Fidelity bond in place
Yes
Filing
Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan
Advanced Engineering Solutions Inc. • EIN 31-1440708 • Plan year 2021
Filing Insights
Participants
Down159 → 127
-32 • -20.13%
Assets
Up$7,196,608 → $8,507,046
$1,310,438 • 18.21%
Investment Management Fee
0.56%$44,115
Admin expenses $44,115 • Total expenses $546,901
Filing Details
Context- Net investment result
- $1,310,438
- Accountant opinion
- Unqualified opinion
- Pension payor EIN
- 42-0127290
Status Flags
Limited-scope audit performed
Yes
Contributions transmitted on time
No
Participant loans in default
No
Leases in default
No
Reportable party-in-interest issues
No
Loss discovered during year
No
Assets with undetermined value
No
Non-cash contributions
No
Assets held for investment
Yes
5% transactions reported
No
All plan assets distributed
No
Benefits paid when due
No
Plan blackout period
No
Plan termination resolution adopted
No
Counterparties
Known direct compensation$44,1140.56%
| Provider | Services | Location | Direct Compensation | Related |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANYEIN 42-0127290 | Auditing, Service code 37, Other services, Service code 64 | - | $44,1140.56% | Principal Life Insurance Company |
| FLAGEL HUBER FLAGELEIN 31-0796034 | Accountant, Unqualified opinion | - | - | Flagel, Huber, Flagel & Co. |
| PRINCIPAL LIFE INSURANCE COMPANYEIN 42-0127290 | Auditing, Service code 37, Other services, Service code 64 | - | - | Principal Life Insurance Company |
Company Timeline
This filing is highlighted inside the broader sponsor history.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2024 | 2 | 120 | $10,325,554 | $879,115 | $7,326iApproximate average salary by contribution assumption: employee only about $183,149 at 4% or $122,099 at 6%; with 50% employer match about $122,099 at 4% or $81,400 at 6%; with 100% employer match about $91,574 at 4% or $61,050 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 120 | $10,325,554 | $879,115 | $7,326iApproximate average salary by contribution assumption: employee only about $183,149 at 4% or $122,099 at 6%; with 50% employer match about $122,099 at 4% or $81,400 at 6%; with 100% employer match about $91,574 at 4% or $61,050 at 6%. |
| Advanced Engineering Solutions Inc. Employee Benefit Plan | - | 116 | - | - | - |
| 2023 | 2 | 113 | $8,766,584 | $737,734 | $6,529iApproximate average salary by contribution assumption: employee only about $163,215 at 4% or $108,810 at 6%; with 50% employer match about $108,810 at 4% or $72,540 at 6%; with 100% employer match about $81,608 at 4% or $54,405 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 113 | $8,766,584 | $737,734 | $6,529iApproximate average salary by contribution assumption: employee only about $163,215 at 4% or $108,810 at 6%; with 50% employer match about $108,810 at 4% or $72,540 at 6%; with 100% employer match about $81,608 at 4% or $54,405 at 6%. |
| Advanced Engineering Solutions Inc. Employee Benefit Plan | - | 110 | - | - | - |
| 2022 | 2 | 117 | $7,652,635 | $788,316 | $6,738iApproximate average salary by contribution assumption: employee only about $168,444 at 4% or $112,296 at 6%; with 50% employer match about $112,296 at 4% or $74,864 at 6%; with 100% employer match about $84,222 at 4% or $56,148 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 117 | $7,652,635 | $788,316 | $6,738iApproximate average salary by contribution assumption: employee only about $168,444 at 4% or $112,296 at 6%; with 50% employer match about $112,296 at 4% or $74,864 at 6%; with 100% employer match about $84,222 at 4% or $56,148 at 6%. |
| Advanced Engineering Solutions Inc. Employee Benefit Plan | - | 114 | - | - | - |
| 2021 | 2 | 127 | $8,507,046 | $590,184 | $4,647iApproximate average salary by contribution assumption: employee only about $116,178 at 4% or $77,452 at 6%; with 50% employer match about $77,452 at 4% or $51,635 at 6%; with 100% employer match about $58,089 at 4% or $38,726 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | Current | 127 | $8,507,046 | $590,184 | $4,647iApproximate average salary by contribution assumption: employee only about $116,178 at 4% or $77,452 at 6%; with 50% employer match about $77,452 at 4% or $51,635 at 6%; with 100% employer match about $58,089 at 4% or $38,726 at 6%. |
| Advanced Engineering Solutions Inc. Employee Benefit Plan | - | 121 | - | - | - |
| 2020 | 2 | 144 | $7,196,608 | $527,220 | $3,661iApproximate average salary by contribution assumption: employee only about $91,531 at 4% or $61,021 at 6%; with 50% employer match about $61,021 at 4% or $40,681 at 6%; with 100% employer match about $45,766 at 4% or $30,510 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 144 | $7,196,608 | $527,220 | $3,661iApproximate average salary by contribution assumption: employee only about $91,531 at 4% or $61,021 at 6%; with 50% employer match about $61,021 at 4% or $40,681 at 6%; with 100% employer match about $45,766 at 4% or $30,510 at 6%. |
| Advanced Engineering Solutions Inc. Employee Benefit Plan | - | 118 | - | - | - |
| 2019 | 2 | 141 | $7,586,529 | $991,844 | $7,034iApproximate average salary by contribution assumption: employee only about $175,859 at 4% or $117,239 at 6%; with 50% employer match about $117,239 at 4% or $78,159 at 6%; with 100% employer match about $87,929 at 4% or $58,620 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 141 | $7,586,529 | $991,844 | $7,034iApproximate average salary by contribution assumption: employee only about $175,859 at 4% or $117,239 at 6%; with 50% employer match about $117,239 at 4% or $78,159 at 6%; with 100% employer match about $87,929 at 4% or $58,620 at 6%. |
| Advanced Engineering Solutions Inc. Employee Benefit Plan | - | 136 | - | - | - |
| 2018 | 2 | 146 | $5,552,541 | $804,575 | $5,511iApproximate average salary by contribution assumption: employee only about $137,770 at 4% or $91,846 at 6%; with 50% employer match about $91,846 at 4% or $61,231 at 6%; with 100% employer match about $68,885 at 4% or $45,923 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 146 | $5,552,541 | $804,575 | $5,511iApproximate average salary by contribution assumption: employee only about $137,770 at 4% or $91,846 at 6%; with 50% employer match about $91,846 at 4% or $61,231 at 6%; with 100% employer match about $68,885 at 4% or $45,923 at 6%. |
| Advanced Engineering Solutions Inc. Employee Benefit Plan | - | 137 | - | - | - |
| 2017 | 2 | 139 | $5,750,310 | $646,311 | $4,650iApproximate average salary by contribution assumption: employee only about $116,243 at 4% or $77,495 at 6%; with 50% employer match about $77,495 at 4% or $51,664 at 6%; with 100% employer match about $58,121 at 4% or $38,748 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 137 | $5,750,310 | $646,311 | $4,718iApproximate average salary by contribution assumption: employee only about $117,940 at 4% or $78,627 at 6%; with 50% employer match about $78,627 at 4% or $52,418 at 6%; with 100% employer match about $58,970 at 4% or $39,313 at 6%. |
| Advanced Engineering Solutions Inc. Employee Benefit Plan | - | 139 | - | - | - |
| 2016 | 1 | 103 | $4,481,584 | $514,135 | $4,992iApproximate average salary by contribution assumption: employee only about $124,790 at 4% or $83,193 at 6%; with 50% employer match about $83,193 at 4% or $55,462 at 6%; with 100% employer match about $62,395 at 4% or $41,597 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 103 | $4,481,584 | $514,135 | $4,992iApproximate average salary by contribution assumption: employee only about $124,790 at 4% or $83,193 at 6%; with 50% employer match about $83,193 at 4% or $55,462 at 6%; with 100% employer match about $62,395 at 4% or $41,597 at 6%. |
| 2015 | 1 | 97 | $3,797,150 | $455,121 | $4,692iApproximate average salary by contribution assumption: employee only about $117,299 at 4% or $78,199 at 6%; with 50% employer match about $78,199 at 4% or $52,133 at 6%; with 100% employer match about $58,650 at 4% or $39,100 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 97 | $3,797,150 | $455,121 | $4,692iApproximate average salary by contribution assumption: employee only about $117,299 at 4% or $78,199 at 6%; with 50% employer match about $78,199 at 4% or $52,133 at 6%; with 100% employer match about $58,650 at 4% or $39,100 at 6%. |
| 2014 | 1 | 81 | $3,514,866 | $395,976 | $4,889iApproximate average salary by contribution assumption: employee only about $122,215 at 4% or $81,477 at 6%; with 50% employer match about $81,477 at 4% or $54,318 at 6%; with 100% employer match about $61,107 at 4% or $40,738 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 81 | $3,514,866 | $395,976 | $4,889iApproximate average salary by contribution assumption: employee only about $122,215 at 4% or $81,477 at 6%; with 50% employer match about $81,477 at 4% or $54,318 at 6%; with 100% employer match about $61,107 at 4% or $40,738 at 6%. |
| 2013 | 1 | 75 | $3,102,469 | $365,888 | $4,879iApproximate average salary by contribution assumption: employee only about $121,963 at 4% or $81,308 at 6%; with 50% employer match about $81,308 at 4% or $54,206 at 6%; with 100% employer match about $60,981 at 4% or $40,654 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 75 | $3,102,469 | $365,888 | $4,879iApproximate average salary by contribution assumption: employee only about $121,963 at 4% or $81,308 at 6%; with 50% employer match about $81,308 at 4% or $54,206 at 6%; with 100% employer match about $60,981 at 4% or $40,654 at 6%. |
| 2012 | 1 | 69 | $2,304,431 | $169,247 | $2,453iApproximate average salary by contribution assumption: employee only about $61,321 at 4% or $40,881 at 6%; with 50% employer match about $40,881 at 4% or $27,254 at 6%; with 100% employer match about $30,661 at 4% or $20,440 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 69 | $2,304,431 | $169,247 | $2,453iApproximate average salary by contribution assumption: employee only about $61,321 at 4% or $40,881 at 6%; with 50% employer match about $40,881 at 4% or $27,254 at 6%; with 100% employer match about $30,661 at 4% or $20,440 at 6%. |
| 2011 | 1 | 45 | $1,960,925 | $103,405 | $2,298iApproximate average salary by contribution assumption: employee only about $57,447 at 4% or $38,298 at 6%; with 50% employer match about $38,298 at 4% or $25,532 at 6%; with 100% employer match about $28,724 at 4% or $19,149 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 45 | $1,960,925 | $103,405 | $2,298iApproximate average salary by contribution assumption: employee only about $57,447 at 4% or $38,298 at 6%; with 50% employer match about $38,298 at 4% or $25,532 at 6%; with 100% employer match about $28,724 at 4% or $19,149 at 6%. |
| 2010 | 1 | 50 | $1,922,629 | $158,937 | $3,179iApproximate average salary by contribution assumption: employee only about $79,469 at 4% or $52,979 at 6%; with 50% employer match about $52,979 at 4% or $35,319 at 6%; with 100% employer match about $39,734 at 4% or $26,490 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 50 | $1,922,629 | $158,937 | $3,179iApproximate average salary by contribution assumption: employee only about $79,469 at 4% or $52,979 at 6%; with 50% employer match about $52,979 at 4% or $35,319 at 6%; with 100% employer match about $39,734 at 4% or $26,490 at 6%. |
| 2009 | 1 | 73 | $1,798,872 | $139,726 | $1,914iApproximate average salary by contribution assumption: employee only about $47,851 at 4% or $31,901 at 6%; with 50% employer match about $31,901 at 4% or $21,267 at 6%; with 100% employer match about $23,926 at 4% or $15,950 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 73 | $1,798,872 | $139,726 | $1,914iApproximate average salary by contribution assumption: employee only about $47,851 at 4% or $31,901 at 6%; with 50% employer match about $31,901 at 4% or $21,267 at 6%; with 100% employer match about $23,926 at 4% or $15,950 at 6%. |
| 2008 | 1 | 74 | $1,660,042 | $284,010 | $3,838iApproximate average salary by contribution assumption: employee only about $95,949 at 4% or $63,966 at 6%; with 50% employer match about $63,966 at 4% or $42,644 at 6%; with 100% employer match about $47,975 at 4% or $31,983 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 74 | $1,660,042 | $284,010 | $3,838iApproximate average salary by contribution assumption: employee only about $95,949 at 4% or $63,966 at 6%; with 50% employer match about $63,966 at 4% or $42,644 at 6%; with 100% employer match about $47,975 at 4% or $31,983 at 6%. |
| 2007 | 1 | 66 | $2,086,180 | $261,951 | $3,969iApproximate average salary by contribution assumption: employee only about $99,224 at 4% or $66,149 at 6%; with 50% employer match about $66,149 at 4% or $44,099 at 6%; with 100% employer match about $49,612 at 4% or $33,075 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 66 | $2,086,180 | $261,951 | $3,969iApproximate average salary by contribution assumption: employee only about $99,224 at 4% or $66,149 at 6%; with 50% employer match about $66,149 at 4% or $44,099 at 6%; with 100% employer match about $49,612 at 4% or $33,075 at 6%. |
| 2006 | 1 | 70 | $1,742,304 | $251,692 | $3,596iApproximate average salary by contribution assumption: employee only about $89,890 at 4% or $59,927 at 6%; with 50% employer match about $59,927 at 4% or $39,951 at 6%; with 100% employer match about $44,945 at 4% or $29,963 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 70 | $1,742,304 | $251,692 | $3,596iApproximate average salary by contribution assumption: employee only about $89,890 at 4% or $59,927 at 6%; with 50% employer match about $59,927 at 4% or $39,951 at 6%; with 100% employer match about $44,945 at 4% or $29,963 at 6%. |
| 2005 | 1 | 56 | $1,335,377 | $277,214 | $4,950iApproximate average salary by contribution assumption: employee only about $123,756 at 4% or $82,504 at 6%; with 50% employer match about $82,504 at 4% or $55,003 at 6%; with 100% employer match about $61,878 at 4% or $41,252 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 56 | $1,335,377 | $277,214 | $4,950iApproximate average salary by contribution assumption: employee only about $123,756 at 4% or $82,504 at 6%; with 50% employer match about $82,504 at 4% or $55,003 at 6%; with 100% employer match about $61,878 at 4% or $41,252 at 6%. |
| 2004 | 1 | 40 | $1,007,853 | $282,350 | $7,059iApproximate average salary by contribution assumption: employee only about $176,469 at 4% or $117,646 at 6%; with 50% employer match about $117,646 at 4% or $78,431 at 6%; with 100% employer match about $88,234 at 4% or $58,823 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 40 | $1,007,853 | $282,350 | $7,059iApproximate average salary by contribution assumption: employee only about $176,469 at 4% or $117,646 at 6%; with 50% employer match about $117,646 at 4% or $78,431 at 6%; with 100% employer match about $88,234 at 4% or $58,823 at 6%. |
| 2003 | 1 | 39 | $717,186 | $204,725 | $5,249iApproximate average salary by contribution assumption: employee only about $131,234 at 4% or $87,489 at 6%; with 50% employer match about $87,489 at 4% or $58,326 at 6%; with 100% employer match about $65,617 at 4% or $43,745 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 39 | $717,186 | $204,725 | $5,249iApproximate average salary by contribution assumption: employee only about $131,234 at 4% or $87,489 at 6%; with 50% employer match about $87,489 at 4% or $58,326 at 6%; with 100% employer match about $65,617 at 4% or $43,745 at 6%. |
| 2002 | 1 | 32 | $417,659 | $172,375 | $5,387iApproximate average salary by contribution assumption: employee only about $134,668 at 4% or $89,779 at 6%; with 50% employer match about $89,779 at 4% or $59,852 at 6%; with 100% employer match about $67,334 at 4% or $44,889 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 32 | $417,659 | $172,375 | $5,387iApproximate average salary by contribution assumption: employee only about $134,668 at 4% or $89,779 at 6%; with 50% employer match about $89,779 at 4% or $59,852 at 6%; with 100% employer match about $67,334 at 4% or $44,889 at 6%. |
| 2001 | 1 | 29 | $0 | $0 | - |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 29 | - | - | - |
| 2000 | 1 | 34 | $191,119 | $102,226 | $3,007iApproximate average salary by contribution assumption: employee only about $75,166 at 4% or $50,111 at 6%; with 50% employer match about $50,111 at 4% or $33,407 at 6%; with 100% employer match about $37,583 at 4% or $25,055 at 6%. |
| Advanced Engineering Solutions Inc. 401(K) Retirement Savings Plan | - | 34 | $191,119 | $102,226 | $3,007iApproximate average salary by contribution assumption: employee only about $75,166 at 4% or $50,111 at 6%; with 50% employer match about $50,111 at 4% or $33,407 at 6%; with 100% employer match about $37,583 at 4% or $25,055 at 6%. |
Schedule Details
Schedule A
- Row 1
- Form Id
- 1
- Ins Broker Name
- FARMERS FINANCIAL SOLUTIONS LLC
- Ins Broker US Address1
- ATTN COMMS DEPT
- Ins Broker US Address2
- 31051 AGOURA RD
- Ins Broker US City
- WESTLAKE VILLAGE
- Ins Broker US State
- CA
- Ins Broker US ZIP
- 913614608
- Ins Broker Comm Pd Amount
- $5,954
- Ins Broker Fees Pd Amount
- $0
- Ins Broker Code
- 3
- Row 2
- Form Id
- 1
- Ins Broker Name
- MHI INS SERVICES INC
- Ins Broker US Address1
- 524 W MAIN ST
- Ins Broker US City
- MASON
- Ins Broker US State
- OH
- Ins Broker US ZIP
- 450401626
- Ins Broker Comm Pd Amount
- $5,954
- Ins Broker Fees Pd Amount
- $0
- Ins Broker Code
- 3
- Row 3
- Ins Carrier Name: PRINCIPAL LIFE INSURANCE COMPANY
- Form Id
- 1
- Schedule A Plan Year Begin Date
- 2021-01-01
- Schedule A Plan Year End Date
- 2021-12-31
- Schedule A Plan Num
- 001
- Schedule A EIN
- 31-1440708
- Ins Carrier Name
- PRINCIPAL LIFE INSURANCE COMPANY
- Ins Carrier EIN
- 42-0127290
- Ins Carrier Naic Code
- 61271
- Ins Contract Num
- 801456
- Ins Prsn Covered End of year Count
- 163
- Ins Policy From Date
- 2021-01-01
- Ins Policy To Date
- 2021-12-31
- Ins Broker Comm Total Amount
- $11,908
- Ins Broker Fees Total Amount
- $0
- Pension End of year Gen Account Amount
- $226,472
- Pension End of year Sep Account Amount
- $8,170,200
- Pens Distr Bnft Terminate Pln Indicator
- No
- Unalloc Contracts Other Indicator
- Yes
- Unalloc Contracts Other Text
- FLEXIBLE INVESTMENT ANNUITY
- Pension End Prev Bal Amount
- $245,183
- Pension Contribution Dep Amount
- $22,249
- Pension Interest Cr Dur Yr Amount
- $2,475
- Pension Transfer From Amount
- $240,366
- Pension Other Amount
- $4,504
- Pension Other Text
- LOAN PAYMENT
- Pension Total Additions Amount
- $269,594
- Pension Total Bal Addn Amount
- $514,777
- Pension Bnfts Dsbrsd Amount
- $38,126
- Pension Admin Chrg Amount
- $1,443
- Pension Transfer To Amount
- $244,934
- Pension Oth Ded Amount
- $2,507
- Pension Oth Ded Text
- LOAN WITHDRAWAL
- Pension Total Ded Amount
- $287,010
- Pension End of year Bal Amount
- $227,767
- Ins Fail Provide Info Indicator
- No
Schedule C
Schedule C Provider
PRINCIPAL LIFE INSURANCE COMPANY
CONTRACT ADMINISTRATOR • EIN 42-0127290
Direct compensation$44,114
AuditingService code 37Other servicesService code 64
Indirect compensationYes
Formula-based compensationNo
Source fields
- Row 1
- Service code: Auditing
- Service code
- Auditing
- Row 2
- Service code: Service code 37
- Service code
- Service code 37
- Row 3
- Service code: Other services
- Service code
- Other services
- Row 4
- Service code: Service code 64
- Service code
- Service code 64
- PRINCIPAL LIFE INSURANCE COMPANY
- Eligible provider name
- PRINCIPAL LIFE INSURANCE COMPANY
- Eligible provider EIN
- 42-0127290
- PRINCIPAL LIFE INSURANCE COMPANY
- Other provider name
- PRINCIPAL LIFE INSURANCE COMPANY
- Other provider EIN
- 42-0127290
- Relationship to employer or plan
- CONTRACT ADMINISTRATOR
- Direct compensation
- $44,114
- Indirect compensation reported
- Yes
- Provider Other Elig Indicator Comp Indicator
- Yes
- Provider Other Total Indicator Comp Amount
- $0
- Provider Other Amount Formula Indicator
- No
Schedule C Provider
Provider 2
Provider details
Source fields
- Row 7
- Excluded provider reported
- Yes
Schedule D
- Row 1
- DFE P1 Entity Name
- PRINCIPAL SMALLCAP SEP ACCT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 029
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $661,142
- Row 2
- DFE P1 Entity Name
- PRIN LIFETM 2010 SEP ACCT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 075
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $623
- Row 3
- DFE P1 Entity Name
- PRIN LIFETIME 2020 SEP ACCT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 076
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $44,760
- Row 4
- DFE P1 Entity Name
- PRINL LIFETIME 2030 SEP ACCT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 077
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $215,556
- Row 5
- DFE P1 Entity Name
- PRIN LIFETIME 2040 SEP ACCT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 078
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $92,504
- Row 6
- DFE P1 Entity Name
- PRIN LIFETIME 2050 SEP ACCT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 079
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $25,557
- Row 7
- DFE P1 Entity Name
- PRIN LIFETIME STRAT INC SA-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 080
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $11,789
- Row 8
- DFE P1 Entity Name
- PRIN LIFETIME 2015 SEP ACCT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 110
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $530
- Row 9
- DFE P1 Entity Name
- PRIN LIFETIME 2025 SEP ACCT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 111
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $118,388
- Row 10
- DFE P1 Entity Name
- PRIN LIFETIME 2035 SEP ACT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 112
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $165,960
- Row 11
- DFE P1 Entity Name
- PRIN LIFETIME 2045 SEP ACCT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 113
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $41,393
- Row 12
- DFE P1 Entity Name
- PRIN MIDCAP SEP ACCT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 020
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $1,135,845
- Row 13
- DFE P1 Entity Name
- PRIN LIFETIME 2055 SEP ACCT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 114
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $29,100
- Row 14
- DFE P1 Entity Name
- PRIN LIFETIME 2060 SEP ACCT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 130
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $50,355
- Row 15
- DFE P1 Entity Name
- PRIN LIFETIME 2065 SEP ACCT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 173
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $37,416
- Row 16
- DFE P1 Entity Name
- PRIN GOVT & HQ BOND SA-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 007
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $185,841
- Row 17
- DFE P1 Entity Name
- PRIN LIQUID ASSETS SEP ACCT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 024
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $383,302
- Row 18
- DFE P1 Entity Name
- PRIN CORE PLUS BOND SEP ACCT-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 005
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $373,975
- Row 19
- DFE P1 Entity Name
- PRIN DIVERSIFIED INTL SA-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 015
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $1,030,505
- Row 20
- DFE P1 Entity Name
- PRIN LGCP S&P 500 INDEX SA-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 016
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $2,124,430
- Row 21
- DFE P1 Entity Name
- PRIN MIDCAP VALUE I SA-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 043
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $552,295
- Row 22
- DFE P1 Entity Name
- PRIN LARGECAP GROWTH I SA-Z
- DFE P1 Spons Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan EIN
- 42-0127290
- DFE P1 Plan Plan number
- 066
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $888,934
- Row 23
- Schedule D Plan Year Begin Date
- 2021-01-01
- Schedule D Tax Period
- 2021-12-31
- Schedule D Plan number
- 001
- Schedule D EIN
- 31-1440708
Schedule H
Schedule H Financial Statement
Large plan result
Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.
End-of-year assets$8,507,046$1,310,438 change
Balance Sheet
Beginning and end of plan year.
Total assets$7,196,608$8,507,046Increase +$1,310,438 (18.21%)
Total liabilities$0$0No change $0
Net assets$7,196,608$8,507,046Increase +$1,310,438 (18.21%)
Contributions
Employer contributions$35,836
Participant contributions$554,348
Total contributions$590,184
Income & Investment Result
Total income$1,857,339
Interest$7,161
Dividends$0
Net income$1,310,438
Expenses & Fees
Benefits paid$490,204
Administrative expenses$44,115
Total expenses$546,901
Accountant
FirmFLAGEL HUBER FLAGEL
Firm EIN31-0796034
OpinionUnqualified opinion
Limited auditYes
Compliance
Fidelity bondYes
Fidelity bond amount$500,000
Participant loans$110,374
Late contributionsNo
Schedule H source fields
- Financial summary
- Total assets at beginning of year: $7,196,608Total assets at end of year: $8,507,046Total liabilities at end of year: $0Net income or loss: $1,310,438
- Schedule H Plan Year Begin Date
- 2021-01-01
- Schedule H Tax Period
- 2021-12-31
- Schedule H Plan number
- 001
- Schedule H EIN
- 31-1440708
- Participant loans at beginning of year
- $191,916
- Interest Pool Sep Account Beginning of year Amount
- $6,759,779
- Ins Co Gen Account Beginning of year Amount
- $244,913
- Total assets at beginning of year
- $7,196,608
- Total liabilities at beginning of year
- $0
- Net assets at beginning of year
- $7,196,608
- Participant loans at end of year
- $110,374
- Interest Pool Sep Account End of year Amount
- $8,170,200
- Ins Co Gen Account End of year Amount
- $226,472
- Total assets at end of year
- $8,507,046
- Total liabilities at end of year
- $0
- Net assets at end of year
- $8,507,046
- Employer contributions
- $35,836
- Participant contributions
- $554,348
- Total contributions
- $590,184
- Interest on participant loans
- $4,686
- Interest On Oth Investment Amount
- $2,475
- Total interest income
- $7,161
- Total dividend income
- $0
- Net gain or loss on sale of assets
- $0
- Net unrealized appreciation or depreciation
- $0
- Gain Loss Pool Sep Amount
- $1,261,020
- Other Income Amount
- $-1,026
- Total income
- $1,857,339
- Participant distributions
- $490,204
- Total benefit distributions
- $490,204
- Total Corrective Distribution Amount
- $12,582
- Contract Admin Fees Amount
- $44,115
- Total administrative expenses
- $44,115
- Total expenses
- $546,901
- Net income or loss
- $1,310,438
- Accountant opinion type
- Unqualified opinion
- Accountant firm name
- FLAGEL HUBER FLAGEL
- Accountant firm EIN
- 31-0796034
- Failed to transmit participant contributions on time
- No
- Participant loans in default
- No
- Leases in default
- No
- Nonexempt transactions with parties in interest
- No
- Fidelity bond in place
- Yes
- Fidelity bond amount
- $500,000
- Loss discovered during year
- No
- Assets with undetermined value
- No
- Non-cash contributions reported
- No
- Assets held for investment
- Yes
- Reportable 5% transactions
- No
- All plan assets distributed
- No
- Failed to provide benefits when due
- No
- Blackout period occurred
- No
- Resolution to terminate plan adopted
- No
- Limited-scope audit performed
- Yes
Schedule R
Schedule R Pension Information
Retirement plan characteristics
Testing, payor, opinion-letter, and transfer information reported with the filing.
Pension & Payor
Payor EIN42-0127290
Transfers
Liabilities in multiple plansNo
Distributed property value$0
Schedule R source fields
- Payor 42-0127290
- Schedule R Plan Year Begin Date
- 2021-01-01
- Schedule R Tax Period
- 2021-12-31
- Schedule R Plan number
- 001
- Schedule R EIN
- 31-1440708
- Pension Value Dstrb Pd Property Amount
- $0
- Pension payor EIN
- 42-0127290
- Liability shared by multiple plans
- No
- Pension Change Prev Yr Indicator
- No
- Pension Change 2Nd Prev Yr Indicator
- No
Filing received by DOL May 16, 2023