Fidelity bond in place
Yes
Filing
Uhlich Childrens Home Retirement Plan
Ucan • EIN 36-2167937 • Plan year 2012
Filing Insights
Participants
Down773 → 510
-263 • -34.02%
Assets
Up$6,416,690 → $7,301,741
$885,051 • 13.79%
Investment Management Fee
0.31%$21,208
Admin expenses $59,651 • Total expenses $564,766
Filing Details
Context- Net investment result
- $885,051
- Accountant opinion
- Disclaimer of opinion
- Pension payor EIN
- 75-3182674
Status Flags
Limited-scope audit performed
Not reported
Contributions transmitted on time
No
Participant loans in default
No
Leases in default
No
Reportable party-in-interest issues
No
Loss discovered during year
No
Assets with undetermined value
No
Non-cash contributions
No
Assets held for investment
Yes
5% transactions reported
No
All plan assets distributed
No
Benefits paid when due
No
Plan blackout period
No
Plan termination resolution adopted
No
Counterparties
Known direct compensation$59,6510.87%
| Provider | Services | Location | Direct Compensation | Related |
|---|---|---|---|---|
| ALLIANCE PENSION CONSULTANTS, LLCEIN 36-4389114 | Service code 60, Contract administration, Custodial, Service code 63 | - | $38,4430.56% | - |
| ROTHSCHILD INVESTMENT CORPORATION | Service code 59, Investment management, Service code 63 | - | $21,2080.31% | Rothschild Investment Corporation |
| MCGLADREY LLPEIN 42-0714325 | Accountant, Disclaimer of opinion | - | - | Mcgladrey & Pullen LLP |
Company Timeline
This filing is highlighted inside the broader sponsor history.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2024 | 2 | 469 | $2,764,719 | $0 | - |
| Pension Plan for Employees of Familycare of Illinois | - | 84 | $2,764,719 | $0 | - |
| Ucan Welfare Benefit Plan | - | 469 | - | - | - |
| 2023 | 3 | 522 | $13,933,745 | $932,086 | $1,786iApproximate average salary by contribution assumption: employee only about $44,640 at 4% or $29,760 at 6%; with 50% employer match about $29,760 at 4% or $19,840 at 6%; with 100% employer match about $22,320 at 4% or $14,880 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 522 | $11,230,930 | $932,086 | $1,786iApproximate average salary by contribution assumption: employee only about $44,640 at 4% or $29,760 at 6%; with 50% employer match about $29,760 at 4% or $19,840 at 6%; with 100% employer match about $22,320 at 4% or $14,880 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 84 | $2,702,815 | - | - |
| Ucan Welfare Benefit Plan | - | 449 | - | - | - |
| 2022 | 3 | 485 | $13,143,773 | $691,923 | $1,427iApproximate average salary by contribution assumption: employee only about $35,666 at 4% or $23,777 at 6%; with 50% employer match about $23,777 at 4% or $15,852 at 6%; with 100% employer match about $17,833 at 4% or $11,889 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 485 | $10,443,808 | $666,283 | $1,374iApproximate average salary by contribution assumption: employee only about $34,344 at 4% or $22,896 at 6%; with 50% employer match about $22,896 at 4% or $15,264 at 6%; with 100% employer match about $17,172 at 4% or $11,448 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 3 | $2,699,965 | $25,640 | $8,547iApproximate average salary by contribution assumption: employee only about $213,667 at 4% or $142,444 at 6%; with 50% employer match about $142,444 at 4% or $94,963 at 6%; with 100% employer match about $106,833 at 4% or $71,222 at 6%. |
| Ucan Welfare Benefit Plan | - | 409 | - | - | - |
| 2021 | 3 | 455 | $13,026,276 | $756,549 | $1,663iApproximate average salary by contribution assumption: employee only about $41,569 at 4% or $27,712 at 6%; with 50% employer match about $27,712 at 4% or $18,475 at 6%; with 100% employer match about $20,784 at 4% or $13,856 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 455 | $10,027,522 | $756,549 | $1,663iApproximate average salary by contribution assumption: employee only about $41,569 at 4% or $27,712 at 6%; with 50% employer match about $27,712 at 4% or $18,475 at 6%; with 100% employer match about $20,784 at 4% or $13,856 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 3 | $2,998,754 | - | - |
| Ucan Welfare Benefit Plan | - | 396 | - | - | - |
| 2020 | 3 | 506 | $17,313,118 | $787,226 | $1,556iApproximate average salary by contribution assumption: employee only about $38,895 at 4% or $25,930 at 6%; with 50% employer match about $25,930 at 4% or $17,286 at 6%; with 100% employer match about $19,447 at 4% or $12,965 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 506 | $13,560,944 | $774,752 | $1,531iApproximate average salary by contribution assumption: employee only about $38,278 at 4% or $25,519 at 6%; with 50% employer match about $25,519 at 4% or $17,013 at 6%; with 100% employer match about $19,139 at 4% or $12,759 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 5 | $3,752,174 | $12,474 | $2,495iApproximate average salary by contribution assumption: employee only about $62,370 at 4% or $41,580 at 6%; with 50% employer match about $41,580 at 4% or $27,720 at 6%; with 100% employer match about $31,185 at 4% or $20,790 at 6%. |
| Ucan Welfare Benefit Plan | - | 459 | - | - | - |
| 2019 | 3 | 507 | $13,200,603 | $765,730 | $1,510iApproximate average salary by contribution assumption: employee only about $37,758 at 4% or $25,172 at 6%; with 50% employer match about $25,172 at 4% or $16,781 at 6%; with 100% employer match about $18,879 at 4% or $12,586 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 507 | $10,134,699 | $734,230 | $1,448iApproximate average salary by contribution assumption: employee only about $36,205 at 4% or $24,136 at 6%; with 50% employer match about $24,136 at 4% or $16,091 at 6%; with 100% employer match about $18,102 at 4% or $12,068 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 5 | $3,065,904 | $31,500 | $6,300iApproximate average salary by contribution assumption: employee only about $157,500 at 4% or $105,000 at 6%; with 50% employer match about $105,000 at 4% or $70,000 at 6%; with 100% employer match about $78,750 at 4% or $52,500 at 6%. |
| Ucan Welfare Benefit Plan | - | 497 | - | - | - |
| 2018 | 3 | 539 | $12,840,659 | $719,572 | $1,335iApproximate average salary by contribution assumption: employee only about $33,375 at 4% or $22,250 at 6%; with 50% employer match about $22,250 at 4% or $14,833 at 6%; with 100% employer match about $16,688 at 4% or $11,125 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 539 | $9,785,442 | $719,572 | $1,335iApproximate average salary by contribution assumption: employee only about $33,375 at 4% or $22,250 at 6%; with 50% employer match about $22,250 at 4% or $14,833 at 6%; with 100% employer match about $16,688 at 4% or $11,125 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 5 | $3,055,217 | - | - |
| Ucan Welfare Benefit Plan | - | 487 | - | - | - |
| 2017 | 2 | 574 | $11,860,931 | $722,281 | $1,258iApproximate average salary by contribution assumption: employee only about $31,458 at 4% or $20,972 at 6%; with 50% employer match about $20,972 at 4% or $13,981 at 6%; with 100% employer match about $15,729 at 4% or $10,486 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 574 | $8,842,724 | $631,364 | $1,100iApproximate average salary by contribution assumption: employee only about $27,498 at 4% or $18,332 at 6%; with 50% employer match about $18,332 at 4% or $12,222 at 6%; with 100% employer match about $13,749 at 4% or $9,166 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 6 | $3,018,207 | $90,917 | $15,153iApproximate average salary by contribution assumption: employee only about $378,821 at 4% or $252,547 at 6%; with 50% employer match about $252,547 at 4% or $168,365 at 6%; with 100% employer match about $189,410 at 4% or $126,274 at 6%. |
| 2016 | 2 | 518 | $11,804,217 | $818,750 | $1,581iApproximate average salary by contribution assumption: employee only about $39,515 at 4% or $26,343 at 6%; with 50% employer match about $26,343 at 4% or $17,562 at 6%; with 100% employer match about $19,757 at 4% or $13,172 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 518 | $8,766,524 | $816,619 | $1,576iApproximate average salary by contribution assumption: employee only about $39,412 at 4% or $26,275 at 6%; with 50% employer match about $26,275 at 4% or $17,516 at 6%; with 100% employer match about $19,706 at 4% or $13,137 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 10 | $3,037,693 | $2,131 | $213iApproximate average salary by contribution assumption: employee only about $5,328 at 4% or $3,552 at 6%; with 50% employer match about $3,552 at 4% or $2,368 at 6%; with 100% employer match about $2,664 at 4% or $1,776 at 6%. |
| 2015 | 2 | 506 | $10,574,109 | $539,327 | $1,066iApproximate average salary by contribution assumption: employee only about $26,647 at 4% or $17,764 at 6%; with 50% employer match about $17,764 at 4% or $11,843 at 6%; with 100% employer match about $13,323 at 4% or $8,882 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 506 | $7,698,682 | $539,327 | $1,066iApproximate average salary by contribution assumption: employee only about $26,647 at 4% or $17,764 at 6%; with 50% employer match about $17,764 at 4% or $11,843 at 6%; with 100% employer match about $13,323 at 4% or $8,882 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 12 | $2,875,427 | - | - |
| 2014 | 2 | 460 | $10,964,450 | $695,417 | $1,512iApproximate average salary by contribution assumption: employee only about $37,794 at 4% or $25,196 at 6%; with 50% employer match about $25,196 at 4% or $16,798 at 6%; with 100% employer match about $18,897 at 4% or $12,598 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 460 | $7,850,939 | $695,417 | $1,512iApproximate average salary by contribution assumption: employee only about $37,794 at 4% or $25,196 at 6%; with 50% employer match about $25,196 at 4% or $16,798 at 6%; with 100% employer match about $18,897 at 4% or $12,598 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 15 | $3,113,511 | - | - |
| 2013 | 3 | 477 | $11,483,236 | $583,455 | $1,223iApproximate average salary by contribution assumption: employee only about $30,579 at 4% or $20,386 at 6%; with 50% employer match about $20,386 at 4% or $13,591 at 6%; with 100% employer match about $15,290 at 4% or $10,193 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 477 | $8,262,739 | $487,734 | $1,023iApproximate average salary by contribution assumption: employee only about $25,563 at 4% or $17,042 at 6%; with 50% employer match about $17,042 at 4% or $11,361 at 6%; with 100% employer match about $12,781 at 4% or $8,521 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 18 | $3,220,497 | $95,721 | $5,318iApproximate average salary by contribution assumption: employee only about $132,946 at 4% or $88,631 at 6%; with 50% employer match about $88,631 at 4% or $59,087 at 6%; with 100% employer match about $66,473 at 4% or $44,315 at 6%. |
| Ucan Welfare Benefit Plan | - | 433 | - | - | - |
| 2012 | 3 | 510 | $10,119,744 | $778,528 | $1,527iApproximate average salary by contribution assumption: employee only about $38,163 at 4% or $25,442 at 6%; with 50% employer match about $25,442 at 4% or $16,961 at 6%; with 100% employer match about $19,082 at 4% or $12,721 at 6%. |
| Uhlich Childrens Home Retirement Plan | Current | 510 | $7,301,741 | $686,086 | $1,345iApproximate average salary by contribution assumption: employee only about $33,632 at 4% or $22,421 at 6%; with 50% employer match about $22,421 at 4% or $14,947 at 6%; with 100% employer match about $16,816 at 4% or $11,211 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 19 | $2,818,003 | $92,442 | $4,865iApproximate average salary by contribution assumption: employee only about $121,634 at 4% or $81,089 at 6%; with 50% employer match about $81,089 at 4% or $54,060 at 6%; with 100% employer match about $60,817 at 4% or $40,545 at 6%. |
| Ucan Welfare Benefit Plan | - | 445 | - | - | - |
| 2011 | 3 | 516 | $8,923,884 | $504,381 | $977iApproximate average salary by contribution assumption: employee only about $24,437 at 4% or $16,291 at 6%; with 50% employer match about $16,291 at 4% or $10,861 at 6%; with 100% employer match about $12,219 at 4% or $8,146 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 516 | $6,416,690 | $383,212 | $743iApproximate average salary by contribution assumption: employee only about $18,566 at 4% or $12,378 at 6%; with 50% employer match about $12,378 at 4% or $8,252 at 6%; with 100% employer match about $9,283 at 4% or $6,189 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 20 | $2,507,194 | $121,169 | $6,058iApproximate average salary by contribution assumption: employee only about $151,461 at 4% or $100,974 at 6%; with 50% employer match about $100,974 at 4% or $67,316 at 6%; with 100% employer match about $75,731 at 4% or $50,487 at 6%. |
| Ucan Welfare Benefit Plan | - | 457 | - | - | - |
| 2010 | 3 | 595 | $9,277,702 | $535,437 | $900iApproximate average salary by contribution assumption: employee only about $22,497 at 4% or $14,998 at 6%; with 50% employer match about $14,998 at 4% or $9,999 at 6%; with 100% employer match about $11,249 at 4% or $7,499 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 521 | $6,646,343 | $435,437 | $836iApproximate average salary by contribution assumption: employee only about $20,894 at 4% or $13,930 at 6%; with 50% employer match about $13,930 at 4% or $9,286 at 6%; with 100% employer match about $10,447 at 4% or $6,965 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 24 | $2,631,359 | $100,000 | $4,167iApproximate average salary by contribution assumption: employee only about $104,167 at 4% or $69,444 at 6%; with 50% employer match about $69,444 at 4% or $46,296 at 6%; with 100% employer match about $52,083 at 4% or $34,722 at 6%. |
| Ucan Welfare Benefit Plan | - | 595 | - | - | - |
| 2009 | 2 | 501 | $7,916,419 | $808,621 | $1,614iApproximate average salary by contribution assumption: employee only about $40,350 at 4% or $26,900 at 6%; with 50% employer match about $26,900 at 4% or $17,933 at 6%; with 100% employer match about $20,175 at 4% or $13,450 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 501 | $5,732,005 | $707,307 | $1,412iApproximate average salary by contribution assumption: employee only about $35,295 at 4% or $23,530 at 6%; with 50% employer match about $23,530 at 4% or $15,687 at 6%; with 100% employer match about $17,647 at 4% or $11,765 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 24 | $2,184,414 | $101,314 | $4,221iApproximate average salary by contribution assumption: employee only about $105,535 at 4% or $70,357 at 6%; with 50% employer match about $70,357 at 4% or $46,905 at 6%; with 100% employer match about $52,768 at 4% or $35,178 at 6%. |
| 2008 | 4 | 470 | $6,944,693 | $650,926 | $1,385iApproximate average salary by contribution assumption: employee only about $34,624 at 4% or $23,082 at 6%; with 50% employer match about $23,082 at 4% or $15,388 at 6%; with 100% employer match about $17,312 at 4% or $11,541 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 470 | $5,035,787 | $650,926 | $1,385iApproximate average salary by contribution assumption: employee only about $34,624 at 4% or $23,082 at 6%; with 50% employer match about $23,082 at 4% or $15,388 at 6%; with 100% employer match about $17,312 at 4% or $11,541 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 27 | $1,908,906 | - | - |
| UHLICH CHILDRENS ADVANTAGE NETWORK UHLICH LIFE & DISABILITY PLANS | - | 373 | - | - | - |
| UHLICH CHILDRENS ADVANTAGE NETWORK UHLICH MEDICAL PLAN | - | 296 | - | - | - |
| 2007 | 4 | 468 | $5,830,971 | $520,778 | $1,113iApproximate average salary by contribution assumption: employee only about $27,819 at 4% or $18,546 at 6%; with 50% employer match about $18,546 at 4% or $12,364 at 6%; with 100% employer match about $13,910 at 4% or $9,273 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 468 | $5,830,971 | $520,778 | $1,113iApproximate average salary by contribution assumption: employee only about $27,819 at 4% or $18,546 at 6%; with 50% employer match about $18,546 at 4% or $12,364 at 6%; with 100% employer match about $13,910 at 4% or $9,273 at 6%. |
| UHLICH CHILDRENS ADVANTAGE NETWORK LIFE & DISABILITY PLANS | - | 405 | - | - | - |
| UHLICH CHILDRENS ADVANTAGE METWORK MEDICAL PLAN | - | 304 | - | - | - |
| Pension Plan for Employees of Familycare of Illinois | - | 31 | - | - | - |
| 2006 | 4 | 419 | $8,747,141 | $949,680 | $2,267iApproximate average salary by contribution assumption: employee only about $56,663 at 4% or $37,776 at 6%; with 50% employer match about $37,776 at 4% or $25,184 at 6%; with 100% employer match about $28,332 at 4% or $18,888 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 419 | $6,204,350 | $809,421 | $1,932iApproximate average salary by contribution assumption: employee only about $48,295 at 4% or $32,197 at 6%; with 50% employer match about $32,197 at 4% or $21,464 at 6%; with 100% employer match about $24,147 at 4% or $16,098 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 38 | $2,542,791 | $140,259 | $3,691iApproximate average salary by contribution assumption: employee only about $92,276 at 4% or $61,517 at 6%; with 50% employer match about $61,517 at 4% or $41,011 at 6%; with 100% employer match about $46,138 at 4% or $30,759 at 6%. |
| UHLICH CHILDRENS ADVANTAGE NETWORK MEDICAL PLAN | - | 284 | - | - | - |
| UHLICH CHILDRENS ADVANTAGE NETWORK LIFE & DISABILITY PLANS | - | 331 | - | - | - |
| 2005 | 2 | 444 | $7,334,634 | $923,974 | $2,081iApproximate average salary by contribution assumption: employee only about $52,026 at 4% or $34,684 at 6%; with 50% employer match about $34,684 at 4% or $23,122 at 6%; with 100% employer match about $26,013 at 4% or $17,342 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 444 | $5,160,804 | $699,112 | $1,575iApproximate average salary by contribution assumption: employee only about $39,364 at 4% or $26,243 at 6%; with 50% employer match about $26,243 at 4% or $17,495 at 6%; with 100% employer match about $19,682 at 4% or $13,121 at 6%. |
| Pension Plan for Employees of Familycare of Illinois | - | 40 | $2,173,830 | $224,862 | $5,622iApproximate average salary by contribution assumption: employee only about $140,539 at 4% or $93,693 at 6%; with 50% employer match about $93,693 at 4% or $62,462 at 6%; with 100% employer match about $70,269 at 4% or $46,846 at 6%. |
| 2004 | 3 | 397 | $4,370,659 | $629,641 | $1,586iApproximate average salary by contribution assumption: employee only about $39,650 at 4% or $26,433 at 6%; with 50% employer match about $26,433 at 4% or $17,622 at 6%; with 100% employer match about $19,825 at 4% or $13,217 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 397 | $4,370,659 | $629,641 | $1,586iApproximate average salary by contribution assumption: employee only about $39,650 at 4% or $26,433 at 6%; with 50% employer match about $26,433 at 4% or $17,622 at 6%; with 100% employer match about $19,825 at 4% or $13,217 at 6%. |
| UHLICH CHILDRENS ADVANTAGE NETWORK LIFE AND DISABILITY PLAN | - | 303 | - | - | - |
| UHLICH CHILDRENS ADVANTAGE NETWORK MEDICAL PLAN | - | 305 | - | - | - |
| 2003 | 2 | 299 | $3,803,716 | $548,831 | $1,836iApproximate average salary by contribution assumption: employee only about $45,889 at 4% or $30,593 at 6%; with 50% employer match about $30,593 at 4% or $20,395 at 6%; with 100% employer match about $22,944 at 4% or $15,296 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 299 | $3,803,716 | $548,831 | $1,836iApproximate average salary by contribution assumption: employee only about $45,889 at 4% or $30,593 at 6%; with 50% employer match about $30,593 at 4% or $20,395 at 6%; with 100% employer match about $22,944 at 4% or $15,296 at 6%. |
| UHLICH CHILDRENS ADVANTAGE NETWORK LIFE AND DISABILITY PLAN | - | 266 | - | - | - |
| 2002 | 4 | 308 | $3,114,461 | $501,795 | $1,629iApproximate average salary by contribution assumption: employee only about $40,730 at 4% or $27,153 at 6%; with 50% employer match about $27,153 at 4% or $18,102 at 6%; with 100% employer match about $20,365 at 4% or $13,577 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 308 | $3,114,461 | $501,795 | $1,629iApproximate average salary by contribution assumption: employee only about $40,730 at 4% or $27,153 at 6%; with 50% employer match about $27,153 at 4% or $18,102 at 6%; with 100% employer match about $20,365 at 4% or $13,577 at 6%. |
| UHLICH CHILDRENS HOME DENTAL PLAN | - | 241 | - | - | - |
| UHLICH CHILDRENS HOME PPO PLAN | - | 126 | - | - | - |
| UHLICH CHILDRENS HOME HMO PLAN | - | 113 | - | - | - |
| 2001 | 1 | 309 | $0 | $0 | - |
| Uhlich Childrens Home Retirement Plan | - | 309 | - | - | - |
| 2000 | 1 | 312 | $0 | $0 | - |
| Uhlich Childrens Home Retirement Plan | - | 312 | - | - | - |
| 1999 | 1 | 299 | $2,435,283 | $669,003 | $2,237iApproximate average salary by contribution assumption: employee only about $55,937 at 4% or $37,291 at 6%; with 50% employer match about $37,291 at 4% or $24,861 at 6%; with 100% employer match about $27,968 at 4% or $18,646 at 6%. |
| Uhlich Childrens Home Retirement Plan | - | 299 | $2,435,283 | $669,003 | $2,237iApproximate average salary by contribution assumption: employee only about $55,937 at 4% or $37,291 at 6%; with 50% employer match about $37,291 at 4% or $24,861 at 6%; with 100% employer match about $27,968 at 4% or $18,646 at 6%. |
Schedule Details
Schedule C
Schedule C Provider
ALLIANCE PENSION CONSULTANTS, LLC
RECORDKEEPER • EIN 36-4389114
Direct compensation$38,443
Service code 60Contract administrationCustodialService code 63
Indirect compensationYes
Formula-based compensationYes
PayorCALVERT
Compensation basis0.40% OF AVERAGE DAILY BALANCE OF ASSETS
Source fields
- Row 1
- Service code: Service code 60
- Service code
- Service code 60
- Row 2
- Service code: Contract administration
- Service code
- Contract administration
- Row 3
- Service code: Custodial
- Service code
- Custodial
- Row 4
- Service code: Service code 63
- Service code
- Service code 63
- Row 5
- Provider Indirect Name
- ALLIANCE PENSION CONSULTANTS, LLC
- Provider Indirect Comp Amount
- $0
- Provider Payor Name
- CALVERT
- Provider Payor EIN
- 52-1233223
- Provider Comp Explain Text
- 0.40% OF AVERAGE DAILY BALANCE OF ASSETS
- ALLIANCE PENSION CONSULTANTS, LLC
- Other provider name
- ALLIANCE PENSION CONSULTANTS, LLC
- Other provider EIN
- 36-4389114
- Relationship to employer or plan
- RECORDKEEPER
- Direct compensation
- $38,443
- Indirect compensation reported
- Yes
- Provider Other Elig Indicator Comp Indicator
- Yes
- Provider Other Total Indicator Comp Amount
- $0
- Provider Other Amount Formula Indicator
- Yes
Schedule C Provider
ALLIANCE PENSION CONSULTANTS, LLC
INVESTMENT ADV
Direct compensation$21,208
Service code 59Investment managementService code 63
Indirect compensationNo
PayorPRUDENTIAL INVESTMENTS
Compensation basis0.25% OF AVERAGE DAILY BALANCE OF ASSETS
Source fields
- Row 7
- Service code: Service code 59
- Service code
- Service code 59
- Row 8
- Service code: Investment management
- Service code
- Investment management
- Row 9
- Service code: Service code 63
- Service code
- Service code 63
- Row 10
- Provider Indirect Name
- ALLIANCE PENSION CONSULTANTS, LLC
- Provider Indirect Comp Amount
- $0
- Provider Payor Name
- PRUDENTIAL INVESTMENTS
- Provider Payor EIN
- 22-3703799
- Provider Comp Explain Text
- 0.25% OF AVERAGE DAILY BALANCE OF ASSETS
- ROTHSCHILD INVESTMENT CORPORATION
- Other provider name
- ROTHSCHILD INVESTMENT CORPORATION
- Provider Other US Address1
- 311 SOUTH WACKER DRIVE
- Provider Other US Address2
- SUITE 6500
- Provider Other US City
- CHICAGO
- Provider Other US State
- IL
- Provider Other US ZIP
- 60606
- Relationship to employer or plan
- INVESTMENT ADV
- Direct compensation
- $21,208
- Indirect compensation reported
- No
Schedule C Provider
ALLIANCE PENSION CONSULTANTS, LLC
Provider details
Service code 60
PayorALLIANCE BERNSTEIN
Compensation basis0.15% OF AVERAGE DAILY BALANCE OF ASSETS
Source fields
- Row 12
- Service code: Service code 60
- Service code
- Service code 60
- Row 13
- Provider Indirect Name
- ALLIANCE PENSION CONSULTANTS, LLC
- Provider Indirect Comp Amount
- $0
- Provider Payor Name
- ALLIANCE BERNSTEIN
- Provider Payor EIN
- 13-3191825
- Provider Comp Explain Text
- 0.15% OF AVERAGE DAILY BALANCE OF ASSETS
Schedule C Provider
ALLIANCE PENSION CONSULTANTS, LLC
Provider details
Service code 59Service code 63
PayorARIEL INVESTMENTS
Compensation basis0.35% OF AVERAGE DAILY BALANCE OF ASSETS
Source fields
- Row 14
- Service code: Service code 59
- Service code
- Service code 59
- Row 15
- Service code: Service code 63
- Service code
- Service code 63
- Row 16
- Provider Indirect Name
- ALLIANCE PENSION CONSULTANTS, LLC
- Provider Indirect Comp Amount
- $0
- Provider Payor Name
- ARIEL INVESTMENTS
- Provider Payor EIN
- 02-0712418
- Provider Comp Explain Text
- 0.35% OF AVERAGE DAILY BALANCE OF ASSETS
Schedule C Provider
ALLIANCE PENSION CONSULTANTS, LLC
Provider details
Service code 60
PayorDREYFUS
Compensation basis$1.00 PER PARTICIPANT PER FUND PER MONTH
Source fields
- Row 17
- Service code: Service code 60
- Service code
- Service code 60
- Row 18
- Provider Indirect Name
- ALLIANCE PENSION CONSULTANTS, LLC
- Provider Indirect Comp Amount
- $0
- Provider Payor Name
- DREYFUS
- Provider Payor EIN
- 13-2614959
- Provider Comp Explain Text
- $1.00 PER PARTICIPANT PER FUND PER MONTH
Schedule C Provider
ALLIANCE PENSION CONSULTANTS, LLC
Provider details
Service code 60
PayorOPPENHEIMERFUNDS
Compensation basis0.25% OF AVERAGE DAILY BALANCE OF ASSETS
Source fields
- Row 19
- Service code: Service code 60
- Service code
- Service code 60
- Row 20
- Provider Indirect Name
- ALLIANCE PENSION CONSULTANTS, LLC
- Provider Indirect Comp Amount
- $0
- Provider Payor Name
- OPPENHEIMERFUNDS
- Provider Payor EIN
- 13-2527171
- Provider Comp Explain Text
- 0.25% OF AVERAGE DAILY BALANCE OF ASSETS
Schedule C Provider
ALLIANCE PENSION CONSULTANTS, LLC
Provider details
Service code 59Service code 63
PayorBROWN CAPITAL MANAGEMENT
Compensation basis0.20% OF AVERAGE DAILY BALANCE OF ASSETS
Source fields
- Row 21
- Service code: Service code 59
- Service code
- Service code 59
- Row 22
- Service code: Service code 63
- Service code
- Service code 63
- Row 23
- Provider Indirect Name
- ALLIANCE PENSION CONSULTANTS, LLC
- Provider Indirect Comp Amount
- $0
- Provider Payor Name
- BROWN CAPITAL MANAGEMENT
- Provider Payor EIN
- 52-1304372
- Provider Comp Explain Text
- 0.20% OF AVERAGE DAILY BALANCE OF ASSETS
Schedule C Provider
ALLIANCE PENSION CONSULTANTS, LLC
Provider details
Service code 59Service code 63
PayorUNION BOND & TRUST COMPANY
Compensation basis0.60% OF AVERAGE DAILY BALANCE OF ASSETS
Source fields
- Row 24
- Service code: Service code 59
- Service code
- Service code 59
- Row 25
- Service code: Service code 63
- Service code
- Service code 63
- Row 26
- Provider Indirect Name
- ALLIANCE PENSION CONSULTANTS, LLC
- Provider Indirect Comp Amount
- $0
- Provider Payor Name
- UNION BOND & TRUST COMPANY
- Provider Payor US Address1
- 1300 SW FIFTH AVE SUITE 3300
- Provider Payor US City
- PORTLAND
- Provider Payor US State
- OR
- Provider Payor US ZIP
- 97201
- Provider Comp Explain Text
- 0.60% OF AVERAGE DAILY BALANCE OF ASSETS
Schedule C Provider
Provider 9
Provider details
Source fields
- Row 27
- Excluded provider reported
- No
Schedule D
- Row 1
- DFE P1 Entity Name
- STABLE VALUE FUND
- DFE P1 Spons Name
- UNION BOND & TRUST COMPANY
- DFE P1 Plan EIN
- 93-6274329
- DFE P1 Plan Plan number
- 001
- DFE P1 Entity Code
- C
- DFE P1 Plan Interest End of year Amount
- $276,474
- Row 2
- Schedule D Plan Year Begin Date
- 2012-07-01
- Schedule D Tax Period
- 2013-06-30
- Schedule D Plan number
- 001
- Schedule D EIN
- 36-2167937
Schedule H
Schedule H Financial Statement
Large plan result
Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.
End-of-year assets$7,301,741$885,051 change
Balance Sheet
Beginning and end of plan year.
Total assets$6,416,690$7,301,741Increase +$885,051 (13.79%)
Total liabilities$0$0No change $0
Net assets$6,416,690$7,301,741Increase +$885,051 (13.79%)
Contributions
Employer contributions$212,519
Participant contributions$442,774
Other contributions$30,793
Total contributions$686,086
Income & Investment Result
Total income$1,449,817
Interest$15,135
Dividends$99,359
Net income$885,051
Expenses & Fees
Benefits paid$505,115
Investment management$21,208
Administrative expenses$59,651
Total expenses$564,766
Accountant
FirmMCGLADREY LLP
Firm EIN42-0714325
OpinionDisclaimer of opinion
Compliance
Fidelity bondYes
Fidelity bond amount$500,000
Participant loans$323,751
Late contributionsNo
Schedule H source fields
- Financial summary
- Total assets at beginning of year: $6,416,690Total assets at end of year: $7,301,741Total liabilities at end of year: $0Net income or loss: $885,051
- Schedule H Plan Year Begin Date
- 2012-07-01
- Schedule H Tax Period
- 2013-06-30
- Schedule H Plan number
- 001
- Schedule H EIN
- 36-2167937
- Participants Contribution Beginning of year Amount
- $17,867
- Other Receivables Beginning of year Amount
- $627
- Participant loans at beginning of year
- $368,704
- Interest Common Tr Beginning of year Amount
- $254,961
- Interest in registered investment companies at beginning of year
- $5,774,531
- Total assets at beginning of year
- $6,416,690
- Total liabilities at beginning of year
- $0
- Net assets at beginning of year
- $6,416,690
- Employer Contribution End of year Amount
- $207,214
- Participants Contribution End of year Amount
- $18,760
- Other Receivables End of year Amount
- $482
- Participant loans at end of year
- $323,751
- Interest Common Tr End of year Amount
- $276,474
- Interest in registered investment companies at end of year
- $6,475,060
- Total assets at end of year
- $7,301,741
- Total liabilities at end of year
- $0
- Net assets at end of year
- $7,301,741
- Employer contributions
- $212,519
- Participant contributions
- $442,774
- Oth Contribution Rcvd Amount
- $30,793
- Total contributions
- $686,086
- Interest on participant loans
- $15,135
- Total interest income
- $15,135
- Registered investment income
- $99,359
- Total dividend income
- $99,359
- Net gain or loss on sale of assets
- $0
- Net unrealized appreciation or depreciation
- $0
- Gain Loss Com Trust Amount
- $1,419
- Gain or loss on registered investments
- $647,818
- Total income
- $1,449,817
- Participant distributions
- $505,115
- Total benefit distributions
- $505,115
- Professional Fees Amount
- $38,443
- Investment management fees
- $21,208
- Total administrative expenses
- $59,651
- Total expenses
- $564,766
- Net income or loss
- $885,051
- Accountant opinion type
- Disclaimer of opinion
- Account Performed Limited Audit Indicator
- Yes
- Accountant firm name
- MCGLADREY LLP
- Accountant firm EIN
- 42-0714325
- Failed to transmit participant contributions on time
- No
- Participant loans in default
- No
- Leases in default
- No
- Nonexempt transactions with parties in interest
- No
- Fidelity bond in place
- Yes
- Fidelity bond amount
- $500,000
- Loss discovered during year
- No
- Assets with undetermined value
- No
- Non-cash contributions reported
- No
- Assets held for investment
- Yes
- Reportable 5% transactions
- No
- All plan assets distributed
- No
- Failed to provide benefits when due
- No
- Blackout period occurred
- No
- Resolution to terminate plan adopted
- No
Schedule R
Schedule R Pension Information
Retirement plan characteristics
Testing, payor, opinion-letter, and transfer information reported with the filing.
Pension & Payor
Payor EIN75-3182674
Transfers
Asset/liability transferNo
Liabilities in multiple plansNo
Distributed property value$0
Schedule R source fields
- Payor 75-3182674
- Schedule R Plan Year Begin Date
- 2012-07-01
- Schedule R Tax Period
- 2013-06-30
- Schedule R Plan number
- 001
- Schedule R EIN
- 36-2167937
- Pension Value Dstrb Pd Property Amount
- $0
- Pension payor EIN
- 75-3182674
- Asset or liability transfer
- No
- Liability shared by multiple plans
- No
Filing received by DOL Apr 15, 2014