Civic Intelligence

University of California Santa Barbara Alumni Association

EIN 95-3767311 • 501(c)3 • Santa Barbara, CA

Profile

To serve the university, to involve ucsb alumni and students in its affairs and to enlist alumni talents in the preservation and promotion of ucsb's image, tradition, pride and status as a world class university.

Mosher Alumni HouseSanta Barbara, CA 93106

www.ucsbalum.com

Siviq Scores

Precomputed percentiles relative to similar nonprofits. These scores are descriptive rather than judgmental.

Liabilities / Assets

21st percentile

0.01x

Higher debt load relative to assets than 21% of similar nonprofits.

501(c)3 • $5M-$10M nonprofits • Source year 2024

Liabilities / Revenue

69th percentile

0.37x

Higher debt load relative to revenue than 69% of similar nonprofits.

501(c)3 • $5M-$10M nonprofits • Source year 2024

Net Margin

72nd percentile

19%

Higher net margin than 72% of similar nonprofits.

501(c)3 • $5M-$10M nonprofits • Source year 2024

Top Officer Pay

97th percentile

$706,111

Higher top officer pay than 97% of similar nonprofits.

Top officer pay equals 385.8% of source-year revenue.

501(c)3 • $5M-$10M nonprofits • Source year 2024

Asset Growth

66th percentile

10%

Faster asset growth than 66% of similar nonprofits.

501(c)3 • $5M-$10M nonprofits • Annualized from 2023 to 2024

Revenue Growth

16th percentile

-17%

Faster revenue growth than 16% of similar nonprofits.

501(c)3 • $5M-$10M nonprofits • Annualized from 2023 to 2024

Assets

Up

$5,751,962

Up $407,609 (+7.6%) from 2022

Liabilities

Down

$55,998

Down $81,527 (-59%) from 2022

Net Assets

Up

$5,695,964

Up $489,136 (+9.4%) from 2022

Revenue

Up

$220,983

Up $22,625 (+11%) from 2022

Expenses

Down

$71,436

Down $265,862 (-79%) from 2022

Net Income

Up

$149,547

Up $288,487 (+208%) from 2022

Trend Graphs

Balance Sheet Trend

Grouped bars show assets, liabilities, and net assets across loaded filings.

$8.0M$6.0M$4.0M$2.0M$0Assets 2010: $3,654,753Liabilities 2010: $299,011Net Assets 2010: $3,355,7422010Assets 2011: $4,227,390Liabilities 2011: $535,302Net Assets 2011: $3,692,0882011Assets 2012: $4,920,171Liabilities 2012: $1,139,857Net Assets 2012: $3,780,3142012Assets 2013: $5,025,323Liabilities 2013: $1,344,160Net Assets 2013: $3,681,1632013Assets 2014: $5,566,924Liabilities 2014: $1,509,123Net Assets 2014: $4,057,8012014Assets 2015: $5,958,491Liabilities 2015: $1,471,962Net Assets 2015: $4,486,5292015Assets 2016: $6,083,254Liabilities 2016: $1,528,327Net Assets 2016: $4,554,9272016Assets 2017: $6,756,171Liabilities 2017: $1,958,936Net Assets 2017: $4,797,2352017Assets 2018: $6,680,471Liabilities 2018: $2,105,414Net Assets 2018: $4,575,0572018Assets 2019: $5,160,826Liabilities 2019: $590,782Net Assets 2019: $4,570,0442019Assets 2020: $5,377,246Liabilities 2020: $585,638Net Assets 2020: $4,791,6082020Assets 2021: $6,091,034Liabilities 2021: $219,273Net Assets 2021: $5,871,7612021Assets 2022: $5,344,353Liabilities 2022: $137,525Net Assets 2022: $5,206,8282022Assets 2023: $5,751,962Liabilities 2023: $55,998Net Assets 2023: $5,695,9642023

Highlighted filing

2023

Assets$5,751,962
Liabilities$55,998
Net Assets$5,695,964

Operations Trend

Revenue, expenses, and net income by year, with the latest filing highlighted.

$3.0M$2.0M$1.0M$0-$1.0MExpenses 2010: $2,196,2792010Expenses 2011: $2,095,6432011Expenses 2012: $1,456,1952012Revenue 2013: $612,834Expenses 2013: $943,601Net Income 2013: -$330,7672013Revenue 2014: $582,955Expenses 2014: $608,491Net Income 2014: -$25,5362014Revenue 2015: $744,801Expenses 2015: $498,432Net Income 2015: $246,3692015Revenue 2016: $856,312Expenses 2016: $655,714Net Income 2016: $200,5982016Revenue 2017: $601,135Expenses 2017: $770,712Net Income 2017: -$169,5772017Revenue 2018: $408,993Expenses 2018: $912,552Net Income 2018: -$503,5592018Revenue 2019: $396,359Expenses 2019: $668,059Net Income 2019: -$271,7002019Revenue 2020: $432,534Expenses 2020: $385,114Net Income 2020: $47,4202020Revenue 2021: $85,823Expenses 2021: $320,268Net Income 2021: -$234,4452021Revenue 2022: $198,358Expenses 2022: $337,298Net Income 2022: -$138,9402022Revenue 2023: $220,983Expenses 2023: $71,436Net Income 2023: $149,5472023

Highlighted filing

2023

Revenue$220,983
Expenses$71,436
Net Income$149,547

Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2023Summary only. Only limited summary data is available for this year.$5.75$0.06$5.70$0.22$0.07$0.15
2022Facts available. Structured filing facts are available, but richer extracted sections are limited.$5.34$0.14$5.21$0.20$0.34$0.14
2021Facts available. Structured filing facts are available, but richer extracted sections are limited.$6.09$0.22$5.87$0.09$0.32$0.23
2020XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$5.38$0.59$4.79$0.43$0.39$0.05
2019XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$5.16$0.59$4.57$0.40$0.67$0.27
2018XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$6.68$2.11$4.58$0.41$0.91$0.50
2017Facts available. Structured filing facts are available, but richer extracted sections are limited.$6.76$1.96$4.80$0.60$0.77$0.17
2016Summary only. Only limited summary data is available for this year.$6.08$1.53$4.55$0.86$0.66$0.20
2015Detailed filing. Detailed filing data is available for this year.$5.96$1.47$4.49$0.74$0.50$0.25
2014Summary only. Only limited summary data is available for this year.$5.57$1.51$4.06$0.58$0.61$0.03
2013Summary only. Only limited summary data is available for this year.$5.03$1.34$3.68$0.61$0.94$0.33
2012Facts available. Structured filing facts are available, but richer extracted sections are limited.$4.92$1.14$3.78$1.46
2011Facts available. Structured filing facts are available, but richer extracted sections are limited.$4.23$0.54$3.69$2.10
2010Facts available. Structured filing facts are available, but richer extracted sections are limited.$3.65$0.30$3.36$2.20
Latest Detailed Filing

The latest 2023 filing currently has summary financial data only. Showing the latest detailed filing from 2022 below.

Jump To
Filing Snapshot
Filing Period
Jul 1, 2021 to Jun 30, 2022
Signed
May 8, 2022
Return Version
2021v4.0
Gross Receipts
$198,358
Mission and Program Overview

Mission

To serve the university, to involve ucsb alumni and students in its affairs and to enlist alumni talents in the preservation and promotion of ucsb's image, tradition, pride and status as a world class university.

Balance Sheet Detail
LineBeginningEndChange
Assets
Investments in Publicly Traded Securities$6,040,983$5,139,224▼ $901,759
Savings and Temporary Cash Investments$22,202$184,477▲ $162,275
Accounts Receivable$21,734$14,437▼ $7,297
Cash and Non-Interest-Bearing Accounts$6,115$6,215▲ $100
Total Assets$6,091,034$5,344,353▼ $746,681
Liabilities
Other Liabilities$217,004$137,525▼ $79,479
Accounts Payable and Accrued Expenses$2,269--
Total Liabilities$219,273$137,525▼ $81,748
Net Assets / Fund Balance
Net Assets Without Donor Restrictions$5,851,109$5,186,176▼ $664,933
Net Assets With Donor Restrictions$20,652$20,652→ $0
Total Net Assets Fund Balance$5,871,761$5,206,828▼ $664,933
Total Liabilities and Net Assets / Fund Balance$6,091,034$5,344,353▼ $746,681
Compensation and Service Providers

Employees

NameTitleFull / Part TimeOtherTotal
Henry YangEx-officio M-$484,141$484,141
Hua LeeEx-officio M-$274,783$274,783
Chris PizzinatEx-officio M-$221,510$221,510
Samantha PutnamExecutive DiPT$150,282$150,282

Board Members and Trustees

NameTitle
Michael CitronPresident
Cameron BrownDirector
Carrie HerbertDirector
Cindy ChineduhDirector
Colleen PizarevDirector
Dianne BernardinoDirector
Erica NewlandDirector
James RogersDirector
Kc MmejeDirector
Leslie KlonoffDirector
Liberato MartinezDirector
Luanne AndreottiDirector
Michael DesmondDirector
Noelle HirneiseDirector
Patricia Chau NguyenDirector
Rocio TorresDirector
Ryan NewtonDirector
Scott CarperDirector
Sergio LagunasDirector
Shawna WrightDirector
Stephen DavisDirector
Tim MaloneDirector
Samantha PutnamExecutive Director
Ed BirchEx-officio M
Felicity Stone RichardsEx-officio M
Pedro CraveiroEx-officio M
Yuval CohenEx-officio M
Chris PizzinatEx-officio Member
Henry YangEx-officio Member
Hua LeeEx-officio Member
Gene LucasSecretary/tr
Diane DoodhaVice-preside
Revenue and Support

Revenue Composition

Contributions and Grants
$0
Program Service Revenue
$27,171
Investment Income
$18,195
Other Revenue
$152,992
Change in Net Assets
$-138,940
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Grants and Similar Amounts Paid$317,830
Other Expenses$19,468
Professional Fundraising Fees$0
Salaries, Compensation, and Employee Benefits$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Grants to Domestic Orgs$317,830--$317,830
Fees for Services Accounting-$9,650-$9,650
Other Expenses-$1,772-$1,772
Total Functional Expenses$317,830$19,468$0$337,298
International Activity

Grant and Assistance Recipients

RecipientLocationCategoryPurposeAmount
UcsbSanta Barbara, CAGovSupport to Campus$317,830
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Due to Related Party$137,525
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
Yes
Annual disclosure for covered persons
Yes
Business relationship with 35% controlled entity
No
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Page 6, Part VI, Line 11B

Copies of a draft of the form 990 are distributed to the finance and executive committees of the board of directors for preliminary review. The finance committee then performs a review and approval process, where any adjustments, corrections and comments from the finance or executive committees are noted and addressed. Copies of the completed form 990 are distributed to the entire board of directors for review and approval prior to filing.

Form 990, Page 6, Part VI, Line 12C

At the beginning of each fiscal year, all board members are required to sign a conflict of interest policy and disclosure form. By signing the form, they agree that they received a copy of the ucsb alumni association conflict of interest policy, read and understand the policy, and agree to comply with the policy.

Form 990, Page 6, Part VI, Line 15A

The ucsb alumni association has no employees. The staff handling association programs are employed by the university of california, santa barbara. Compensation is determined by the university, using approved university policies and procedures.

Form 990, Page 6, Part VI, Line 15B

The ucsb alumni association has no employees. The staff handling association programs are employed by the university of california, santa barbara. Compensation is determined by the university, using approved university policies and procedures.

Form 990, Page 6, Part VI, Line 19

The annual financial statement is published annually in the coastlines magazine, which is widely distributed. The organization's governing documents, conflict of interest policy, and financial statements are made available to the public upon request.

Filing and Contact Details

Filer

Filer Name
University of California Santa
EIN
95-3767311
Phone
8058933565
Address
MOSHER ALUMNI HOUSE, SANTA BARBARA, CA 93106
Doing Business As
Ucsb Alumni Association

Signing Officer

Name
Samantha Putnam
Title
Executive Director
Phone
8058933565
Signed
2022-05-08
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Michael Citron
Formed
1965
Legal Domicile
CA
Voting Board Members
31
Independent Board Members
24
Employees
0
Volunteers
1,000

Preparer

Firm
Melissa Petersen & Co
Address
PO BOX 92202, SANTA BARBARA, CA 93190-2202
Preparer
Melissa R Petersen
Phone
8056948331
Supplemental Narrative

Additional Explanations

Form 990

Part ix, column d - fundraising expenses the association has a non-compete agreement with ucsb. All fundraising is done by the university and the related fundraising expenses are paid for by the university. The association recieves revenue through investment income and other sources.

Form 990, Page 1, Part I, Line 6

Approximately 1,000 uc santa barbara alumni serve as volunteers throughout the year. Examples of some of the programs that rely on alumni volunteerism are: career connections, regional alumni programs, chancellor's march receptions, inaugurals, reunion committees, speakers at student-related events, and advocacy.

Raw XML AppendixShowing 400 of 619 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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