Civic Intelligence

Appalachian Fund Management Company Inc

EIN 61-1399975 • 501(c)3 • London, KY

Profile

The organization serves as the general partner of southern appalachian fund, lp, a new markets venture capital company. As such, it will provide management services to the nmvcc to insure program related cohesive and prudent investments in the appalachian corridor.

PO Box 1738London, KY 40743-1738

n/A

Siviq Scores

Precomputed percentiles relative to similar nonprofits. These scores are descriptive rather than judgmental.

Liabilities / Assets

Score unavailable

No value available

Liabilities-to-assets requires both liabilities and assets on the latest valid filing.

Source year 2020

Liabilities / Revenue

62nd percentile

0.00x

Tied with the lowest-debt nonprofits in its peer group.

501(c)3 • <$500k nonprofits • Source year 2020

Net Margin

29th percentile

-11%

Higher net margin than 29% of similar nonprofits.

501(c)3 • <$500k nonprofits • Source year 2020

Top Officer Pay

100th percentile

$468,113

Higher top officer pay than 100% of similar nonprofits.

Top officer pay equals 935.2% of source-year revenue.

501(c)3 • <$500k nonprofits • Source year 2020

Asset Growth

10th percentile

-100%

Faster asset growth than 10% of similar nonprofits.

501(c)3 • <$500k nonprofits • Annualized from 2019 to 2020

Revenue Growth

14th percentile

-64%

Faster revenue growth than 14% of similar nonprofits.

501(c)3 • <$500k nonprofits • Annualized from 2019 to 2020

Assets

Down

$0

Down $7,123 (-100%) from 2019

Liabilities

Down

$0

Down $1,441 (-100%) from 2019

Net Assets

Down

$0

Down $5,682 (-100%) from 2019

Revenue

Down

$50,054

Down $90,109 (-64%) from 2019

Expenses

Down

$55,736

Down $84,279 (-60%) from 2019

Net Income

Down

-$5,682

Down $5,830 (-3939%) from 2019

Trend Graphs

Balance Sheet Trend

Grouped bars show assets, liabilities, and net assets across loaded filings.

$60K$40K$20K$0Assets 2010: $48,670Liabilities 2010: $48,637Net Assets 2010: $332010Assets 2011: $2,355Liabilities 2011: $2,322Net Assets 2011: $332011Assets 2012: $31,156Liabilities 2012: $31,123Net Assets 2012: $332012Assets 2013: $24,398Liabilities 2013: $18,984Net Assets 2013: $5,4142013Assets 2014: $20,516Liabilities 2014: $15,126Net Assets 2014: $5,3902014Assets 2015: $12,053Liabilities 2015: $6,678Net Assets 2015: $5,3752015Assets 2016: $10,899Liabilities 2016: $5,539Net Assets 2016: $5,3602016Assets 2017: $7,606Liabilities 2017: $2,220Net Assets 2017: $5,3862017Assets 2018: $7,146Liabilities 2018: $1,612Net Assets 2018: $5,5342018Assets 2019: $7,123Liabilities 2019: $1,441Net Assets 2019: $5,6822019Assets 2020: $0Liabilities 2020: $0Net Assets 2020: $02020

Highlighted filing

2020

Assets$0
Liabilities$0
Net Assets$0

Operations Trend

Revenue, expenses, and net income by year, with the latest filing highlighted.

$400K$300K$200K$100K$0-$100KExpenses 2010: $309,8812010Expenses 2011: $271,1722011Expenses 2012: $224,0862012Revenue 2013: $212,167Expenses 2013: $206,786Net Income 2013: $5,3812013Revenue 2014: $190,350Expenses 2014: $190,374Net Income 2014: -$242014Revenue 2015: $187,596Expenses 2015: $187,611Net Income 2015: -$152015Revenue 2016: $187,596Expenses 2016: $187,611Net Income 2016: -$152016Revenue 2017: $187,637Expenses 2017: $187,611Net Income 2017: $262017Revenue 2018: $140,163Expenses 2018: $140,015Net Income 2018: $1482018Revenue 2019: $140,163Expenses 2019: $140,015Net Income 2019: $1482019Revenue 2020: $50,054Expenses 2020: $55,736Net Income 2020: -$5,6822020

Highlighted filing

2020

Revenue$50,054
Expenses$55,736
Net Income-$5,682

Filings

Latest Detailed Filing

The latest 2020 filing currently has linked XML that has not been fully parsed yet. Showing the latest detailed filing from 2019 below.

Jump To
Filing Snapshot
Filing Period
Jan 1, 2019 to Dec 31, 2019
Signed
Aug 21, 2020
Return Version
2019v5.1
Gross Receipts
$140,163
Mission and Program Overview

Mission

The organization serves as the general partner of southern appalachian fund, lp, a new markets venture capital company. As such, it will provide management services to the nmvcc to insure program related cohesive and prudent investments in the appalachian corridor.

Balance Sheet Detail
LineBeginningEndChange
Assets
Rtn Earn Endowment Incm Other Fnds$5,534$5,682▲ $148
Cash and Non-Interest-Bearing Accounts$3,887$3,864▼ $23
Other Notes and Loans Receivable, Net$3,259$3,259→ $0
Pd in Cap Srpls Land Bldg Eqp Fund$0$0→ $0
Cap Stk Tr Prin Current Funds$0$0→ $0
Total Assets$7,146$7,123▼ $23
Liabilities
Accounts Payable and Accrued Expenses$1,612$1,441▼ $171
Total Liabilities$1,612$1,441▼ $171
Net Assets / Fund Balance
Total Net Assets Fund Balance$5,534$5,682▲ $148
Total Liabilities and Net Assets / Fund Balance$7,146$7,123▼ $23
Compensation and Service Providers

Employees

NameTitleOtherTotal
L Ray MoncriefCEO/director$136,251$136,251

Board Members and Trustees

NameTitle
Grady VanderhoofvenPresident/director
Thomas RogersDirector
Brenda McdanielSecretary/treasurer

Highest Paid Contractors

ContractorServicesLocationCompensation
Kentucky Highlands Investment CorpManagement FeesPO BOX 1738, London, KY 40743$129,729
Meritus Capital Management LLCManagement Fees236 LAKE CREST CIRCLE, Lenoir City, TN 37772$106,143
Revenue and Support

Revenue Composition

Contributions and Grants
$0
Program Service Revenue
$140,000
Investment Income
$163
Other Revenue
$0
Change in Net Assets
$148
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Other Expenses$140,015
Grants and Similar Amounts Paid$0
Professional Fundraising Fees$0
Salaries, Compensation, and Employee Benefits$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Expenses$140,000$15-$15
Total Functional Expenses$140,000$15$0$140,015
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Insider Transactions and Loans

Interested-Person Transactions

Interested PartyRelationshipDescriptionShared RevenueAmount
Grady Vanderhoofven and L Ray MoncPresident and DirectorTHE ORGANIZATION ENTERED INTO MANAGEMENT AGREEMENT WITH MERITUS CAPITAL MANAGEMENT, LLC, A FOR-PROFIT ENTITY OWNED 99% BY GRADY VANDERHOOFVEN AND 1% BY RAY MONCRIEF BOTH OF WHOM ARE DIRECTORS OF APPALACHIAN FUND MANAGEMENT. MR. MONCRIEF IS AN EMPLOYEE AND FORMER OFFICER OF KENTUCKY HIGHLANDS INVESTMENT CORPORATION. MR. VANDERHOOFVEN IS AN EMPLOYEE OF THREE ROOTS CAPITAL FKA TECHNOLOGY 2020, INC. (ALTHOUGH WITH A SIGNIFICANTLY DECREASED ROLE). OVER THE PAST SEVERAL YEARS, TECHNOLOGY 2020 HAS EXPERIENCED SIGNIFICANT DECREASES IN OPERATIONS AND FUNDING. AS A RESULT, THE STAFF OF TECHNOLOGY 2020 WERE UNABLE TO CONTINUE TO PROVIDE THE SERVICES TO APPALACHIAN FUND MANAGEMENT AS ORIGINALLY OUTLINED IN THEIR SERVICES AGREEMENT FROM 2006. IN AN EFFORT TO MAINTAIN CONTINUITY OF THE MANAGERIAL SERVICES AND PERSONNEL, APPALACHIAN FUND MANAGEMENT ENTERED INTO THE MANAGEMENT AGREEMENT WITH MERITUS CAPITAL MANAGEMENT, LLC EFFECTIVE OCTOBER 1. 2015.No$63,000
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Business relationship with 35% controlled entity
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
Yes
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
Yes

Governance Explanations

Form 990, Part VI, Section A, Line 2

L. Ray moncrief and grady vanderhoofven and directors of this organization and are the members of meritus capital management, llc. See additional disclosure on schedule l.

Form 990, Part VI, Section A, Line 3

The organization's management duties are performed by kentucky highlands investment corporation and three roots capital fka technology 2020. Detailed information is contained on schedule r.

Form 990, Part VI, Section B, Line 11B

The organization will provide a copy of form 990 to its governing body prior to filing.

Form 990, Part VI, Section B, Line 12C

Each director, principal officer and member of a committee with governing board delegated powers shall annually sign a statement which affirms such person: *has received a copy of the conflicts of interest policy. *has read and understands the policy. *has agreed to comply with the policy. *understands the organization is charitable and in order to maintain its federal tax exemption it must engage primarily in activities which accomplish one or more of its tax-exempt policies.

Form 990, Part VI, Section C, Line 19

The organization's governing documents are available upon request.

Filing and Contact Details

Filer

Filer Name
Appalachian Fund Management Company Inc
EIN
61-1399975
Phone
6068645175
Address
PO BOX 1738, LONDON, KY 40743-1738

Signing Officer

Name
Brenda Mcdaniel
Title
Secretary/treasurer
Phone
6068645175
Signed
2020-08-21
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Brenda Mcdaniel
Formed
2001
Legal Domicile
Ky
Voting Board Members
4
Independent Board Members
2
Employees
0
Volunteers
0

Preparer

Firm
Blue & Co LLC
Address
250 WEST MAIN STREET SUITE 2900, LEXINGTON, KY 40507
Preparer
M Melinda Karns
Phone
8592531100
Supplemental Narrative

Additional Explanations

Line 4A

In august of 2016, technology 2020, inc. Changed its name to three roots capital, inc.

Raw XML AppendixShowing 400 of 482 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

Path#Value
IRS990/AccountantCompileOrReviewInd00
IRS990/AccountsPayableAccrExpnssGrp/BOYAmt01612
IRS990/AccountsPayableAccrExpnssGrp/EOYAmt01441
IRS990/ActivitiesConductedPrtshpInd00
IRS990/ActivityOrMissionDesc0THE ORGANIZATION SERVES AS THE GENERAL PARTNER OF SOUTHERN APPALACHIAN FUND, LP, A NEW MARKETS VENTURE CAPITAL COMPANY. AS SUCH, IT WILL PROVIDE MANAGEMENT SERVICES TO THE NMVCC TO INSURE PROGRAM RELATED COHESIVE AND PRUDENT INVESTMENTS IN THE APPALACHIAN CORRIDOR.
IRS990/AnnualDisclosureCoveredPrsnInd01
IRS990/BooksInCareOfDetail/BusinessName/BusinessNameLine1Txt0MANAGEMENT
IRS990/BooksInCareOfDetail/PhoneNum06068645175
IRS990/BooksInCareOfDetail/USAddress/AddressLine1Txt0PO BOX 1738
IRS990/BooksInCareOfDetail/USAddress/CityNm0LONDON
IRS990/BooksInCareOfDetail/USAddress/StateAbbreviationCd0KY
IRS990/BooksInCareOfDetail/USAddress/ZIPCd040743
IRS990/BusinessRlnWith35CtrlEntInd01
IRS990/BusinessRlnWithFamMemInd00
IRS990/BusinessRlnWithOrgMemInd00
IRS990/CapStkTrPrinCurrentFundsGrp/BOYAmt00
IRS990/CapStkTrPrinCurrentFundsGrp/EOYAmt00
IRS990/CashNonInterestBearingGrp/BOYAmt03887
IRS990/CashNonInterestBearingGrp/EOYAmt03864
IRS990/ChangeToOrgDocumentsInd00
IRS990/CntrctRcvdGreaterThan100KCnt02
IRS990/CollectionsOfArtInd00
IRS990/CompensationFromOtherSrcsInd01
IRS990/CompensationProcessCEOInd00
IRS990/CompensationProcessOtherInd00
IRS990/ConflictOfInterestPolicyInd01
IRS990/ConservationEasementsInd00
IRS990/ConsolidatedAuditFinclStmtInd00
IRS990/ContractorCompensationGrp/CompensationAmt0129729
IRS990/ContractorCompensationGrp/CompensationAmt1106143
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/AddressLine1Txt0PO BOX 1738
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/AddressLine1Txt1236 LAKE CREST CIRCLE
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/CityNm0LONDON
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/CityNm1LENOIR CITY
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/StateAbbreviationCd0KY
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/StateAbbreviationCd1TN
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/ZIPCd040743
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/ZIPCd137772
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt0KENTUCKY HIGHLANDS INVESTMENT CORP
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt1MERITUS CAPITAL MANAGEMENT LLC
IRS990/ContractorCompensationGrp/ServicesDesc0MANAGEMENT FEES
IRS990/ContractorCompensationGrp/ServicesDesc1MANAGEMENT FEES
IRS990/CreditCounselingInd00
IRS990/CYBenefitsPaidToMembersAmt00
IRS990/CYContributionsGrantsAmt00
IRS990/CYGrantsAndSimilarPaidAmt00
IRS990/CYInvestmentIncomeAmt0163
IRS990/CYOtherExpensesAmt0140015
IRS990/CYOtherRevenueAmt00
IRS990/CYProgramServiceRevenueAmt0140000
IRS990/CYRevenuesLessExpensesAmt0148
IRS990/CYSalariesCompEmpBnftPaidAmt00
IRS990/CYTotalExpensesAmt0140015
IRS990/CYTotalFundraisingExpenseAmt00
IRS990/CYTotalProfFndrsngExpnsAmt00
IRS990/CYTotalRevenueAmt0140163
IRS990/DecisionsSubjectToApprovaInd00
IRS990/DeductibleArtContributionInd00
IRS990/DeductibleNonCashContriInd00
IRS990/DelegationOfMgmtDutiesInd01
IRS990/Desc0THE ORGANIZATION IS A SUPPORTING ORGANIZATION FOR TECHNOLOGY 2020, INC. NOW KNOWN AS THREE ROOTS CAPITAL INC., A 501(C)(3) ORGANIZATION AND KENTUCKY HIGHLANDS INVESTMENT CORPORATION, A 501(C)(4) ORGANIZATION. ITS PURPOSE IS THE AMELIORATION OF POVERTY THROUGH ECONOMIC DEVELOPMENT IN THE APPALACHIAN CORRIDOR. THE ORGANIZATION ACTS AS A GENERAL PARTNER TO AN ENTITY WHICH MANAGES THE INVESTMENTS AND THE CONTRACTS FOR MANAGEMENT SERVICES TO INSURE COHESIVE, PROGRAM RELATED INVESTMENTS.
IRS990/DescribedInSection501c3Ind01
IRS990/DisregardedEntityInd01
IRS990/DocumentRetentionPolicyInd00
IRS990/DonorAdvisedFundInd00
IRS990/DonorRstrOrQuasiEndowmentsInd00
IRS990/ElectionOfBoardMembersInd00
IRS990/EmployeeCnt00
IRS990/EngagedInExcessBenefitTransInd00
IRS990/ExpenseAmt0140000
IRS990/FamilyOrBusinessRlnInd01
IRS990/FederalGrantAuditRequiredInd00
IRS990/ForeignActivitiesInd00
IRS990/ForeignFinancialAccountInd00
IRS990/ForeignOfficeInd00
IRS990/Form8282PropertyDisposedOfInd00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt01.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt11.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt21.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt31.00
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd0X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd1X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd2X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd3X
IRS990/Form990PartVIISectionAGrp/OfficerInd0X
IRS990/Form990PartVIISectionAGrp/OfficerInd1X
IRS990/Form990PartVIISectionAGrp/OfficerInd2X
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt022526
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt164958
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt26220
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt30
IRS990/Form990PartVIISectionAGrp/PersonNm0L RAY MONCRIEF
IRS990/Form990PartVIISectionAGrp/PersonNm1BRENDA MCDANIEL
IRS990/Form990PartVIISectionAGrp/PersonNm2GRADY VANDERHOOFVEN
IRS990/Form990PartVIISectionAGrp/PersonNm3THOMAS ROGERS
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt00
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt10
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt20
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt30
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt0113725
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt1396701
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt2207319
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt30
IRS990/Form990PartVIISectionAGrp/TitleTxt0CEO/DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt1SECRETARY/TREASURER
IRS990/Form990PartVIISectionAGrp/TitleTxt2PRESIDENT/DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt3DIRECTOR
IRS990/Form990ProvidedToGvrnBodyInd01
IRS990/FormationYr02001
IRS990/FormerOfcrEmployeesListedInd00
IRS990/FSAuditedInd00
IRS990/FundraisingActivitiesInd00
IRS990/GamingActivitiesInd00
IRS990/GoverningBodyVotingMembersCnt04
IRS990/GrantsToIndividualsInd00
IRS990/GrantsToOrganizationsInd00
IRS990/GrantToRelatedPersonInd00
IRS990/GrossReceiptsAmt0140163
IRS990/GroupReturnForAffiliatesInd00
IRS990/IncludeFIN48FootnoteInd00
IRS990/IndependentAuditFinclStmtInd00
IRS990/IndependentVotingMemberCnt02
IRS990/IndivRcvdGreaterThan100KCnt00
IRS990/IndoorTanningServicesInd00
IRS990/InfoInScheduleOPartVIInd0X
IRS990/InvestmentIncomeGrp/ExclusionAmt0163
IRS990/InvestmentIncomeGrp/TotalRevenueColumnAmt0163
IRS990/InvestmentInJointVentureInd00
IRS990/IRPDocumentCnt00
IRS990/IRPDocumentW2GCnt00
IRS990/LegalDomicileStateCd0KY
IRS990/LoanOutstandingInd00
IRS990/LobbyingActivitiesInd00
IRS990/LocalChaptersInd00
IRS990/MaterialDiversionOrMisuseInd00
IRS990/MembersOrStockholdersInd00
IRS990/MethodOfAccountingAccrualInd0X
IRS990/MinutesOfCommitteesInd01
IRS990/MinutesOfGoverningBodyInd01
IRS990/MissionDesc0THE ORGANIZATION SERVES AS THE GENERAL PARTNER OF SOUTHERN APPALACHIAN FUND, LP, A NEW MARKETS VENTURE CAPITAL COMPANY. AS SUCH, IT WILL PROVIDE MANAGEMENT SERVICES TO THE NMVCC TO INSURE PROGRAM RELATED COHESIVE AND PRUDENT INVESTMENTS IN THE APPALACHIAN CORRIDOR.
IRS990/MoreThan5000KToIndividualsInd00
IRS990/MoreThan5000KToOrgInd00
IRS990/NetAssetsOrFundBalancesBOYAmt05534
IRS990/NetAssetsOrFundBalancesEOYAmt05682
IRS990/NetUnrelatedBusTxblIncmAmt00
IRS990/NondeductibleContributionsInd00
IRS990/OfficerMailingAddressInd00
IRS990/OperateHospitalInd00
IRS990/Organization501c3Ind0X
IRS990/OrgDoesNotFollowFASB117Ind0X
IRS990/OtherChangesInNetAssetsAmt00
IRS990/OtherExpensesGrp/Desc0MANAGEMENT FEE EXPENSE
IRS990/OtherExpensesGrp/Desc1FILING FEES
IRS990/OtherExpensesGrp/ManagementAndGeneralAmt015
IRS990/OtherExpensesGrp/ProgramServicesAmt0140000
IRS990/OtherExpensesGrp/TotalAmt0140000
IRS990/OtherExpensesGrp/TotalAmt115
IRS990/OtherWebsiteInd0X
IRS990/OthNotesLoansReceivableNetGrp/BOYAmt03259
IRS990/OthNotesLoansReceivableNetGrp/EOYAmt03259
IRS990/PartialLiquidationInd00
IRS990/PdInCapSrplsLandBldgEqpFundGrp/BOYAmt00
IRS990/PdInCapSrplsLandBldgEqpFundGrp/EOYAmt00
IRS990/PoliticalCampaignActyInd00
IRS990/PrincipalOfficerNm0BRENDA MCDANIEL
IRS990/ProfessionalFundraisingInd00
IRS990/ProgramServiceRevenueGrp/BusinessCd0541610
IRS990/ProgramServiceRevenueGrp/Desc0MANAGEMENT FEE INCOME
IRS990/ProgramServiceRevenueGrp/RelatedOrExemptFuncIncomeAmt0140000
IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt0140000
IRS990/ProhibitedTaxShelterTransInd00
IRS990/PYBenefitsPaidToMembersAmt00
IRS990/PYContributionsGrantsAmt00
IRS990/PYExcessBenefitTransInd00
IRS990/PYGrantsAndSimilarPaidAmt00
IRS990/PYInvestmentIncomeAmt0163
IRS990/PYOtherExpensesAmt0140015
IRS990/PYOtherRevenueAmt00
IRS990/PYProgramServiceRevenueAmt0140000
IRS990/PYRevenuesLessExpensesAmt0148
IRS990/PYSalariesCompEmpBnftPaidAmt00
IRS990/PYTotalExpensesAmt0140015
IRS990/PYTotalProfFndrsngExpnsAmt00
IRS990/PYTotalRevenueAmt0140163
IRS990/QuidProQuoContributionsInd00
IRS990/ReconcilationRevenueExpnssAmt0148
IRS990/RegularMonitoringEnfrcInd01
IRS990/RelatedEntityInd01
IRS990/RelatedOrganizationCtrlEntInd00
IRS990/ReportInvestmentsOtherSecInd00
IRS990/ReportLandBuildingEquipmentInd00
IRS990/ReportOtherAssetsInd00
IRS990/ReportOtherLiabilitiesInd00
IRS990/ReportProgramRelatedInvstInd00
IRS990/RevenueAmt0140000
IRS990/RtnEarnEndowmentIncmOthFndsGrp/BOYAmt05534
IRS990/RtnEarnEndowmentIncmOthFndsGrp/EOYAmt05682
IRS990ScheduleA/Form990SchASupportingOrgGrp/Contribution35ControlledInd00
IRS990ScheduleA/Form990SchASupportingOrgGrp/ContributionControllerInd00
IRS990ScheduleA/Form990SchASupportingOrgGrp/ContributionFamilyInd00
IRS990ScheduleA/Form990SchASupportingOrgGrp/ControlledDisqualifiedPrsnInd00
IRS990ScheduleA/Form990SchASupportingOrgGrp/DisqualifiedPrsnControllIntInd00
IRS990ScheduleA/Form990SchASupportingOrgGrp/DisqualifiedPrsnOwnrIntInd00
IRS990ScheduleA/Form990SchASupportingOrgGrp/ExcessBusinessHoldingsRulesInd00
IRS990ScheduleA/Form990SchASupportingOrgGrp/ListedByNameGoverningDocInd01
IRS990ScheduleA/Form990SchASupportingOrgGrp/LoanDisqualifiedPersonInd00
IRS990ScheduleA/Form990SchASupportingOrgGrp/OrganizationChangeSuprtOrgInd00
IRS990ScheduleA/Form990SchASupportingOrgGrp/PaymentSubstantialContribtrInd00
IRS990ScheduleA/Form990SchASupportingOrgGrp/SupportedOrgNotOrganizedUSInd00
IRS990ScheduleA/Form990SchASupportingOrgGrp/SupportedOrgQualifiedInd01
IRS990ScheduleA/Form990SchASupportingOrgGrp/SupportedOrgSectionC456Ind01
IRS990ScheduleA/Form990SchASupportingOrgGrp/SupportNonSupportedOrgInd00
IRS990ScheduleA/Form990SchASupportingOrgGrp/SuprtExclusivelySec170c2BInd01
IRS990ScheduleA/Form990SchASupportingOrgGrp/SuprtOrgNoIRSDeterminationInd00
IRS990ScheduleA/Form990SchAType1SuprtOrgGrp/OperateBenefitNonSuprtOrgInd00
IRS990ScheduleA/Form990SchAType1SuprtOrgGrp/PowerAppointMajorityDirTrstInd01
IRS990ScheduleA/Form990ScheduleAPartVIGrp/ExplanationTxt0KENTUCKY HIGHLANDS INVESTMENT CORPORATION (KHIC) IS ONE OF THE TWO SUPPORTED ORGANIZATIONS. IT IS ORGANIZED AS A 501(C)(4) ORGANIZATION. THE GOVERNING BODY OF APPALACHIAN FUND MANAGEMENT IS COMPRISED OF TWO DIRECTORS OF KHIC. AS SUCH, THEY ARE INTIMATELY FAMILIAR WITH THE ORGANIZATION'S SOURCES OF FUNDING. DETERMINATION OF THE SATISFACTION OF THE 509(A)(2) TEST WAS PERFORMED WHEN APPALACHIAN FUND MANAGEMENT FILED ITS FORM 1023 AND IS DONE ON AN ONGOING BASIS.
IRS990ScheduleA/Form990ScheduleAPartVIGrp/ExplanationTxt1KENTUCKY HIGHLANDS INVESTMENT CORPORATION'S (KHIC) PRIMARY MISSION IS TO PLAN, INITIATE, AND COORDINATE COMMUNITY, ECONOMIC, AND SOCIAL DEVELOPMENT EFFORTS IN THE SOUTHEASTERN/SOUTHCENTRAL REGIONS OF KENTUCKY. THE TWO DIRECTORS APPOINTED BY KHIC ENSURE THAT ANY SUPPORT IS DIRECTED TOWARDS KHIC'S MISSION.
IRS990ScheduleA/Form990ScheduleAPartVIGrp/FormAndLineReferenceDesc0SCHEDULE A, PAGE 4, SECTION A, LINE 3B:
IRS990ScheduleA/Form990ScheduleAPartVIGrp/FormAndLineReferenceDesc1SCHEDULE A, PAGE 4, SECTION A, LINE 3C:
IRS990ScheduleA/OtherSupportSumAmt00
IRS990ScheduleA/SupportedOrganizationsCnt03
IRS990ScheduleA/SupportedOrganizationsTotalCnt03
IRS990ScheduleA/SupportedOrgInformationGrp/EIN0610673339
IRS990ScheduleA/SupportedOrgInformationGrp/EIN1621624472
IRS990ScheduleA/SupportedOrgInformationGrp/EIN2621624472
IRS990ScheduleA/SupportedOrgInformationGrp/GoverningDocumentListedInd01
IRS990ScheduleA/SupportedOrgInformationGrp/GoverningDocumentListedInd11
IRS990ScheduleA/SupportedOrgInformationGrp/GoverningDocumentListedInd21
IRS990ScheduleA/SupportedOrgInformationGrp/OrganizationTypeCd010
IRS990ScheduleA/SupportedOrgInformationGrp/OrganizationTypeCd110
IRS990ScheduleA/SupportedOrgInformationGrp/OrganizationTypeCd210
IRS990ScheduleA/SupportedOrgInformationGrp/OtherSupportAmt00
IRS990ScheduleA/SupportedOrgInformationGrp/OtherSupportAmt10
IRS990ScheduleA/SupportedOrgInformationGrp/OtherSupportAmt20
IRS990ScheduleA/SupportedOrgInformationGrp/SupportAmt00
IRS990ScheduleA/SupportedOrgInformationGrp/SupportAmt10
IRS990ScheduleA/SupportedOrgInformationGrp/SupportAmt20
IRS990ScheduleA/SupportedOrgInformationGrp/SupportedOrganizationName/BusinessNameLine1Txt0KENTUCKY HIGHLANDS INVESTMENT CORPORATION
IRS990ScheduleA/SupportedOrgInformationGrp/SupportedOrganizationName/BusinessNameLine1Txt1TECHNOLOGY 2020 INC
IRS990ScheduleA/SupportedOrgInformationGrp/SupportedOrganizationName/BusinessNameLine1Txt2THREE ROOTS CAPITAL
IRS990ScheduleA/SupportingOrganization509a3Ind0X
IRS990ScheduleA/SupportingOrgType1Ind0X
IRS990ScheduleA/SupportSumAmt00
IRS990/ScheduleBRequiredInd00
IRS990ScheduleJ/AnyNonFixedPaymentsInd00
IRS990ScheduleJ/CompBasedOnRevenueOfFlngOrgInd00
IRS990ScheduleJ/CompBsdNetEarnsFlngOrgInd00
IRS990ScheduleJ/CompBsdNetEarnsRltdOrgsInd01
IRS990ScheduleJ/CompBsdOnRevRelatedOrgsInd01
IRS990ScheduleJ/EquityBasedCompArrngmInd00
IRS990ScheduleJ/InitialContractExceptionInd00
IRS990/ScheduleJRequiredInd01
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/BaseCompensationFilingOrgAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/BaseCompensationFilingOrgAmt10
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/BonusFilingOrganizationAmount00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/BonusFilingOrganizationAmount10
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/BonusRelatedOrganizationsAmt0106935
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/BonusRelatedOrganizationsAmt141165
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/CompensationBasedOnRltdOrgsAmt0283894
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/CompensationBasedOnRltdOrgsAmt1166154
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/CompReportPrior990FilingOrgAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/CompReportPrior990FilingOrgAmt10
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/CompReportPrior990RltdOrgsAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/CompReportPrior990RltdOrgsAmt10
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/DeferredCompensationFlngOrgAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/DeferredCompensationFlngOrgAmt10
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/DeferredCompRltdOrgsAmt036385
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/DeferredCompRltdOrgsAmt16220
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/NontaxableBenefitsFilingOrgAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/NontaxableBenefitsFilingOrgAmt10
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/NontaxableBenefitsRltdOrgsAmt028573
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/NontaxableBenefitsRltdOrgsAmt10
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/OtherCompensationFilingOrgAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/OtherCompensationFilingOrgAmt10
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/OtherCompensationRltdOrgsAmt05872
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/OtherCompensationRltdOrgsAmt10
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/PersonNm0BRENDA MCDANIEL
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/PersonNm1GRADY VANDERHOOFVEN
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/TitleTxt0SECRETARY/TREASURER
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/TitleTxt1PRESIDENT/DIRECTOR
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/TotalCompensationFilingOrgAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/TotalCompensationFilingOrgAmt10
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/TotalCompensationRltdOrgsAmt0461659
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/TotalCompensationRltdOrgsAmt1213539
IRS990ScheduleJ/SeverancePaymentInd00
IRS990ScheduleJ/SupplementalInformationDetail/ExplanationTxt0ON SEPTEMBER 13, 1989, A RELATED ORGANIZATION, KENTUCKY HIGHLANDS INVESTMENT CORPORATION, WHICH EMPLOYS L. RAY MONCRIEF AND BRENDA MCDANIEL, RECEIVED A FAVORABLE IRS DETERMINATION REGARDING ITS INCENTIVE COMPENSATION PLAN. THE PLAN PROVIDES FOR TWO BONUS POOLS. ALL EMPLOYEES ARE ELIGIBLE TO BE CHOSEN FOR PARTICIPATION. THE FIRST POOL IS BASED ON THE LESSER OF 20% OF SALARIES OF EMPLOYEES CHOSEN FOR PARTICIPATION OR PROGRAM SERVICE INTEREST INCOME (NET OF EXPENSE) AND PROGRAM SERVICE RENTAL INCOME. THE SECOND POOL IS BASED ON 20% OF REALIZED GAINS ON THE SALE OF PROGRAM SERVICE INVESTMENTS. THE TOTAL BONUS POOL IS ALLOCATED TO THE FOLLOWING GROUPS: GROUP I - EXECUTIVE OFFICERS GROUP II - SENIOR INVESTMENT OFFICERS SELECTED FOR PARTICIPATION BY THE CEO GROUP III - INVESTMENT ANALYSTS SELECTED FOR PARTICIPATION BY THE CEO GROUP IV - ADMINISTRATIVE SUPPORT PERSONNEL SELECTED FOR PARTICIPATION BY THE CEO
IRS990ScheduleJ/SupplementalInformationDetail/ExplanationTxt1ON SEPTEMBER 13, 1989, A RELATED ORGANIZATION, KENTUCKY HIGHLANDS INVESTMENT CORPORATION, WHICH EMPLOYS L. RAY MONCRIEF AND BRENDA MCDANIEL, RECEIVED A FAVORABLE IRS DETERMINATION REGARDING ITS INCENTIVE COMPENSATION PLAN. THE PLAN PROVIDES FOR TWO BONUS POOLS. ALL EMPLOYEES ARE ELIGIBLE TO BE CHOSEN FOR PARTICIPATION. THE FIRST POOL IS BASED ON THE LESSER OF 20% OF SALARIES OF EMPLOYEES CHOSEN FOR PARTICIPATION OR PROGRAM SERVICE INTEREST INCOME (NET OF EXPENSE) AND PROGRAM SERVICE RENTAL INCOME. THE SECOND POOL IS BASED ON 20% OF REALIZED GAINS ON THE SALE OF PROGRAM SERVICE INVESTMENTS. THE TOTAL BONUS POOL IS ALLOCATED TO THE FOLLOWING GROUPS: GROUP I - EXECUTIVE OFFICERS GROUP II - SENIOR INVESTMENT OFFICERS SELECTED FOR PARTICIPATION BY THE CEO GROUP III - INVESTMENT ANALYSTS SELECTED FOR PARTICIPATION BY THE CEO GROUP IV - ADMINISTRATIVE SUPPORT PERSONNEL SELECTED FOR PARTICIPATION BY THE CEO
IRS990ScheduleJ/SupplementalInformationDetail/ExplanationTxt2THE ORGANIZATION ACCRUED $63,000 AND PAID $106,143 OF MANAGEMENT FEES TO MERITUS CAPITAL MANAGEMENT, LLC. MERITUS CAPITAL VENTURES, LLC IS OWNED 99% BY GRADY VANDERHOOFVEN AND 1% BY L. RAY MONCRIEF. SEE ADDITIONAL DISCLOSURE ON SCHEDULE L.
IRS990ScheduleJ/SupplementalInformationDetail/FormAndLineReferenceDesc0PART I, LINE 5
IRS990ScheduleJ/SupplementalInformationDetail/FormAndLineReferenceDesc1PART I, LINE 6
IRS990ScheduleJ/SupplementalInformationDetail/FormAndLineReferenceDesc2FORM 990, PART VII, LINE 5
IRS990ScheduleJ/SupplementalNonqualRtrPlanInd00
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/NameOfInterested/PersonNm0GRADY VANDERHOOFVEN AND L RAY MONC
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/RelationshipDescriptionTxt0PRESIDENT AND DIRECTOR
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/SharingOfRevenuesInd00
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/TransactionAmt063000
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/TransactionDesc0THE ORGANIZATION ENTERED INTO MANAGEMENT AGREEMENT WITH MERITUS CAPITAL MANAGEMENT, LLC, A FOR-PROFIT ENTITY OWNED 99% BY GRADY VANDERHOOFVEN AND 1% BY RAY MONCRIEF BOTH OF WHOM ARE DIRECTORS OF APPALACHIAN FUND MANAGEMENT. MR. MONCRIEF IS AN EMPLOYEE AND FORMER OFFICER OF KENTUCKY HIGHLANDS INVESTMENT CORPORATION. MR. VANDERHOOFVEN IS AN EMPLOYEE OF THREE ROOTS CAPITAL FKA TECHNOLOGY 2020, INC. (ALTHOUGH WITH A SIGNIFICANTLY DECREASED ROLE). OVER THE PAST SEVERAL YEARS, TECHNOLOGY 2020 HAS EXPERIENCED SIGNIFICANT DECREASES IN OPERATIONS AND FUNDING. AS A RESULT, THE STAFF OF TECHNOLOGY 2020 WERE UNABLE TO CONTINUE TO PROVIDE THE SERVICES TO APPALACHIAN FUND MANAGEMENT AS ORIGINALLY OUTLINED IN THEIR SERVICES AGREEMENT FROM 2006. IN AN EFFORT TO MAINTAIN CONTINUITY OF THE MANAGERIAL SERVICES AND PERSONNEL, APPALACHIAN FUND MANAGEMENT ENTERED INTO THE MANAGEMENT AGREEMENT WITH MERITUS CAPITAL MANAGEMENT, LLC EFFECTIVE OCTOBER 1. 2015.
IRS990/ScheduleORequiredInd01
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt0IN AUGUST OF 2016, TECHNOLOGY 2020, INC. CHANGED ITS NAME TO THREE ROOTS CAPITAL, INC.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt1L. RAY MONCRIEF AND GRADY VANDERHOOFVEN AND DIRECTORS OF THIS ORGANIZATION AND ARE THE MEMBERS OF MERITUS CAPITAL MANAGEMENT, LLC. SEE ADDITIONAL DISCLOSURE ON SCHEDULE L.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt2THE ORGANIZATION'S MANAGEMENT DUTIES ARE PERFORMED BY KENTUCKY HIGHLANDS INVESTMENT CORPORATION AND THREE ROOTS CAPITAL FKA TECHNOLOGY 2020. DETAILED INFORMATION IS CONTAINED ON SCHEDULE R.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt3THE ORGANIZATION WILL PROVIDE A COPY OF FORM 990 TO ITS GOVERNING BODY PRIOR TO FILING.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt4EACH DIRECTOR, PRINCIPAL OFFICER AND MEMBER OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS SHALL ANNUALLY SIGN A STATEMENT WHICH AFFIRMS SUCH PERSON: *HAS RECEIVED A COPY OF THE CONFLICTS OF INTEREST POLICY. *HAS READ AND UNDERSTANDS THE POLICY. *HAS AGREED TO COMPLY WITH THE POLICY. *UNDERSTANDS THE ORGANIZATION IS CHARITABLE AND IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT POLICIES.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt5THE ORGANIZATION'S GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST.
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc0LINE 4A
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc1FORM 990, PART VI, SECTION A, LINE 2
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc2FORM 990, PART VI, SECTION A, LINE 3
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc3FORM 990, PART VI, SECTION B, LINE 11B
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc4FORM 990, PART VI, SECTION B, LINE 12C
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc5FORM 990, PART VI, SECTION C, LINE 19
IRS990ScheduleR/AssetExchangeInd00
IRS990ScheduleR/AssetPurchaseFromOtherOrgInd00
IRS990ScheduleR/AssetSaleToOtherOrgInd00
IRS990ScheduleR/DivRelatedOrganizationInd00
IRS990ScheduleR/GiftGrntCapContriFromOthOrgInd00
IRS990ScheduleR/GiftGrntOrCapContriToOthOrgInd00
IRS990ScheduleR/IdDisregardedEntitiesGrp/DirectControllingEntityName/BusinessNameLine1Txt0APPALACHIAN FUND MANAGEMENT COMPANY INC
IRS990ScheduleR/IdDisregardedEntitiesGrp/DisregardedEntityName/BusinessNameLine1Txt0SOUTHERN APPALACHIAN FUND MANAGEMENT COMPANY LLC
IRS990ScheduleR/IdDisregardedEntitiesGrp/EIN0371474511
IRS990ScheduleR/IdDisregardedEntitiesGrp/LegalDomicileStateCd0KY
IRS990ScheduleR/IdDisregardedEntitiesGrp/PrimaryActivitiesTxt0GENERAL PARTNER OF SOUTHERN APPALACHIAN FUND, LP
IRS990ScheduleR/IdDisregardedEntitiesGrp/USAddress/AddressLine1Txt0PO BOX 1738
IRS990ScheduleR/IdDisregardedEntitiesGrp/USAddress/CityNm0LONDON
IRS990ScheduleR/IdDisregardedEntitiesGrp/USAddress/StateAbbreviationCd0KY
IRS990ScheduleR/IdDisregardedEntitiesGrp/USAddress/ZIPCd040743
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/DisproportionateAllocationsInd00
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/EIN0611419569
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/GeneralOrManagingPartnerInd01
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/LegalDomicileStateCd0KY
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/OwnershipPct00.25000
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/PredominantIncomeTypeTxt0RELATED
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/PrimaryActivitiesTxt0NEW MARKETS VENTURE CAPITAL INVESTMENTS
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/RelatedOrganizationName/BusinessNameLine1Txt0SOUTHERN APPALACHIAN FUND LP
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/USAddress/AddressLine1Txt0PO BOX 1738
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/USAddress/CityNm0LONDON
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/USAddress/StateAbbreviationCd0KY
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/USAddress/ZIPCd040743
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/ControlledOrganizationInd00
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/ControlledOrganizationInd10
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/DisregardedEntityName/BusinessNameLine1Txt0KENTUCKY HIGHLANDS INVESTMENT CORPORATION
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/DisregardedEntityName/BusinessNameLine1Txt1THREE ROOTS CAPITAL (FKA TECHNOLOGY 2020)
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/EIN0610673339
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/EIN1621624472
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/ExemptCodeSectionTxt0501(C)(4)
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/ExemptCodeSectionTxt1501(C)(3)
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/LegalDomicileStateCd0KY
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/LegalDomicileStateCd1TN
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/PrimaryActivitiesTxt0ECONOMIC DEVELOPMENT
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/PrimaryActivitiesTxt1ECONOMIC DEVELOPMENT
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/PublicCharityStatusTxt09
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/USAddress/AddressLine1Txt0PO BOX 1738
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/USAddress/AddressLine1Txt112640 KINGSTON PIKE
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/USAddress/CityNm0LONDON
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/USAddress/CityNm1KNOXVILLE
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/USAddress/StateAbbreviationCd0KY
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/USAddress/StateAbbreviationCd1TN
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/USAddress/ZIPCd0407431738
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/USAddress/ZIPCd137934
IRS990ScheduleR/LoansOrGuaranteesFromOthOrgInd00
IRS990ScheduleR/LoansOrGuaranteesToOtherOrgInd00
IRS990ScheduleR/PaidEmployeesSharingInd01
IRS990ScheduleR/PerformOfServicesByOtherOrgInd01
IRS990ScheduleR/PerformOfServicesForOthOrgInd01
IRS990ScheduleR/ReceiptOfIntAnntsRntsRyltsInd00
IRS990ScheduleR/ReimbursementPaidByOtherOrgInd00
IRS990ScheduleR/ReimbursementPaidToOtherOrgInd00
IRS990ScheduleR/RentalOfFacilitiesToOthOrgInd00
IRS990ScheduleR/RentalOfFcltsFromOthOrgInd00
IRS990ScheduleR/SharingOfFacilitiesInd00
IRS990ScheduleR/TransactionsRelatedOrgGrp/InvolvedAmt077000
IRS990ScheduleR/TransactionsRelatedOrgGrp/InvolvedAmt1140000
IRS990ScheduleR/TransactionsRelatedOrgGrp/InvolvedAmt20
IRS990ScheduleR/TransactionsRelatedOrgGrp/InvolvedAmt30
IRS990ScheduleR/TransactionsRelatedOrgGrp/InvolvedAmt40
IRS990ScheduleR/TransactionsRelatedOrgGrp/InvolvedAmt50
IRS990ScheduleR/TransactionsRelatedOrgGrp/MethodOfAmountDeterminationTxt0CONTRACTUAL AGREEMENT
IRS990ScheduleR/TransactionsRelatedOrgGrp/MethodOfAmountDeterminationTxt1CONTRACTUAL AGREEMENT
IRS990ScheduleR/TransactionsRelatedOrgGrp/MethodOfAmountDeterminationTxt2COMPONENT OF CONTRACTUAL AGREEMEN
IRS990ScheduleR/TransactionsRelatedOrgGrp/MethodOfAmountDeterminationTxt3CONTRACTUAL AGREEMENT
IRS990ScheduleR/TransactionsRelatedOrgGrp/MethodOfAmountDeterminationTxt4COMPONENT OF CONTRACTUAL AGREEMEN
IRS990ScheduleR/TransactionsRelatedOrgGrp/MethodOfAmountDeterminationTxt5COMPONENT OF CONTRACTUAL AGREEMEN
IRS990ScheduleR/TransactionsRelatedOrgGrp/OtherOrganizationName/BusinessNameLine1Txt0KENTUCKY HIGHLANDS INVESTMENT CORPORATION
IRS990ScheduleR/TransactionsRelatedOrgGrp/OtherOrganizationName/BusinessNameLine1Txt1SOUTHERN APPALACHIAN FUND LP
IRS990ScheduleR/TransactionsRelatedOrgGrp/OtherOrganizationName/BusinessNameLine1Txt2KENTUCKY HIGHLANDS INVESTMENT CORPORATION
IRS990ScheduleR/TransactionsRelatedOrgGrp/OtherOrganizationName/BusinessNameLine1Txt3THREE ROOTS CAPITAL FKA TECHNOLOGY 2020
IRS990ScheduleR/TransactionsRelatedOrgGrp/OtherOrganizationName/BusinessNameLine1Txt4THREE ROOTS CAPITAL FKA TECHNOLOGY 2020
IRS990ScheduleR/TransactionsRelatedOrgGrp/OtherOrganizationName/BusinessNameLine1Txt5KENTUCKY HIGHLANDS INVESTMENT CORPORATION
IRS990ScheduleR/TransactionsRelatedOrgGrp/TransactionTypeTxt0M
IRS990ScheduleR/TransactionsRelatedOrgGrp/TransactionTypeTxt1L
IRS990ScheduleR/TransactionsRelatedOrgGrp/TransactionTypeTxt2O
IRS990ScheduleR/TransactionsRelatedOrgGrp/TransactionTypeTxt3M
IRS990ScheduleR/TransactionsRelatedOrgGrp/TransactionTypeTxt4O
IRS990ScheduleR/TransactionsRelatedOrgGrp/TransactionTypeTxt5N
IRS990ScheduleR/TransferFromOtherOrgInd00
IRS990ScheduleR/TransferToOtherOrgInd00
IRS990/SchoolOperatingInd00
IRS990/SignificantChangeInd00
IRS990/SignificantNewProgramSrvcInd00
IRS990/StatesWhereCopyOfReturnIsFldCd0KY

Document Assets

No mirrored PDF or thumbnail assets are attached yet.

Peer Organizations

Similar nonprofits based on the same Siviq industry and scale cohort. 501(c)3 • <$500k nonprofits