Fidelity bond in place
Yes
Filing
Mode Transportation 401(K) Plan
Mode Transportation LLC • EIN 35-1712356 • Plan year 2018
Filing Insights
Participants
Up126 → 134
8 • 6.35%
Assets
Up$0 → $5,839,628
$5,839,628
Investment Management Fee
0.00%$0
Admin expenses $75 • Total expenses $201,595
Filing Details
Context- Net investment result
- $-365,201
- Pension payor EIN
- 04-6568107
Status Flags
Limited-scope audit performed
Not reported
Contributions transmitted on time
No
Participant loans in default
No
Leases in default
No
Reportable party-in-interest issues
No
Loss discovered during year
No
Assets with undetermined value
No
Non-cash contributions
No
Assets held for investment
Yes
5% transactions reported
No
All plan assets distributed
No
Benefits paid when due
No
Plan blackout period
Yes
Plan termination resolution adopted
No
Counterparties
Known direct compensation$750.00%
| Provider | Services | Location | Direct Compensation | Related |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONALEIN 04-2647786 | Service code 60, Service code 64, Service code 65 | - | $750.00% | - |
| FIDELITY INVESTMENTS INSTITUTIONALEIN 04-2647786 | Service code 60, Service code 64, Service code 65 | - | - | - |
Company Timeline
This filing is highlighted inside the broader sponsor history.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2025 | 1 | 565 | $45,135,548 | $9,220,849 | $16,320iApproximate average salary by contribution assumption: employee only about $408,002 at 4% or $272,001 at 6%; with 50% employer match about $272,001 at 4% or $181,334 at 6%; with 100% employer match about $204,001 at 4% or $136,001 at 6%. |
| Mode Transportation 401(K) Plan | - | 565 | $45,135,548 | $9,220,849 | $16,320iApproximate average salary by contribution assumption: employee only about $408,002 at 4% or $272,001 at 6%; with 50% employer match about $272,001 at 4% or $181,334 at 6%; with 100% employer match about $204,001 at 4% or $136,001 at 6%. |
| 2024 | 2 | 634 | $35,344,010 | $5,592,483 | $8,821iApproximate average salary by contribution assumption: employee only about $220,524 at 4% or $147,016 at 6%; with 50% employer match about $147,016 at 4% or $98,011 at 6%; with 100% employer match about $110,262 at 4% or $73,508 at 6%. |
| Mode Transportation 401(K) Plan | - | 634 | $35,344,010 | $5,592,483 | $8,821iApproximate average salary by contribution assumption: employee only about $220,524 at 4% or $147,016 at 6%; with 50% employer match about $147,016 at 4% or $98,011 at 6%; with 100% employer match about $110,262 at 4% or $73,508 at 6%. |
| Mode Transportation LLC Welfare Benefit Plan | - | 626 | - | - | - |
| 2023 | 2 | 469 | $30,035,401 | $5,855,873 | $12,486iApproximate average salary by contribution assumption: employee only about $312,147 at 4% or $208,098 at 6%; with 50% employer match about $208,098 at 4% or $138,732 at 6%; with 100% employer match about $156,073 at 4% or $104,049 at 6%. |
| Mode Transportation 401(K) Plan | - | 459 | $30,035,401 | $5,855,873 | $12,758iApproximate average salary by contribution assumption: employee only about $318,947 at 4% or $212,632 at 6%; with 50% employer match about $212,632 at 4% or $141,754 at 6%; with 100% employer match about $159,474 at 4% or $106,316 at 6%. |
| Mode Transportation LLC Welfare Benefit Plan | - | 469 | - | - | - |
| 2022 | 2 | 601 | $22,510,974 | $7,473,656 | $12,435iApproximate average salary by contribution assumption: employee only about $310,884 at 4% or $207,256 at 6%; with 50% employer match about $207,256 at 4% or $138,171 at 6%; with 100% employer match about $155,442 at 4% or $103,628 at 6%. |
| Mode Transportation 401(K) Plan | - | 601 | $22,510,974 | $7,473,656 | $12,435iApproximate average salary by contribution assumption: employee only about $310,884 at 4% or $207,256 at 6%; with 50% employer match about $207,256 at 4% or $138,171 at 6%; with 100% employer match about $155,442 at 4% or $103,628 at 6%. |
| Mode Transportation LLC Welfare Benefit Plan | - | 599 | - | - | - |
| 2021 | 2 | 606 | $21,479,158 | $5,823,735 | $9,610iApproximate average salary by contribution assumption: employee only about $240,253 at 4% or $160,169 at 6%; with 50% employer match about $160,169 at 4% or $106,779 at 6%; with 100% employer match about $120,127 at 4% or $80,084 at 6%. |
| Mode Transportation 401(K) Plan | - | 606 | $21,479,158 | $5,823,735 | $9,610iApproximate average salary by contribution assumption: employee only about $240,253 at 4% or $160,169 at 6%; with 50% employer match about $160,169 at 4% or $106,779 at 6%; with 100% employer match about $120,127 at 4% or $80,084 at 6%. |
| Mode Transportation LLC Welfare Benefit Plan | - | 602 | - | - | - |
| 2020 | 2 | 335 | $14,421,018 | $6,357,384 | $18,977iApproximate average salary by contribution assumption: employee only about $474,432 at 4% or $316,288 at 6%; with 50% employer match about $316,288 at 4% or $210,859 at 6%; with 100% employer match about $237,216 at 4% or $158,144 at 6%. |
| Mode Transportation 401(K) Plan | - | 335 | $14,421,018 | $6,357,384 | $18,977iApproximate average salary by contribution assumption: employee only about $474,432 at 4% or $316,288 at 6%; with 50% employer match about $316,288 at 4% or $210,859 at 6%; with 100% employer match about $237,216 at 4% or $158,144 at 6%. |
| Mode Transportation LLC Welfare Benefit Plan | - | 185 | - | - | - |
| 2019 | 2 | 159 | $8,733,005 | $2,033,171 | $12,787iApproximate average salary by contribution assumption: employee only about $319,681 at 4% or $213,121 at 6%; with 50% employer match about $213,121 at 4% or $142,080 at 6%; with 100% employer match about $159,840 at 4% or $106,560 at 6%. |
| Mode Transportation 401(K) Plan | - | 159 | $8,733,005 | $2,033,171 | $12,787iApproximate average salary by contribution assumption: employee only about $319,681 at 4% or $213,121 at 6%; with 50% employer match about $213,121 at 4% or $142,080 at 6%; with 100% employer match about $159,840 at 4% or $106,560 at 6%. |
| Mode Transportation LLC Welfare Benefit Plan | - | 148 | - | - | - |
| 2018 | 1 | 134 | $5,839,628 | $144,779 | $1,080iApproximate average salary by contribution assumption: employee only about $27,011 at 4% or $18,007 at 6%; with 50% employer match about $18,007 at 4% or $12,005 at 6%; with 100% employer match about $13,506 at 4% or $9,004 at 6%. |
| Mode Transportation 401(K) Plan | Current | 134 | $5,839,628 | $144,779 | $1,080iApproximate average salary by contribution assumption: employee only about $27,011 at 4% or $18,007 at 6%; with 50% employer match about $18,007 at 4% or $12,005 at 6%; with 100% employer match about $13,506 at 4% or $9,004 at 6%. |
| 2004 | 1 | 0 | $0 | $0 | - |
| EXEL TRANSPORTATION SERVICES, INC. EMPLOYEE HEALTH BENEFIT PLAN | - | 0 | - | - | - |
| 2003 | 1 | 546 | $0 | $0 | - |
| EXEL TRANSPORTATION SERVICES, INC. EMPLOYEE HEALTH BENEFIT PLAN | - | 546 | - | - | - |
| 2002 | 1 | 549 | $0 | $0 | - |
| MARK VII INC. EMPLOYEE HEALTH BENEFIT PLAN | - | 549 | - | - | - |
| 2001 | 1 | 545 | $0 | $0 | - |
| MARK VII INC. EMPLOYEE HEALTH BENEFIT PLAN | - | 545 | - | - | - |
| 2000 | 1 | 575 | $0 | $0 | - |
| MARK VII INC. EMPLOYEE HEALTH BENEFIT PLAN | - | 575 | - | - | - |
Schedule Details
Schedule C
Schedule C Provider
FIDELITY INVESTMENTS INSTITUTIONAL
RECORDKEEPER • EIN 04-2647786
Direct compensation$75
Service code 60Service code 60Service code 64Service code 65
Indirect compensationYes
Formula-based compensationYes
PayorINVS DIVRS DIVD R5 - INVESCO INVES
Compensation basis0.35%
Source fields
- Row 1
- Service code: Service code 60
- Service code
- Service code 60
- Row 2
- Service code: Service code 60
- Service code
- Service code 60
- Row 3
- Service code: Service code 64
- Service code
- Service code 64
- Row 4
- Service code: Service code 65
- Service code
- Service code 65
- Row 5
- Provider Indirect Name
- FIDELITY INVESTMENTS INSTITUTIONAL
- Provider Indirect Comp Amount
- $0
- Provider Payor Name
- INVS DIVRS DIVD R5 - INVESCO INVES
- Provider Payor US Address1
- 11 GREENWAY PLAZA, SUITE 100
- Provider Payor US City
- HOUSTON
- Provider Payor US State
- TX
- Provider Payor US ZIP
- 77046
- Provider Comp Explain Text
- 0.35%
- FIDELITY INVESTMENTS INSTITUTIONAL
- Other provider name
- FIDELITY INVESTMENTS INSTITUTIONAL
- Other provider EIN
- 04-2647786
- Relationship to employer or plan
- RECORDKEEPER
- Direct compensation
- $75
- Indirect compensation reported
- Yes
- Provider Other Elig Indicator Comp Indicator
- Yes
- Provider Other Total Indicator Comp Amount
- $0
- Provider Other Amount Formula Indicator
- Yes
- FIDELITY INVESTMENTS INSTITUTIONAL
- Eligible provider name
- FIDELITY INVESTMENTS INSTITUTIONAL
- Eligible provider EIN
- 04-2647786
Schedule C Provider
FIDELITY INVESTMENTS INSTITUTIONAL
Provider details
Service code 60
PayorTMPL GLOBAL BOND ADV - FRANKLIN TE
Compensation basis0.15%
Source fields
- Row 8
- Service code: Service code 60
- Service code
- Service code 60
- Row 9
- Provider Indirect Name
- FIDELITY INVESTMENTS INSTITUTIONAL
- Provider Indirect Comp Amount
- $0
- Provider Payor Name
- TMPL GLOBAL BOND ADV - FRANKLIN TE
- Provider Payor EIN
- 94-3167260
- Provider Comp Explain Text
- 0.15%
Schedule C Provider
FIDELITY INVESTMENTS INSTITUTIONAL
Provider details
Service code 60
PayorTRP DIV GROWTH - T. ROWE PRICE SER
Compensation basis0.15%
Source fields
- Row 10
- Service code: Service code 60
- Service code
- Service code 60
- Row 11
- Provider Indirect Name
- FIDELITY INVESTMENTS INSTITUTIONAL
- Provider Indirect Comp Amount
- $0
- Provider Payor Name
- TRP DIV GROWTH - T. ROWE PRICE SER
- Provider Payor EIN
- 52-2269240
- Provider Comp Explain Text
- 0.15%
Schedule C Provider
Provider 4
Provider details
Source fields
- Row 12
- Excluded provider reported
- Yes
Schedule H
Schedule H Financial Statement
Large plan result
Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.
End-of-year assets$5,839,628$5,839,628 change
Balance Sheet
Beginning and end of plan year.
Total assets$0$5,839,628Increase +$5,839,628
Total liabilities$0$0No change $0
Net assets$0$5,839,628Increase +$5,839,628
Contributions
Employer contributions$0
Participant contributions$136,178
Other contributions$8,601
Total contributions$144,779
Income & Investment Result
Total income$-163,606
Interest$1,515
Dividends$231,819
Net income$-365,201
Expenses & Fees
Benefits paid$201,520
Investment management$0
Administrative expenses$75
Total expenses$201,595
Compliance
Fidelity bondYes
Fidelity bond amount$500,000
Participant loans$180,414
Late contributionsNo
Schedule H source fields
- Row 1
- Total assets at beginning of year: $0Total assets at end of year: $5,839,628Total liabilities at end of year: $0Net income or loss: $-365,201
- Schedule H Plan Year Begin Date
- 2018-11-15
- Schedule H Tax Period
- 2018-12-31
- Schedule H Plan number
- 001
- Schedule H EIN
- 35-1712356
- Non Interest Bear Cash Beginning of year Amount
- $0
- Employer Contribution Beginning of year Amount
- $0
- Participants Contribution Beginning of year Amount
- $0
- Other Receivables Beginning of year Amount
- $0
- Interest Bear Cash Beginning of year Amount
- $0
- Govt Sec Beginning of year Amount
- $0
- Corp Debt Preferred Beginning of year Amount
- $0
- Corp Debt Other Beginning of year Amount
- $0
- Pref Stock Beginning of year Amount
- $0
- Common Stock Beginning of year Amount
- $0
- Joint Venture Beginning of year Amount
- $0
- Real Estate Beginning of year Amount
- $0
- Other Loans Beginning of year Amount
- $0
- Participant loans at beginning of year
- $0
- Interest Common Tr Beginning of year Amount
- $0
- Interest Pool Sep Account Beginning of year Amount
- $0
- Interest Master Tr Beginning of year Amount
- $0
- Interest 103 12 Investment Beginning of year Amount
- $0
- Interest in registered investment companies at beginning of year
- $0
- Oth Investment Beginning of year Amount
- $0
- Employer Sec Beginning of year Amount
- $0
- Employer Prop Beginning of year Amount
- $0
- Bldgs Used Beginning of year Amount
- $0
- Total assets at beginning of year
- $0
- Bnfts Payable Beginning of year Amount
- $0
- Oprtng Payable Beginning of year Amount
- $0
- Acquis Indbt Beginning of year Amount
- $0
- Other Liability Beginning of year Amount
- $0
- Total liabilities at beginning of year
- $0
- Net assets at beginning of year
- $0
- Non Interest Bear Cash End of year Amount
- $0
- Employer Contribution End of year Amount
- $0
- Participants Contribution End of year Amount
- $0
- Other Receivables End of year Amount
- $0
- Interest Bear Cash End of year Amount
- $199,315
- Govt Sec End of year Amount
- $0
- Corp Debt Preferred End of year Amount
- $0
- Corp Debt Other End of year Amount
- $0
- Pref Stock End of year Amount
- $0
- Common Stock End of year Amount
- $0
- Joint Venture End of year Amount
- $0
- Real Estate End of year Amount
- $0
- Other Loans End of year Amount
- $0
- Participant loans at end of year
- $180,414
- Interest Common Tr End of year Amount
- $0
- Interest Pool Sep Account End of year Amount
- $0
- Interest Master Tr End of year Amount
- $0
- Interest 103 12 Investment End of year Amount
- $0
- Interest in registered investment companies at end of year
- $5,459,899
- Oth Investment End of year Amount
- $0
- Employer Sec End of year Amount
- $0
- Employer Prop End of year Amount
- $0
- Bldgs Used End of year Amount
- $0
- Total assets at end of year
- $5,839,628
- Bnfts Payable End of year Amount
- $0
- Oprtng Payable End of year Amount
- $0
- Acquis Indbt End of year Amount
- $0
- Other Liability End of year Amount
- $0
- Total liabilities at end of year
- $0
- Net assets at end of year
- $5,839,628
- Employer contributions
- $0
- Participant contributions
- $136,178
- Oth Contribution Rcvd Amount
- $8,601
- Non Cash Contribution Bs Amount
- $0
- Total contributions
- $144,779
- Interest Bear Cash Amount
- $472
- Interest On Govt Sec Amount
- $0
- Interest On Corp Debt Amount
- $0
- Interest On Oth Loans Amount
- $0
- Interest on participant loans
- $1,043
- Interest On Oth Investment Amount
- $0
- Total interest income
- $1,515
- Divnd Pref Stock Amount
- $0
- Divnd Common Stock Amount
- $0
- Registered investment income
- $231,819
- Total dividend income
- $231,819
- Total Rents Amount
- $0
- Aggregate Proceeds Amount
- $0
- Aggregate Costs Amount
- $0
- Net gain or loss on sale of assets
- $0
- Unrealized Apprctn Re Amount
- $0
- Unrealized Apprctn Oth Amount
- $0
- Net unrealized appreciation or depreciation
- $0
- Gain Loss Com Trust Amount
- $0
- Gain Loss Pool Sep Amount
- $0
- Gain Loss Master Tr Amount
- $0
- Gain Loss 103 12 Investment Amount
- $0
- Gain or loss on registered investments
- $-541,719
- Other Income Amount
- $0
- Total income
- $-163,606
- Participant distributions
- $201,520
- Ins Carrier Bnfts Amount
- $0
- Oth Bnft Payment Amount
- $0
- Total benefit distributions
- $201,520
- Total Corrective Distribution Amount
- $0
- Total Deemed Distr Part Lns Amount
- $0
- Total Interest Expense Amount
- $0
- Professional Fees Amount
- $0
- Contract Admin Fees Amount
- $0
- Investment management fees
- $0
- Other Admin Fees Amount
- $75
- Total administrative expenses
- $75
- Total expenses
- $201,595
- Net income or loss
- $-365,201
- Total Transfers To Amount
- $6,204,829
- Account Opin Not On File Indicator
- No
- Failed to transmit participant contributions on time
- No
- Participant loans in default
- No
- Leases in default
- No
- Nonexempt transactions with parties in interest
- No
- Fidelity bond in place
- Yes
- Fidelity bond amount
- $500,000
- Loss discovered during year
- No
- Assets with undetermined value
- No
- Non-cash contributions reported
- No
- Assets held for investment
- Yes
- Reportable 5% transactions
- No
- All plan assets distributed
- No
- Failed to provide benefits when due
- No
- Blackout period occurred
- Yes
- Comply Blackout Notice Indicator
- Yes
- Resolution to terminate plan adopted
- No
Schedule R
Schedule R Pension Information
Retirement plan characteristics
Testing, payor, opinion-letter, and transfer information reported with the filing.
Pension & Payor
Payor EIN04-6568107
Schedule R source fields
- Payor 04-6568107
- Schedule R Plan Year Begin Date
- 2018-11-15
- Schedule R Tax Period
- 2018-12-31
- Schedule R Plan number
- 001
- Schedule R EIN
- 35-1712356
- Pension payor EIN
- 04-6568107
Filing received by DOL Sep 06, 2019