carrier Name
THE GUARDIAN INSURANCE & ANNUITY COMPANY INC
Ins Carrier EIN
13-2656036
Ins Carrier Naic Code
64246
Ins Contract Num
500001525
Ins Prsn Covered End of year Count
4
Ins Policy From Date
2000-01-01
Ins Policy To Date
2000-12-31
Ins Broker Comm Total Amount
$41
Ins Broker Fees Total Amount
$0
Pension End of year Gen Account Amount
$0
Pension End of year Sep Account Amount
$0
Pension Prem Paid Total Amount
$1,247
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$123
Pension Cost Text
ACQUISITION & ADMINISTRATION COSTS
Pension Type Alloc Cntrct Indicator
Yes
Pension End Prev Bal Amount
$0
Pension Contribution Dep Amount
$0
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$0
Pension Transfer From Amount
$0
Pension Other Amount
$0
Pension Total Additions Amount
$0
Pension Total Bal Addn Amount
$0
Pension Bnfts Dsbrsd Amount
$0
Pension Admin Chrg Amount
$0
Pension Transfer To Amount
$0
Pension Oth Ded Amount
$0
Pension Total Ded Amount
$0
Pension End of year Bal Amount
$0
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0

Schedule D

Row 1
Filing Id
84037140396552
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
30372140396050003
DFE P1 Entity 01 Name
THE GUARDIAN 401K INVESTOR
DFE P1 Spons 01 Name
THE GUARDIAN INSURANCE & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
132656036000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$31,467
Row 2
Filing Id
84037140396552
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
30372140396050003

Schedule I

Schedule I Financial Statement

Small plan result

Balance sheet and activity values reported by the filer for this small-plan annual return.

End-of-year assets$31,502-$13,252 change

Balance Sheet

Beginning and end of plan year.

Total assets$44,754$31,502Decrease -$13,252 (-29.61%)
Total liabilities$0$0No change $0
Net assets$44,754$31,502Decrease -$13,252 (-29.61%)

Contributions

Employer contributions$0
Participant contributions$1,081
Other contributions$0

Income & Expenses

Total income$-4,299
Total expenses$8,953
Net income$-13,252
Source fields
Schedule I source fields
Filing Id
84037140396552
Schedule I EIN
43-1754315
Schedule I Plan Num
001
Schedule I Plan Year Begin Date
2000-01-01
Schedule I Tax Period
20001231
Small plan total assets at beginning of year
$44,754
Small plan total liabilities at beginning of year
$0
Small plan net assets at beginning of year
$44,754
Small plan total assets at end of year
$31,502
Small plan total liabilities at end of year
$0
Small plan net assets at end of year
$31,502
Small plan employer contributions
$0
Small plan participant contributions
$1,081
Small Oth Contribution Rcvd Amount
$0
Small Non Cash Contribution Bs Amount
$0
Small Other Income Amount
$-5,380
Small plan total income
$-4,299
Small plan total benefit distributions
$8,829
Small Corrective Distribution Amount
$0
Small Dm Dstrb Ptcp Ln A
0
Small Oth Expenses Amount
$124
Small plan total expenses
$8,953
Small plan net income or loss
$-13,252
Small Total Plan Transfers Amount
$0
Small Joint Venture End of year Indicator
No
Small Joint Venture End of year Amount
$0
Small Employer Prop End of year Indicator
No
Small Employer Prop End of year Amount
$0
Small Investment Real Est End of year I
2
Small Investment Real Est End of year A
0
Small Employer Sec End of year Indicator
No
Small Employer Sec End of year Amount
$0
Small Mortg Participants End of year Indicator
No
Small Mortg Participants End of year Amount
$0
Small Oth Lns Participants End of year Indicator
No
Small Oth Lns Participants End of year Amount
$0
Small Personal Prop End of year Indicator
No
Small Personal Prop End of year Amount
$0
Small Fail Xmt Ctb I
2
Small Fail Xmt Ctb A
0
Small plan participant loans in default
No
Small Loans In Default Amount
$0
Small plan leases in default
No
Small Leases In Default Amount
$0
Small Pt In Interest Not Reported I
2
Small Pt In Interest Not Reported A
0
Small plan fidelity bond in place
Yes
Small plan fidelity bond amount
$2,000
Small plan loss discovered during year
No
Small Loss Discovered Dur Year Amount
$0
Small plan assets with undetermined value
No
Small Asset Undeterm Valuation Amount
$0
Small plan non-cash contributions reported
No
Small Non Cash Contribution Amount
$0
Small 20 Percent Sngl Investment Indicator
No
Small 20 Percent Sngl Investment Amount
$0
Small plan all plan assets distributed
No
Small plan resolution to terminate plan adopted
No
Small Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN43-1761873

Transfers

Distributed property value$0
Schedule R source fields
Payor 43-1761873
Filing Id
84037140396552
Schedule R EIN
43-1754315
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2000-01-01
Schedule R Tax Period
20001231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
43-1761873
Pension Elec Satisfy Code 412 Indicator
3
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0