Civic Intelligence
Filing

Samuelson & Roe, Apc 401K Profit Sharing Plan

Samuelson & Roe, a Professional Corporation • EIN 20-1832943 • San Jose, CA • Plan year 2007

Company ProfileSource Archive
210 North Fourth Street, Suite 201San Jose, CA 95112-5569
Filing Insights

Participants

Down

7 → 6

-1 • -14.29%

Assets

Up

$290,757 → $326,409

$35,652 • 12.26%

Investment Management Fee

-

Admin expenses - • Total expenses $5,951

Filing Details

Context
Net investment result
$35,652
Pension payor EIN
62-1549435

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

Not reported

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

Not reported

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Not reported

5% transactions reported

Not reported

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
202512$567,170$0-
Samuelson & Roe, Apc 401K Profit Sharing Plan-2$567,170$0-
202412$516,184$0-
Samuelson & Roe, Apc 401K Profit Sharing Plan-2$516,184--
202312$467,659$0-
Samuelson & Roe, Apc 401K Profit Sharing Plan-2$467,659--
202212$405,519$0-
Samuelson & Roe, Apc 401K Profit Sharing Plan-2$405,519--
202112$497,207$0-
Samuelson & Roe, Apc 401K Profit Sharing Plan-2$497,207--
202012$432,622$0-
Samuelson & Roe, Apc 401K Profit Sharing Plan-2$432,622--
201912$365,942$0-
Samuelson & Roe, Apc 401K Profit Sharing Plan-2$365,942--
201813$317,765$0-
Samuelson & Roe, Apc 401K Profit Sharing Plan-3$317,765--
201713$340,739$0-
Samuelson & Roe, Apc 401K Profit Sharing Plan-3$340,739--
201614$348,130$5,980$1,495iApproximate average salary by contribution assumption: employee only about $37,375 at 4% or $24,917 at 6%; with 50% employer match about $24,917 at 4% or $16,611 at 6%; with 100% employer match about $18,688 at 4% or $12,458 at 6%.
Samuelson & Roe, Apc 401K Profit Sharing Plan-4$348,130$5,980$1,495iApproximate average salary by contribution assumption: employee only about $37,375 at 4% or $24,917 at 6%; with 50% employer match about $24,917 at 4% or $16,611 at 6%; with 100% employer match about $18,688 at 4% or $12,458 at 6%.
201516$485,499$3,220$537iApproximate average salary by contribution assumption: employee only about $13,417 at 4% or $8,944 at 6%; with 50% employer match about $8,944 at 4% or $5,963 at 6%; with 100% employer match about $6,708 at 4% or $4,472 at 6%.
Samuelson & Roe, Apc 401K Profit Sharing Plan-6$485,499$3,220$537iApproximate average salary by contribution assumption: employee only about $13,417 at 4% or $8,944 at 6%; with 50% employer match about $8,944 at 4% or $5,963 at 6%; with 100% employer match about $6,708 at 4% or $4,472 at 6%.
201414$490,593$3,220$805iApproximate average salary by contribution assumption: employee only about $20,125 at 4% or $13,417 at 6%; with 50% employer match about $13,417 at 4% or $8,944 at 6%; with 100% employer match about $10,063 at 4% or $6,708 at 6%.
Samuelson & Roe, Apc 401K Profit Sharing Plan-4$490,593$3,220$805iApproximate average salary by contribution assumption: employee only about $20,125 at 4% or $13,417 at 6%; with 50% employer match about $13,417 at 4% or $8,944 at 6%; with 100% employer match about $10,063 at 4% or $6,708 at 6%.
201215$383,126$7,660$1,532iApproximate average salary by contribution assumption: employee only about $38,300 at 4% or $25,533 at 6%; with 50% employer match about $25,533 at 4% or $17,022 at 6%; with 100% employer match about $19,150 at 4% or $12,767 at 6%.
Samuelson & Roe, Apc 401K Profit Sharing Plan-5$383,126$7,660$1,532iApproximate average salary by contribution assumption: employee only about $38,300 at 4% or $25,533 at 6%; with 50% employer match about $25,533 at 4% or $17,022 at 6%; with 100% employer match about $19,150 at 4% or $12,767 at 6%.
201116$357,625$2,490$415iApproximate average salary by contribution assumption: employee only about $10,375 at 4% or $6,917 at 6%; with 50% employer match about $6,917 at 4% or $4,611 at 6%; with 100% employer match about $5,188 at 4% or $3,458 at 6%.
Samuelson & Roe, Apc 401K Profit Sharing Plan-6$357,625$2,490$415iApproximate average salary by contribution assumption: employee only about $10,375 at 4% or $6,917 at 6%; with 50% employer match about $6,917 at 4% or $4,611 at 6%; with 100% employer match about $5,188 at 4% or $3,458 at 6%.
201015$361,538$12,450$2,490iApproximate average salary by contribution assumption: employee only about $62,250 at 4% or $41,500 at 6%; with 50% employer match about $41,500 at 4% or $27,667 at 6%; with 100% employer match about $31,125 at 4% or $20,750 at 6%.
Samuelson & Roe, Apc 401K Profit Sharing Plan-5$361,538$12,450$2,490iApproximate average salary by contribution assumption: employee only about $62,250 at 4% or $41,500 at 6%; with 50% employer match about $41,500 at 4% or $27,667 at 6%; with 100% employer match about $31,125 at 4% or $20,750 at 6%.
200916$306,260$18,575$3,096iApproximate average salary by contribution assumption: employee only about $77,396 at 4% or $51,597 at 6%; with 50% employer match about $51,597 at 4% or $34,398 at 6%; with 100% employer match about $38,698 at 4% or $25,799 at 6%.
Samuelson & Roe, Apc 401K Profit Sharing Plan-6$306,260$18,575$3,096iApproximate average salary by contribution assumption: employee only about $77,396 at 4% or $51,597 at 6%; with 50% employer match about $51,597 at 4% or $34,398 at 6%; with 100% employer match about $38,698 at 4% or $25,799 at 6%.
200816$232,540$18,715$3,119iApproximate average salary by contribution assumption: employee only about $77,979 at 4% or $51,986 at 6%; with 50% employer match about $51,986 at 4% or $34,657 at 6%; with 100% employer match about $38,990 at 4% or $25,993 at 6%.
Samuelson & Roe, Apc 401K Profit Sharing Plan-6$232,540$18,715$3,119iApproximate average salary by contribution assumption: employee only about $77,979 at 4% or $51,986 at 6%; with 50% employer match about $51,986 at 4% or $34,657 at 6%; with 100% employer match about $38,990 at 4% or $25,993 at 6%.
200716$326,409$20,848$3,475iApproximate average salary by contribution assumption: employee only about $86,867 at 4% or $57,911 at 6%; with 50% employer match about $57,911 at 4% or $38,607 at 6%; with 100% employer match about $43,433 at 4% or $28,956 at 6%.
Samuelson & Roe, Apc 401K Profit Sharing PlanCurrent6$326,409$20,848$3,475iApproximate average salary by contribution assumption: employee only about $86,867 at 4% or $57,911 at 6%; with 50% employer match about $57,911 at 4% or $38,607 at 6%; with 100% employer match about $43,433 at 4% or $28,956 at 6%.
200616$290,757$27,953$4,659iApproximate average salary by contribution assumption: employee only about $116,471 at 4% or $77,647 at 6%; with 50% employer match about $77,647 at 4% or $51,765 at 6%; with 100% employer match about $58,235 at 4% or $38,824 at 6%.
Samuelson & Roe, Apc 401K Profit Sharing Plan-6$290,757$27,953$4,659iApproximate average salary by contribution assumption: employee only about $116,471 at 4% or $77,647 at 6%; with 50% employer match about $77,647 at 4% or $51,765 at 6%; with 100% employer match about $58,235 at 4% or $38,824 at 6%.
2005112$241,139$218,033$18,169iApproximate average salary by contribution assumption: employee only about $454,235 at 4% or $302,824 at 6%; with 50% employer match about $302,824 at 4% or $201,882 at 6%; with 100% employer match about $227,118 at 4% or $151,412 at 6%.
Samuelson & Roe, Apc 401K Profit Sharing Plan-12$241,139$218,033$18,169iApproximate average salary by contribution assumption: employee only about $454,235 at 4% or $302,824 at 6%; with 50% employer match about $302,824 at 4% or $201,882 at 6%; with 100% employer match about $227,118 at 4% or $151,412 at 6%.
Schedule Details

Schedule D

Row 1
Filing Id
84037210174048
Page Id
3
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
7010378210174040002
Row 2
Filing Id
84037210174048
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
7010378210174040002
DFE P1 Entity 01 Name
CASTLE/ARK MANAGEMENT, LLC
DFE P1 Spons 01 Name
FIRST MERCANTILE TRUST COMPANY
DFE P1 Plan 01 EIN Plan number
621549435000
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$36,164
Row 3
Filing Id
84037210174048
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
7010378210174040002
DFE P1 Entity 01 Name
FMT/VANGUARD 500 INDEX
DFE P1 Spons 01 Name
FIRST MERCANTILE TRUST COMPANY
DFE P1 Plan 01 EIN Plan number
621549435000
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$15,903
Row 4
Filing Id
84037210174048
Page Id
1
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
7010378210174040002
DFE P1 Entity 01 Name
FMT/VANGUARD TOTAL BOND INDEX
DFE P1 Spons 01 Name
FIRST MERCANTILE TRUST COMPANY
DFE P1 Plan 01 EIN Plan number
621549435000
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$20,473
Row 5
Filing Id
84037210174048
Page Id
1
Page Seq
0
Page Row Num
4
Row Num
3
Image Form Id
7010378210174040002
DFE P1 Entity 01 Name
FMT/NEUBERGER BERMAN GENESIS TRUST
DFE P1 Spons 01 Name
FIRST MERCANTILE TRUST COMPANY
DFE P1 Plan 01 EIN Plan number
621549435000
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$32,041
Row 6
Filing Id
84037210174048
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
4
Image Form Id
7010378210174040002
DFE P1 Entity 01 Name
EAGLE GLOBAL ADVISORS
DFE P1 Spons 01 Name
FIRST MERCANTILE TRUST COMPANY
DFE P1 Plan 01 EIN Plan number
621549435000
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$60,845
Row 7
Filing Id
84037210174048
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
5
Image Form Id
7010378210174040002
DFE P1 Entity 01 Name
ABN AMRO INCOME PLUS
DFE P1 Spons 01 Name
FIRST MERCANTILE TRUST COMPANY
DFE P1 Plan 01 EIN Plan number
621549435000
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$19,973
Row 8
Filing Id
84037210174048
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
6
Image Form Id
7010378210174040002
DFE P1 Entity 01 Name
MILLER/HOWARD INVESTMENTS
DFE P1 Spons 01 Name
FIRST MERCANTILE TRUST COMPANY
DFE P1 Plan 01 EIN Plan number
621549435000
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$5,136
Row 9
Filing Id
84037210174048
Page Id
2
Page Seq
0
Page Row Num
4
Row Num
7
Image Form Id
7010378210174040002
DFE P1 Entity 01 Name
BRANDYWINE ASSET MANAGEMENT
DFE P1 Spons 01 Name
FIRST MERCANTILE TRUST COMPANY
DFE P1 Plan 01 EIN Plan number
621549435000
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$54,020
Row 10
Filing Id
84037210174048
Page Id
2
Page Seq
0
Page Row Num
5
Row Num
8
Image Form Id
7010378210174040002
DFE P1 Entity 01 Name
MET WEST CAPITAL MANAGEMENT
DFE P1 Spons 01 Name
FIRST MERCANTILE TRUST COMPANY
DFE P1 Plan 01 EIN Plan number
621549435000
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$60,317
Row 11
Filing Id
84037210174048
Page Id
2
Page Seq
0
Page Row Num
6
Row Num
9
Image Form Id
7010378210174040002
DFE P1 Entity 01 Name
FMT/HOTCHKIS & WILEY MID CAP VALUE
DFE P1 Spons 01 Name
FIRST MERCANTILE TRUST COMPANY
DFE P1 Plan 01 EIN Plan number
621549435000
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$21,537
Row 12
Filing Id
84037210174048
Schedule D EIN
20-1832943
Schedule D Plan number
001
Schedule D Plan Year Begin Date
2007-01-01
Schedule D Tax Period
20071231

Schedule I

Schedule I Financial Statement

Small plan result

Balance sheet and activity values reported by the filer for this small-plan annual return.

End-of-year assets$326,409$35,652 change

Balance Sheet

Beginning and end of plan year.

Total assets$290,757$326,409Increase +$35,652 (12.26%)
Total liabilities$0$0No change $0
Net assets$290,757$326,409Increase +$35,652 (12.26%)

Contributions

Employer contributions$0
Participant contributions$20,848
Other contributions$0

Income & Expenses

Total income$41,603
Total expenses$5,951
Net income$35,652
Source fields
Schedule I source fields
Filing Id
84037210174048
Schedule I EIN
20-1832943
Schedule I Plan Num
001
Schedule I Plan Year Begin Date
2007-01-01
Schedule I Tax Period
20071231
Small plan total assets at beginning of year
$290,757
Small plan total liabilities at beginning of year
$0
Small plan net assets at beginning of year
$290,757
Small plan total assets at end of year
$326,409
Small plan total liabilities at end of year
$0
Small plan net assets at end of year
$326,409
Small plan employer contributions
$0
Small plan participant contributions
$20,848
Small Oth Contribution Rcvd Amount
$0
Small Non Cash Contribution Bs Amount
$0
Small Other Income Amount
$20,755
Small plan total income
$41,603
Small plan total benefit distributions
$0
Small Corrective Distribution Amount
$5,951
Small Dm Dstrb Ptcp Ln A
0
Small Oth Expenses Amount
$0
Small plan total expenses
$5,951
Small plan net income or loss
$35,652
Small Total Plan Transfers Amount
$0
Small Joint Venture End of year Indicator
No
Small Joint Venture End of year Amount
$0
Small Employer Prop End of year Indicator
No
Small Employer Prop End of year Amount
$0
Small Investment Real Est End of year I
2
Small Investment Real Est End of year A
0
Small Employer Sec End of year Indicator
No
Small Employer Sec End of year Amount
$0
Small Mortg Participants End of year Indicator
No
Small Mortg Participants End of year Amount
$0
Small Oth Lns Participants End of year Indicator
No
Small Oth Lns Participants End of year Amount
$0
Small Personal Prop End of year Indicator
No
Small Personal Prop End of year Amount
$0
Small Fail Xmt Ctb I
2
Small Fail Xmt Ctb A
0
Small plan participant loans in default
No
Small Loans In Default Amount
$0
Small plan leases in default
No
Small Leases In Default Amount
$0
Small Pt In Interest Not Reported I
2
Small Pt In Interest Not Reported A
0
Small plan fidelity bond in place
Yes
Small plan fidelity bond amount
$50,000
Small plan loss discovered during year
No
Small Loss Discovered Dur Year Amount
$0
Small plan assets with undetermined value
No
Small Asset Undeterm Valuation Amount
$0
Small plan non-cash contributions reported
No
Small Non Cash Contribution Amount
$0
Small 20 Percent Sngl Investment Indicator
No
Small 20 Percent Sngl Investment Amount
$0
Small plan all plan assets distributed
No
Waiver Annual Iqpa Report
1
Small plan resolution to terminate plan adopted
No
Small Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN62-1549435

Transfers

Distributed property value$0
Schedule R source fields
Payor 62-1549435
Filing Id
84037210174048
Schedule R EIN
20-1832943
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2007-01-01
Schedule R Tax Period
20071231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
62-1549435
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0
Pension Satisfy Cover Basis Code
1