Civic Intelligence
Filing

THE HERRING RIVER GROUP EMPLOYEE HEALTH PLAN

Herring River Group LLC • EIN 04-3473448 • Plan year 2009

Company ProfileSource Archive
Filing Insights

Participants

Flat

5 → 5

0 • 0.00%

Assets

Down

$167 → $0

-$167 • -100.00%

Investment Management Fee

2,430.54%

$4,059

Admin expenses $4,059 • Total expenses $26,442

Filing Details

Context
Net investment result
$-8,286

Status Flags

Fidelity bond in place

No

Limited-scope audit performed

Not reported

Contributions transmitted on time

Not reported

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

No

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Not reported

5% transactions reported

Not reported

All plan assets distributed

No

Benefits paid when due

No

Plan blackout period

No

Plan termination resolution adopted

Yes

Counterparties

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
200915$0$18,156$3,631iApproximate average salary by contribution assumption: employee only about $90,780 at 4% or $60,520 at 6%; with 50% employer match about $60,520 at 4% or $40,347 at 6%; with 100% employer match about $45,390 at 4% or $30,260 at 6%.
THE HERRING RIVER GROUP EMPLOYEE HEALTH PLANCurrent5-$18,156$3,631iApproximate average salary by contribution assumption: employee only about $90,780 at 4% or $60,520 at 6%; with 50% employer match about $60,520 at 4% or $40,347 at 6%; with 100% employer match about $45,390 at 4% or $30,260 at 6%.
200716$0$0-
THE HERRING RIVER GROUP EMPLOYEE HEALTH PLAN-6---
200610$0$0-
Herring River Group LLC Pension Plan-0---
200519$1,191,716$15,382$1,709iApproximate average salary by contribution assumption: employee only about $42,728 at 4% or $28,485 at 6%; with 50% employer match about $28,485 at 4% or $18,990 at 6%; with 100% employer match about $21,364 at 4% or $14,243 at 6%.
Herring River Group LLC Pension Plan-9$1,191,716$15,382$1,709iApproximate average salary by contribution assumption: employee only about $42,728 at 4% or $28,485 at 6%; with 50% employer match about $28,485 at 4% or $18,990 at 6%; with 100% employer match about $21,364 at 4% or $14,243 at 6%.
200419$1,130,194$105,639$11,738iApproximate average salary by contribution assumption: employee only about $293,442 at 4% or $195,628 at 6%; with 50% employer match about $195,628 at 4% or $130,419 at 6%; with 100% employer match about $146,721 at 4% or $97,814 at 6%.
Herring River Group LLC Pension Plan-9$1,130,194$105,639$11,738iApproximate average salary by contribution assumption: employee only about $293,442 at 4% or $195,628 at 6%; with 50% employer match about $195,628 at 4% or $130,419 at 6%; with 100% employer match about $146,721 at 4% or $97,814 at 6%.
200319$862,011$192,809$21,423iApproximate average salary by contribution assumption: employee only about $535,581 at 4% or $357,054 at 6%; with 50% employer match about $357,054 at 4% or $238,036 at 6%; with 100% employer match about $267,790 at 4% or $178,527 at 6%.
Herring River Group LLC Pension Plan-9$862,011$192,809$21,423iApproximate average salary by contribution assumption: employee only about $535,581 at 4% or $357,054 at 6%; with 50% employer match about $357,054 at 4% or $238,036 at 6%; with 100% employer match about $267,790 at 4% or $178,527 at 6%.
200219$424,663$282,683$31,409iApproximate average salary by contribution assumption: employee only about $785,231 at 4% or $523,487 at 6%; with 50% employer match about $523,487 at 4% or $348,991 at 6%; with 100% employer match about $392,615 at 4% or $261,744 at 6%.
Herring River Group LLC Pension Plan-9$424,663$282,683$31,409iApproximate average salary by contribution assumption: employee only about $785,231 at 4% or $523,487 at 6%; with 50% employer match about $523,487 at 4% or $348,991 at 6%; with 100% employer match about $392,615 at 4% or $261,744 at 6%.
200118$338,237$212,008$26,501iApproximate average salary by contribution assumption: employee only about $662,525 at 4% or $441,683 at 6%; with 50% employer match about $441,683 at 4% or $294,456 at 6%; with 100% employer match about $331,263 at 4% or $220,842 at 6%.
Herring River Group LLC Pension Plan-8$338,237$212,008$26,501iApproximate average salary by contribution assumption: employee only about $662,525 at 4% or $441,683 at 6%; with 50% employer match about $441,683 at 4% or $294,456 at 6%; with 100% employer match about $331,263 at 4% or $220,842 at 6%.
200017$359,158$128,195$18,314iApproximate average salary by contribution assumption: employee only about $457,839 at 4% or $305,226 at 6%; with 50% employer match about $305,226 at 4% or $203,484 at 6%; with 100% employer match about $228,920 at 4% or $152,613 at 6%.
Herring River Group LLC Pension Plan-7$359,158$128,195$18,314iApproximate average salary by contribution assumption: employee only about $457,839 at 4% or $305,226 at 6%; with 50% employer match about $305,226 at 4% or $203,484 at 6%; with 100% employer match about $228,920 at 4% or $152,613 at 6%.
199917$476,406$77,321$11,046iApproximate average salary by contribution assumption: employee only about $276,146 at 4% or $184,098 at 6%; with 50% employer match about $184,098 at 4% or $122,732 at 6%; with 100% employer match about $138,073 at 4% or $92,049 at 6%.
Herring River Group LLC Pension Plan-7$476,406$77,321$11,046iApproximate average salary by contribution assumption: employee only about $276,146 at 4% or $184,098 at 6%; with 50% employer match about $184,098 at 4% or $122,732 at 6%; with 100% employer match about $138,073 at 4% or $92,049 at 6%.
Schedule Details

Schedule I

Schedule I Financial Statement

Small plan result

Balance sheet and activity values reported by the filer for this small-plan annual return.

End-of-year assets$0-$167 change

Balance Sheet

Beginning and end of plan year.

Total assets$167$0Decrease -$167 (-100.00%)
Total liabilities-$8,119-
Net assets$167$-8,119Decrease -$8,286 (-4,961.68%)

Contributions

Employer contributions$18,156

Income & Expenses

Total income$18,156
Total expenses$26,442
Net income$-8,286
Source fields
Schedule I source fields
Schedule I Plan Year Begin Date
2009-11-01
Schedule I Tax Period
2010-10-31
Schedule I Plan Num
501
Schedule I EIN
04-3473448
Small plan total assets at beginning of year
$167
Small plan net assets at beginning of year
$167
Small plan total assets at end of year
$0
Small plan total liabilities at end of year
$8,119
Small plan net assets at end of year
$-8,119
Small plan employer contributions
$18,156
Small plan total income
$18,156
Small plan total benefit distributions
$22,383
Small Admin Srvc Providers Amount
$4,059
Small plan total expenses
$26,442
Small plan net income or loss
$-8,286
Small Joint Venture End of year Indicator
No
Small Employer Prop End of year Indicator
No
Small Inv Real Estate End of year Indicator
No
Small Employer Sec End of year Indicator
No
Small Mortg Participants End of year Indicator
No
Small Oth Lns Participants End of year Indicator
No
Small Personal Prop End of year Indicator
No
Small Fail Transm Contribution Indicator
No
Small plan participant loans in default
No
Small plan leases in default
No
Small plan nonexempt transactions with parties in interest
No
Small plan fidelity bond in place
No
Small plan loss discovered during year
No
Small plan assets with undetermined value
No
Small plan non-cash contributions reported
No
Small 20 Percent Sngl Investment Indicator
No
Small plan all plan assets distributed
No
Small plan waived annual IQPA report
Yes
Small plan failed to provide benefits when due
No
Small plan blackout period occurred
No
Small plan resolution to terminate plan adopted
Yes

Filing received by DOL May 27, 2011