Civic Intelligence
Filing

Stephan a. Kaplan, D.D.S. Pension Plan

Stephan a. Kaplan, D.D.S. • EIN 37-1055476 • Plan year 2004

Company ProfileSource Archive
Filing Insights

Participants

Flat

6 → 6

0 • 0.00%

Assets

Up

$429,867 → $579,619

$149,752 • 34.84%

Investment Management Fee

-

Admin expenses - • Total expenses $8,170

Filing Details

Context
Net investment result
$149,752

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

Not reported

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

Not reported

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Not reported

5% transactions reported

Not reported

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
201811$1,856,467$296,855$296,855iApproximate average salary by contribution assumption: employee only about $7,421,375 at 4% or $4,947,583 at 6%; with 50% employer match about $4,947,583 at 4% or $3,298,389 at 6%; with 100% employer match about $3,710,688 at 4% or $2,473,792 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-1$1,856,467$296,855$296,855iApproximate average salary by contribution assumption: employee only about $7,421,375 at 4% or $4,947,583 at 6%; with 50% employer match about $4,947,583 at 4% or $3,298,389 at 6%; with 100% employer match about $3,710,688 at 4% or $2,473,792 at 6%.
201716$2,230,499$114,000$19,000iApproximate average salary by contribution assumption: employee only about $475,000 at 4% or $316,667 at 6%; with 50% employer match about $316,667 at 4% or $211,111 at 6%; with 100% employer match about $237,500 at 4% or $158,333 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-6$2,230,499$114,000$19,000iApproximate average salary by contribution assumption: employee only about $475,000 at 4% or $316,667 at 6%; with 50% employer match about $316,667 at 4% or $211,111 at 6%; with 100% employer match about $237,500 at 4% or $158,333 at 6%.
201616$1,920,027$100,000$16,667iApproximate average salary by contribution assumption: employee only about $416,667 at 4% or $277,778 at 6%; with 50% employer match about $277,778 at 4% or $185,185 at 6%; with 100% employer match about $208,333 at 4% or $138,889 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-6$1,920,027$100,000$16,667iApproximate average salary by contribution assumption: employee only about $416,667 at 4% or $277,778 at 6%; with 50% employer match about $277,778 at 4% or $185,185 at 6%; with 100% employer match about $208,333 at 4% or $138,889 at 6%.
201516$1,723,959$100,000$16,667iApproximate average salary by contribution assumption: employee only about $416,667 at 4% or $277,778 at 6%; with 50% employer match about $277,778 at 4% or $185,185 at 6%; with 100% employer match about $208,333 at 4% or $138,889 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-6$1,723,959$100,000$16,667iApproximate average salary by contribution assumption: employee only about $416,667 at 4% or $277,778 at 6%; with 50% employer match about $277,778 at 4% or $185,185 at 6%; with 100% employer match about $208,333 at 4% or $138,889 at 6%.
201416$1,656,087$100,000$16,667iApproximate average salary by contribution assumption: employee only about $416,667 at 4% or $277,778 at 6%; with 50% employer match about $277,778 at 4% or $185,185 at 6%; with 100% employer match about $208,333 at 4% or $138,889 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-6$1,656,087$100,000$16,667iApproximate average salary by contribution assumption: employee only about $416,667 at 4% or $277,778 at 6%; with 50% employer match about $277,778 at 4% or $185,185 at 6%; with 100% employer match about $208,333 at 4% or $138,889 at 6%.
201316$1,512,724$100,000$16,667iApproximate average salary by contribution assumption: employee only about $416,667 at 4% or $277,778 at 6%; with 50% employer match about $277,778 at 4% or $185,185 at 6%; with 100% employer match about $208,333 at 4% or $138,889 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-6$1,512,724$100,000$16,667iApproximate average salary by contribution assumption: employee only about $416,667 at 4% or $277,778 at 6%; with 50% employer match about $277,778 at 4% or $185,185 at 6%; with 100% employer match about $208,333 at 4% or $138,889 at 6%.
201216$1,332,678$100,000$16,667iApproximate average salary by contribution assumption: employee only about $416,667 at 4% or $277,778 at 6%; with 50% employer match about $277,778 at 4% or $185,185 at 6%; with 100% employer match about $208,333 at 4% or $138,889 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-6$1,332,678$100,000$16,667iApproximate average salary by contribution assumption: employee only about $416,667 at 4% or $277,778 at 6%; with 50% employer match about $277,778 at 4% or $185,185 at 6%; with 100% employer match about $208,333 at 4% or $138,889 at 6%.
201116$1,149,635$130,000$21,667iApproximate average salary by contribution assumption: employee only about $541,667 at 4% or $361,111 at 6%; with 50% employer match about $361,111 at 4% or $240,741 at 6%; with 100% employer match about $270,833 at 4% or $180,556 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-6$1,149,635$130,000$21,667iApproximate average salary by contribution assumption: employee only about $541,667 at 4% or $361,111 at 6%; with 50% employer match about $361,111 at 4% or $240,741 at 6%; with 100% employer match about $270,833 at 4% or $180,556 at 6%.
201016$1,020,556$75,000$12,500iApproximate average salary by contribution assumption: employee only about $312,500 at 4% or $208,333 at 6%; with 50% employer match about $208,333 at 4% or $138,889 at 6%; with 100% employer match about $156,250 at 4% or $104,167 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-6$1,020,556$75,000$12,500iApproximate average salary by contribution assumption: employee only about $312,500 at 4% or $208,333 at 6%; with 50% employer match about $208,333 at 4% or $138,889 at 6%; with 100% employer match about $156,250 at 4% or $104,167 at 6%.
200915$1,074,449$135,819$27,164iApproximate average salary by contribution assumption: employee only about $679,095 at 4% or $452,730 at 6%; with 50% employer match about $452,730 at 4% or $301,820 at 6%; with 100% employer match about $339,548 at 4% or $226,365 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-5$1,074,449$135,819$27,164iApproximate average salary by contribution assumption: employee only about $679,095 at 4% or $452,730 at 6%; with 50% employer match about $452,730 at 4% or $301,820 at 6%; with 100% employer match about $339,548 at 4% or $226,365 at 6%.
200816$860,195$75,000$12,500iApproximate average salary by contribution assumption: employee only about $312,500 at 4% or $208,333 at 6%; with 50% employer match about $208,333 at 4% or $138,889 at 6%; with 100% employer match about $156,250 at 4% or $104,167 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-6$860,195$75,000$12,500iApproximate average salary by contribution assumption: employee only about $312,500 at 4% or $208,333 at 6%; with 50% employer match about $208,333 at 4% or $138,889 at 6%; with 100% employer match about $156,250 at 4% or $104,167 at 6%.
200615$896,767$168,890$33,778iApproximate average salary by contribution assumption: employee only about $844,450 at 4% or $562,967 at 6%; with 50% employer match about $562,967 at 4% or $375,311 at 6%; with 100% employer match about $422,225 at 4% or $281,483 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-5$896,767$168,890$33,778iApproximate average salary by contribution assumption: employee only about $844,450 at 4% or $562,967 at 6%; with 50% employer match about $562,967 at 4% or $375,311 at 6%; with 100% employer match about $422,225 at 4% or $281,483 at 6%.
200515$685,695$125,965$25,193iApproximate average salary by contribution assumption: employee only about $629,825 at 4% or $419,883 at 6%; with 50% employer match about $419,883 at 4% or $279,922 at 6%; with 100% employer match about $314,913 at 4% or $209,942 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-5$685,695$125,965$25,193iApproximate average salary by contribution assumption: employee only about $629,825 at 4% or $419,883 at 6%; with 50% employer match about $419,883 at 4% or $279,922 at 6%; with 100% employer match about $314,913 at 4% or $209,942 at 6%.
200416$579,619$123,042$20,507iApproximate average salary by contribution assumption: employee only about $512,675 at 4% or $341,783 at 6%; with 50% employer match about $341,783 at 4% or $227,856 at 6%; with 100% employer match about $256,338 at 4% or $170,892 at 6%.
Stephan a. Kaplan, D.D.S. Pension PlanCurrent6$579,619$123,042$20,507iApproximate average salary by contribution assumption: employee only about $512,675 at 4% or $341,783 at 6%; with 50% employer match about $341,783 at 4% or $227,856 at 6%; with 100% employer match about $256,338 at 4% or $170,892 at 6%.
200316$0$0-
Stephan a. Kaplan, D.D.S. Pension Plan-6---
200216$296,697$97,942$16,324iApproximate average salary by contribution assumption: employee only about $408,092 at 4% or $272,061 at 6%; with 50% employer match about $272,061 at 4% or $181,374 at 6%; with 100% employer match about $204,046 at 4% or $136,031 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-6$296,697$97,942$16,324iApproximate average salary by contribution assumption: employee only about $408,092 at 4% or $272,061 at 6%; with 50% employer match about $272,061 at 4% or $181,374 at 6%; with 100% employer match about $204,046 at 4% or $136,031 at 6%.
200116$0$0-
Stephan a. Kaplan, D.D.S. Pension Plan-6---
200015$128,850$75,071$15,014iApproximate average salary by contribution assumption: employee only about $375,355 at 4% or $250,237 at 6%; with 50% employer match about $250,237 at 4% or $166,824 at 6%; with 100% employer match about $187,678 at 4% or $125,118 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-5$128,850$75,071$15,014iApproximate average salary by contribution assumption: employee only about $375,355 at 4% or $250,237 at 6%; with 50% employer match about $250,237 at 4% or $166,824 at 6%; with 100% employer match about $187,678 at 4% or $125,118 at 6%.
199916$55,543$55,543$9,257iApproximate average salary by contribution assumption: employee only about $231,429 at 4% or $154,286 at 6%; with 50% employer match about $154,286 at 4% or $102,857 at 6%; with 100% employer match about $115,715 at 4% or $77,143 at 6%.
Stephan a. Kaplan, D.D.S. Pension Plan-6$55,543$55,543$9,257iApproximate average salary by contribution assumption: employee only about $231,429 at 4% or $154,286 at 6%; with 50% employer match about $154,286 at 4% or $102,857 at 6%; with 100% employer match about $115,715 at 4% or $77,143 at 6%.
Schedule Details

Schedule I

Schedule I Financial Statement

Small plan result

Balance sheet and activity values reported by the filer for this small-plan annual return.

End-of-year assets$579,619$149,752 change

Balance Sheet

Beginning and end of plan year.

Total assets$429,867$579,619Increase +$149,752 (34.84%)
Total liabilities$0$0No change $0
Net assets$429,867$579,619Increase +$149,752 (34.84%)

Contributions

Employer contributions$123,042
Participant contributions$0
Other contributions$0

Income & Expenses

Total income$157,922
Total expenses$8,170
Net income$149,752
Source fields
Schedule I source fields
Filing Id
84037304242555
Schedule I EIN
37-1055476
Schedule I Plan Num
001
Schedule I Plan Year Begin Date
2004-01-01
Schedule I Tax Period
20041231
Small plan total assets at beginning of year
$429,867
Small plan total liabilities at beginning of year
$0
Small plan net assets at beginning of year
$429,867
Small plan total assets at end of year
$579,619
Small plan total liabilities at end of year
$0
Small plan net assets at end of year
$579,619
Small plan employer contributions
$123,042
Small plan participant contributions
$0
Small Oth Contribution Rcvd Amount
$0
Small Non Cash Contribution Bs Amount
$0
Small Other Income Amount
$34,880
Small plan total income
$157,922
Small plan total benefit distributions
$0
Small Corrective Distribution Amount
$0
Small Dm Dstrb Ptcp Ln A
0
Small Oth Expenses Amount
$8,170
Small plan total expenses
$8,170
Small plan net income or loss
$149,752
Small Total Plan Transfers Amount
$0
Small Joint Venture End of year Indicator
No
Small Joint Venture End of year Amount
$0
Small Employer Prop End of year Indicator
No
Small Employer Prop End of year Amount
$0
Small Investment Real Est End of year I
2
Small Investment Real Est End of year A
0
Small Employer Sec End of year Indicator
No
Small Employer Sec End of year Amount
$0
Small Mortg Participants End of year Indicator
No
Small Mortg Participants End of year Amount
$0
Small Oth Lns Participants End of year Indicator
No
Small Oth Lns Participants End of year Amount
$0
Small Personal Prop End of year Indicator
No
Small Personal Prop End of year Amount
$0
Small Fail Xmt Ctb I
2
Small Fail Xmt Ctb A
0
Small plan participant loans in default
No
Small Loans In Default Amount
$0
Small plan leases in default
No
Small Leases In Default Amount
$0
Small Pt In Interest Not Reported I
2
Small Pt In Interest Not Reported A
0
Small plan fidelity bond in place
Yes
Small plan fidelity bond amount
$30,000
Small plan loss discovered during year
No
Small Loss Discovered Dur Year Amount
$0
Small plan assets with undetermined value
No
Small Asset Undeterm Valuation Amount
$0
Small plan non-cash contributions reported
No
Small Non Cash Contribution Amount
$0
Small 20 Percent Sngl Investment Indicator
No
Small 20 Percent Sngl Investment Amount
$0
Small plan all plan assets distributed
No
Waiver Annual Iqpa Report
1
Small plan resolution to terminate plan adopted
No
Small Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Transfers

Distributed property value$0
Schedule R source fields
Row 1
Filing Id
84037304242555
Schedule R EIN
37-1055476
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2004-01-01
Schedule R Tax Period
20041231
Pension Value Dstrb Pd Property Amount
$0
Pension Bnft Distribution Sngl Sum Count
0
Pension Elec Satisfy Code 412 Indicator
No
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0