Civic Intelligence
Filing

Nowdocs.Com 401K Retirement Plan

Nowdocs.Com • EIN 33-0832151 • Plan year 2001

Company ProfileSource Archive
Filing Insights

Participants

Down

206 → 6

-200 • -97.09%

Assets

Down

$571,825 → $514,695

-$57,130 • -9.99%

Investment Management Fee

1.38%

$7,496

Admin expenses $7,496 • Total expenses $352,665

Filing Details

Context
Net investment result
$-57,130
Pension payor EIN
95-6140222

Status Flags

Fidelity bond in place

No

Limited-scope audit performed

Not reported

Contributions transmitted on time

Yes

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

No

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Yes

5% transactions reported

No

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

Not reported

Counterparties
ProviderServicesLocationDirect CompensationRelated
MOHLER, NIXON & WILLIAMSEIN 77-0106234Accountant--Mohler, Nixon & Williams Accountancy Corporation

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
200610$0$0-
Nowdocs.Com 401K Retirement Plan-0---
200510$18,957$0-
Nowdocs.Com 401K Retirement Plan-0$18,957--
200410$29,881$0-
Nowdocs.Com 401K Retirement Plan-0$29,881--
200210$263,499$12,162-
Nowdocs.Com 401K Retirement Plan-0$263,499$12,162-
200116$514,695$421,121$70,187iApproximate average salary by contribution assumption: employee only about $1,754,671 at 4% or $1,169,781 at 6%; with 50% employer match about $1,169,781 at 4% or $779,854 at 6%; with 100% employer match about $877,335 at 4% or $584,890 at 6%.
Nowdocs.Com 401K Retirement PlanCurrent6$514,695$421,121$70,187iApproximate average salary by contribution assumption: employee only about $1,754,671 at 4% or $1,169,781 at 6%; with 50% employer match about $1,169,781 at 4% or $779,854 at 6%; with 100% employer match about $877,335 at 4% or $584,890 at 6%.
20001195$571,825$658,090$3,375iApproximate average salary by contribution assumption: employee only about $84,371 at 4% or $56,247 at 6%; with 50% employer match about $56,247 at 4% or $37,498 at 6%; with 100% employer match about $42,185 at 4% or $28,124 at 6%.
Nowdocs.Com 401K Retirement Plan-195$571,825$658,090$3,375iApproximate average salary by contribution assumption: employee only about $84,371 at 4% or $56,247 at 6%; with 50% employer match about $56,247 at 4% or $37,498 at 6%; with 100% employer match about $42,185 at 4% or $28,124 at 6%.
1999131$30,608$28,937$933iApproximate average salary by contribution assumption: employee only about $23,336 at 4% or $15,558 at 6%; with 50% employer match about $15,558 at 4% or $10,372 at 6%; with 100% employer match about $11,668 at 4% or $7,779 at 6%.
Nowdocs.Com 401K Retirement Plan-31$30,608$28,937$933iApproximate average salary by contribution assumption: employee only about $23,336 at 4% or $15,558 at 6%; with 50% employer match about $15,558 at 4% or $10,372 at 6%; with 100% employer match about $11,668 at 4% or $7,779 at 6%.
Schedule Details

Schedule A

Row 1
Filing Id
84037083062563
Form Id
28577247
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
1030373083062060002
Ins Broker 01 Name
WILLIAM G. RYAN
Ins Broker 01 Street Addr
18201 VON KARMAN AVENUE
Ins Broker 01 City
IRVINE
Ins Broker 01 State
CA
Ins Broker 01 ZIP Code
92612
Ins Broker Comm Pd 01 Amount
$1,501
Ins Broker Fees Pd 01 Amount
$0
Ins Broker 01 Code
3
Row 2
Ins Carrier Name: TRANSAMERICA LIFE INS & ANNUITY CO
Filing Id
84037083062563
Form Id
28577247
Schedule A EIN
33-0832151
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
2001-01-01
Schedule A Tax Period
20011231
Ins Carrier Name
TRANSAMERICA LIFE INS & ANNUITY CO
Ins Carrier EIN
95-6140222
Ins Carrier Naic Code
69507
Ins Contract Num
980302-000
Ins Prsn Covered End of year Count
70
Ins Policy From Date
2001-01-01
Ins Policy To Date
2001-12-31
Ins Broker Comm Total Amount
$1,501
Ins Broker Fees Total Amount
$0
Pension End of year Gen Account Amount
$0
Pension End of year Sep Account Amount
$509,448
Pension Basis Rates Text
N/A
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pension End Prev Bal Amount
$0
Pension Contribution Dep Amount
$0
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$0
Pension Transfer From Amount
$0
Pension Other Amount
$0
Pension Total Additions Amount
$0
Pension Total Bal Addn Amount
$0
Pension Bnfts Dsbrsd Amount
$0
Pension Admin Chrg Amount
$0
Pension Transfer To Amount
$0
Pension Oth Ded Amount
$0
Pension Total Ded Amount
$0
Pension End of year Bal Amount
$0
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0

Schedule D

Row 1
Filing Id
84037083062563
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TRANSAMERICA EQUITY FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$62,718
Row 2
Filing Id
84037083062563
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
1030373083062060003
Row 3
Filing Id
84037083062563
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TRANSAMERICA EQUITY INDEX FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$44,509
Row 4
Filing Id
84037083062563
Page Id
2
Page Seq
1
Page Row Num
1
Row Num
10
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TI AIM CONSTELLATION FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$13,043
Row 5
Filing Id
84037083062563
Page Id
2
Page Seq
1
Page Row Num
2
Row Num
11
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TI JANUS WORLDWIDE FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$73,154
Row 6
Filing Id
84037083062563
Page Id
2
Page Seq
1
Page Row Num
3
Row Num
12
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TI STRONG GOVERNMENT SECURITIES
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$1,983
Row 7
Filing Id
84037083062563
Page Id
2
Page Seq
1
Page Row Num
4
Row Num
13
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TI FRANKLIN SMALL CAP GROWTH FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$26,638
Row 8
Filing Id
84037083062563
Page Id
2
Page Seq
1
Page Row Num
5
Row Num
14
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TI AIM INTERNATIONAL EQUITY FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$15,874
Row 9
Filing Id
84037083062563
Page Id
2
Page Seq
1
Page Row Num
6
Row Num
15
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TI PUTNAM VISTA FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$6,949
Row 10
Filing Id
84037083062563
Page Id
2
Page Seq
2
Page Row Num
1
Row Num
16
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TI FIDELITY ADVISOR EQUITY INC FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$9,423
Row 11
Filing Id
84037083062563
Page Id
1
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TRANSAMERICA BALANCED FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$54,230
Row 12
Filing Id
84037083062563
Page Id
1
Page Seq
0
Page Row Num
4
Row Num
3
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TRANSAMERICA BOND FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$14,098
Row 13
Filing Id
84037083062563
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
4
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TRANSAMERICA CASH MANAGEMENT FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$18,603
Row 14
Filing Id
84037083062563
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
5
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TRANSAMERICA HIGH YIELD BOND FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$14,791
Row 15
Filing Id
84037083062563
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
6
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TRANSAMERICA AGGRESSIVE GROWTH FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$47,878
Row 16
Filing Id
84037083062563
Page Id
2
Page Seq
0
Page Row Num
4
Row Num
7
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TRANSAMERICA SMALL COMPANY FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$30,906
Row 17
Filing Id
84037083062563
Page Id
2
Page Seq
0
Page Row Num
5
Row Num
8
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TRANSAMERICA VALUE FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$9,765
Row 18
Filing Id
84037083062563
Page Id
2
Page Seq
0
Page Row Num
6
Row Num
9
Image Form Id
1030373083062060003
DFE P1 Entity 01 Name
TI JANUS FUND
DFE P1 Spons 01 Name
TRANSAMERICA LIFE INS & ANNUITY CO
DFE P1 Plan 01 EIN Plan number
956140222000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$64,886

Schedule H

Schedule H Financial Statement

Large plan result

Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.

End-of-year assets$514,695-$57,130 change

Balance Sheet

Beginning and end of plan year.

Total assets$571,825$514,695Decrease -$57,130 (-9.99%)
Total liabilities$0$0No change $0
Net assets$571,825$514,695Decrease -$57,130 (-9.99%)

Contributions

Employer contributions$0
Participant contributions$361,362
Other contributions$59,759
Total contributions$421,121

Income & Investment Result

Total income$295,535
Interest$0
Dividends$0
Net income$-57,130

Expenses & Fees

Benefits paid$345,169
Investment management$7,496
Administrative expenses$7,496
Total expenses$352,665

Accountant

FirmMOHLER, NIXON & WILLIAMS
Firm EIN77-0106234

Compliance

Fidelity bondNo
Fidelity bond amount$0
Participant loans$0
Late contributionsYes
Schedule H source fields
Financial summary
Total assets at beginning of year: $571,825Total assets at end of year: $514,695Total liabilities at end of year: $0Net income or loss: $-57,130
Filing Id
84037083062563
Schedule H EIN
33-0832151
Schedule H Plan number
001
Schedule H Plan Year Begin Date
2001-01-01
Schedule H Tax Period
20011231
Non Interest Bear Cash Beginning of year Amount
$0
Employer Contribution Beginning of year Amount
$0
Participants Contribution Beginning of year Amount
$15,410
Other Receivables Beginning of year Amount
$0
Interest Bear Cash Beginning of year Amount
$0
Govt Sec Beginning of year Amount
$0
Corp Debt Preferred Beginning of year Amount
$0
Corp Debt Other Beginning of year Amount
$0
Pref Stock Beginning of year Amount
$0
Common Stock Beginning of year Amount
$0
Joint Venture Beginning of year Amount
$0
Real Estate Beginning of year Amount
$0
Other Loans Beginning of year Amount
$0
Participant loans at beginning of year
$0
Interest Common Tr Beginning of year Amount
$0
Interest Pool Sep Account Beginning of year Amount
$556,415
Interest Master Tr Beginning of year Amount
$0
Interest 103 12 Investment Beginning of year Amount
$0
Interest in registered investment companies at beginning of year
$0
Ins Co Gen Account Beginning of year Amount
$0
Oth Investment Beginning of year Amount
$0
Employer Sec Beginning of year Amount
$0
Employer Prop Beginning of year Amount
$0
Bldgs Used Beginning of year Amount
$0
Total assets at beginning of year
$571,825
Bnfts Payable Beginning of year Amount
$0
Oprtng Payable Beginning of year Amount
$0
Acquis Indbt Beginning of year Amount
$0
Other Liability Beginning of year Amount
$0
Total liabilities at beginning of year
$0
Net assets at beginning of year
$571,825
Non Interest Bear Cash End of year Amount
$0
Employer Contribution End of year Amount
$0
Participants Contribution End of year Amount
$5,247
Other Receivables End of year Amount
$0
Interest Bear Cash End of year Amount
$0
Govt Sec End of year Amount
$0
Corp Debt Preferred End of year Amount
$0
Corp Debt Other End of year Amount
$0
Pref Stock End of year Amount
$0
Common Stock End of year Amount
$0
Joint Venture End of year Amount
$0
Real Estate End of year Amount
$0
Other Loans End of year Amount
$0
Participant loans at end of year
$0
Interest Common Tr End of year Amount
$0
Interest Pool Sep Account End of year Amount
$509,448
Interest Master Tr End of year Amount
$0
Interest 103 12 Investment End of year Amount
$0
Interest in registered investment companies at end of year
$0
Ins Co Gen Account End of year Amount
$0
Oth Investment End of year Amount
$0
Employer Sec End of year Amount
$0
Employer Prop End of year Amount
$0
Bldgs Used End of year Amount
$0
Total assets at end of year
$514,695
Bnfts Payable End of year Amount
$0
Oprtng Payable End of year Amount
$0
Acquis Indbt End of year Amount
$0
Other Liability End of year Amount
$0
Total liabilities at end of year
$0
Net assets at end of year
$514,695
Employer contributions
$0
Participant contributions
$361,362
Oth Contribution Rcvd Amount
$59,759
Non Cash Contribution Bs Amount
$0
Total contributions
$421,121
Interest Bear Cash Amount
$0
Interest On Govt Sec Amount
$0
Interest On Corp Debt Amount
$0
Interest On Oth Loans Amount
$0
Interest on participant loans
$0
Interest On Oth Investment Amount
$0
Total interest income
$0
Divnd Pref Stock Amount
$0
Divnd Common Stock Amount
$0
Total dividend income
$0
Total Rents Amount
$0
Aggregate Proceeds Amount
$0
Aggregate Costs Amount
$0
Net gain or loss on sale of assets
$0
Unrealized Apprctn Re Amount
$0
Unrealized Apprctn Oth Amount
$0
Net unrealized appreciation or depreciation
$0
Gain Loss Com Trust Amount
$0
Gain Loss Pool Sep Amount
$0
Gain Loss Master Tr Amount
$0
Gain Loss 103 12 Investment Amount
$0
Gain or loss on registered investments
$0
Other Income Amount
$-125,586
Total income
$295,535
Participant distributions
$345,169
Ins Carrier Bnfts Amount
$0
Oth Bnft Payment Amount
$0
Total benefit distributions
$345,169
Total Corrective Distribution Amount
$0
Total Dm Distribution Ptcp Lns A
0
Total Interest Expense Amount
$0
Professional Fees Amount
$0
Contract Admin Fees Amount
$0
Investment management fees
$7,496
Other Admin Fees Amount
$0
Total administrative expenses
$7,496
Total expenses
$352,665
Net income or loss
$-57,130
Total Transfers To Amount
$0
Transfers from other plans
$0
Accountant Opinion Type Indicator
3
Account Performed Limited Audit Indicator
Yes
Accountant firm name
MOHLER, NIXON & WILLIAMS
Accountant firm EIN
77-0106234
Failed to transmit participant contributions on time
Yes
Fail Transmit Contribution Amount
$35,964
Participant loans in default
No
Loans In Default Amount
$0
Leases in default
No
Leases In Default Amount
$0
Nonexempt transactions with parties in interest
No
Party In Interest Not Reported Amount
$0
Fidelity bond in place
No
Fidelity bond amount
$0
Loss discovered during year
No
Loss Discovered Dur Year Amount
$0
Assets with undetermined value
No
Asset Undeterm Valuation Amount
$0
Non-cash contributions reported
No
Non Cash Contribution Amount
$0
Assets held for investment
Yes
Reportable 5% transactions
No
All plan assets distributed
No
Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN95-6140222

Transfers

Distributed property value$0
Schedule R source fields
Payor 95-6140222
Filing Id
84037083062563
Schedule R EIN
33-0832151
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2001-01-01
Schedule R Tax Period
20011231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
95-6140222
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0