Civic Intelligence
Filing

Code LLC 401K Plan

Code LLC • EIN 06-1682105 • Plan year 2008

Company ProfileSource Archive
Filing Insights

Participants

Down

21 → 16

-5 • -23.81%

Assets

Down

$128,018 → $116,987

-$11,031 • -8.62%

Investment Management Fee

-

Admin expenses - • Total expenses $223

Filing Details

Context
Net investment result
$-11,031
Pension payor EIN
06-0974148

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

Not reported

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

Not reported

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Not reported

5% transactions reported

Not reported

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
201718$336,185$1,493$187iApproximate average salary by contribution assumption: employee only about $4,666 at 4% or $3,110 at 6%; with 50% employer match about $3,110 at 4% or $2,074 at 6%; with 100% employer match about $2,333 at 4% or $1,555 at 6%.
Code LLC 401K Plan-8$336,185$1,493$187iApproximate average salary by contribution assumption: employee only about $4,666 at 4% or $3,110 at 6%; with 50% employer match about $3,110 at 4% or $2,074 at 6%; with 100% employer match about $2,333 at 4% or $1,555 at 6%.
201619$319,559$2,136$237iApproximate average salary by contribution assumption: employee only about $5,933 at 4% or $3,956 at 6%; with 50% employer match about $3,956 at 4% or $2,637 at 6%; with 100% employer match about $2,967 at 4% or $1,978 at 6%.
Code LLC 401K Plan-9$319,559$2,136$237iApproximate average salary by contribution assumption: employee only about $5,933 at 4% or $3,956 at 6%; with 50% employer match about $3,956 at 4% or $2,637 at 6%; with 100% employer match about $2,967 at 4% or $1,978 at 6%.
201519$321,658$2,639$293iApproximate average salary by contribution assumption: employee only about $7,331 at 4% or $4,887 at 6%; with 50% employer match about $4,887 at 4% or $3,258 at 6%; with 100% employer match about $3,665 at 4% or $2,444 at 6%.
Code LLC 401K Plan-9$321,658$2,639$293iApproximate average salary by contribution assumption: employee only about $7,331 at 4% or $4,887 at 6%; with 50% employer match about $4,887 at 4% or $3,258 at 6%; with 100% employer match about $3,665 at 4% or $2,444 at 6%.
201419$324,776$3,513$390iApproximate average salary by contribution assumption: employee only about $9,758 at 4% or $6,506 at 6%; with 50% employer match about $6,506 at 4% or $4,337 at 6%; with 100% employer match about $4,879 at 4% or $3,253 at 6%.
Code LLC 401K Plan-9$324,776$3,513$390iApproximate average salary by contribution assumption: employee only about $9,758 at 4% or $6,506 at 6%; with 50% employer match about $6,506 at 4% or $4,337 at 6%; with 100% employer match about $4,879 at 4% or $3,253 at 6%.
2013111$385,820$5,795$527iApproximate average salary by contribution assumption: employee only about $13,170 at 4% or $8,780 at 6%; with 50% employer match about $8,780 at 4% or $5,854 at 6%; with 100% employer match about $6,585 at 4% or $4,390 at 6%.
Code LLC 401K Plan-11$385,820$5,795$527iApproximate average salary by contribution assumption: employee only about $13,170 at 4% or $8,780 at 6%; with 50% employer match about $8,780 at 4% or $5,854 at 6%; with 100% employer match about $6,585 at 4% or $4,390 at 6%.
2012113$314,599$15,640$1,203iApproximate average salary by contribution assumption: employee only about $30,077 at 4% or $20,051 at 6%; with 50% employer match about $20,051 at 4% or $13,368 at 6%; with 100% employer match about $15,038 at 4% or $10,026 at 6%.
Code LLC 401K Plan-13$314,599$15,640$1,203iApproximate average salary by contribution assumption: employee only about $30,077 at 4% or $20,051 at 6%; with 50% employer match about $20,051 at 4% or $13,368 at 6%; with 100% employer match about $15,038 at 4% or $10,026 at 6%.
2011113$268,722$62,456$4,804iApproximate average salary by contribution assumption: employee only about $120,108 at 4% or $80,072 at 6%; with 50% employer match about $80,072 at 4% or $53,381 at 6%; with 100% employer match about $60,054 at 4% or $40,036 at 6%.
Code LLC 401K Plan-13$268,722$62,456$4,804iApproximate average salary by contribution assumption: employee only about $120,108 at 4% or $80,072 at 6%; with 50% employer match about $80,072 at 4% or $53,381 at 6%; with 100% employer match about $60,054 at 4% or $40,036 at 6%.
2010113$209,232$28,701$2,208iApproximate average salary by contribution assumption: employee only about $55,194 at 4% or $36,796 at 6%; with 50% employer match about $36,796 at 4% or $24,531 at 6%; with 100% employer match about $27,597 at 4% or $18,398 at 6%.
Code LLC 401K Plan-13$209,232$28,701$2,208iApproximate average salary by contribution assumption: employee only about $55,194 at 4% or $36,796 at 6%; with 50% employer match about $36,796 at 4% or $24,531 at 6%; with 100% employer match about $27,597 at 4% or $18,398 at 6%.
2009113$164,540$26,339$2,026iApproximate average salary by contribution assumption: employee only about $50,652 at 4% or $33,768 at 6%; with 50% employer match about $33,768 at 4% or $22,512 at 6%; with 100% employer match about $25,326 at 4% or $16,884 at 6%.
Code LLC 401K Plan-13$164,540$26,339$2,026iApproximate average salary by contribution assumption: employee only about $50,652 at 4% or $33,768 at 6%; with 50% employer match about $33,768 at 4% or $22,512 at 6%; with 100% employer match about $25,326 at 4% or $16,884 at 6%.
2008116$116,987$44,987$2,812iApproximate average salary by contribution assumption: employee only about $70,292 at 4% or $46,861 at 6%; with 50% employer match about $46,861 at 4% or $31,241 at 6%; with 100% employer match about $35,146 at 4% or $23,431 at 6%.
Code LLC 401K PlanCurrent16$116,987$44,987$2,812iApproximate average salary by contribution assumption: employee only about $70,292 at 4% or $46,861 at 6%; with 50% employer match about $46,861 at 4% or $31,241 at 6%; with 100% employer match about $35,146 at 4% or $23,431 at 6%.
2007114$128,018$58,338$4,167iApproximate average salary by contribution assumption: employee only about $104,175 at 4% or $69,450 at 6%; with 50% employer match about $69,450 at 4% or $46,300 at 6%; with 100% employer match about $52,088 at 4% or $34,725 at 6%.
Code LLC 401K Plan-14$128,018$58,338$4,167iApproximate average salary by contribution assumption: employee only about $104,175 at 4% or $69,450 at 6%; with 50% employer match about $69,450 at 4% or $46,300 at 6%; with 100% employer match about $52,088 at 4% or $34,725 at 6%.
2006131$69,119$58,767$1,896iApproximate average salary by contribution assumption: employee only about $47,393 at 4% or $31,595 at 6%; with 50% employer match about $31,595 at 4% or $21,063 at 6%; with 100% employer match about $23,696 at 4% or $15,798 at 6%.
Code LLC 401K Plan-31$69,119$58,767$1,896iApproximate average salary by contribution assumption: employee only about $47,393 at 4% or $31,595 at 6%; with 50% employer match about $31,595 at 4% or $21,063 at 6%; with 100% employer match about $23,696 at 4% or $15,798 at 6%.
2005130$6,565$6,511$217iApproximate average salary by contribution assumption: employee only about $5,426 at 4% or $3,617 at 6%; with 50% employer match about $3,617 at 4% or $2,411 at 6%; with 100% employer match about $2,713 at 4% or $1,809 at 6%.
Code LLC 401K Plan-30$6,565$6,511$217iApproximate average salary by contribution assumption: employee only about $5,426 at 4% or $3,617 at 6%; with 50% employer match about $3,617 at 4% or $2,411 at 6%; with 100% employer match about $2,713 at 4% or $1,809 at 6%.
Schedule Details

Schedule A

Row 1
Filing Id
84037194347319
Form Id
96258329
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8020379194347060002
Ins Broker 01 Name
EDWARD D JONES & CO
Ins Broker 01 Street Addr
8640 S RIVER PARKWAY
Ins Broker 01 City
TEMPE
Ins Broker 01 State
AZ
Ins Broker 01 ZIP Code
852842609
Ins Broker Comm Pd 01 Amount
$776
Ins Broker Fees Pd 01 Amount
$118
Ins Broker Fees Pd 01 Text
SALES/MARKETING
Ins Broker 01 Code
3
Row 2
Filing Id
84037194347319
Form Id
96258329
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
8020379194347060002
Ins Broker 01 Name
CREATIVE RETIREMENT SYSTEMS, INC
Ins Broker 01 Street Addr
5871 CHEVIOT ROAD, STE 6
Ins Broker 01 City
CINCINNATI
Ins Broker 01 State
OH
Ins Broker 01 ZIP Code
45247
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$68
Ins Broker Fees Pd 01 Text
SALES/ADMINISTRATION
Ins Broker 01 Code
5
Row 3
Ins Carrier Name: HARTFORD LIFE INSURANCE COMPANY
Filing Id
84037194347319
Form Id
96258329
Schedule A EIN
06-1682105
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
2008-01-01
Schedule A Tax Period
20081231
Ins Carrier Name
HARTFORD LIFE INSURANCE COMPANY
Ins Carrier EIN
06-0974148
Ins Carrier Naic Code
88072
Ins Contract Num
GA-028784
Ins Prsn Covered End of year Count
13
Ins Policy From Date
2008-01-01
Ins Policy To Date
2008-12-31
Ins Broker Comm Total Amount
$776
Ins Broker Fees Total Amount
$186
Pension End of year Gen Account Amount
$32,632
Pension End of year Sep Account Amount
$74,522
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pnsn Type Unalloc Cntrct I
4
Pension Oth Unalloc Type Text
GROUP ANNUITY CONTRACT
Pension End Prev Bal Amount
$85
Pension Contribution Dep Amount
$0
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$118
Pension Transfer From Amount
$32,429
Pension Other Amount
$0
Pension Total Additions Amount
$32,547
Pension Total Bal Addn Amount
$32,632
Pension Bnfts Dsbrsd Amount
$0
Pension Admin Chrg Amount
$0
Pension Transfer To Amount
$0
Pension Oth Ded Amount
$0
Pension Total Ded Amount
$0
Pension End of year Bal Amount
$32,632
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0

Schedule D

Row 1
Filing Id
84037194347319
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8020379194347060003
DFE P1 Entity 01 Name
HARTFORD ADVANTAGE TK
DFE P1 Spons 01 Name
HARTFORD LIFE INSURANCE CO
DFE P1 Plan 01 EIN Plan number
060974148000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$74,522
Row 2
Filing Id
84037194347319
Page Id
3
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8020379194347060003
Row 3
Filing Id
84037194347319
Schedule D EIN
06-1682105
Schedule D Plan number
001
Schedule D Plan Year Begin Date
2008-01-01
Schedule D Tax Period
20081231

Schedule I

Schedule I Financial Statement

Small plan result

Balance sheet and activity values reported by the filer for this small-plan annual return.

End-of-year assets$116,987-$11,031 change

Balance Sheet

Beginning and end of plan year.

Total assets$128,018$116,987Decrease -$11,031 (-8.62%)
Total liabilities$0$0No change $0
Net assets$128,018$116,987Decrease -$11,031 (-8.62%)

Contributions

Employer contributions$8,174
Participant contributions$36,813
Other contributions$0

Income & Expenses

Total income$-10,808
Total expenses$223
Net income$-11,031
Source fields
Schedule I source fields
Filing Id
84037194347319
Schedule I EIN
06-1682105
Schedule I Plan Num
001
Schedule I Plan Year Begin Date
2008-01-01
Schedule I Tax Period
20081231
Small plan total assets at beginning of year
$128,018
Small plan total liabilities at beginning of year
$0
Small plan net assets at beginning of year
$128,018
Small plan total assets at end of year
$116,987
Small plan total liabilities at end of year
$0
Small plan net assets at end of year
$116,987
Small plan employer contributions
$8,174
Small plan participant contributions
$36,813
Small Oth Contribution Rcvd Amount
$0
Small Non Cash Contribution Bs Amount
$0
Small Other Income Amount
$-55,795
Small plan total income
$-10,808
Small plan total benefit distributions
$173
Small Corrective Distribution Amount
$0
Small Dm Dstrb Ptcp Ln A
0
Small Oth Expenses Amount
$50
Small plan total expenses
$223
Small plan net income or loss
$-11,031
Small Total Plan Transfers Amount
$0
Small Joint Venture End of year Indicator
No
Small Joint Venture End of year Amount
$0
Small Employer Prop End of year Indicator
No
Small Employer Prop End of year Amount
$0
Small Investment Real Est End of year I
2
Small Investment Real Est End of year A
0
Small Employer Sec End of year Indicator
No
Small Employer Sec End of year Amount
$0
Small Mortg Participants End of year Indicator
No
Small Mortg Participants End of year Amount
$0
Small Oth Lns Participants End of year Indicator
No
Small Oth Lns Participants End of year Amount
$0
Small Personal Prop End of year Indicator
No
Small Personal Prop End of year Amount
$0
Small Fail Xmt Ctb I
2
Small Fail Xmt Ctb A
0
Small plan participant loans in default
No
Small Loans In Default Amount
$0
Small plan leases in default
No
Small Leases In Default Amount
$0
Small Pt In Interest Not Reported I
2
Small Pt In Interest Not Reported A
0
Small plan fidelity bond in place
Yes
Small plan fidelity bond amount
$20,000
Small plan loss discovered during year
No
Small Loss Discovered Dur Year Amount
$0
Small plan assets with undetermined value
No
Small Asset Undeterm Valuation Amount
$0
Small plan non-cash contributions reported
No
Small Non Cash Contribution Amount
$0
Small 20 Percent Sngl Investment Indicator
No
Small 20 Percent Sngl Investment Amount
$0
Small plan all plan assets distributed
No
Waiver Annual Iqpa Report
1
Small plan resolution to terminate plan adopted
No
Small Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN06-0974148

Transfers

Distributed property value$0
Schedule R source fields
Payor 06-0974148
Filing Id
84037194347319
Schedule R EIN
06-1682105
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2008-01-01
Schedule R Tax Period
20081231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
06-0974148
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0
Pension Satisfy Cover Basis Code
1