Civic Intelligence
Filing

Ecologic Analytics LLC 401(K) Plan

Ecologic Analytics LLC • EIN 41-1993948 • Plan year 2008

Company ProfileSource Archive
Filing Insights

Participants

Up

11 → 32

21 • 190.91%

Assets

Up

$67,152 → $176,590

$109,438 • 162.97%

Investment Management Fee

-

Admin expenses - • Total expenses $33,112

Filing Details

Context
Net investment result
$109,438
Pension payor EIN
01-0233346

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

Not reported

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

Not reported

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Not reported

5% transactions reported

Not reported

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
201210$0$617,740-
Ecologic Analytics LLC 401(K) Plan-0$0$617,740-
2011153$1,103,590$409,817$7,732iApproximate average salary by contribution assumption: employee only about $193,310 at 4% or $128,873 at 6%; with 50% employer match about $128,873 at 4% or $85,916 at 6%; with 100% employer match about $96,655 at 4% or $64,437 at 6%.
Ecologic Analytics LLC 401(K) Plan-53$1,103,590$409,817$7,732iApproximate average salary by contribution assumption: employee only about $193,310 at 4% or $128,873 at 6%; with 50% employer match about $128,873 at 4% or $85,916 at 6%; with 100% employer match about $96,655 at 4% or $64,437 at 6%.
2010134$796,654$281,032$8,266iApproximate average salary by contribution assumption: employee only about $206,641 at 4% or $137,761 at 6%; with 50% employer match about $137,761 at 4% or $91,841 at 6%; with 100% employer match about $103,321 at 4% or $68,880 at 6%.
Ecologic Analytics LLC 401(K) Plan-34$796,654$281,032$8,266iApproximate average salary by contribution assumption: employee only about $206,641 at 4% or $137,761 at 6%; with 50% employer match about $137,761 at 4% or $91,841 at 6%; with 100% employer match about $103,321 at 4% or $68,880 at 6%.
2009129$529,383$272,679$9,403iApproximate average salary by contribution assumption: employee only about $235,068 at 4% or $156,712 at 6%; with 50% employer match about $156,712 at 4% or $104,475 at 6%; with 100% employer match about $117,534 at 4% or $78,356 at 6%.
Ecologic Analytics LLC 401(K) Plan-29$529,383$272,679$9,403iApproximate average salary by contribution assumption: employee only about $235,068 at 4% or $156,712 at 6%; with 50% employer match about $156,712 at 4% or $104,475 at 6%; with 100% employer match about $117,534 at 4% or $78,356 at 6%.
2008132$176,590$206,169$6,443iApproximate average salary by contribution assumption: employee only about $161,070 at 4% or $107,380 at 6%; with 50% employer match about $107,380 at 4% or $71,586 at 6%; with 100% employer match about $80,535 at 4% or $53,690 at 6%.
Ecologic Analytics LLC 401(K) PlanCurrent32$176,590$206,169$6,443iApproximate average salary by contribution assumption: employee only about $161,070 at 4% or $107,380 at 6%; with 50% employer match about $107,380 at 4% or $71,586 at 6%; with 100% employer match about $80,535 at 4% or $53,690 at 6%.
2007111$0$0-
Ecologic Analytics LLC 401(K) Plan-11---
Schedule Details

Schedule A

Row 1
Filing Id
84037280412059
Form Id
98856926
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8010379280412050002
Ins Broker 01 Name
BOULAY HEUTMAKER ZIBELL & CO. PLLP
Ins Broker 01 Street Addr
7500 FLYING CLOUD DRIVE, SUITE 800
Ins Broker 01 City
MINNEAPOLIS
Ins Broker 01 State
MN
Ins Broker 01 ZIP Code
55344
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$1,621
Ins Broker Fees Pd 01 Text
TPA COMPENSATION
Ins Broker 01 Code
5
Row 2
Filing Id
84037280412059
Form Id
98856926
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
8010379280412050002
Ins Broker 01 Name
1ST GLOBAL CAPITAL CORP.
Ins Broker 01 Street Addr
8150 N. CENTRAL EXPRESSWAY, STE 500
Ins Broker 01 City
DALLAS
Ins Broker 01 State
TX
Ins Broker 01 ZIP Code
75206
Ins Broker Comm Pd 01 Amount
$1,126
Ins Broker Fees Pd 01 Amount
$0
Ins Broker 01 Code
3
Row 3
Ins Carrier Name: JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) ("JOHN HANCOCK USA")
Filing Id
84037280412059
Form Id
98856926
Schedule A EIN
41-1993948
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
2008-01-01
Schedule A Tax Period
20081231
Ins Carrier Name
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) ("JOHN HANCOCK USA")
Ins Carrier EIN
01-0233346
Ins Carrier Naic Code
65838
Ins Contract Num
68988
Ins Prsn Covered End of year Count
26
Ins Policy From Date
2008-01-01
Ins Policy To Date
2008-12-31
Ins Broker Comm Total Amount
$1,126
Ins Broker Fees Total Amount
$1,621
Pension End of year Gen Account Amount
$0
Pension End of year Sep Account Amount
$176,590
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pension End Prev Bal Amount
$0
Pension Contribution Dep Amount
$0
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$0
Pension Transfer From Amount
$0
Pension Other Amount
$0
Pension Total Additions Amount
$0
Pension Total Bal Addn Amount
$0
Pension Bnfts Dsbrsd Amount
$0
Pension Admin Chrg Amount
$0
Pension Transfer To Amount
$0
Pension Oth Ded Amount
$0
Pension Total Ded Amount
$0
Pension End of year Bal Amount
$0
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0

Schedule D

Row 1
Filing Id
84037280412059
Page Id
3
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8010379280412050003
Row 2
Filing Id
84037280412059
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
LIFECYLCE 2015
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$20,133
Row 3
Filing Id
84037280412059
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
LIFECYCLE 2035
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$6,634
Row 4
Filing Id
84037280412059
Page Id
2
Page Seq
1
Page Row Num
1
Row Num
10
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
THE GROWTH FUND OF AMERICA
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$2,633
Row 5
Filing Id
84037280412059
Page Id
2
Page Seq
1
Page Row Num
2
Row Num
11
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
AMERICAN CENTURY VISTA
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$2,155
Row 6
Filing Id
84037280412059
Page Id
2
Page Seq
1
Page Row Num
3
Row Num
12
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
ALLIANZ RCM TECH FUND
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$1,131
Row 7
Filing Id
84037280412059
Page Id
2
Page Seq
1
Page Row Num
4
Row Num
13
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
INTL EQUITY INDEX FUND
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$447
Row 8
Filing Id
84037280412059
Page Id
2
Page Seq
1
Page Row Num
5
Row Num
14
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
INTERNATIONAL OPPS FUND
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$1,114
Row 9
Filing Id
84037280412059
Page Id
2
Page Seq
1
Page Row Num
6
Row Num
15
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
FINANCIAL SERVICES FUND
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$1,168
Row 10
Filing Id
84037280412059
Page Id
2
Page Seq
2
Page Row Num
1
Row Num
16
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
EMERGING SMALL CO FUND
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$1,217
Row 11
Filing Id
84037280412059
Page Id
1
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
LIFECYCLE 2040
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$7,038
Row 12
Filing Id
84037280412059
Page Id
1
Page Seq
0
Page Row Num
4
Row Num
3
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
LIFESTYLE CONSERVATIVE
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$3,926
Row 13
Filing Id
84037280412059
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
4
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
LIFESTYLE MODERATE
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$3,829
Row 14
Filing Id
84037280412059
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
5
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
LIFESTYLCE BALANCED
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$5,001
Row 15
Filing Id
84037280412059
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
6
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
LIFESTYLE GROWTH
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$70,941
Row 16
Filing Id
84037280412059
Page Id
2
Page Seq
0
Page Row Num
4
Row Num
7
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
LIFESTYLE AGGRESSIVE
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$45,873
Row 17
Filing Id
84037280412059
Page Id
2
Page Seq
0
Page Row Num
5
Row Num
8
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
RIVERSOURCE MID CAP VALUE
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$1,439
Row 18
Filing Id
84037280412059
Page Id
2
Page Seq
0
Page Row Num
6
Row Num
9
Image Form Id
8010379280412050003
DFE P1 Entity 01 Name
COLUMBIA VALUE & RESTRUCTURING
DFE P1 Spons 01 Name
JOHN HANCOCK LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$1,910
Row 19
Filing Id
84037280412059
Schedule D EIN
41-1993948
Schedule D Plan number
001
Schedule D Plan Year Begin Date
2008-01-01
Schedule D Tax Period
20081231

Schedule I

Schedule I Financial Statement

Small plan result

Balance sheet and activity values reported by the filer for this small-plan annual return.

End-of-year assets$176,590$109,438 change

Balance Sheet

Beginning and end of plan year.

Total assets$67,152$176,590Increase +$109,438 (162.97%)
Total liabilities$0$0No change $0
Net assets$67,152$176,590Increase +$109,438 (162.97%)

Contributions

Employer contributions$0
Participant contributions$206,169
Other contributions$0

Income & Expenses

Total income$142,550
Total expenses$33,112
Net income$109,438
Source fields
Schedule I source fields
Filing Id
84037280412059
Schedule I EIN
41-1993948
Schedule I Plan Num
001
Schedule I Plan Year Begin Date
2008-01-01
Schedule I Tax Period
20081231
Small plan total assets at beginning of year
$67,152
Small plan total liabilities at beginning of year
$0
Small plan net assets at beginning of year
$67,152
Small plan total assets at end of year
$176,590
Small plan total liabilities at end of year
$0
Small plan net assets at end of year
$176,590
Small plan employer contributions
$0
Small plan participant contributions
$206,169
Small Oth Contribution Rcvd Amount
$0
Small Non Cash Contribution Bs Amount
$0
Small Other Income Amount
$-63,619
Small plan total income
$142,550
Small plan total benefit distributions
$30,619
Small Corrective Distribution Amount
$0
Small Dm Dstrb Ptcp Ln A
0
Small Oth Expenses Amount
$2,493
Small plan total expenses
$33,112
Small plan net income or loss
$109,438
Small Total Plan Transfers Amount
$0
Small Joint Venture End of year Indicator
No
Small Joint Venture End of year Amount
$0
Small Employer Prop End of year Indicator
No
Small Employer Prop End of year Amount
$0
Small Investment Real Est End of year I
2
Small Investment Real Est End of year A
0
Small Employer Sec End of year Indicator
No
Small Employer Sec End of year Amount
$0
Small Mortg Participants End of year Indicator
No
Small Mortg Participants End of year Amount
$0
Small Oth Lns Participants End of year Indicator
No
Small Oth Lns Participants End of year Amount
$0
Small Personal Prop End of year Indicator
No
Small Personal Prop End of year Amount
$0
Small Fail Xmt Ctb I
2
Small Fail Xmt Ctb A
0
Small plan participant loans in default
No
Small Loans In Default Amount
$0
Small plan leases in default
No
Small Leases In Default Amount
$0
Small Pt In Interest Not Reported I
2
Small Pt In Interest Not Reported A
0
Small plan fidelity bond in place
Yes
Small plan fidelity bond amount
$250,000
Small plan loss discovered during year
No
Small Loss Discovered Dur Year Amount
$0
Small plan assets with undetermined value
No
Small Asset Undeterm Valuation Amount
$0
Small plan non-cash contributions reported
No
Small Non Cash Contribution Amount
$0
Small 20 Percent Sngl Investment Indicator
No
Small 20 Percent Sngl Investment Amount
$0
Small plan all plan assets distributed
No
Waiver Annual Iqpa Report
1
Small plan resolution to terminate plan adopted
No
Small Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN01-0233346

Transfers

Distributed property value$0
Schedule R source fields
Payor 01-0233346
Filing Id
84037280412059
Schedule R EIN
41-1993948
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2008-01-01
Schedule R Tax Period
20081231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
01-0233346
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0
Pension Satisfy Cover Basis Code
1