Civic Intelligence
Filing

Ces 401K Plan

Controlled Environment Structures, • EIN 04-2899033 • Plan year 2003

Company ProfileSource Archive
Filing Insights

Participants

Down

29 → 28

-1 • -3.45%

Assets

Up

$435,791 → $646,591

$210,800 • 48.37%

Investment Management Fee

-

Admin expenses - • Total expenses $19,047

Filing Details

Context
Net investment result
$210,800
Pension payor EIN
04-3581074

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

Not reported

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

Not reported

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Not reported

5% transactions reported

Not reported

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
2008128$966,503$151,134$5,398iApproximate average salary by contribution assumption: employee only about $134,941 at 4% or $89,961 at 6%; with 50% employer match about $89,961 at 4% or $59,974 at 6%; with 100% employer match about $67,471 at 4% or $44,980 at 6%.
Ces 401K Plan-28$966,503$151,134$5,398iApproximate average salary by contribution assumption: employee only about $134,941 at 4% or $89,961 at 6%; with 50% employer match about $89,961 at 4% or $59,974 at 6%; with 100% employer match about $67,471 at 4% or $44,980 at 6%.
2007128$1,376,328$106,640$3,809iApproximate average salary by contribution assumption: employee only about $95,214 at 4% or $63,476 at 6%; with 50% employer match about $63,476 at 4% or $42,317 at 6%; with 100% employer match about $47,607 at 4% or $31,738 at 6%.
Ces 401K Plan-28$1,376,328$106,640$3,809iApproximate average salary by contribution assumption: employee only about $95,214 at 4% or $63,476 at 6%; with 50% employer match about $63,476 at 4% or $42,317 at 6%; with 100% employer match about $47,607 at 4% or $31,738 at 6%.
2006127$1,189,943$135,733$5,027iApproximate average salary by contribution assumption: employee only about $125,679 at 4% or $83,786 at 6%; with 50% employer match about $83,786 at 4% or $55,857 at 6%; with 100% employer match about $62,839 at 4% or $41,893 at 6%.
Ces 401K Plan-27$1,189,943$135,733$5,027iApproximate average salary by contribution assumption: employee only about $125,679 at 4% or $83,786 at 6%; with 50% employer match about $83,786 at 4% or $55,857 at 6%; with 100% employer match about $62,839 at 4% or $41,893 at 6%.
2005127$973,818$111,434$4,127iApproximate average salary by contribution assumption: employee only about $103,180 at 4% or $68,786 at 6%; with 50% employer match about $68,786 at 4% or $45,858 at 6%; with 100% employer match about $51,590 at 4% or $34,393 at 6%.
Ces 401K Plan-27$973,818$111,434$4,127iApproximate average salary by contribution assumption: employee only about $103,180 at 4% or $68,786 at 6%; with 50% employer match about $68,786 at 4% or $45,858 at 6%; with 100% employer match about $51,590 at 4% or $34,393 at 6%.
2004124$836,753$124,261$5,178iApproximate average salary by contribution assumption: employee only about $129,439 at 4% or $86,292 at 6%; with 50% employer match about $86,292 at 4% or $57,528 at 6%; with 100% employer match about $64,719 at 4% or $43,146 at 6%.
Ces 401K Plan-24$836,753$124,261$5,178iApproximate average salary by contribution assumption: employee only about $129,439 at 4% or $86,292 at 6%; with 50% employer match about $86,292 at 4% or $57,528 at 6%; with 100% employer match about $64,719 at 4% or $43,146 at 6%.
2003128$646,591$121,675$4,346iApproximate average salary by contribution assumption: employee only about $108,638 at 4% or $72,426 at 6%; with 50% employer match about $72,426 at 4% or $48,284 at 6%; with 100% employer match about $54,319 at 4% or $36,213 at 6%.
Ces 401K PlanCurrent28$646,591$121,675$4,346iApproximate average salary by contribution assumption: employee only about $108,638 at 4% or $72,426 at 6%; with 50% employer match about $72,426 at 4% or $48,284 at 6%; with 100% employer match about $54,319 at 4% or $36,213 at 6%.
2002125$435,791$87,374$3,495iApproximate average salary by contribution assumption: employee only about $87,374 at 4% or $58,249 at 6%; with 50% employer match about $58,249 at 4% or $38,833 at 6%; with 100% employer match about $43,687 at 4% or $29,125 at 6%.
Ces 401K Plan-25$435,791$87,374$3,495iApproximate average salary by contribution assumption: employee only about $87,374 at 4% or $58,249 at 6%; with 50% employer match about $58,249 at 4% or $38,833 at 6%; with 100% employer match about $43,687 at 4% or $29,125 at 6%.
2001128$445,354$101,845$3,637iApproximate average salary by contribution assumption: employee only about $90,933 at 4% or $60,622 at 6%; with 50% employer match about $60,622 at 4% or $40,415 at 6%; with 100% employer match about $45,467 at 4% or $30,311 at 6%.
Ces 401K Plan-28$445,354$101,845$3,637iApproximate average salary by contribution assumption: employee only about $90,933 at 4% or $60,622 at 6%; with 50% employer match about $60,622 at 4% or $40,415 at 6%; with 100% employer match about $45,467 at 4% or $30,311 at 6%.
2000127$407,069$102,533$3,798iApproximate average salary by contribution assumption: employee only about $94,938 at 4% or $63,292 at 6%; with 50% employer match about $63,292 at 4% or $42,195 at 6%; with 100% employer match about $47,469 at 4% or $31,646 at 6%.
Ces 401K Plan-27$407,069$102,533$3,798iApproximate average salary by contribution assumption: employee only about $94,938 at 4% or $63,292 at 6%; with 50% employer match about $63,292 at 4% or $42,195 at 6%; with 100% employer match about $47,469 at 4% or $31,646 at 6%.
1999129$341,779$96,916$3,342iApproximate average salary by contribution assumption: employee only about $83,548 at 4% or $55,699 at 6%; with 50% employer match about $55,699 at 4% or $37,133 at 6%; with 100% employer match about $41,774 at 4% or $27,849 at 6%.
Ces 401K Plan-29$341,779$96,916$3,342iApproximate average salary by contribution assumption: employee only about $83,548 at 4% or $55,699 at 6%; with 50% employer match about $55,699 at 4% or $37,133 at 6%; with 100% employer match about $41,774 at 4% or $27,849 at 6%.
Schedule Details

Schedule A

Row 1
Filing Id
84037244546024
Form Id
50433510
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
3010374244546020002
Ins Broker 01 Name
DIXON
Ins Broker 01 Street Addr
PO BOX 1806
Ins Broker 01 City
DUXBURY
Ins Broker 01 State
MA
Ins Broker 01 ZIP Code
02331
Ins Broker Comm Pd 01 Amount
$1,006
Ins Broker Fees Pd 01 Amount
$0
Ins Broker 01 Code
3
Row 2
Ins Carrier Name: TRANSAMERICA LIFE INSURANCE & ANNUITY CO.
Filing Id
84037244546024
Form Id
50433510
Schedule A EIN
04-2899033
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
2003-01-01
Schedule A Tax Period
20031231
Ins Carrier Name
TRANSAMERICA LIFE INSURANCE & ANNUITY CO.
Ins Carrier EIN
95-6140222
Ins Carrier Naic Code
69507
Ins Contract Num
940360-000
Ins Prsn Covered End of year Count
0
Ins Policy From Date
2003-01-01
Ins Policy To Date
2003-12-31
Ins Broker Comm Total Amount
$1,006
Ins Broker Fees Total Amount
$0
Pension End of year Gen Account Amount
$0
Pension End of year Sep Account Amount
$0
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pension End Prev Bal Amount
$86,624
Pension Contribution Dep Amount
$6,538
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$934
Pension Transfer From Amount
$0
Pension Other Amount
$220
Pension Other Text
LOAN REPAYMENT
Pension Total Additions Amount
$7,692
Pension Total Bal Addn Amount
$94,316
Pension Bnfts Dsbrsd Amount
$187
Pension Admin Chrg Amount
$492
Pension Transfer To Amount
$69,450
Pension Oth Ded Amount
$24,187
Pension Oth Ded Text
WITHDAWAL
Pension Total Ded Amount
$94,316
Pension End of year Bal Amount
$0
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0

Schedule D

Row 1
Filing Id
84037244546024
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
3010374244546020003
Row 2
Filing Id
84037244546024
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
SSGA STABLE VALUE FUND
DFE P1 Spons 01 Name
STATE STREET BANK & TRUST CO.
DFE P1 Plan 01 EIN Plan number
040025081160
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$49,586
Row 3
Filing Id
84037244546024
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
SSGA RUSSELL 2000 INDEX STRAT
DFE P1 Spons 01 Name
STATE STREET BANK & TRUST CO.
DFE P1 Plan 01 EIN Plan number
040025081084
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$48,575
Row 4
Filing Id
84037244546024
Page Id
2
Page Seq
1
Page Row Num
1
Row Num
10
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TA FIDELITY LOW-PRICE STK
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222140
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 5
Filing Id
84037244546024
Page Id
2
Page Seq
1
Page Row Num
2
Row Num
11
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TA FIDELITY EQUITY-INC II
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222141
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 6
Filing Id
84037244546024
Page Id
2
Page Seq
1
Page Row Num
3
Row Num
12
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TA TEMPLETON FOREIGN
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222143
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 7
Filing Id
84037244546024
Page Id
2
Page Seq
1
Page Row Num
4
Row Num
13
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TA BRANDYWINE
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222147
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 8
Filing Id
84037244546024
Page Id
2
Page Seq
1
Page Row Num
5
Row Num
14
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TA JANUS
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222148
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 9
Filing Id
84037244546024
Page Id
2
Page Seq
1
Page Row Num
6
Row Num
15
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TA JANUS WORLDWIDE
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222149
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 10
Filing Id
84037244546024
Page Id
2
Page Seq
2
Page Row Num
1
Row Num
16
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TRANSAMERICA SMALL CAP GROWTH
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222151
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 11
Filing Id
84037244546024
Page Id
2
Page Seq
2
Page Row Num
2
Row Num
17
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TA PBHG GROWTH
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222152
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 12
Filing Id
84037244546024
Page Id
2
Page Seq
2
Page Row Num
3
Row Num
18
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TA PUTNAM AA GROWTH
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222153
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 13
Filing Id
84037244546024
Page Id
2
Page Seq
2
Page Row Num
4
Row Num
19
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TA PUTNAM AA CONSERVATIVE
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222155
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 14
Filing Id
84037244546024
Page Id
1
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
SSGA S&P 500 INDEX FUND
DFE P1 Spons 01 Name
STATE STREET BANK & TRUST CO.
DFE P1 Plan 01 EIN Plan number
040025081065
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$38,469
Row 15
Filing Id
84037244546024
Page Id
2
Page Seq
2
Page Row Num
5
Row Num
20
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TA STEIN ROE CAPITAL OPPS
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222157
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 16
Filing Id
84037244546024
Page Id
2
Page Seq
2
Page Row Num
6
Row Num
21
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TRANSAMERICA STRONG GOVT SEC.
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222158
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 17
Filing Id
84037244546024
Page Id
1
Page Seq
0
Page Row Num
4
Row Num
3
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
SSGA LARGE CAP CORE EQUITY
DFE P1 Spons 01 Name
STATE STREET BANK & TRUST CO.
DFE P1 Plan 01 EIN Plan number
040025081082
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$53,336
Row 18
Filing Id
84037244546024
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
4
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TRANSAMERICA EQUITY
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222101
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 19
Filing Id
84037244546024
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
5
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TRANSAMERICA EQUITY INDEX
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222102
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 20
Filing Id
84037244546024
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
6
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TRANSAMERICA BALANCED
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222119
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 21
Filing Id
84037244546024
Page Id
2
Page Seq
0
Page Row Num
4
Row Num
7
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TRANSAMERICA BOND
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222100
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 22
Filing Id
84037244546024
Page Id
2
Page Seq
0
Page Row Num
5
Row Num
8
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TA AIM CONSTELLATION
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222137
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 23
Filing Id
84037244546024
Page Id
2
Page Seq
0
Page Row Num
6
Row Num
9
Image Form Id
3010374244546020003
DFE P1 Entity 01 Name
TA FIDELITY CONTRAFUND
DFE P1 Spons 01 Name
TRANSAMERICA
DFE P1 Plan 01 EIN Plan number
956140222139
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 24
Filing Id
84037244546024
Schedule D EIN
04-2899033
Schedule D Plan number
001
Schedule D Plan Year Begin Date
2003-01-01
Schedule D Tax Period
20031231

Schedule I

Schedule I Financial Statement

Small plan result

Balance sheet and activity values reported by the filer for this small-plan annual return.

End-of-year assets$646,591$210,800 change

Balance Sheet

Beginning and end of plan year.

Total assets$435,791$646,591Increase +$210,800 (48.37%)
Total liabilities$0$0No change $0
Net assets$435,791$646,591Increase +$210,800 (48.37%)

Contributions

Employer contributions$13,156
Participant contributions$108,519
Other contributions$0

Income & Expenses

Total income$229,847
Total expenses$19,047
Net income$210,800
Source fields
Schedule I source fields
Filing Id
84037244546024
Schedule I EIN
04-2899033
Schedule I Plan Num
001
Schedule I Plan Year Begin Date
2003-01-01
Schedule I Tax Period
20031231
Small plan total assets at beginning of year
$435,791
Small plan total liabilities at beginning of year
$0
Small plan net assets at beginning of year
$435,791
Small plan total assets at end of year
$646,591
Small plan total liabilities at end of year
$0
Small plan net assets at end of year
$646,591
Small plan employer contributions
$13,156
Small plan participant contributions
$108,519
Small Oth Contribution Rcvd Amount
$0
Small Non Cash Contribution Bs Amount
$0
Small Other Income Amount
$108,172
Small plan total income
$229,847
Small plan total benefit distributions
$18,717
Small Corrective Distribution Amount
$0
Small Dm Dstrb Ptcp Ln A
330
Small Oth Expenses Amount
$0
Small plan total expenses
$19,047
Small plan net income or loss
$210,800
Small Total Plan Transfers Amount
$0
Small Joint Venture End of year Indicator
No
Small Joint Venture End of year Amount
$0
Small Employer Prop End of year Indicator
No
Small Employer Prop End of year Amount
$0
Small Investment Real Est End of year I
2
Small Investment Real Est End of year A
0
Small Employer Sec End of year Indicator
No
Small Employer Sec End of year Amount
$0
Small Mortg Participants End of year Indicator
Yes
Small Mortg Participants End of year Amount
$15,936
Small Oth Lns Participants End of year Indicator
No
Small Oth Lns Participants End of year Amount
$0
Small Personal Prop End of year Indicator
No
Small Personal Prop End of year Amount
$0
Small Fail Xmt Ctb I
2
Small Fail Xmt Ctb A
0
Small plan participant loans in default
No
Small Loans In Default Amount
$0
Small plan leases in default
No
Small Leases In Default Amount
$0
Small Pt In Interest Not Reported I
2
Small Pt In Interest Not Reported A
0
Small plan fidelity bond in place
Yes
Small plan fidelity bond amount
$44,000
Small plan loss discovered during year
No
Small Loss Discovered Dur Year Amount
$0
Small plan assets with undetermined value
No
Small Asset Undeterm Valuation Amount
$0
Small plan non-cash contributions reported
No
Small Non Cash Contribution Amount
$0
Small 20 Percent Sngl Investment Indicator
No
Small 20 Percent Sngl Investment Amount
$0
Small plan all plan assets distributed
No
Waiver Annual Iqpa Report
1
Small plan resolution to terminate plan adopted
No
Small Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN04-3581074

Transfers

Distributed property value$0
Schedule R source fields
Payor 04-3581074
Filing Id
84037244546024
Schedule R EIN
04-2899033
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2003-01-01
Schedule R Tax Period
20031231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
04-3581074
Pension Payor 02 EIN
95-6140222
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0