Civic Intelligence

Oak Ridge Associated Universities Inc

EIN 62-0476816 • 501(c)3 • Oak Ridge, TN

View Organization Page

Profile

To advance national priorities and serve the public interest by integrating academic, government, and scientific resources globally.

PO Box 117Oak Ridge, TN 37831-0117

www.orau.org

Siviq Scores

Precomputed percentiles relative to similar nonprofits. These scores are descriptive rather than judgmental.

Liabilities / Assets

73rd percentile

0.58x

Higher debt load relative to assets than 73% of similar nonprofits.

501(c)3 • $100M-$250M nonprofits • Source year 2024

Liabilities / Revenue

33rd percentile

0.23x

Higher debt load relative to revenue than 33% of similar nonprofits.

501(c)3 • $100M-$250M nonprofits • Source year 2024

Net Margin

39th percentile

1.0%

Higher net margin than 39% of similar nonprofits.

501(c)3 • $100M-$250M nonprofits • Source year 2024

Top Officer Pay

Score unavailable

No value available

No filing with officer rows is available for this organization yet.

Asset Growth

20th percentile

-1.7%

Faster asset growth than 20% of similar nonprofits.

501(c)3 • $100M-$250M nonprofits • Annualized from 2023 to 2024

Revenue Growth

30th percentile

0.4%

Faster revenue growth than 30% of similar nonprofits.

501(c)3 • $100M-$250M nonprofits • Annualized from 2023 to 2024

Balance Sheet
Liabilities / Assets73rd percentile

Assets

Down

$49,864,481

Down $847,139 (-1.7%) from 2023

Liabilities

Down

$28,746,009

Down $507,493 (-1.7%) from 2023

Net Assets

Down

$21,118,472

Down $339,646 (-1.6%) from 2023

Operations
Liabilities / Revenue33rd percentileNet Margin39th percentile

Revenue

Up

$124,390,273

Up $477,244 (+0.4%) from 2023

Expenses

Up

$123,144,790

Up $1,525,023 (+1.3%) from 2023

Net Income

Down

$1,245,483

Down $1,047,779 (-46%) from 2023

Trend Graphs

Balance Sheet Trend

Asset Growth20th percentile

Grouped bars show assets, liabilities, and net assets across loaded filings.

$60M$40M$20M$0Assets 2010: $43,770,373Liabilities 2010: $34,205,843Net Assets 2010: $9,564,5302010Assets 2011: $43,236,398Liabilities 2011: $32,752,551Net Assets 2011: $10,483,8472011Assets 2012: $41,740,036Liabilities 2012: $30,930,879Net Assets 2012: $10,809,1572012Assets 2013: $42,063,046Liabilities 2013: $28,879,392Net Assets 2013: $13,183,6542013Assets 2014: $43,341,077Liabilities 2014: $28,566,033Net Assets 2014: $14,775,0442014Assets 2015: $42,949,452Liabilities 2015: $27,442,235Net Assets 2015: $15,507,2172015Assets 2016: $44,234,989Liabilities 2016: $28,640,879Net Assets 2016: $15,594,1102016Assets 2017: $39,546,580Liabilities 2017: $25,790,665Net Assets 2017: $13,755,9152017Assets 2018: $40,857,490Liabilities 2018: $26,734,274Net Assets 2018: $14,123,2162018Assets 2019: $42,148,436Liabilities 2019: $27,463,476Net Assets 2019: $14,684,9602019Assets 2020: $41,715,622Liabilities 2020: $26,741,948Net Assets 2020: $14,973,6742020Assets 2021: $44,030,627Liabilities 2021: $26,460,190Net Assets 2021: $17,570,4372021Assets 2022: $51,152,594Liabilities 2022: $28,208,866Net Assets 2022: $22,943,7282022Assets 2023: $50,711,620Liabilities 2023: $29,253,502Net Assets 2023: $21,458,1182023Assets 2024: $49,864,481Liabilities 2024: $28,746,009Net Assets 2024: $21,118,4722024

Highlighted filing

2024

Assets$49,864,481
Liabilities$28,746,009
Net Assets$21,118,472
Open 2024 Filing

Operations Trend

Revenue Growth30th percentile

Revenue, expenses, and net income by year, with the latest filing highlighted.

$150M$100M$50M$0Expenses 2010: $77,497,3832010Expenses 2011: $67,768,5312011Expenses 2012: $74,860,0792012Revenue 2013: $80,938,582Expenses 2013: $78,750,725Net Income 2013: $2,187,8572013Revenue 2014: $80,926,735Expenses 2014: $79,271,276Net Income 2014: $1,655,4592014Revenue 2015: $87,058,471Expenses 2015: $86,196,483Net Income 2015: $861,9882015Revenue 2016: $85,782,375Expenses 2016: $84,424,692Net Income 2016: $1,357,6832016Revenue 2017: $91,515,982Expenses 2017: $89,250,157Net Income 2017: $2,265,8252017Revenue 2018: $92,887,150Expenses 2018: $92,132,496Net Income 2018: $754,6542018Revenue 2019: $94,761,403Expenses 2019: $92,474,494Net Income 2019: $2,286,9092019Revenue 2020: $89,691,839Expenses 2020: $88,234,574Net Income 2020: $1,457,2652020Revenue 2021: $90,563,395Expenses 2021: $86,936,734Net Income 2021: $3,626,6612021Revenue 2022: $111,732,506Expenses 2022: $106,974,840Net Income 2022: $4,757,6662022Revenue 2023: $123,913,029Expenses 2023: $121,619,767Net Income 2023: $2,293,2622023Revenue 2024: $124,390,273Expenses 2024: $123,144,790Net Income 2024: $1,245,4832024

Highlighted filing

2024

Revenue$124,390,273
Expenses$123,144,790
Net Income$1,245,483
Open 2024 Filing

Filings

Most recent year

2024 • Form 990Detailed filing. Detailed filing data is available for this year.

Open filing
Assets
$49,864,481
Liabilities
$28,746,009
Net assets
$21,118,472
Revenue
$124,390,273
Expenses
$123,144,790
Net income
$1,245,483
Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Detailed filing. Detailed filing data is available for this year.$49.9$28.7$21.1$124$123$1.25
2023Detailed filing. Detailed filing data is available for this year.$50.7$29.3$21.5$124$122$2.29
2022Facts available. Structured filing facts are available, but richer extracted sections are limited.$51.2$28.2$22.9$112$107$4.76
2021Detailed filing. Detailed filing data is available for this year.$44.0$26.5$17.6$90.6$86.9$3.63
2020Detailed filing. Detailed filing data is available for this year.$41.7$26.7$15.0$89.7$88.2$1.46
2019Detailed filing. Detailed filing data is available for this year.$42.1$27.5$14.7$94.8$92.5$2.29
2018Detailed filing. Detailed filing data is available for this year.$40.9$26.7$14.1$92.9$92.1$0.75
2017Detailed filing. Detailed filing data is available for this year.$39.5$25.8$13.8$91.5$89.3$2.27
2016Detailed filing. Detailed filing data is available for this year.$44.2$28.6$15.6$85.8$84.4$1.36
2015Detailed filing. Detailed filing data is available for this year.$42.9$27.4$15.5$87.1$86.2$0.86
2014Detailed filing. Detailed filing data is available for this year.$43.3$28.6$14.8$80.9$79.3$1.66
2013Summary only. Only limited summary data is available for this year.$42.1$28.9$13.2$80.9$78.8$2.19
2012Facts available. Structured filing facts are available, but richer extracted sections are limited.$41.7$30.9$10.8$74.9
2011Facts available. Structured filing facts are available, but richer extracted sections are limited.$43.2$32.8$10.5$67.8
2010Facts available. Structured filing facts are available, but richer extracted sections are limited.$43.8$34.2$9.56$77.5
Latest Filing Detail
Jump To
Filing Snapshot
Filing Period
Oct 1, 2023 to Sep 30, 2024
Signed
Aug 1, 2025
Return Version
2023v6.0
Gross Receipts
$124,396,833
Mission and Program Overview

Mission

To advance national priorities and serve the public interest by integrating academic, government, and scientific resources globally.

Oak ridge associated universities, inc. (orau) is a private, not-for-profit corporation and consortium of 132 sponsoring and 26 associate member colleges and universities and is principally a management and operating contractor for the u.s. Department of energy (doe). Through this contract, orau manages and operates the oak ridge institute for science and education (orise), which carries out research and development programs in science/engineering education, training management systems and energy/environmental systems for doe and other federal agencies and governmental organizations. In addition to the operation of orise, orau corporate conducts programs to provide services to its member institutions and other governmental and private organizations.

Balance Sheet Detail
LineBeginningEndChange
Assets
Land, Buildings, and Equipment, Net$20,687,164$23,349,063▲ $2,661,899
Accounts Receivable$20,605,162$19,049,621▼ $1,555,541
Cash and Non-Interest-Bearing Accounts$6,383,080$4,702,328▼ $1,680,752
Other Notes and Loans Receivable, Net$1,500,000$1,500,000→ $0
Prepaid Expenses and Deferred Charges$307,115$644,008▲ $336,893
Total Assets$50,711,620$49,864,481▼ $847,139
Other Assets Total$1,229,099$619,461▼ $609,638
Liabilities
Mortgage Notes Payable Secured by Investment Property$15,205,195$14,295,715▼ $909,480
Accounts Payable and Accrued Expenses$11,165,173$11,335,583▲ $170,410
Other Liabilities$2,883,134$3,114,711▲ $231,577
Total Liabilities$29,253,502$28,746,009▼ $507,493
Net Assets / Fund Balance
Net Assets Without Donor Restrictions$21,458,118$21,118,472▼ $339,646
Total Net Assets Fund Balance$21,458,118$21,118,472▼ $339,646
Total Liabilities and Net Assets / Fund Balance$50,711,620$49,864,481▼ $847,139

Asset Categories

AssetBook ValueDepreciationBasis
Buildings$15,826,742$17,587,593$33,414,335
Equipment$3,720,818$7,395,820$11,116,638
Other Land Buildings$3,681,695-$3,681,695
Land$119,808-$119,808
Compensation and Service Providers
Top Officer PayScore unavailable

Employees

NameTitleFull / Part TimeBaseOtherTotal
Harry Anderson PagePresident & CEOFT$552,597$266,241$818,838
William J VosburgOrise DirectorFT$309,372$152,109$461,481
Wanda GambleVP of Business DevelopmentFT$284,273$167,455$451,728
Jeffrey MillerSr. VP & DirectorFT$301,759$144,667$446,426
J Phil AndrewsCFO & TreasurerFT$282,419$141,332$423,751
Rachel a LokitzChief Legal & Risk OfficerFT$309,240$101,894$411,134
Chester Keith MazeVP & CIOFT$254,287$129,647$383,934
Meghan F MillwoodVP of HrFT$261,092$115,641$376,733
Kenneth W TobinVP of ResearchFT$254,304$98,466$352,770
Carol IddinsProgram DirectorFT$244,870$97,680$342,550
James Scott MillerDirectorFT$226,311$98,192$324,503
Jamie Lynn StalkerHighest Compensated EmployFT$252,102$66,713$318,815
Frank Attilla PasztorHighest Compensated EmployFT$227,300$77,126$304,426
Mark Denton ErvinHighest Compensated EmployFT$224,788$62,569$287,357
Brenda Lynn BluntHighest Compensated EmployFT$240,818$43,845$284,663
Laura Shaffer KoppHighest Compensated EmployFT$215,409$64,432$279,841
Keri Lynn CagleProgram DirectorFT$202,331$66,123$268,454
Craig T LaymanProgram DirectorFT$195,367$72,585$267,952
Patsy L PehrsonDirector FinopsFT$197,660$61,270$258,930
Cathy Sanders ForeDirectorFT$196,656$60,454$257,110
Chad L BeckerDirector FtdFT$192,188$64,088$256,276
Freddy E GrayDirector Hs-phhFT$204,334$51,283$255,617
Mae D MosleyDirector Employee RelationsFT$191,579$57,329$248,908
Derek Alden HagemeyerProgram DirectorFT$187,293$58,903$246,196
Ashley GoldenDirectorFT$186,128$57,265$243,393
Pamela S BoneeDirector Comm & MarketingFT$178,212$60,620$238,832
Kristy Angelique KistnerDirectorFT$178,565$55,687$234,252
Angela R HolmbergDirector Contracts AdminFT$173,476$59,502$232,978
Vickie Lynn CaughronChief Audit OfficerFT$176,829$55,455$232,284
Cynthia Babb SnowDirectorFT$172,860$58,949$231,809
Mandy Lynn BasalDirector Orise-wdFT$184,085$33,093$217,178
Thomas Patrick AmidonDirector S&sFT$171,928$43,665$215,593
Brian R CookDirectorFT$172,111$43,320$215,431
Dominic Daniel MoroDirector Business Operations & Quality AssuranceFT$177,722$32,911$210,633
Dominic Daniel MoroDirector Business Operations & Quali-$177,722$32,911$210,633
Emily C ForemanActing Chief Hr OfficerFT$157,853$31,460$189,313
Brandon CriswellSecretaryFT$115,264$25,858$141,122

Board Members and Trustees

NameTitle
Mr Kenneth J RueterBoard Chair
Dr Deborah L CrawfordBoard Vice-chair
Dr Alan S IcenhourDirector
Dr Ann SavocaDirector
Dr Bruce E GnadeDirector
Dr Christopher P FallDirector
Dr David a StoneDirector
Dr Francis O OtuonyeDirector
Dr Jennifer L FreemanDirector
Dr Joseph J PancrazioDirector
Dr Joseph a HeppertDirector
Dr Julie B JordanDirector
Dr Michele M MasucciDirector
Dr Quincy a QuickDirector
Dr Rebekah K HerschDirector
Dr Robert E NoblesDirector
Dr Samuel S VisnerDirector
Dr Thomas P RussellDirector
Dr William C HarrisDirector
Lt General John F RegniDirector
James R SearsSenior VP & Director Ogs

Highest Paid Contractors

ContractorServicesLocationCompensation
Mjw Technical Services INCProfessional Services15 HAZELWOOD DRIVE SUITE 112, Amherst, NY 14228$10,169,399
Dade Moeller & Associates INCProfessional Services1835 TERMINAL DRIVE SUITE 200, Richland, WA 99354$6,378,842
Comprehensive Health Services INCProfessional Services8600 ASTRONAUT BLVD, Cape Canaveral, FL 32920$1,198,232
American Association For The AdvancementProfessional Services1200 NEW YORK AVENUE NW, Washington, DC 20005$732,326
Cn Associates IncorporatedProfessional Services18 PINE STREET, Manchester, MA 01944$715,825
Revenue and Support

Revenue Composition

Contributions and Grants
$157,000
Program Service Revenue
$123,955,662
Investment Income
$277,611
Other Revenue
$0
Change in Net Assets
$1,245,483

Audited Revenue Reconciliation

Revenue per Audited Statements
$124,390,273
Revenue Not Reported on Financial Statements
$0
Revenue Not Reported on Form 990
$11,722,660
Total Revenue per Audited Statements
$136,112,933
Total Revenue per Form 990
$124,390,273
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Other Expenses$71,099,767
Salaries, Compensation, and Employee Benefits$51,922,311
Grants and Similar Amounts Paid$122,712
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$31,657,542$1,063,191-$32,720,733
Current Officers, Directors, Trustees, and Key Employees$8,188,558$275,005-$8,463,563
Pension Plan Contributions$4,620,814$155,186-$4,776,000
Payroll Taxes$3,114,583$104,601-$3,219,184
Travel$3,193,491--$3,193,491
Other Employee Benefits$2,653,709$89,122-$2,742,831
Depreciation Depletion$1,182,681$398,479-$1,581,160
Other Expenses$1,158,865$390,455-$1,549,320
All Other Expenses$1,141,283$206-$1,141,489
Interest-$909,871-$909,871
Conferences and Meetings$365,331$123,091-$488,422
Occupancy$349,640$98,801-$448,441
Advertising$98,504$33,189-$131,693
Grants to Domestic Orgs$72,712--$72,712
Grants to Domestic Individuals$50,000--$50,000
Total Functional Expenses$113,177,302$9,967,488$0$123,144,790

Audited Expense Reconciliation

Line ItemAmount
Total Expenses per Audited Statements$123,871,879
Expenses per Audited Statements$123,144,790
Total Expenses per Form 990$123,144,790
Expenses Not Reported on Form 990$727,089
Expenses Not Reported on Financial Statements$0
International Activity

Grant and Assistance Recipients

RecipientLocationCategoryPurposeAmount
Louisiana State UniversityBaton Rouge, LA-Library Support Program$8,000
University of TennesseeKnoxville, TN-Library Support Program$8,000
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
Yes
Subject to proxy tax
No
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Postretirement Benefits$2,611,000
Operating Lease Liability,$328,711
Deferred Compensation$175,000

Bond Issues

BondIssuerIssuedIssue PricePurpose
AIdb of the City of Oak Ridgetn2010-06-01$27,700,000Refinance refunded bonds and pay issuance costs

Bond Proceeds

BondTotal ProceedsSpentRetiredIssuance Costs
A$27,700,000$27,545,000$13,327,000$155,000

Bond Financing Compliance

No rebate due
No
Rebate not yet due
No
Form 8038-T filed
No
Gross proceeds invested
No
Gross proceeds invested in GIC
No
Exception to rebate
No
Corrective action procedures
Yes
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with 35% controlled entity
No
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
Yes
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, Line 6

“Oak ridge associated universities, inc. Has two classes of members - "sponsoring institutions and "associates."”

Form 990, Part VI, Section A, Line 7A

“The organization's board of directors is selected by the council of sponsoring institutions, which is comprised of a representative from each of orau's member organizations.”

Form 990, Part VI, Section B, Line 11B

“A copy of form 990 is provided to the organization's cfo for review before it is filed.”

Form 990, Part VI, Section B, Line 12C

“Orau monitors the conflict of interest policy.”

Form 990, Part VI, Section B, Line 15

“Compensation for the president is determined by the board's executive committee based on an annual salary survey. Compensation for other senior staff is recommended by the president and approved by the board's compensation committee based on salary surveys and doe guidance.”

Form 990, Part VI, Section C, Line 19

“Policies are made available to the public upon request.”

Filing and Contact Details

Filer

Filer Name
Oak Ridge Associated Universities Inc
EIN
62-0476816
Phone
8653474630
Address
PO BOX 117, OAK RIDGE, TN 37831-0117

Signing Officer

Name
J Phil Andrews
Title
Cfboo
Phone
8653474630
Signed
2025-08-01
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Harry Anderson Page
Formed
1946
Legal Domicile
Tn
Voting Board Members
23
Independent Board Members
20
Employees
1,189
Volunteers
217

Preparer

Firm
Lbmc Pc
Address
2095 LAKESIDE CENTRE WAY SUITE 220, KNOXVILLE, TN 37922
Preparer
Nicole Cook
Phone
8656919000
Supplemental Narrative

Additional Explanations

FORM 990, PART XI, LINE 9:

“Unrealized gain on interest rate swap -327,940. Change in postretirement benefit obligation -530,100. Transfer to the orau foundation -727,089.”

FORM 990, PART XII, LINE 2C:

“The organization has a committee for oversight of the audit and selection of an independent accountant. The process has not changed from the prior year.”

Financial Statement Notes

PART X, LINE 2:

“Orau and its foundation subsidiary are exempt from federal income taxes under the provisions of internal revenue code section 501(c)(3) and are classified by the internal revenue service as other than private foundations, and, accordingly, no provision for income taxes is included in the consolidated financial statements related to these entities. An uncertain tax position is recognized as a benefit only if it is more likely than not that the tax position would be sustained in a tax examination, with a tax examination being presumed to occur. The amount recognized is the largest amount of tax benefit that is greater than 50% likely of being realized on examination. For tax positions not meeting the more likely than not test, no tax benefit is recorded. The organization has no material uncertain tax positions that qualify for either recognition or disclosure in the consolidated financial statements. As of september 30, 2024 and 2023, the organization has accrued no interest and no penalties related to uncertain tax positions. It is the organization's policy to recognize interest and/or penalties related to income tax matters in income tax expense. Oak ridge associated universities and its subsidiary file separate u.s. Federal informational tax returns annually.”

PART XI, LINE 2D - OTHER ADJUSTMENTS:

“Income from orau foundation 11,722,660.”

PART XII, LINE 2D - OTHER ADJUSTMENTS:

“Expenses from orau foundation 727,089.”

Raw XML AppendixShowing 400 of 1,575 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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IRS990/ActivityOrMissionDesc0OAK RIDGE ASSOCIATED UNIVERSITIES, INC. (ORAU) IS A PRIVATE, NOT-FOR-PROFIT CORPORATION AND CONSORTIUM OF 132 SPONSORING AND 26 ASSOCIATE MEMBER COLLEGES AND UNIVERSITIES AND IS PRINCIPALLY A MANAGEMENT AND OPERATING CONTRACTOR FOR THE U.S. DEPARTMENT OF ENERGY (DOE). THROUGH THIS CONTRACT, ORAU MANAGES AND OPERATES THE OAK RIDGE INSTITUTE FOR SCIENCE AND EDUCATION (ORISE), WHICH CARRIES OUT RESEARCH AND DEVELOPMENT PROGRAMS IN SCIENCE/ENGINEERING EDUCATION, TRAINING MANAGEMENT SYSTEMS AND ENERGY/ENVIRONMENTAL SYSTEMS FOR DOE AND OTHER FEDERAL AGENCIES AND GOVERNMENTAL ORGANIZATIONS. IN ADDITION TO THE OPERATION OF ORISE, ORAU CORPORATE CONDUCTS PROGRAMS TO PROVIDE SERVICES TO ITS MEMBER INSTITUTIONS AND OTHER GOVERNMENTAL AND PRIVATE ORGANIZATIONS.
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IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt0MJW TECHNICAL SERVICES INC
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt1DADE MOELLER & ASSOCIATES INC
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt2COMPREHENSIVE HEALTH SERVICES INC
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt3AMERICAN ASSOCIATION FOR THE ADVANCEMENT
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IRS990/ContractorCompensationGrp/ServicesDesc2PROFESSIONAL SERVICES
IRS990/ContractorCompensationGrp/ServicesDesc3PROFESSIONAL SERVICES
IRS990/ContractorCompensationGrp/ServicesDesc4PROFESSIONAL SERVICES
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