Civic Intelligence
Filing

Casella Construction Inc. 401 K Plan

Casella Construction Inc. • EIN 03-0321732 • Plan year 2006

Company ProfileSource Archive
Filing Insights

Participants

Down

113 → 86

-27 • -23.89%

Assets

Up

$768,299 → $1,080,527

$312,228 • 40.64%

Investment Management Fee

-

Admin expenses - • Total expenses $14,762

Filing Details

Context
Net investment result
$311,328
Pension payor EIN
01-0233346

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

Not reported

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

Not reported

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Not reported

5% transactions reported

Not reported

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
20251187$0$0-
Casella Construction Inc. Wrap Plan-187---
20242210$5,852,809$928,296$4,420iApproximate average salary by contribution assumption: employee only about $110,511 at 4% or $73,674 at 6%; with 50% employer match about $73,674 at 4% or $49,116 at 6%; with 100% employer match about $55,256 at 4% or $36,837 at 6%.
Casella Construction Inc. 401 K Plan-210$5,852,809$928,296$4,420iApproximate average salary by contribution assumption: employee only about $110,511 at 4% or $73,674 at 6%; with 50% employer match about $73,674 at 4% or $49,116 at 6%; with 100% employer match about $55,256 at 4% or $36,837 at 6%.
Casella Construction Inc. Wrap Plan-203---
20232177$5,793,463$760,768$4,298iApproximate average salary by contribution assumption: employee only about $107,453 at 4% or $71,635 at 6%; with 50% employer match about $71,635 at 4% or $47,757 at 6%; with 100% employer match about $53,727 at 4% or $35,818 at 6%.
Casella Construction Inc. 401 K Plan-177$5,793,463$760,768$4,298iApproximate average salary by contribution assumption: employee only about $107,453 at 4% or $71,635 at 6%; with 50% employer match about $71,635 at 4% or $47,757 at 6%; with 100% employer match about $53,727 at 4% or $35,818 at 6%.
Casella Construction Inc. Wrap Plan-167---
20222167$4,590,396$710,081$4,252iApproximate average salary by contribution assumption: employee only about $106,300 at 4% or $70,866 at 6%; with 50% employer match about $70,866 at 4% or $47,244 at 6%; with 100% employer match about $53,150 at 4% or $35,433 at 6%.
Casella Construction Inc. 401 K Plan-141$4,590,396$710,081$5,036iApproximate average salary by contribution assumption: employee only about $125,901 at 4% or $83,934 at 6%; with 50% employer match about $83,934 at 4% or $55,956 at 6%; with 100% employer match about $62,950 at 4% or $41,967 at 6%.
Casella Construction Inc. Wrap Plan-167---
20212169$5,279,221$713,477$4,222iApproximate average salary by contribution assumption: employee only about $105,544 at 4% or $70,363 at 6%; with 50% employer match about $70,363 at 4% or $46,908 at 6%; with 100% employer match about $52,772 at 4% or $35,181 at 6%.
Casella Construction Inc. 401 K Plan-169$5,279,221$713,477$4,222iApproximate average salary by contribution assumption: employee only about $105,544 at 4% or $70,363 at 6%; with 50% employer match about $70,363 at 4% or $46,908 at 6%; with 100% employer match about $52,772 at 4% or $35,181 at 6%.
Casella Construction Inc. Wrap Plan-161---
20202174$4,622,897$566,412$3,255iApproximate average salary by contribution assumption: employee only about $81,381 at 4% or $54,254 at 6%; with 50% employer match about $54,254 at 4% or $36,169 at 6%; with 100% employer match about $40,691 at 4% or $27,127 at 6%.
Casella Construction Inc. 401 K Plan-152$4,622,897$566,412$3,726iApproximate average salary by contribution assumption: employee only about $93,160 at 4% or $62,107 at 6%; with 50% employer match about $62,107 at 4% or $41,404 at 6%; with 100% employer match about $46,580 at 4% or $31,053 at 6%.
Casella Construction Inc. Wrap Plan-174---
20192165$4,270,917$494,712$2,998iApproximate average salary by contribution assumption: employee only about $74,956 at 4% or $49,971 at 6%; with 50% employer match about $49,971 at 4% or $33,314 at 6%; with 100% employer match about $37,478 at 4% or $24,985 at 6%.
Casella Construction Inc. 401 K Plan-165$4,270,917$494,712$2,998iApproximate average salary by contribution assumption: employee only about $74,956 at 4% or $49,971 at 6%; with 50% employer match about $49,971 at 4% or $33,314 at 6%; with 100% employer match about $37,478 at 4% or $24,985 at 6%.
Casella Construction Inc. Wrap Plan-103---
20182144$3,318,465$489,904$3,402iApproximate average salary by contribution assumption: employee only about $85,053 at 4% or $56,702 at 6%; with 50% employer match about $56,702 at 4% or $37,801 at 6%; with 100% employer match about $42,526 at 4% or $28,351 at 6%.
Casella Construction Inc. 401 K Plan-142$3,318,465$489,904$3,450iApproximate average salary by contribution assumption: employee only about $86,251 at 4% or $57,500 at 6%; with 50% employer match about $57,500 at 4% or $38,334 at 6%; with 100% employer match about $43,125 at 4% or $28,750 at 6%.
Casella Construction Inc. Wrap Plan-144---
2017161$3,139,975$367,936$6,032iApproximate average salary by contribution assumption: employee only about $150,793 at 4% or $100,529 at 6%; with 50% employer match about $100,529 at 4% or $67,019 at 6%; with 100% employer match about $75,397 at 4% or $50,264 at 6%.
Casella Construction Inc. 401 K Plan-61$3,139,975$367,936$6,032iApproximate average salary by contribution assumption: employee only about $150,793 at 4% or $100,529 at 6%; with 50% employer match about $100,529 at 4% or $67,019 at 6%; with 100% employer match about $75,397 at 4% or $50,264 at 6%.
2016154$2,588,146$332,816$6,163iApproximate average salary by contribution assumption: employee only about $154,081 at 4% or $102,721 at 6%; with 50% employer match about $102,721 at 4% or $68,481 at 6%; with 100% employer match about $77,041 at 4% or $51,360 at 6%.
Casella Construction Inc. 401 K Plan-54$2,588,146$332,816$6,163iApproximate average salary by contribution assumption: employee only about $154,081 at 4% or $102,721 at 6%; with 50% employer match about $102,721 at 4% or $68,481 at 6%; with 100% employer match about $77,041 at 4% or $51,360 at 6%.
2015152$2,195,577$304,024$5,847iApproximate average salary by contribution assumption: employee only about $146,165 at 4% or $97,444 at 6%; with 50% employer match about $97,444 at 4% or $64,962 at 6%; with 100% employer match about $73,083 at 4% or $48,722 at 6%.
Casella Construction Inc. 401 K Plan-52$2,195,577$304,024$5,847iApproximate average salary by contribution assumption: employee only about $146,165 at 4% or $97,444 at 6%; with 50% employer match about $97,444 at 4% or $64,962 at 6%; with 100% employer match about $73,083 at 4% or $48,722 at 6%.
2014135$2,034,051$172,522$4,929iApproximate average salary by contribution assumption: employee only about $123,230 at 4% or $82,153 at 6%; with 50% employer match about $82,153 at 4% or $54,769 at 6%; with 100% employer match about $61,615 at 4% or $41,077 at 6%.
Casella Construction Inc. 401 K Plan-35$2,034,051$172,522$4,929iApproximate average salary by contribution assumption: employee only about $123,230 at 4% or $82,153 at 6%; with 50% employer match about $82,153 at 4% or $54,769 at 6%; with 100% employer match about $61,615 at 4% or $41,077 at 6%.
2013134$1,828,473$197,583$5,811iApproximate average salary by contribution assumption: employee only about $145,282 at 4% or $96,854 at 6%; with 50% employer match about $96,854 at 4% or $64,570 at 6%; with 100% employer match about $72,641 at 4% or $48,427 at 6%.
Casella Construction Inc. 401 K Plan-34$1,828,473$197,583$5,811iApproximate average salary by contribution assumption: employee only about $145,282 at 4% or $96,854 at 6%; with 50% employer match about $96,854 at 4% or $64,570 at 6%; with 100% employer match about $72,641 at 4% or $48,427 at 6%.
2012136$1,653,904$201,118$5,587iApproximate average salary by contribution assumption: employee only about $139,665 at 4% or $93,110 at 6%; with 50% employer match about $93,110 at 4% or $62,073 at 6%; with 100% employer match about $69,833 at 4% or $46,555 at 6%.
Casella Construction Inc. 401 K Plan-36$1,653,904$201,118$5,587iApproximate average salary by contribution assumption: employee only about $139,665 at 4% or $93,110 at 6%; with 50% employer match about $93,110 at 4% or $62,073 at 6%; with 100% employer match about $69,833 at 4% or $46,555 at 6%.
2011135$1,581,523$226,260$6,465iApproximate average salary by contribution assumption: employee only about $161,614 at 4% or $107,743 at 6%; with 50% employer match about $107,743 at 4% or $71,829 at 6%; with 100% employer match about $80,807 at 4% or $53,871 at 6%.
Casella Construction Inc. 401 K Plan-35$1,581,523$226,260$6,465iApproximate average salary by contribution assumption: employee only about $161,614 at 4% or $107,743 at 6%; with 50% employer match about $107,743 at 4% or $71,829 at 6%; with 100% employer match about $80,807 at 4% or $53,871 at 6%.
2010131$1,537,089$198,187$6,393iApproximate average salary by contribution assumption: employee only about $159,828 at 4% or $106,552 at 6%; with 50% employer match about $106,552 at 4% or $71,035 at 6%; with 100% employer match about $79,914 at 4% or $53,276 at 6%.
Casella Construction Inc. 401 K Plan-31$1,537,089$198,187$6,393iApproximate average salary by contribution assumption: employee only about $159,828 at 4% or $106,552 at 6%; with 50% employer match about $106,552 at 4% or $71,035 at 6%; with 100% employer match about $79,914 at 4% or $53,276 at 6%.
2009130$1,297,583$175,583$5,853iApproximate average salary by contribution assumption: employee only about $146,319 at 4% or $97,546 at 6%; with 50% employer match about $97,546 at 4% or $65,031 at 6%; with 100% employer match about $73,160 at 4% or $48,773 at 6%.
Casella Construction Inc. 401 K Plan-30$1,297,583$175,583$5,853iApproximate average salary by contribution assumption: employee only about $146,319 at 4% or $97,546 at 6%; with 50% employer match about $97,546 at 4% or $65,031 at 6%; with 100% employer match about $73,160 at 4% or $48,773 at 6%.
2008172$0$0-
Casella Construction Inc. 401 K Plan-72---
2007188$0$0-
Casella Construction Inc. 401 K Plan-88---
2006186$1,080,527$228,930$2,662iApproximate average salary by contribution assumption: employee only about $66,549 at 4% or $44,366 at 6%; with 50% employer match about $44,366 at 4% or $29,578 at 6%; with 100% employer match about $33,275 at 4% or $22,183 at 6%.
Casella Construction Inc. 401 K PlanCurrent86$1,080,527$228,930$2,662iApproximate average salary by contribution assumption: employee only about $66,549 at 4% or $44,366 at 6%; with 50% employer match about $44,366 at 4% or $29,578 at 6%; with 100% employer match about $33,275 at 4% or $22,183 at 6%.
2005177$768,299$188,300$2,445iApproximate average salary by contribution assumption: employee only about $61,136 at 4% or $40,758 at 6%; with 50% employer match about $40,758 at 4% or $27,172 at 6%; with 100% employer match about $30,568 at 4% or $20,379 at 6%.
Casella Construction Inc. 401 K Plan-77$768,299$188,300$2,445iApproximate average salary by contribution assumption: employee only about $61,136 at 4% or $40,758 at 6%; with 50% employer match about $40,758 at 4% or $27,172 at 6%; with 100% employer match about $30,568 at 4% or $20,379 at 6%.
2004140$603,553$86,670$2,167iApproximate average salary by contribution assumption: employee only about $54,169 at 4% or $36,113 at 6%; with 50% employer match about $36,113 at 4% or $24,075 at 6%; with 100% employer match about $27,084 at 4% or $18,056 at 6%.
Casella Construction Inc. 401 K Plan-40$603,553$86,670$2,167iApproximate average salary by contribution assumption: employee only about $54,169 at 4% or $36,113 at 6%; with 50% employer match about $36,113 at 4% or $24,075 at 6%; with 100% employer match about $27,084 at 4% or $18,056 at 6%.
2003139$509,541$143,717$3,685iApproximate average salary by contribution assumption: employee only about $92,126 at 4% or $61,418 at 6%; with 50% employer match about $61,418 at 4% or $40,945 at 6%; with 100% employer match about $46,063 at 4% or $30,709 at 6%.
Casella Construction Inc. 401 K Plan-39$509,541$143,717$3,685iApproximate average salary by contribution assumption: employee only about $92,126 at 4% or $61,418 at 6%; with 50% employer match about $61,418 at 4% or $40,945 at 6%; with 100% employer match about $46,063 at 4% or $30,709 at 6%.
2002128$292,318$82,142$2,934iApproximate average salary by contribution assumption: employee only about $73,341 at 4% or $48,894 at 6%; with 50% employer match about $48,894 at 4% or $32,596 at 6%; with 100% employer match about $36,671 at 4% or $24,447 at 6%.
Casella Construction Inc. 401 K Plan-28$292,318$82,142$2,934iApproximate average salary by contribution assumption: employee only about $73,341 at 4% or $48,894 at 6%; with 50% employer match about $48,894 at 4% or $32,596 at 6%; with 100% employer match about $36,671 at 4% or $24,447 at 6%.
2001137$0$0-
Casella Construction Inc. 401 K Plan-37---
2000130$191,966$66,523$2,217iApproximate average salary by contribution assumption: employee only about $55,436 at 4% or $36,957 at 6%; with 50% employer match about $36,957 at 4% or $24,638 at 6%; with 100% employer match about $27,718 at 4% or $18,479 at 6%.
Casella Construction Inc. 401 K Plan-30$191,966$66,523$2,217iApproximate average salary by contribution assumption: employee only about $55,436 at 4% or $36,957 at 6%; with 50% employer match about $36,957 at 4% or $24,638 at 6%; with 100% employer match about $27,718 at 4% or $18,479 at 6%.
1999223$144,380$59,194$2,574iApproximate average salary by contribution assumption: employee only about $64,341 at 4% or $42,894 at 6%; with 50% employer match about $42,894 at 4% or $28,596 at 6%; with 100% employer match about $32,171 at 4% or $21,447 at 6%.
Casella Construction Inc. 401 K Plan-23$144,380$59,194$2,574iApproximate average salary by contribution assumption: employee only about $64,341 at 4% or $42,894 at 6%; with 50% employer match about $42,894 at 4% or $28,596 at 6%; with 100% employer match about $32,171 at 4% or $21,447 at 6%.
Casella Construction Inc. Wrap Plan-23---
Schedule Details

Schedule A

Row 1
Filing Id
91037325501607
Form Id
84053369
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
6010377306140050002
Ins Broker 01 Name
AMERICAN GENERAL SECURITIES CORP.
Ins Broker 01 Street Addr
17 VICTOR PLACE
Ins Broker 01 City
RUTLAND, VT 05701-3780
Ins Broker Comm Pd 01 Amount
$2,272
Ins Broker Fees Pd 01 Amount
$0
Ins Broker 01 Code
3
Row 2
Filing Id
91037325501607
Form Id
84053369
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
6010377306140050002
Ins Broker 01 Name
PENSION WORKS, INC.
Ins Broker 01 Street Addr
382 HERCULES DRIVE
Ins Broker 01 City
COLCHESTER
Ins Broker 01 State
VT
Ins Broker 01 ZIP Code
05446
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$3,477
Ins Broker Fees Pd 01 Text
ADMINISTRATIVE EXPENSE REIMBURSEMENT
Ins Broker 01 Code
5
Row 3
Ins Carrier Name: JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.)
Filing Id
91037325501607
Form Id
84053369
Schedule A EIN
03-0321732
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
2006-01-01
Schedule A Tax Period
20061231
Ins Carrier Name
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.)
Ins Carrier EIN
01-0233346
Ins Carrier Naic Code
65838
Ins Contract Num
46720
Ins Prsn Covered End of year Count
46
Ins Policy From Date
2006-01-01
Ins Policy To Date
2006-12-31
Ins Broker Comm Total Amount
$2,272
Ins Broker Fees Total Amount
$3,477
Pension End of year Gen Account Amount
$3,627
Pension End of year Sep Account Amount
$1,053,358
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pnsn Type Unalloc Cntrct I
3
Pension End Prev Bal Amount
$657
Pension Contribution Dep Amount
$2,908
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$69
Pension Transfer From Amount
$0
Pension Other Amount
$0
Pension Total Additions Amount
$2,977
Pension Total Bal Addn Amount
$3,634
Pension Bnfts Dsbrsd Amount
$0
Pension Admin Chrg Amount
$7
Pension Transfer To Amount
$0
Pension Oth Ded Amount
$0
Pension Total Ded Amount
$7
Pension End of year Bal Amount
$3,627
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0

Schedule D

Row 1
Filing Id
91037325501607
Page Id
3
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
6010377306140050003
Row 2
Filing Id
91037325501607
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
ALL CAP VALUE FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$2,240
Row 3
Filing Id
91037325501607
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
BLUE CHIP GROWTH FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$2,411
Row 4
Filing Id
91037325501607
Page Id
2
Page Seq
1
Page Row Num
1
Row Num
10
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
INTERNATIONAL VALUE FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$1,337
Row 5
Filing Id
91037325501607
Page Id
2
Page Seq
1
Page Row Num
2
Row Num
11
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
INTL SMALL CAP FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$364
Row 6
Filing Id
91037325501607
Page Id
2
Page Seq
1
Page Row Num
3
Row Num
12
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
JH AMERICAN FUNDS EUROPACIFIC
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$19,164
Row 7
Filing Id
91037325501607
Page Id
2
Page Seq
1
Page Row Num
4
Row Num
13
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
JH AMERICAN FUNDS GROWTH FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$21,847
Row 8
Filing Id
91037325501607
Page Id
2
Page Seq
1
Page Row Num
5
Row Num
14
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
JH AMERICAN FUNDS INV CO AM
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$7,878
Row 9
Filing Id
91037325501607
Page Id
2
Page Seq
1
Page Row Num
6
Row Num
15
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
JH JOHN HANCOCK STABLE VAL
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$127,027
Row 10
Filing Id
91037325501607
Page Id
2
Page Seq
2
Page Row Num
1
Row Num
16
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
JH LIFESTYLE GROWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$314,415
Row 11
Filing Id
91037325501607
Page Id
2
Page Seq
2
Page Row Num
2
Row Num
17
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
JH LIFESTYLE MODERATE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$80,310
Row 12
Filing Id
91037325501607
Page Id
2
Page Seq
2
Page Row Num
3
Row Num
18
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
LARGE CAP FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$348
Row 13
Filing Id
91037325501607
Page Id
2
Page Seq
2
Page Row Num
4
Row Num
19
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
LARGE CAP VALUE FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$14,291
Row 14
Filing Id
91037325501607
Page Id
1
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
CAPITAL APPRECIATION FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$3,595
Row 15
Filing Id
91037325501607
Page Id
2
Page Seq
2
Page Row Num
5
Row Num
20
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
MID CAP VALUE FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$832
Row 16
Filing Id
91037325501607
Page Id
2
Page Seq
2
Page Row Num
6
Row Num
21
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
NATURAL RESOURCES FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$8,641
Row 17
Filing Id
91037325501607
Page Id
2
Page Seq
3
Page Row Num
1
Row Num
22
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
OVERSEAS EQUITY FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$2,036
Row 18
Filing Id
91037325501607
Page Id
2
Page Seq
3
Page Row Num
2
Row Num
23
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
REAL EST. SECURITIES FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$11,476
Row 19
Filing Id
91037325501607
Page Id
2
Page Seq
3
Page Row Num
3
Row Num
24
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
SCIENCE & TECHNOLOGY FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$5,907
Row 20
Filing Id
91037325501607
Page Id
2
Page Seq
3
Page Row Num
4
Row Num
25
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
SMALL CAP OPPORTUNITIES FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$6,969
Row 21
Filing Id
91037325501607
Page Id
2
Page Seq
3
Page Row Num
5
Row Num
26
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
SMALL CAP VALUE FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$349
Row 22
Filing Id
91037325501607
Page Id
2
Page Seq
3
Page Row Num
6
Row Num
27
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
SMALL COMPANY FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$7,388
Row 23
Filing Id
91037325501607
Page Id
2
Page Seq
4
Page Row Num
1
Row Num
28
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
SMALL COMPANY VALUE FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$815
Row 24
Filing Id
91037325501607
Page Id
2
Page Seq
4
Page Row Num
2
Row Num
29
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
STRATEGIC BOND FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$3,356
Row 25
Filing Id
91037325501607
Page Id
1
Page Seq
0
Page Row Num
4
Row Num
3
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
DYNAMIC GROWTH FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$525
Row 26
Filing Id
91037325501607
Page Id
2
Page Seq
4
Page Row Num
3
Row Num
30
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
STRATEGIC OPPS FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$4,974
Row 27
Filing Id
91037325501607
Page Id
2
Page Seq
4
Page Row Num
4
Row Num
31
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
TOTAL STOCK MARKET INDEX FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$540
Row 28
Filing Id
91037325501607
Page Id
2
Page Seq
4
Page Row Num
5
Row Num
32
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
U.S. LARGE CAP FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$1,046
Row 29
Filing Id
91037325501607
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
4
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
EQUITY INCOME FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$4,590
Row 30
Filing Id
91037325501607
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
5
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
INTERNATIONAL CORE FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$6,211
Row 31
Filing Id
91037325501607
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
6
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
INTERNATIONAL OPPS FUND (VS)
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$1,319
Row 32
Filing Id
91037325501607
Page Id
2
Page Seq
0
Page Row Num
4
Row Num
7
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
JH LIFESTYLE AGGRESSIVE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$21,016
Row 33
Filing Id
91037325501607
Page Id
2
Page Seq
0
Page Row Num
5
Row Num
8
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
JH LIFESTYLE BALANCED
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$343,454
Row 34
Filing Id
91037325501607
Page Id
2
Page Seq
0
Page Row Num
6
Row Num
9
Image Form Id
6010377306140050003
DFE P1 Entity 01 Name
JH LIFESTYLE CONSERVATIVE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$22,829
Row 35
Filing Id
91037325501607
Schedule D EIN
03-0321732
Schedule D Plan number
001
Schedule D Plan Year Begin Date
2006-01-01
Schedule D Tax Period
20061231

Schedule I

Schedule I Financial Statement

Small plan result

Balance sheet and activity values reported by the filer for this small-plan annual return.

End-of-year assets$1,080,527$312,228 change

Balance Sheet

Beginning and end of plan year.

Total assets$768,299$1,080,527Increase +$312,228 (40.64%)
Total liabilities$0$900Increase +$900
Net assets$768,299$1,079,627Increase +$311,328 (40.52%)

Contributions

Employer contributions$80,173
Participant contributions$133,072
Other contributions$15,685

Income & Expenses

Total income$326,090
Total expenses$14,762
Net income$311,328
Source fields
Schedule I source fields
Filing Id
91037325501607
Schedule I EIN
03-0321732
Schedule I Plan Num
001
Schedule I Plan Year Begin Date
2006-01-01
Schedule I Tax Period
20061231
Small plan total assets at beginning of year
$768,299
Small plan total liabilities at beginning of year
$0
Small plan net assets at beginning of year
$768,299
Small plan total assets at end of year
$1,080,527
Small plan total liabilities at end of year
$900
Small plan net assets at end of year
$1,079,627
Small plan employer contributions
$80,173
Small plan participant contributions
$133,072
Small Oth Contribution Rcvd Amount
$15,685
Small Non Cash Contribution Bs Amount
$0
Small Other Income Amount
$97,160
Small plan total income
$326,090
Small plan total benefit distributions
$10,861
Small Corrective Distribution Amount
$378
Small Dm Dstrb Ptcp Ln A
0
Small Oth Expenses Amount
$3,523
Small plan total expenses
$14,762
Small plan net income or loss
$311,328
Small Total Plan Transfers Amount
$0
Small Joint Venture End of year Indicator
No
Small Joint Venture End of year Amount
$0
Small Employer Prop End of year Indicator
No
Small Employer Prop End of year Amount
$0
Small Investment Real Est End of year I
2
Small Investment Real Est End of year A
0
Small Employer Sec End of year Indicator
No
Small Employer Sec End of year Amount
$0
Small Mortg Participants End of year Indicator
Yes
Small Mortg Participants End of year Amount
$23,357
Small Oth Lns Participants End of year Indicator
No
Small Oth Lns Participants End of year Amount
$0
Small Personal Prop End of year Indicator
No
Small Personal Prop End of year Amount
$0
Small Fail Xmt Ctb I
2
Small Fail Xmt Ctb A
0
Small plan participant loans in default
No
Small Loans In Default Amount
$0
Small plan leases in default
No
Small Leases In Default Amount
$0
Small Pt In Interest Not Reported I
2
Small Pt In Interest Not Reported A
0
Small plan fidelity bond in place
Yes
Small plan fidelity bond amount
$200,000
Small plan loss discovered during year
No
Small Loss Discovered Dur Year Amount
$0
Small plan assets with undetermined value
No
Small Asset Undeterm Valuation Amount
$0
Small plan non-cash contributions reported
No
Small Non Cash Contribution Amount
$0
Small 20 Percent Sngl Investment Indicator
No
Small 20 Percent Sngl Investment Amount
$0
Small plan all plan assets distributed
No
Waiver Annual Iqpa Report
1
Small plan resolution to terminate plan adopted
No
Small Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN01-0233346

Transfers

Distributed property value$0
Schedule R source fields
Payor 01-0233346
Filing Id
91037325501607
Schedule R EIN
03-0321732
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2006-01-01
Schedule R Tax Period
20061231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
01-0233346
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0