Fidelity bond in place
Yes
Filing
Source Code Inc. 401K Plan
Source Code Inc. • EIN 04-3150778 • Plan year 2011
Filing Insights
Participants
Down106 → 92
-14 • -13.21%
Assets
Up$2,589,143 → $2,798,498
$209,355 • 8.09%
Investment Management Fee
0.13%$3,624
Admin expenses $3,624 • Total expenses $4,618
Filing Details
Context- Net investment result
- $209,355
- Accountant opinion
- Disclaimer of opinion
- Pension payor EIN
- 01-0233346
Status Flags
Limited-scope audit performed
Not reported
Contributions transmitted on time
No
Participant loans in default
No
Leases in default
No
Reportable party-in-interest issues
No
Loss discovered during year
No
Assets with undetermined value
No
Non-cash contributions
No
Assets held for investment
Yes
5% transactions reported
No
All plan assets distributed
No
Benefits paid when due
No
Plan blackout period
No
Plan termination resolution adopted
No
Counterparties
Known direct compensation$1440.01%
| Provider | Services | Location | Direct Compensation | Related |
|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANYEIN 01-0233346 | Contract administration | - | $1440.01% | The Manufacturers Life Insurance Co |
| FEELEY & DRISCOLL, P.C.EIN 04-2684828 | Accountant, Disclaimer of opinion | - | - | Feeley & Driscoll PC. |
Company Timeline
This filing is highlighted inside the broader sponsor history.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2017 | 2 | 156 | $8,576,345 | $2,148,138 | $13,770iApproximate average salary by contribution assumption: employee only about $344,253 at 4% or $229,502 at 6%; with 50% employer match about $229,502 at 4% or $153,001 at 6%; with 100% employer match about $172,126 at 4% or $114,751 at 6%. |
| Source Code Inc. 401K Plan | - | 156 | $8,576,345 | $2,148,138 | $13,770iApproximate average salary by contribution assumption: employee only about $344,253 at 4% or $229,502 at 6%; with 50% employer match about $229,502 at 4% or $153,001 at 6%; with 100% employer match about $172,126 at 4% or $114,751 at 6%. |
| Source Code Corporation Employee Medical Only Benefit Plan | - | 0 | - | - | - |
| 2016 | 1 | 130 | $5,678,539 | $515,083 | $3,962iApproximate average salary by contribution assumption: employee only about $99,054 at 4% or $66,036 at 6%; with 50% employer match about $66,036 at 4% or $44,024 at 6%; with 100% employer match about $49,527 at 4% or $33,018 at 6%. |
| Source Code Inc. 401K Plan | - | 130 | $5,678,539 | $515,083 | $3,962iApproximate average salary by contribution assumption: employee only about $99,054 at 4% or $66,036 at 6%; with 50% employer match about $66,036 at 4% or $44,024 at 6%; with 100% employer match about $49,527 at 4% or $33,018 at 6%. |
| 2015 | 1 | 64 | $4,860,775 | $529,378 | $8,272iApproximate average salary by contribution assumption: employee only about $206,788 at 4% or $137,859 at 6%; with 50% employer match about $137,859 at 4% or $91,906 at 6%; with 100% employer match about $103,394 at 4% or $68,929 at 6%. |
| Source Code Inc. 401K Plan | - | 64 | $4,860,775 | $529,378 | $8,272iApproximate average salary by contribution assumption: employee only about $206,788 at 4% or $137,859 at 6%; with 50% employer match about $137,859 at 4% or $91,906 at 6%; with 100% employer match about $103,394 at 4% or $68,929 at 6%. |
| 2014 | 2 | 55 | $4,344,261 | $262,259 | $4,768iApproximate average salary by contribution assumption: employee only about $119,209 at 4% or $79,472 at 6%; with 50% employer match about $79,472 at 4% or $52,982 at 6%; with 100% employer match about $59,604 at 4% or $39,736 at 6%. |
| Source Code Inc. 401K Plan | - | 55 | $4,344,261 | $262,259 | $4,768iApproximate average salary by contribution assumption: employee only about $119,209 at 4% or $79,472 at 6%; with 50% employer match about $79,472 at 4% or $52,982 at 6%; with 100% employer match about $59,604 at 4% or $39,736 at 6%. |
| Source Code Corporation Employee Medical Only Benefit Plan | - | 52 | - | - | - |
| 2013 | 1 | 54 | $4,005,948 | $363,049 | $6,723iApproximate average salary by contribution assumption: employee only about $168,078 at 4% or $112,052 at 6%; with 50% employer match about $112,052 at 4% or $74,701 at 6%; with 100% employer match about $84,039 at 4% or $56,026 at 6%. |
| Source Code Inc. 401K Plan | - | 54 | $4,005,948 | $363,049 | $6,723iApproximate average salary by contribution assumption: employee only about $168,078 at 4% or $112,052 at 6%; with 50% employer match about $112,052 at 4% or $74,701 at 6%; with 100% employer match about $84,039 at 4% or $56,026 at 6%. |
| 2012 | 1 | 88 | $3,263,717 | $209,864 | $2,385iApproximate average salary by contribution assumption: employee only about $59,620 at 4% or $39,747 at 6%; with 50% employer match about $39,747 at 4% or $26,498 at 6%; with 100% employer match about $29,810 at 4% or $19,873 at 6%. |
| Source Code Inc. 401K Plan | - | 88 | $3,263,717 | $209,864 | $2,385iApproximate average salary by contribution assumption: employee only about $59,620 at 4% or $39,747 at 6%; with 50% employer match about $39,747 at 4% or $26,498 at 6%; with 100% employer match about $29,810 at 4% or $19,873 at 6%. |
| 2011 | 1 | 92 | $2,798,498 | $235,400 | $2,559iApproximate average salary by contribution assumption: employee only about $63,967 at 4% or $42,645 at 6%; with 50% employer match about $42,645 at 4% or $28,430 at 6%; with 100% employer match about $31,984 at 4% or $21,322 at 6%. |
| Source Code Inc. 401K Plan | Current | 92 | $2,798,498 | $235,400 | $2,559iApproximate average salary by contribution assumption: employee only about $63,967 at 4% or $42,645 at 6%; with 50% employer match about $42,645 at 4% or $28,430 at 6%; with 100% employer match about $31,984 at 4% or $21,322 at 6%. |
| 2010 | 2 | 93 | $2,598,006 | $462,654 | $4,975iApproximate average salary by contribution assumption: employee only about $124,369 at 4% or $82,913 at 6%; with 50% employer match about $82,913 at 4% or $55,275 at 6%; with 100% employer match about $62,185 at 4% or $41,456 at 6%. |
| Source Code Inc. 401K Plan | - | 93 | $2,589,143 | $238,193 | $2,561iApproximate average salary by contribution assumption: employee only about $64,030 at 4% or $42,687 at 6%; with 50% employer match about $42,687 at 4% or $28,458 at 6%; with 100% employer match about $32,015 at 4% or $21,343 at 6%. |
| Source Code Corporation Employee Medical Only Benefit Plan | - | 52 | $8,863 | $224,461 | $4,317iApproximate average salary by contribution assumption: employee only about $107,914 at 4% or $71,943 at 6%; with 50% employer match about $71,943 at 4% or $47,962 at 6%; with 100% employer match about $53,957 at 4% or $35,971 at 6%. |
| 2009 | 2 | 87 | $2,198,048 | $449,619 | $5,168iApproximate average salary by contribution assumption: employee only about $129,201 at 4% or $86,134 at 6%; with 50% employer match about $86,134 at 4% or $57,423 at 6%; with 100% employer match about $64,600 at 4% or $43,067 at 6%. |
| Source Code Inc. 401K Plan | - | 87 | $2,198,048 | $247,423 | $2,844iApproximate average salary by contribution assumption: employee only about $71,099 at 4% or $47,399 at 6%; with 50% employer match about $47,399 at 4% or $31,599 at 6%; with 100% employer match about $35,549 at 4% or $23,700 at 6%. |
| Source Code Corporation Employee Medical Only Benefit Plan | - | 36 | - | $202,196 | $5,617iApproximate average salary by contribution assumption: employee only about $140,414 at 4% or $93,609 at 6%; with 50% employer match about $93,609 at 4% or $62,406 at 6%; with 100% employer match about $70,207 at 4% or $46,805 at 6%. |
| 2008 | 2 | 92 | $1,506,874 | $495,783 | $5,389iApproximate average salary by contribution assumption: employee only about $134,724 at 4% or $89,816 at 6%; with 50% employer match about $89,816 at 4% or $59,877 at 6%; with 100% employer match about $67,362 at 4% or $44,908 at 6%. |
| Source Code Inc. 401K Plan | - | 92 | $1,506,874 | $266,237 | $2,894iApproximate average salary by contribution assumption: employee only about $72,347 at 4% or $48,231 at 6%; with 50% employer match about $48,231 at 4% or $32,154 at 6%; with 100% employer match about $36,174 at 4% or $24,116 at 6%. |
| Source Code Corporation Employee Medical Only Benefit Plan | - | 45 | - | $229,546 | $5,101iApproximate average salary by contribution assumption: employee only about $127,526 at 4% or $85,017 at 6%; with 50% employer match about $85,017 at 4% or $56,678 at 6%; with 100% employer match about $63,763 at 4% or $42,509 at 6%. |
| 2007 | 5 | 83 | $2,067,158 | $203,254 | $2,449iApproximate average salary by contribution assumption: employee only about $61,221 at 4% or $40,814 at 6%; with 50% employer match about $40,814 at 4% or $27,209 at 6%; with 100% employer match about $30,611 at 4% or $20,407 at 6%. |
| Source Code Inc. 401K Plan | - | 83 | $2,067,158 | $203,254 | $2,449iApproximate average salary by contribution assumption: employee only about $61,221 at 4% or $40,814 at 6%; with 50% employer match about $40,814 at 4% or $27,209 at 6%; with 100% employer match about $30,611 at 4% or $20,407 at 6%. |
| SOURCE CODE CORPORATION SELF FUNDED MEDICAL REIMBURSEMENT PLAN | - | 0 | - | - | - |
| Source Code Corporation Employee Medical Only Benefit Plan | - | 37 | - | - | - |
| SOURCE CODE MID-WEST EMPLOYEE MEDICAL ONLY BENEFIT PLAN | - | 0 | - | - | - |
| INTEGRATED IT SOLUTIONS EMPLOYEE MEDICAL ONLY BENEFIT PLAN | - | 0 | - | - | - |
| 2006 | 2 | 71 | $1,784,917 | $340,618 | $4,797iApproximate average salary by contribution assumption: employee only about $119,936 at 4% or $79,957 at 6%; with 50% employer match about $79,957 at 4% or $53,305 at 6%; with 100% employer match about $59,968 at 4% or $39,979 at 6%. |
| Source Code Inc. 401K Plan | - | 71 | $1,775,906 | $187,844 | $2,646iApproximate average salary by contribution assumption: employee only about $66,142 at 4% or $44,095 at 6%; with 50% employer match about $44,095 at 4% or $29,397 at 6%; with 100% employer match about $33,071 at 4% or $22,047 at 6%. |
| SOURCE CODE CORPORATION SELF FUNDED MEDICAL REIMBURSEMENT PLAN | - | 0 | $9,011 | $152,774 | - |
| 2005 | 1 | 80 | $1,424,141 | $167,827 | $2,098iApproximate average salary by contribution assumption: employee only about $52,446 at 4% or $34,964 at 6%; with 50% employer match about $34,964 at 4% or $23,309 at 6%; with 100% employer match about $26,223 at 4% or $17,482 at 6%. |
| Source Code Inc. 401K Plan | - | 80 | $1,424,141 | $167,827 | $2,098iApproximate average salary by contribution assumption: employee only about $52,446 at 4% or $34,964 at 6%; with 50% employer match about $34,964 at 4% or $23,309 at 6%; with 100% employer match about $26,223 at 4% or $17,482 at 6%. |
| 2004 | 1 | 85 | $1,171,186 | $228,085 | $2,683iApproximate average salary by contribution assumption: employee only about $67,084 at 4% or $44,723 at 6%; with 50% employer match about $44,723 at 4% or $29,815 at 6%; with 100% employer match about $33,542 at 4% or $22,361 at 6%. |
| Source Code Inc. 401K Plan | - | 85 | $1,171,186 | $228,085 | $2,683iApproximate average salary by contribution assumption: employee only about $67,084 at 4% or $44,723 at 6%; with 50% employer match about $44,723 at 4% or $29,815 at 6%; with 100% employer match about $33,542 at 4% or $22,361 at 6%. |
| 2003 | 1 | 100 | $1,031,150 | $285,829 | $2,858iApproximate average salary by contribution assumption: employee only about $71,457 at 4% or $47,638 at 6%; with 50% employer match about $47,638 at 4% or $31,759 at 6%; with 100% employer match about $35,729 at 4% or $23,819 at 6%. |
| Source Code Inc. 401K Plan | - | 100 | $1,031,150 | $285,829 | $2,858iApproximate average salary by contribution assumption: employee only about $71,457 at 4% or $47,638 at 6%; with 50% employer match about $47,638 at 4% or $31,759 at 6%; with 100% employer match about $35,729 at 4% or $23,819 at 6%. |
| 2002 | 1 | 124 | $666,498 | $68,904 | $556iApproximate average salary by contribution assumption: employee only about $13,892 at 4% or $9,261 at 6%; with 50% employer match about $9,261 at 4% or $6,174 at 6%; with 100% employer match about $6,946 at 4% or $4,631 at 6%. |
| Source Code Inc. 401K Plan | - | 124 | $666,498 | $68,904 | $556iApproximate average salary by contribution assumption: employee only about $13,892 at 4% or $9,261 at 6%; with 50% employer match about $9,261 at 4% or $6,174 at 6%; with 100% employer match about $6,946 at 4% or $4,631 at 6%. |
| 2001 | 1 | 44 | $0 | $0 | - |
| Source Code Inc. 401K Plan | - | 44 | - | - | - |
| 2000 | 1 | 30 | $0 | $0 | - |
| Source Code Inc. 401K Plan | - | 30 | - | - | - |
| 1999 | 2 | 51 | $317,186 | $226,848 | $4,448iApproximate average salary by contribution assumption: employee only about $111,200 at 4% or $74,133 at 6%; with 50% employer match about $74,133 at 4% or $49,422 at 6%; with 100% employer match about $55,600 at 4% or $37,067 at 6%. |
| Source Code Inc. 401K Plan | - | 51 | $171,078 | $168,114 | $3,296iApproximate average salary by contribution assumption: employee only about $82,409 at 4% or $54,939 at 6%; with 50% employer match about $54,939 at 4% or $36,626 at 6%; with 100% employer match about $41,204 at 4% or $27,470 at 6%. |
| Source Code Inc. 401K Plan | - | 28 | $146,108 | $58,734 | $2,098iApproximate average salary by contribution assumption: employee only about $52,441 at 4% or $34,961 at 6%; with 50% employer match about $34,961 at 4% or $23,307 at 6%; with 100% employer match about $26,221 at 4% or $17,480 at 6%. |
Schedule Details
Schedule A
- Row 1
- Form Id
- 1
- Ins Broker Name
- THE ANGELL PENSION GROUP
- Ins Broker US Address1
- 10 HEMINGWAY DRIVE
- Ins Broker US City
- EAST PROVIDENCE
- Ins Broker US State
- RI
- Ins Broker US ZIP
- 02915
- Ins Broker Fees Pd Amount
- $4,904
- Ins Broker Fees Pd Text
- TPA FEES AND TPA COMPENSATION
- Ins Broker Code
- 5
- Row 2
- Form Id
- 1
- Ins Broker Name
- MML INSURANCE AGENCY, LLC
- Ins Broker US Address1
- P.O. BOX 219062
- Ins Broker US City
- KANSAS CITY
- Ins Broker US State
- MO
- Ins Broker US ZIP
- 64121
- Ins Broker Comm Pd Amount
- $10,965
- Ins Broker Code
- 3
- Row 3
- Ins Carrier Name: JOHN HANCOCK LIFE INSURANCE COMPANY USA
- Form Id
- 1
- Schedule A Plan Year Begin Date
- 2011-01-01
- Schedule A Plan Year End Date
- 2011-12-31
- Schedule A Plan Num
- 001
- Schedule A EIN
- 04-3150778
- Ins Carrier Name
- JOHN HANCOCK LIFE INSURANCE COMPANY USA
- Ins Carrier EIN
- 01-0233346
- Ins Carrier Naic Code
- 65838
- Ins Contract Num
- 77207
- Ins Prsn Covered End of year Count
- 57
- Ins Policy From Date
- 2011-01-01
- Ins Policy To Date
- 2011-12-31
- Ins Broker Comm Total Amount
- $10,965
- Ins Broker Fees Total Amount
- $4,904
- Pension End of year Sep Account Amount
- $2,515,882
- Alloc Contracts Indiv Indicator
- No
- Alloc Contracts Group Indicator
- No
- Alloc Contracts Other Indicator
- No
- Pens Distr Bnft Terminate Pln Indicator
- No
- Unalloc Contracts Dep Adm Indicator
- No
- Unal Contrac Imm Part Guar Indicator
- No
- Unal Contracts Guar Invest Indicator
- No
- Unalloc Contracts Other Indicator
- No
- Pension End Prev Bal Amount
- $0
- Pension Divnd Cr Dep Amount
- $0
- Pension Total Additions Amount
- $0
- Pension Total Bal Addn Amount
- $0
- Pension Total Ded Amount
- $0
- Pension End of year Bal Amount
- $0
- Wlfr Bnft Health Indicator
- No
- Wlfr Bnft Dental Indicator
- No
- Wlfr Bnft Vision Indicator
- No
- Wlfr Bnft Life Insur Indicator
- No
- Wlfr Bnft Temp Disab Indicator
- No
- Wlfr Bnft Long Terminate Disab Indicator
- No
- Wlfr Bnft Unemp Indicator
- No
- Wlfr Bnft Drug Indicator
- No
- Wlfr Bnft Stop Loss Indicator
- No
- Wlfr Bnft Hmo Indicator
- No
- Wlfr Bnft Ppo Indicator
- No
- Wlfr Bnft Indemnity Indicator
- No
- Wlfr Bnft Other Indicator
- No
- Wlfr Total Earned Prem Amount
- $0
- Wlfr Incurred Claim Amount
- $0
- Wlfr Ret Total Amount
- $0
- Wlfr Refund Cash Indicator
- No
- Wlfr Refund Credit Indicator
- No
- Ins Fail Provide Info Indicator
- No
Schedule C
Schedule C Provider
JOHN HANCOCK LIFE INSURANCE COMPANY
RECORDKEEPER • EIN 01-0233346
Direct compensation$144
Contract administration
Indirect compensationNo
Source fields
- Row 1
- Service code: Contract administration
- Service code
- Contract administration
- JOHN HANCOCK LIFE INSURANCE COMPANY
- Other provider name
- JOHN HANCOCK LIFE INSURANCE COMPANY
- Other provider EIN
- 01-0233346
- Relationship to employer or plan
- RECORDKEEPER
- Direct compensation
- $144
- Indirect compensation reported
- No
Schedule C Provider
Provider 2
Provider details
Source fields
- Row 3
- Excluded provider reported
- No
Schedule D
- Row 1
- DFE P1 Entity Name
- RETIREMENT LIVING AT 2045
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $33,951
- Row 2
- DFE P1 Entity Name
- LIFESTYLE BALANCED
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $233,166
- Row 3
- DFE P1 Entity Name
- LIFESTYLE MODERATE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $8,424
- Row 4
- DFE P1 Entity Name
- LIFESTYLE CONSERVATIVE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 5
- DFE P1 Entity Name
- REAL EST. SECURITIES FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 6
- DFE P1 Entity Name
- NATURAL RESOURCES FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $9,744
- Row 7
- DFE P1 Entity Name
- DFA EMERGING MARKETS VALUE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $17,608
- Row 8
- DFE P1 Entity Name
- ROYCE OPPORTUNITY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $1,473
- Row 9
- DFE P1 Entity Name
- INTL SMALL CAP FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $10,485
- Row 10
- DFE P1 Entity Name
- FIDELITY ADV LEVERAGED CO STK
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $1,417
- Row 11
- DFE P1 Entity Name
- INTERNATIONAL OPPS FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $12,192
- Row 12
- DFE P1 Entity Name
- RETIREMENT LIVING AT 2040
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $86,541
- Row 13
- DFE P1 Entity Name
- OPPENHEIMER DEVELOPING MKT
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $12,245
- Row 14
- DFE P1 Entity Name
- ENERGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $170,331
- Row 15
- DFE P1 Entity Name
- DFA US TARGETED VALUE FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 16
- DFE P1 Entity Name
- COLUMBIA VALUE & RESTRUCTURING
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 17
- DFE P1 Entity Name
- T. ROWE PRICE SCI & TECH
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $91,466
- Row 18
- DFE P1 Entity Name
- DFA U.S. SMALL CAP FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 19
- DFE P1 Entity Name
- SMALL CAP GROWTH INDEX
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $79
- Row 20
- DFE P1 Entity Name
- INTL EQUITY INDEX FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $12,088
- Row 21
- DFE P1 Entity Name
- SCIENCE & TECHNOLOGY FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $5,013
- Row 22
- DFE P1 Entity Name
- JOHN HANCOCK INTL GROWTH
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 23
- DFE P1 Entity Name
- RETIREMENT LIVING AT 2035
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $116,982
- Row 24
- DFE P1 Entity Name
- EXPLORER
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $5,255
- Row 25
- DFE P1 Entity Name
- SMALL CAP GROWTH FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 26
- DFE P1 Entity Name
- OPPENHEIMER INTL GROWTH FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $5,376
- Row 27
- DFE P1 Entity Name
- EUROPACIFIC GROWTH FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $186
- Row 28
- DFE P1 Entity Name
- FRANKLIN SMALL-MID GROWTH
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $10,912
- Row 29
- DFE P1 Entity Name
- LEGG MASON CLEARBR AGG GROWTH
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $6,923
- Row 30
- DFE P1 Entity Name
- T. ROWE PRICE HEALTH SCI
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $31,213
- Row 31
- DFE P1 Entity Name
- COLUMBIA MID CAP VALUE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 32
- DFE P1 Entity Name
- BLUE CHIP GROWTH FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 33
- DFE P1 Entity Name
- MID CAP INDEX FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 34
- DFE P1 Entity Name
- RETIREMENT LIVING AT 2030
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $55,845
- Row 35
- DFE P1 Entity Name
- OPPENHEIMER GLOBAL
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $14,351
- Row 36
- DFE P1 Entity Name
- MID VALUE FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 37
- DFE P1 Entity Name
- UTILITIES FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $5,194
- Row 38
- DFE P1 Entity Name
- MFS UTILITIES
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $33,612
- Row 39
- DFE P1 Entity Name
- THE GROWTH FUND OF AMERICA
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $23,145
- Row 40
- DFE P1 Entity Name
- FIDELITY CONTRAFUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $6,172
- Row 41
- DFE P1 Entity Name
- FIDELITY ADV NEW INSIGHTS
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $3,006
- Row 42
- DFE P1 Entity Name
- LARGE CAP FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 43
- DFE P1 Entity Name
- DAVIS NEW YORK VENTURE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 44
- DFE P1 Entity Name
- T. ROWE PRICE EQUITY INC
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $5,146
- Row 45
- DFE P1 Entity Name
- RETIREMENT LIVING AT 2025
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $159,972
- Row 46
- DFE P1 Entity Name
- 500 INDEX FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 47
- DFE P1 Entity Name
- MUTUAL BEACON
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 48
- DFE P1 Entity Name
- INVESTMENT COMPANY OF AMERICA
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $6,080
- Row 49
- DFE P1 Entity Name
- CORE GLOBAL DIVERSIFICATION
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $2,957
- Row 50
- DFE P1 Entity Name
- PIMCO ALL ASSET
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $5,108
- Row 51
- DFE P1 Entity Name
- MUTUAL GLOBAL DISCOVERY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $5,554
- Row 52
- DFE P1 Entity Name
- PIMCO GLOBAL BOND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $185,066
- Row 53
- DFE P1 Entity Name
- PIMCO REAL RETURN
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $202,714
- Row 54
- DFE P1 Entity Name
- T. ROWE PRICE SPECTRUM INC
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $351,815
- Row 55
- DFE P1 Entity Name
- PIMCO TOTAL RETURN
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 56
- DFE P1 Entity Name
- RETIREMENT LIVING AT 2020
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $55,760
- Row 57
- DFE P1 Entity Name
- TOTAL BOND MARKET FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 58
- DFE P1 Entity Name
- RETIREMENT LIVING AT 2015
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $26,113
- Row 59
- DFE P1 Entity Name
- LIFESTYLE AGGRESSIVE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $107,130
- Row 60
- DFE P1 Entity Name
- LIFESTYLE GROWTH
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $378,069
- Row 61
- Schedule D Plan Year Begin Date
- 2011-01-01
- Schedule D Tax Period
- 2011-12-31
- Schedule D Plan number
- 001
- Schedule D EIN
- 04-3150778
Schedule H
Schedule H Financial Statement
Large plan result
Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.
End-of-year assets$2,798,498$209,355 change
Balance Sheet
Beginning and end of plan year.
Total assets$2,589,143$2,798,498Increase +$209,355 (8.09%)
Total liabilities$0$0No change $0
Net assets$2,589,143$2,798,498Increase +$209,355 (8.09%)
Contributions
Participant contributions$235,400
Total contributions$235,400
Income & Investment Result
Total income$213,973
Interest$1,470
Dividends$0
Net income$209,355
Expenses & Fees
Benefits paid$994
Administrative expenses$3,624
Total expenses$4,618
Accountant
FirmFEELEY & DRISCOLL, P.C.
Firm EIN04-2684828
OpinionDisclaimer of opinion
Compliance
Fidelity bondYes
Fidelity bond amount$500,000
Participant loans$49,300
Late contributionsNo
Schedule H source fields
- Financial summary
- Total assets at beginning of year: $2,589,143Total assets at end of year: $2,798,498Total liabilities at end of year: $0Net income or loss: $209,355
- Schedule H Plan Year Begin Date
- 2011-01-01
- Schedule H Tax Period
- 2011-12-31
- Schedule H Plan number
- 001
- Schedule H EIN
- 04-3150778
- Non Interest Bear Cash Beginning of year Amount
- $63
- Participants Contribution Beginning of year Amount
- $2,680
- Participant loans at beginning of year
- $46,972
- Interest Pool Sep Account Beginning of year Amount
- $2,539,428
- Total assets at beginning of year
- $2,589,143
- Total liabilities at beginning of year
- $0
- Net assets at beginning of year
- $2,589,143
- Non Interest Bear Cash End of year Amount
- $1,747
- Participants Contribution End of year Amount
- $2,644
- Participant loans at end of year
- $49,300
- Interest Pool Sep Account End of year Amount
- $2,515,882
- Oth Investment End of year Amount
- $228,925
- Total assets at end of year
- $2,798,498
- Total liabilities at end of year
- $0
- Net assets at end of year
- $2,798,498
- Participant contributions
- $235,400
- Total contributions
- $235,400
- Interest on participant loans
- $1,470
- Total interest income
- $1,470
- Total dividend income
- $0
- Net gain or loss on sale of assets
- $0
- Net unrealized appreciation or depreciation
- $0
- Gain Loss Pool Sep Amount
- $-22,897
- Total income
- $213,973
- Participant distributions
- $994
- Total benefit distributions
- $994
- Contract Admin Fees Amount
- $144
- Other Admin Fees Amount
- $3,480
- Total administrative expenses
- $3,624
- Total expenses
- $4,618
- Net income or loss
- $209,355
- Accountant opinion type
- Disclaimer of opinion
- Account Performed Limited Audit Indicator
- Yes
- Accountant firm name
- FEELEY & DRISCOLL, P.C.
- Accountant firm EIN
- 04-2684828
- Failed to transmit participant contributions on time
- No
- Participant loans in default
- No
- Leases in default
- No
- Nonexempt transactions with parties in interest
- No
- Fidelity bond in place
- Yes
- Fidelity bond amount
- $500,000
- Loss discovered during year
- No
- Assets with undetermined value
- No
- Non-cash contributions reported
- No
- Assets held for investment
- Yes
- Reportable 5% transactions
- No
- All plan assets distributed
- No
- Failed to provide benefits when due
- No
- Blackout period occurred
- No
- Resolution to terminate plan adopted
- No
Schedule R
Schedule R Pension Information
Retirement plan characteristics
Testing, payor, opinion-letter, and transfer information reported with the filing.
Pension & Payor
Payor EIN01-0233346
Transfers
Asset/liability transferNo
Liabilities in multiple plansNo
Distributed property value$0
Schedule R source fields
- Payor 01-0233346
- Schedule R Plan Year Begin Date
- 2011-01-01
- Schedule R Tax Period
- 2011-12-31
- Schedule R Plan number
- 001
- Schedule R EIN
- 04-3150778
- Pension Value Dstrb Pd Property Amount
- $0
- Pension payor EIN
- 01-0233346
- Asset or liability transfer
- No
- Liability shared by multiple plans
- No
Filing received by DOL Jul 10, 2012