Civic Intelligence

Glaucoma Research Foundation

990 • Fiscal year 2020 • EIN 94-2495035

Jul 01, 2019 to Jun 30, 2020 • Filed on Oct 22, 2020

Organization Profilewww.glaucoma.org
251 Post Street Ste 600San Francisco, CA 94108

(415) 986-3162

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

34th percentile

0.09x

Higher debt load relative to assets than 34% of similar nonprofits.

2020 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2020

Liabilities / Revenue

38th percentile

0.19x

Higher debt load relative to revenue than 38% of similar nonprofits.

2020 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2020

Net Margin

81st percentile

26%

Higher net margin than 81% of similar nonprofits.

2020 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2020

Top Officer Pay

64th percentile

$220,991

Higher top officer pay than 64% of similar nonprofits.

Top officer pay equals 3.8% of source-year revenue.

2020 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2020

Asset Growth

63rd percentile

12%

Faster asset growth than 63% of similar nonprofits.

2020 filings • 501(c)3 • $10M-$25M nonprofits • Annualized from 2019 to 2020

Revenue Growth

92nd percentile

72%

Faster revenue growth than 92% of similar nonprofits.

2020 filings • 501(c)3 • $10M-$25M nonprofits • Annualized from 2019 to 2020

Balance Sheet
Liabilities / Assets34th percentile

Assets

Up

$12,305,821

Up $1,328,911 (+12%) from 2019

Net Assets

Up

$11,187,547

Up $938,989 (+9.2%) from 2019

Liabilities

Up

$1,118,274

Up $389,922 (+54%) from 2019

Revenue And Expenses
Liabilities / Revenue38th percentileNet Margin81st percentile

Revenue

Up

$5,829,191

Up $2,449,262 (+72%) from 2019

Expenses

Up

$4,306,714

Up $235,009 (+5.8%) from 2019

Net Income

Up

$1,522,477

Up $2,214,253 (+320%) from 2019

Historical Trend

Balance Sheet Trend

Asset Growth63rd percentile

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$20M$15M$10M$5.0M$0Assets 2012: $5,540,004Liabilities 2012: $562,630Net Assets 2012: $4,977,3742012Assets 2013: $7,718,628Liabilities 2013: $842,937Net Assets 2013: $6,875,6912013Assets 2014: $9,353,669Liabilities 2014: $1,081,569Net Assets 2014: $8,272,1002014Assets 2015: $9,638,777Liabilities 2015: $1,210,387Net Assets 2015: $8,428,3902015Assets 2016: $9,683,140Liabilities 2016: $1,452,018Net Assets 2016: $8,231,1222016Assets 2017: $10,590,708Liabilities 2017: $953,992Net Assets 2017: $9,636,7162017Assets 2018: $11,586,601Liabilities 2018: $575,290Net Assets 2018: $11,011,3112018Assets 2019: $10,976,910Liabilities 2019: $728,352Net Assets 2019: $10,248,5582019Assets 2020: $12,305,821Liabilities 2020: $1,118,274Net Assets 2020: $11,187,5472020Assets 2021: $13,366,326Liabilities 2021: $1,305,959Net Assets 2021: $12,060,3672021Assets 2022: $13,065,899Liabilities 2022: $944,864Net Assets 2022: $12,121,0352022Assets 2023: $14,426,054Liabilities 2023: $1,531,113Net Assets 2023: $12,894,9412023Assets 2024: $14,638,577Liabilities 2024: $1,104,655Net Assets 2024: $13,533,9222024Assets 2025: $16,545,749Liabilities 2025: $1,459,454Net Assets 2025: $15,086,2952025

Highlighted filing

2020

Assets$12,305,821
Liabilities$1,118,274
Net Assets$11,187,547
Open 2020 Filing

Operations Trend

Revenue Growth92nd percentile

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$15M$10M$5.0M$0-$5.0MRevenue 2012: $3,404,690Expenses 2012: $3,902,081Net Income 2012: -$497,3912012Revenue 2013: $4,635,560Expenses 2013: $3,251,189Net Income 2013: $1,384,3712013Revenue 2014: $4,053,381Expenses 2014: $3,680,874Net Income 2014: $372,5072014Revenue 2015: $3,781,323Expenses 2015: $3,623,107Net Income 2015: $158,2162015Revenue 2016: $4,081,453Expenses 2016: $3,820,169Net Income 2016: $261,2842016Revenue 2017: $4,468,242Expenses 2017: $3,956,940Net Income 2017: $511,3022017Revenue 2018: $5,048,952Expenses 2018: $3,662,647Net Income 2018: $1,386,3052018Revenue 2019: $3,379,929Expenses 2019: $4,071,705Net Income 2019: -$691,7762019Revenue 2020: $5,829,191Expenses 2020: $4,306,714Net Income 2020: $1,522,4772020Revenue 2021: $4,401,477Expenses 2021: $4,575,043Net Income 2021: -$173,5662021Revenue 2022: $5,777,174Expenses 2022: $4,937,400Net Income 2022: $839,7742022Revenue 2023: $6,480,467Expenses 2023: $6,158,927Net Income 2023: $321,5402023Revenue 2024: $7,188,147Expenses 2024: $6,983,043Net Income 2024: $205,1042024Revenue 2025: $10,127,426Expenses 2025: $9,098,569Net Income 2025: $1,028,8572025

Highlighted filing

2020

Revenue$5,829,191
Expenses$4,306,714
Net Income$1,522,477
Open 2020 Filing
Jump To
Filing Snapshot
Filing Period
Jul 1, 2019 to Jun 30, 2020
Signed
Oct 22, 2020
Return Version
2019v5.0
Gross Receipts
$6,093,365
Mission and Program Overview

Mission

Cure Glaucoma and restore vision through innovative research.

Balance Sheet Detail
LineBeginningEndChange
Assets
Investments in Publicly Traded Securities$5,770,989$3,384,123▼ $2,386,866
Savings and Temporary Cash Investments$419,508$2,470,223▲ $2,050,715
Pledges and Grants Receivable$846,264$1,713,560▲ $867,296
Cash and Non-Interest-Bearing Accounts$219,220$1,045,012▲ $825,792
Prepaid Expenses and Deferred Charges$134,475$134,034▼ $441
Land, Buildings, and Equipment, Net$41,295$29,067▼ $12,228
Inventories for Sale or Use$34,265$28,918▼ $5,347
Accounts Receivable-$0-
Other Notes and Loans Receivable, Net-$0-
Receivable From Disqualified Prsn-$0-
Receivables From Officers Etc-$0-
Investments Other Securities-$0-
Investments Program Related-$0-
Intangible Assets-$0-
Total Assets$10,976,910$12,305,821▲ $1,328,911
Other Assets Total$3,510,894$3,500,884▼ $10,010
Liabilities
Grants Payable$581,250$800,000▲ $218,750
Other Liabilities-$167,430-
Accounts Payable and Accrued Expenses$147,102$150,844▲ $3,742
Total Liabilities$728,352$1,118,274▲ $389,922
Net Assets / Fund Balance
Net Assets With Donor Restrictions$6,240,636$7,286,419▲ $1,045,783
Net Assets Without Donor Restrictions$4,007,922$3,901,128▼ $106,794
Total Net Assets Fund Balance$10,248,558$11,187,547▲ $938,989
Total Liabilities and Net Assets / Fund Balance$10,976,910$12,305,821▲ $1,328,911

Asset Categories

AssetBook ValueDepreciationBasis
Equipment$29,067$72,217$101,284
Leasehold Improvements-$3,363$3,363
Other Assets Org$3,342,500--

Endowment Activity

PeriodBeginningContrib.Gain/LossOther UsesEnd
2019$3,342,500---$3,342,500
2018$3,342,500---$3,342,500
2017$3,342,500---$3,342,500
2016$3,342,500---$3,342,500
2015$3,342,500---$3,342,500
Compensation and Service Providers
Top Officer Pay64th percentile

Employees

NameTitleFull / Part TimeBaseOtherTotal
Thomas M BrunnerPresident & CEOPT$210,468$10,523$220,991
Nancy GraydonE.d. Devel. & COOFT$206,197$10,310$216,507
Andrew JacksonDirector CommunicationFT$129,845$6,492$136,337
Catalina San AgustinDirector OperationFT$127,502$5,529$133,031
Meredith GaleDirector DevelopmentFT$119,045$5,952$124,997

Board Members and Trustees

NameTitle
Andrew G Iwach MdChair
Ruth D Williams MdVice Chair
Adrienne L Graves PhdDirector
Dennis E SingletonDirector
Frederick H BrinkmannDirector
John G Flanagan PHDDirector
Linda C LinckDirector
Monica L Vetter PhdDirector
Nancy S ForsterDirector
Robert L Stamper MdDirector
Rick Halprin CPASecretary
Charles R WilmothTreasurer

Highest Paid Contractors

ContractorServicesLocationCompensation
Jacqueline Jones DesignGraphic Design & Printing346 G St, San Rafael, CA 94901$302,544
Revenue and Support

Revenue Composition

Contributions and Grants
$4,199,098
Program Service Revenue
$472,915
Investment Income
$649,103
Other Revenue
$508,075
All Other Contributions
$4,199,098
Change in Net Assets
$1,522,477

Noncash Contribution Practices

Property subject to holding requirements
No
Reviewed unusual noncash gifts
No
Third parties used for noncash contributions
No

Noncash Contributions

Contribution TypeContribution CountReported AmountValuation Method
Securities Publicly Traded14$117,754Fair Market Value (FMV)
Total Noncash Contributions14$117,754-

Audited Revenue Reconciliation

Revenue per Audited Statements
$5,829,191
Revenue Not Reported on Form 990
$-319,314
Total Revenue per Audited Statements
$5,509,877
Total Revenue per Form 990
$5,829,191
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Grants and Similar Amounts Paid$1,586,618
Salaries, Compensation, and Employee Benefits$1,448,186
Other Expenses$1,271,910
Total Fundraising Expense$542,479
Professional Fundraising Fees$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Grants to Domestic Orgs$1,586,618--$1,586,618
Other Salaries and Wages$873,335$108,654$245,206$1,227,195
Other Expenses$120,078$26,240$84,298$230,616
Current Officers, Directors, Trustees, and Key Employees$187,842$16,574$16,575$220,991
Occupancy$118,232$14,031$29,137$161,400
Total Functional Expenses$3,584,026$180,209$542,479$4,306,714

Audited Expense Reconciliation

Line ItemAmount
Total Expenses per Audited Statements$4,570,888
Expenses per Audited Statements$4,306,714
Total Expenses per Form 990$4,306,714
Expenses Not Reported on Form 990$264,174
International Activity

Grant and Assistance Recipients

RecipientLocationCategoryPurposeAmount
Glaucoma Reaserch & EducationSan Francisco, CA-Glaucoma Research$456,250
Stanford UniversitySan Francisco, CA-Glaucoma Research$200,000
Uc DavisWest Sacramento, CA-Glaucoma Research$200,000
Uc San DiegoLa Jolla, CA-Glaucoma Research$200,000
Uc San FranciscoLos Angeles, CA-Glaucoma Research$200,000
A Einstein College MedicineBronx, NY-Glaucoma Research$50,000
Baylor CollegeHouston, TX-Glaucoma Research$50,000
Doheny Eye InstituteLos Angeles, CA-Glaucoma Research$50,000
Medical College of WisconsinMilwaukee, WI-Glaucoma Research$50,000
Schepens Eye Research InstBoston, MA-Glaucoma Research$50,000
State University of New YorkNew York, NY-Glaucoma Research$50,000
Vanderbuilt Eye InstituteNashville, TN-Glaucoma Research$50,000
Washington UniversitySt Louis, MO-Glaucoma Research$50,000
Research to Prevent BlindnessNew York, NY-Glaucoma Research$15,000
UPMC Eye CenterPittsburgh, PA-Glaucoma Research$7,500
Fundraising, Events, and Gaming
Fundraising activities
Yes
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Fundraising Gross Income$759,550
Fundraising Direct Expenses$264,174
Professional Fundraising Fees$0

Fundraising Events

EventGross ReceiptsGross RevenueDirect ExpensesNet Income
Events$759,550$759,550$264,174$495,376
Total Events$759,550$759,550$264,174$495,376
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Insider Transactions and Loans

Loans and Receivables

Line ItemBeginningEndChange
Receivables from Disqualified Persons-$0-
Receivables from Officers, Directors, Trustees, and Key Employees-$0-
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Cares Act U.s. Govt$167,430
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with 35% controlled entity
No
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Line 11B: Form 990 Review Process

“Staff review, copy emailed to board for review/comments”

Form 990, Part VI, Line 12C: Explanation of Monitoring and Enforcement of Conflicts

“Compliance forms sent every july”

Form 990, Part VI, Line 15A: Compensation Review & Approval Process - CEO, Top Management

“Performance review by Board & Compensation Committee. Compensation Committee uses Salary Surveys and approves CEO compensation at Boards direction.”

Form 990, Part VI, Line 15B: Compensation Review and Approval Process for Officers and Key Employees

“Annual review by supervisor and approval by next level manager with use of comparability data”

Form 990, Part VI, Line 19: Other Organization Documents Publicly Available

“UPON REQUEST”

Filing and Contact Details

Filer

Filer Name
Glaucoma Research Foundation
EIN
94-2495035
Phone
4159863162
Address
251 POST STREET STE 600, SAN FRANCISCO, CA 94108

Signing Officer

Name
Thomas M Brunner
Title
President & CEO
Signed
2020-10-22
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Thomas M Brunner
Formed
1978
Legal Domicile
CA
Voting Board Members
13
Independent Board Members
12
Employees
9
Volunteers
25

Preparer

Firm
Bunker & Company LLP
Address
4340 Redwood Hwy Suite 117, San Rafael, CA 94903
Preparer
Joseph C Bunker
Phone
4154997661
Supplemental Narrative

Additional Explanations

Other Changes In Net Assets Or Fund Balances - Other Increases

“Change in value charitable trust = $1586”

Financial Statement Notes

Part V, Line 4: Intended uses of the endowment fund.

“Permanently restricted funds are allocated as: Annual Research Grant, $800,000;Research and Annual Sutro Lecture, $2,542,000.THE ANNUAL INCOME FROM "THE DR. HENRY A. SUTRO FAMILY GRANT FOR RESEARCH" WILL BE USED FOR SPECIAL INVESTIGATIONS.THE ANNUAL INCOME FROM $1,000,000 OF THE ENDOWMENT WILL BE USED FOR THE "DRS. HENRY AND FREDERICK SUTRO MEMORIAL LECTURE"”

Part XI, Line 2D: Other revenue amounts included in F/S but not included on form 990

“Event expenses $264174 Change in value of charitable trust $1586”

Part XII, Line 2D: Other expenses and losses per audited F/S

“Event expenses $264174”

Raw XML AppendixShowing 400 of 751 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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IRS990/Desc0THE ORGANIZATION PROMOTES AND SUPPORTS RESEARCH AND EDUCATION CONCERNING THE CAUSES AND TREATMENT OF GLAUCOMA. IT HAS BEEN A LEADER IN COLLABORATIVE RESEARCH THROUGH THE LANDMARK MULTI-CENTER NORMAL TENSION GLAUCOMA STUDY WHICH TRANSFORMED GLAUCOMA TREATMENT, AS WELL AS THE CREATION OF THE "CATALYST FOR A CURE" (CFC). THIS UNIQUE RESEARCH MODEL BRINGS TOGETHER SCIENTISTS FROM DIFFERENT DISCIPLINES TO WORK TOGETHER TO UNDERSTAND GLAUCOMA AND FIND WAYS TO IMPROVE TREATMENT AND FIND A CURE. THE FIRST CFC TEAM MADE A SIGNIFICANT IMPACT ON THE FIELD OF GLAUCOMA AND HELPED TO TRANSFORM THE UNDERSTANDING OF GLAUCOMA FROM AN EYE DISEASE TO A NEURODEGENERATIVE DISEASE.TAKING THE FINDINGS FROM THE FIRST TEAM, A SECOND CFC TEAM WAS CREATED TO DEVELOP NEW BIOMARKERS TO DIAGNOSE AND MANAGE GLAUCOMA MORE EFFECTIVELY BEFORE VISION IS LOST AND OPEN PATHWAYS TO NEW TREATMENT OPTIONS FOR PATIENTS. A third CFC Team was launched in January to discover ways to restore vision lost to glaucoma by restoring, regenerating or replacing the retinal ganglion cells damaged in glaucoma.THE ORGANIZATION ALSO PROVIDES FUNDING FOR INNOVATIVE PILOT STUDIES IN GLAUCOMA RESEARCH. THESE INCUBATOR GRANTS ENABLE SCIENTISTS TO INVESTIGATE A NOVEL AND PROMISING IDEA AND GATHER CRITICAL DATA TO CONTINUE THEIR RESEARCH AND SECURE ADDITIONAL FUNDING. THIS PROGRAM CONTINUES TO NURTURE THE CAREERS OF PROMISING GLAUCOMA INVESTIGATORS AND BRING NEW IDEAS TO THE FIELD OF GLAUCOMA RESEARCH. IN ADDITION, THE ORGANIZATION SERVES AS A PRIMARY SOURCE OF INFORMATION AND SUPPORT FOR PATIENTS BY PROVIDING UNBIASED EDUCATIONAL MATERIALS IN PRINT AND ONLINE.
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IRS990/Form990PartVIISectionAGrp/PersonNm4Meredith Gale
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IRS990/Form990PartVIISectionAGrp/PersonNm6RUTH D WILLIAMS MD
IRS990/Form990PartVIISectionAGrp/PersonNm7CHARLES R WILMOTH
IRS990/Form990PartVIISectionAGrp/PersonNm8RICK HALPRIN CPA
IRS990/Form990PartVIISectionAGrp/PersonNm9FREDERICK H BRINKMANN
IRS990/Form990PartVIISectionAGrp/PersonNm10Nancy S Forster
IRS990/Form990PartVIISectionAGrp/PersonNm11MONICA L VETTER PHD
IRS990/Form990PartVIISectionAGrp/PersonNm12ROBERT L STAMPER MD
IRS990/Form990PartVIISectionAGrp/PersonNm13DENNIS E SINGLETON
IRS990/Form990PartVIISectionAGrp/PersonNm14LINDA C LINCK
IRS990/Form990PartVIISectionAGrp/PersonNm15ADRIENNE L GRAVES PHD
IRS990/Form990PartVIISectionAGrp/PersonNm16John G Flanagan PHD
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IRS990/Form990PartVIISectionAGrp/TitleTxt0President & CEO
IRS990/Form990PartVIISectionAGrp/TitleTxt1E.D. DEVEL. & COO
IRS990/Form990PartVIISectionAGrp/TitleTxt2DIR. COMMUNICATION
IRS990/Form990PartVIISectionAGrp/TitleTxt3DIRECTOR OPERATION
IRS990/Form990PartVIISectionAGrp/TitleTxt4Dir. Development
IRS990/Form990PartVIISectionAGrp/TitleTxt5CHAIR
IRS990/Form990PartVIISectionAGrp/TitleTxt6VICE CHAIR
IRS990/Form990PartVIISectionAGrp/TitleTxt7Treasurer
IRS990/Form990PartVIISectionAGrp/TitleTxt8Secretary
IRS990/Form990PartVIISectionAGrp/TitleTxt9Director
IRS990/Form990PartVIISectionAGrp/TitleTxt10Director
IRS990/Form990PartVIISectionAGrp/TitleTxt11Director
IRS990/Form990PartVIISectionAGrp/TitleTxt12Director
IRS990/Form990PartVIISectionAGrp/TitleTxt13Director
IRS990/Form990PartVIISectionAGrp/TitleTxt14Director
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IRS990/MembersOrStockholdersInd0false
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IRS990/MinutesOfCommitteesInd0true
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IRS990/MissionDesc0Cure Glaucoma and restore vision through innovative research.
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IRS990/OtherExpensesGrp/FundraisingAmt114909
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Document Assets

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Filings

Displayed year

2020 • Form 990Detailed filing. Detailed filing data is available for this year.

Open filing
Assets
$12,305,821
Liabilities
$1,118,274
Net assets
$11,187,547
Revenue
$5,829,191
Expenses
$4,306,714
Net income
$1,522,477
Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2025Facts available. Structured filing facts are available, but richer extracted sections are limited.$16.5$1.46$15.1$10.1$9.10$1.03
2024Detailed filing. Detailed filing data is available for this year.$14.6$1.10$13.5$7.19$6.98$0.21
2023Detailed filing. Detailed filing data is available for this year.$14.4$1.53$12.9$6.48$6.16$0.32
2022Detailed filing. Detailed filing data is available for this year.$13.1$0.94$12.1$5.78$4.94$0.84
2021Detailed filing. Detailed filing data is available for this year.$13.4$1.31$12.1$4.40$4.58$0.17
2020Detailed filing. Detailed filing data is available for this year.$12.3$1.12$11.2$5.83$4.31$1.52
2019Detailed filing. Detailed filing data is available for this year.$11.0$0.73$10.2$3.38$4.07$0.69
2018Detailed filing. Detailed filing data is available for this year.$11.6$0.58$11.0$5.05$3.66$1.39
2017Detailed filing. Detailed filing data is available for this year.$10.6$0.95$9.64$4.47$3.96$0.51
2016Detailed filing. Detailed filing data is available for this year.$9.68$1.45$8.23$4.08$3.82$0.26
2015Detailed filing. Detailed filing data is available for this year.$9.64$1.21$8.43$3.78$3.62$0.16
2014Summary only. Only limited summary data is available for this year.$9.35$1.08$8.27$4.05$3.68$0.37
2013Summary only. Only limited summary data is available for this year.$7.72$0.84$6.88$4.64$3.25$1.38
2012Summary only. Only limited summary data is available for this year.$5.54$0.56$4.98$3.40$3.90$0.50