Fidelity bond in place
Yes
Filing
Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan
Scott D. Benjamin, Dds PC • EIN 16-1468310 • Plan year 2008
Filing Insights
Participants
Down10 → 6
-4 • -40.00%
Assets
Down$659,842 → $442,599
-$217,243 • -32.92%
Investment Management Fee
-
Admin expenses - • Total expenses $0
Filing Details
Context- Net investment result
- $-217,243
Status Flags
Limited-scope audit performed
Not reported
Contributions transmitted on time
Not reported
Participant loans in default
No
Leases in default
No
Reportable party-in-interest issues
Not reported
Loss discovered during year
No
Assets with undetermined value
No
Non-cash contributions
No
Assets held for investment
Not reported
5% transactions reported
Not reported
All plan assets distributed
No
Benefits paid when due
Not reported
Plan blackout period
Not reported
Plan termination resolution adopted
No
Counterparties
Company Timeline
This filing is highlighted inside the broader sponsor history.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2024 | 1 | 8 | $2,013,237 | $20,873 | $2,609iApproximate average salary by contribution assumption: employee only about $65,228 at 4% or $43,485 at 6%; with 50% employer match about $43,485 at 4% or $28,990 at 6%; with 100% employer match about $32,614 at 4% or $21,743 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 8 | $2,013,237 | $20,873 | $2,609iApproximate average salary by contribution assumption: employee only about $65,228 at 4% or $43,485 at 6%; with 50% employer match about $43,485 at 4% or $28,990 at 6%; with 100% employer match about $32,614 at 4% or $21,743 at 6%. |
| 2023 | 1 | 6 | $1,948,853 | $19,323 | $3,221iApproximate average salary by contribution assumption: employee only about $80,513 at 4% or $53,675 at 6%; with 50% employer match about $53,675 at 4% or $35,783 at 6%; with 100% employer match about $40,256 at 4% or $26,838 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 6 | $1,948,853 | $19,323 | $3,221iApproximate average salary by contribution assumption: employee only about $80,513 at 4% or $53,675 at 6%; with 50% employer match about $53,675 at 4% or $35,783 at 6%; with 100% employer match about $40,256 at 4% or $26,838 at 6%. |
| 2022 | 1 | 6 | $1,711,011 | $36,722 | $6,120iApproximate average salary by contribution assumption: employee only about $153,008 at 4% or $102,006 at 6%; with 50% employer match about $102,006 at 4% or $68,004 at 6%; with 100% employer match about $76,504 at 4% or $51,003 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 6 | $1,711,011 | $36,722 | $6,120iApproximate average salary by contribution assumption: employee only about $153,008 at 4% or $102,006 at 6%; with 50% employer match about $102,006 at 4% or $68,004 at 6%; with 100% employer match about $76,504 at 4% or $51,003 at 6%. |
| 2021 | 1 | 7 | $1,953,149 | $48,675 | $6,954iApproximate average salary by contribution assumption: employee only about $173,839 at 4% or $115,893 at 6%; with 50% employer match about $115,893 at 4% or $77,262 at 6%; with 100% employer match about $86,920 at 4% or $57,946 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 7 | $1,953,149 | $48,675 | $6,954iApproximate average salary by contribution assumption: employee only about $173,839 at 4% or $115,893 at 6%; with 50% employer match about $115,893 at 4% or $77,262 at 6%; with 100% employer match about $86,920 at 4% or $57,946 at 6%. |
| 2020 | 1 | 7 | $1,774,346 | $32,300 | $4,614iApproximate average salary by contribution assumption: employee only about $115,357 at 4% or $76,905 at 6%; with 50% employer match about $76,905 at 4% or $51,270 at 6%; with 100% employer match about $57,679 at 4% or $38,452 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 7 | $1,774,346 | $32,300 | $4,614iApproximate average salary by contribution assumption: employee only about $115,357 at 4% or $76,905 at 6%; with 50% employer match about $76,905 at 4% or $51,270 at 6%; with 100% employer match about $57,679 at 4% or $38,452 at 6%. |
| 2019 | 1 | 7 | $1,578,444 | $55,203 | $7,886iApproximate average salary by contribution assumption: employee only about $197,154 at 4% or $131,436 at 6%; with 50% employer match about $131,436 at 4% or $87,624 at 6%; with 100% employer match about $98,577 at 4% or $65,718 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 7 | $1,578,444 | $55,203 | $7,886iApproximate average salary by contribution assumption: employee only about $197,154 at 4% or $131,436 at 6%; with 50% employer match about $131,436 at 4% or $87,624 at 6%; with 100% employer match about $98,577 at 4% or $65,718 at 6%. |
| 2018 | 1 | 7 | $1,297,467 | $24,989 | $3,570iApproximate average salary by contribution assumption: employee only about $89,246 at 4% or $59,498 at 6%; with 50% employer match about $59,498 at 4% or $39,665 at 6%; with 100% employer match about $44,623 at 4% or $29,749 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 7 | $1,297,467 | $24,989 | $3,570iApproximate average salary by contribution assumption: employee only about $89,246 at 4% or $59,498 at 6%; with 50% employer match about $59,498 at 4% or $39,665 at 6%; with 100% employer match about $44,623 at 4% or $29,749 at 6%. |
| 2017 | 1 | 7 | $1,350,033 | $46,781 | $6,683iApproximate average salary by contribution assumption: employee only about $167,075 at 4% or $111,383 at 6%; with 50% employer match about $111,383 at 4% or $74,256 at 6%; with 100% employer match about $83,538 at 4% or $55,692 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 7 | $1,350,033 | $46,781 | $6,683iApproximate average salary by contribution assumption: employee only about $167,075 at 4% or $111,383 at 6%; with 50% employer match about $111,383 at 4% or $74,256 at 6%; with 100% employer match about $83,538 at 4% or $55,692 at 6%. |
| 2016 | 1 | 7 | $1,196,482 | $17,230 | $2,461iApproximate average salary by contribution assumption: employee only about $61,536 at 4% or $41,024 at 6%; with 50% employer match about $41,024 at 4% or $27,349 at 6%; with 100% employer match about $30,768 at 4% or $20,512 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 7 | $1,196,482 | $17,230 | $2,461iApproximate average salary by contribution assumption: employee only about $61,536 at 4% or $41,024 at 6%; with 50% employer match about $41,024 at 4% or $27,349 at 6%; with 100% employer match about $30,768 at 4% or $20,512 at 6%. |
| 2015 | 1 | 8 | $1,125,356 | $39,301 | $4,913iApproximate average salary by contribution assumption: employee only about $122,816 at 4% or $81,877 at 6%; with 50% employer match about $81,877 at 4% or $54,585 at 6%; with 100% employer match about $61,408 at 4% or $40,939 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 8 | $1,125,356 | $39,301 | $4,913iApproximate average salary by contribution assumption: employee only about $122,816 at 4% or $81,877 at 6%; with 50% employer match about $81,877 at 4% or $54,585 at 6%; with 100% employer match about $61,408 at 4% or $40,939 at 6%. |
| 2014 | 1 | 9 | $1,207,781 | $49,067 | $5,452iApproximate average salary by contribution assumption: employee only about $136,297 at 4% or $90,865 at 6%; with 50% employer match about $90,865 at 4% or $60,577 at 6%; with 100% employer match about $68,149 at 4% or $45,432 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 9 | $1,207,781 | $49,067 | $5,452iApproximate average salary by contribution assumption: employee only about $136,297 at 4% or $90,865 at 6%; with 50% employer match about $90,865 at 4% or $60,577 at 6%; with 100% employer match about $68,149 at 4% or $45,432 at 6%. |
| 2013 | 1 | 9 | $1,129,779 | $68,162 | $7,574iApproximate average salary by contribution assumption: employee only about $189,339 at 4% or $126,226 at 6%; with 50% employer match about $126,226 at 4% or $84,151 at 6%; with 100% employer match about $94,669 at 4% or $63,113 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 9 | $1,129,779 | $68,162 | $7,574iApproximate average salary by contribution assumption: employee only about $189,339 at 4% or $126,226 at 6%; with 50% employer match about $126,226 at 4% or $84,151 at 6%; with 100% employer match about $94,669 at 4% or $63,113 at 6%. |
| 2012 | 1 | 10 | $1,002,594 | $67,147 | $6,715iApproximate average salary by contribution assumption: employee only about $167,868 at 4% or $111,912 at 6%; with 50% employer match about $111,912 at 4% or $74,608 at 6%; with 100% employer match about $83,934 at 4% or $55,956 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 10 | $1,002,594 | $67,147 | $6,715iApproximate average salary by contribution assumption: employee only about $167,868 at 4% or $111,912 at 6%; with 50% employer match about $111,912 at 4% or $74,608 at 6%; with 100% employer match about $83,934 at 4% or $55,956 at 6%. |
| 2011 | 1 | 10 | $839,018 | $79,188 | $7,919iApproximate average salary by contribution assumption: employee only about $197,970 at 4% or $131,980 at 6%; with 50% employer match about $131,980 at 4% or $87,987 at 6%; with 100% employer match about $98,985 at 4% or $65,990 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 10 | $839,018 | $79,188 | $7,919iApproximate average salary by contribution assumption: employee only about $197,970 at 4% or $131,980 at 6%; with 50% employer match about $131,980 at 4% or $87,987 at 6%; with 100% employer match about $98,985 at 4% or $65,990 at 6%. |
| 2010 | 1 | 7 | $803,397 | $63,160 | $9,023iApproximate average salary by contribution assumption: employee only about $225,571 at 4% or $150,381 at 6%; with 50% employer match about $150,381 at 4% or $100,254 at 6%; with 100% employer match about $112,786 at 4% or $75,190 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 7 | $803,397 | $63,160 | $9,023iApproximate average salary by contribution assumption: employee only about $225,571 at 4% or $150,381 at 6%; with 50% employer match about $150,381 at 4% or $100,254 at 6%; with 100% employer match about $112,786 at 4% or $75,190 at 6%. |
| 2009 | 1 | 5 | $633,976 | $62,745 | $12,549iApproximate average salary by contribution assumption: employee only about $313,725 at 4% or $209,150 at 6%; with 50% employer match about $209,150 at 4% or $139,433 at 6%; with 100% employer match about $156,863 at 4% or $104,575 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | - | 5 | $633,976 | $62,745 | $12,549iApproximate average salary by contribution assumption: employee only about $313,725 at 4% or $209,150 at 6%; with 50% employer match about $209,150 at 4% or $139,433 at 6%; with 100% employer match about $156,863 at 4% or $104,575 at 6%. |
| 2008 | 1 | 6 | $442,599 | $72,580 | $12,097iApproximate average salary by contribution assumption: employee only about $302,417 at 4% or $201,611 at 6%; with 50% employer match about $201,611 at 4% or $134,407 at 6%; with 100% employer match about $151,208 at 4% or $100,806 at 6%. |
| Scott D. Benjamin, Dds PC 401(K) Profit Sharing Plan | Current | 6 | $442,599 | $72,580 | $12,097iApproximate average salary by contribution assumption: employee only about $302,417 at 4% or $201,611 at 6%; with 50% employer match about $201,611 at 4% or $134,407 at 6%; with 100% employer match about $151,208 at 4% or $100,806 at 6%. |
| 2007 | 1 | 7 | $659,842 | $58,291 | $8,327iApproximate average salary by contribution assumption: employee only about $208,182 at 4% or $138,788 at 6%; with 50% employer match about $138,788 at 4% or $92,525 at 6%; with 100% employer match about $104,091 at 4% or $69,394 at 6%. |
| SCOTT D. BENJAMIN, DDS, PC PROFIT SHARING PLAN | - | 7 | $659,842 | $58,291 | $8,327iApproximate average salary by contribution assumption: employee only about $208,182 at 4% or $138,788 at 6%; with 50% employer match about $138,788 at 4% or $92,525 at 6%; with 100% employer match about $104,091 at 4% or $69,394 at 6%. |
Schedule Details
Schedule A
- Row 1
- Filing Id
- 84037264009529
- Form Id
- 98330721
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 8030379264009020002
- Ins Broker 01 Name
- WOODBURY FINANCIAL SVCS INC
- Ins Broker 01 Street Addr
- 500 BIELENBERG DR
- Ins Broker 01 City
- WOODBURY
- Ins Broker 01 State
- MN
- Ins Broker 01 ZIP Code
- 55125
- Ins Broker Comm Pd 01 Amount
- $1,709
- Ins Broker Fees Pd 01 Amount
- $0
- Ins Broker 01 Code
- 3
- Row 2
- Filing Id
- 84037264009529
- Form Id
- 98330721
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 2
- Row Num
- 1
- Image Form Id
- 8030379264009020002
- Ins Broker 01 Name
- PRIME CAPITAL SERVICES INC
- Ins Broker 01 Street Addr
- 11 RAYMOND AVE SUITE 6
- Ins Broker 01 City
- POUGHKEEPSIE
- Ins Broker 01 State
- NY
- Ins Broker 01 ZIP Code
- 12603
- Ins Broker Comm Pd 01 Amount
- $220
- Ins Broker Fees Pd 01 Amount
- $0
- Ins Broker 01 Code
- 3
- Row 3
- Ins Carrier Name: HARTFORD LIFE INSURANCE COMPANY
- Filing Id
- 84037264009529
- Form Id
- 98330721
- Schedule A EIN
- 16-1468310
- Schedule A Plan Num
- 002
- Schedule A Plan Year Begin Date
- 2008-01-01
- Schedule A Tax Period
- 20081231
- Ins Carrier Name
- HARTFORD LIFE INSURANCE COMPANY
- Ins Carrier EIN
- 06-0974148
- Ins Carrier Naic Code
- 88072
- Ins Contract Num
- GA-804400
- Ins Prsn Covered End of year Count
- 10
- Ins Policy From Date
- 2008-01-01
- Ins Policy To Date
- 2008-12-31
- Ins Broker Comm Total Amount
- $1,929
- Ins Broker Fees Total Amount
- $0
- Pension End of year Gen Account Amount
- $0
- Pension End of year Sep Account Amount
- $442,599
- Pension Prem Paid Total Amount
- $0
- Pension Unpaid Premium Amount
- $0
- Pension Contract Cost Amount
- $0
- Pnsn Type Unalloc Cntrct I
- 4
- Pension Oth Unalloc Type Text
- GROUP ANNUITY CONTRACT
- Pension End Prev Bal Amount
- $0
- Pension Contribution Dep Amount
- $0
- Pension Divnd Cr Dep Amount
- $0
- Pension Interest Cr Dur Yr Amount
- $0
- Pension Transfer From Amount
- $0
- Pension Other Amount
- $0
- Pension Total Additions Amount
- $0
- Pension Total Bal Addn Amount
- $0
- Pension Bnfts Dsbrsd Amount
- $0
- Pension Admin Chrg Amount
- $0
- Pension Transfer To Amount
- $0
- Pension Oth Ded Amount
- $0
- Pension Total Ded Amount
- $0
- Pension End of year Bal Amount
- $0
- Wlfr Premium Rcvd Amount
- $0
- Wlfr Unpaid Due Amount
- $0
- Wlfr Reserve Amount
- $0
- Wlfr Total Earned Prem Amount
- $0
- Wlfr Claims Paid Amount
- $0
- Wlfr Incr Reserve Amount
- $0
- Wlfr Incurred Claim Amount
- $0
- Wlfr Claims Chrgd Amount
- $0
- Wlfr Ret Commissions Amount
- $0
- Wlfr Ret Admin Amount
- $0
- Wlfr Ret Oth Cost Amount
- $0
- Wlfr Ret Oth Expense Amount
- $0
- Wlfr Ret Taxes Amount
- $0
- Wlfr Ret Charges Amount
- $0
- Wlfr Ret Oth Chrgs Amount
- $0
- Wlfr Ret Total Amount
- $0
- Wlfr Refund Amount
- $0
- Wlfr Held Bnfts Amount
- $0
- Wlfr Claims Reserve Amount
- $0
- Wlfr Oth Reserve Amount
- $0
- Wlfr Divnds Due Amount
- $0
- Wlfr Total Charges Paid Amount
- $0
- Wlfr Acquis Cost Amount
- $0
Schedule D
- Row 1
- Filing Id
- 84037264009529
- Page Id
- 3
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 8030379264009020003
- Row 2
- Filing Id
- 84037264009529
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 8030379264009020003
- DFE P1 Entity 01 Name
- HARTFORD ADVANTAGE TK4
- DFE P1 Spons 01 Name
- HARTFORD LIFE INSURANCE COMPANY
- DFE P1 Plan 01 EIN Plan number
- 060974148000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $388,859
- Row 3
- Filing Id
- 84037264009529
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 2
- Row Num
- 1
- Image Form Id
- 8030379264009020003
- DFE P1 Entity 01 Name
- SEPARATE ACCOUNT K4
- DFE P1 Spons 01 Name
- HARTFORD LIFE INSURANCE COMPANY
- DFE P1 Plan 01 EIN Plan number
- 060974148000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $53,740
Schedule I
Schedule I Financial Statement
Small plan result
Balance sheet and activity values reported by the filer for this small-plan annual return.
End-of-year assets$442,599-$217,243 change
Balance Sheet
Beginning and end of plan year.
Total assets$659,842$442,599Decrease -$217,243 (-32.92%)
Total liabilities$0$0No change $0
Net assets$659,842$442,599Decrease -$217,243 (-32.92%)
Contributions
Employer contributions$10,674
Participant contributions$61,906
Other contributions$0
Income & Expenses
Total income$-217,243
Total expenses$0
Net income$-217,243
Source fields
- Schedule I source fields
- Filing Id
- 84037264009529
- Schedule I EIN
- 16-1468310
- Schedule I Plan Num
- 002
- Schedule I Plan Year Begin Date
- 2008-01-01
- Schedule I Tax Period
- 20081231
- Small plan total assets at beginning of year
- $659,842
- Small plan total liabilities at beginning of year
- $0
- Small plan net assets at beginning of year
- $659,842
- Small plan total assets at end of year
- $442,599
- Small plan total liabilities at end of year
- $0
- Small plan net assets at end of year
- $442,599
- Small plan employer contributions
- $10,674
- Small plan participant contributions
- $61,906
- Small Oth Contribution Rcvd Amount
- $0
- Small Non Cash Contribution Bs Amount
- $0
- Small Other Income Amount
- $-289,823
- Small plan total income
- $-217,243
- Small plan total benefit distributions
- $0
- Small Corrective Distribution Amount
- $0
- Small Dm Dstrb Ptcp Ln A
- 0
- Small Oth Expenses Amount
- $0
- Small plan total expenses
- $0
- Small plan net income or loss
- $-217,243
- Small Total Plan Transfers Amount
- $0
- Small Joint Venture End of year Indicator
- No
- Small Joint Venture End of year Amount
- $0
- Small Employer Prop End of year Indicator
- No
- Small Employer Prop End of year Amount
- $0
- Small Investment Real Est End of year I
- 2
- Small Investment Real Est End of year A
- 0
- Small Employer Sec End of year Indicator
- No
- Small Employer Sec End of year Amount
- $0
- Small Mortg Participants End of year Indicator
- No
- Small Mortg Participants End of year Amount
- $0
- Small Oth Lns Participants End of year Indicator
- No
- Small Oth Lns Participants End of year Amount
- $0
- Small Personal Prop End of year Indicator
- No
- Small Personal Prop End of year Amount
- $0
- Small Fail Xmt Ctb I
- 2
- Small Fail Xmt Ctb A
- 0
- Small plan participant loans in default
- No
- Small Loans In Default Amount
- $0
- Small plan leases in default
- No
- Small Leases In Default Amount
- $0
- Small Pt In Interest Not Reported I
- 2
- Small Pt In Interest Not Reported A
- 0
- Small plan fidelity bond in place
- Yes
- Small plan fidelity bond amount
- $50,000
- Small plan loss discovered during year
- No
- Small Loss Discovered Dur Year Amount
- $0
- Small plan assets with undetermined value
- No
- Small Asset Undeterm Valuation Amount
- $0
- Small plan non-cash contributions reported
- No
- Small Non Cash Contribution Amount
- $0
- Small 20 Percent Sngl Investment Indicator
- No
- Small 20 Percent Sngl Investment Amount
- $0
- Small plan all plan assets distributed
- No
- Waiver Annual Iqpa Report
- 1
- Small plan resolution to terminate plan adopted
- No
- Small Res Terminate Plan Adpt Amount
- $0