Civic Intelligence

American Diabetes Association Research Foundation Inc

EIN 54-1734511 • 501(c)3 • Arlington, VA

Profile

The Foundation was founded to give focus to the American Diabetes Associations research program and to ensure the availability of funds to support research.

2451 Crystal Drive Suite 900Arlington, VA 22202

www.diabetes.org/news-research

Siviq Scores

Precomputed percentiles relative to similar nonprofits. These scores are descriptive rather than judgmental.

Liabilities / Assets

Score unavailable

No value available

Liabilities-to-assets requires both liabilities and assets on the latest valid filing.

Source year 2021

Liabilities / Revenue

10th percentile

0.00x

Tied with the lowest-debt nonprofits in its peer group.

501(c)3 • $5M-$10M nonprofits • Source year 2021

Net Margin

4th percentile

-73%

Higher net margin than 4% of similar nonprofits.

501(c)3 • $5M-$10M nonprofits • Source year 2021

Top Officer Pay

98th percentile

$1,186,496

Higher top officer pay than 98% of similar nonprofits.

Top officer pay equals 12.1% of source-year revenue.

501(c)3 • $5M-$10M nonprofits • Source year 2021

Asset Growth

2nd percentile

-100%

Faster asset growth than 2% of similar nonprofits.

501(c)3 • $5M-$10M nonprofits • Annualized from 2020 to 2021

Revenue Growth

34th percentile

-0.7%

Faster revenue growth than 34% of similar nonprofits.

501(c)3 • $5M-$10M nonprofits • Annualized from 2020 to 2021

Assets

Down

$0

Down $18,545,687 (-100%) from 2020

Liabilities

Down

$0

Down $3,575,966 (-100%) from 2020

Net Assets

Down

$0

Down $14,969,721 (-100%) from 2020

Revenue

Down

$9,794,159

Down $71,918 (-0.7%) from 2020

Expenses

Up

$16,939,060

Up $356,985 (+2.2%) from 2020

Net Income

Down

-$7,144,901

Down $428,903 (-6.4%) from 2020

Trend Graphs

Balance Sheet Trend

Grouped bars show assets, liabilities, and net assets across loaded filings.

$80M$60M$40M$20M$0Assets 2010: $14,550,319Liabilities 2010: $9,324,146Net Assets 2010: $5,226,1732010Assets 2011: $14,024,928Liabilities 2011: $8,975,876Net Assets 2011: $5,049,0522011Assets 2012: $35,154,688Liabilities 2012: $10,265,209Net Assets 2012: $24,889,4792012Assets 2013: $41,259,338Liabilities 2013: $12,833,035Net Assets 2013: $28,426,3032013Assets 2014: $39,338,884Liabilities 2014: $8,808,244Net Assets 2014: $30,530,6402014Assets 2015: $49,994,347Liabilities 2015: $13,480,069Net Assets 2015: $36,514,2782015Assets 2016: $58,834,158Liabilities 2016: $18,987,565Net Assets 2016: $39,846,5932016Assets 2017: $64,650,728Liabilities 2017: $26,897,799Net Assets 2017: $37,752,9292017Assets 2018: $50,772,721Liabilities 2018: $23,510,548Net Assets 2018: $27,262,1732018Assets 2019: $34,485,469Liabilities 2019: $13,201,125Net Assets 2019: $21,284,3442019Assets 2020: $18,545,687Liabilities 2020: $3,575,966Net Assets 2020: $14,969,7212020Assets 2021: $0Liabilities 2021: $0Net Assets 2021: $02021

Highlighted filing

2021

Assets$0
Liabilities$0
Net Assets$0

Operations Trend

Revenue, expenses, and net income by year, with the latest filing highlighted.

$60M$40M$20M$0-$20MExpenses 2010: $34,262,3882010Expenses 2011: $35,480,1312011Expenses 2012: $36,762,4052012Revenue 2013: $40,350,068Expenses 2013: $37,440,578Net Income 2013: $2,909,4902013Revenue 2014: $33,319,044Expenses 2014: $31,862,353Net Income 2014: $1,456,6912014Revenue 2015: $38,378,776Expenses 2015: $33,201,406Net Income 2015: $5,177,3702015Revenue 2016: $36,894,685Expenses 2016: $34,108,332Net Income 2016: $2,786,3532016Revenue 2017: $35,123,477Expenses 2017: $37,786,279Net Income 2017: -$2,662,8022017Revenue 2018: $16,442,965Expenses 2018: $27,567,591Net Income 2018: -$11,124,6262018Revenue 2019: $20,942,605Expenses 2019: $27,603,813Net Income 2019: -$6,661,2082019Revenue 2020: $9,866,077Expenses 2020: $16,582,075Net Income 2020: -$6,715,9982020Revenue 2021: $9,794,159Expenses 2021: $16,939,060Net Income 2021: -$7,144,9012021

Highlighted filing

2021

Revenue$9,794,159
Expenses$16,939,060
Net Income-$7,144,901

Filings

Latest Filing Detail
Jump To
Filing Snapshot
Filing Period
Jan 1, 2021 to Dec 31, 2021
Signed
Oct 6, 2022
Return Version
2021v4.2
Gross Receipts
$9,794,159
Mission and Program Overview

Mission

The Foundation was founded to give focus to the American Diabetes Associations research program and to ensure the availability of funds to support research.

The American Diabetes Association Research Foundation, Inc. the Foundation secures major gifts and grants to fund diabetes-related research. Please see complete mission statement in Schedule O

Balance Sheet Detail
LineBeginningEndChange
Assets
Pledges and Grants Receivable$18,179,378--
Cash and Non-Interest-Bearing Accounts$270,594--
Investments Other Securities$95,715--
Total Assets$18,545,687$0▼ $18,545,687
Liabilities
Grants Payable$3,575,966--
Total Liabilities$3,575,966$0▼ $3,575,966
Net Assets / Fund Balance
Net Assets With Donor Restrictions$14,969,721--
Total Net Assets Fund Balance$14,969,721$0▼ $14,969,721
Total Liabilities and Net Assets / Fund Balance$18,545,687$0▼ $18,545,687
Compensation and Service Providers

Board Members and Trustees

NameTitle
Ruth Weinstock effective October 25Chair of the Board
Karen Talmadge PhD through OctoberVice Chair of the Board
Al Powers through October 25 2021Board of Directors
Alan Altschuler through October 25Board of Directors
Amparo Gonzalez effective October 2Board of Directors
Cynthia E Munoz effective October 2Board of Directors
Desmond Schatz MD through October 2Board of Directors
Donald J Wagner through October 25Board of Directors
Edward T Hawthorne through OctoberBoard of Directors
George J Huntley CPA through OctobeBoard of Directors
Geralyn R Spollet MSN ANP-CS CDE thBoard of Directors
Guillermo Umpierrez effective OctobBoard of Directors
James A Horbowicz through October 2Board of Directors
James W Quinn JD through October 25Board of Directors
John E Anderson MD through OctoberBoard of Directors
John W Griffin Jr JD through OctobeBoard of Directors
Linda Cummin through October 25 202Board of Directors
Martha Parry Clark effective OctobeBoard of Directors
Mary de Groot effective October 25Board of Directors
Matthew Rifkin through October 25 2Board of Directors
Orville G Kolterman MD through OctoBoard of Directors
Rone Luczynski effective October 25Board of Directors
Stephanie Silverman effective OctobBoard of Directors
Tim Erblich through October 25 2021Board of Directors
Umesh VermaBoard of Directors
Charles D HendersonChief Development Officer and Office of the CEO
Tracey D Brown through October 6 20Chief Executive Officer
Charlotte M CarterChief Financial Officer and Office of the CEO
Robert A GabbayChief Scientific Medical Officer and Office of the CEO
Pearson C Cummin III MBA through OcSecretary-Treasurer

Highest Paid Contractors

ContractorServicesLocationCompensation
Na---
Revenue and Support

Revenue Composition

Contributions and Grants
$9,787,622
Program Service Revenue
$0
Investment Income
$6,537
Other Revenue
$0
All Other Contributions
$3,493,652
Change in Net Assets
$-7,144,901

Audited Revenue Reconciliation

Revenue per Audited Statements
$9,794,159
Revenue Not Reported on Form 990
$30,651
Total Revenue per Audited Statements
$9,824,810
Total Revenue per Form 990
$9,794,159
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Grants and Similar Amounts Paid$16,216,251
Other Expenses$722,809
Total Fundraising Expense$451,756
Professional Fundraising Fees$0
Salaries, Compensation, and Employee Benefits$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Grants to Domestic Orgs$16,198,251--$16,198,251
Fees for Services Management-$271,053$451,756$722,809
Grants to Domestic Individuals$18,000--$18,000
Total Functional Expenses$16,216,251$271,053$451,756$16,939,060

Audited Expense Reconciliation

Line ItemAmount
Expenses per Audited Statements$16,939,060
Total Expenses per Form 990$16,939,060
Total Expenses per Audited Statements$16,390,736
Expenses Not Reported on Form 990$-548,324
International Activity

Grant and Assistance Recipients

RecipientLocationCategoryPurposeAmount
Columbia UniversityNew York, NY501c3Early Investigator Award$308,750
Dana-Farber Cancer InstituteBoston, MA501c3Early Investigator Award$308,750
Icahn School of Medicine at Mount SinaiNew York, NY501c3Early Investigator Award$308,750
Indiana UniversityBloomington, IN501c3Research Career Initiator$308,750
Joan & Sanford I Weill Medical College of Cornell UniversityNew York, NY501c3Investigator New to Diabetes Research Award$308,750
Joslin Diabetes CenterBoston, MA501c3Research Career Initiator$308,750
The Rockefeller UniversityNew York, NY501c3Early Investigator Award$308,750
University of California San FranciscoSan Francisco, CA501c3Investigator New to Diabetes Research Award$308,750
University of California Santa BarbaraSanta Barbara, CA501c3Investigator New to Diabetes Research Award$308,750
University of Illinois at Urbana-ChampaignUrbana, IL501c3Investigator New to Diabetes Research Award$308,750
University of Notre DameNotre Dame, IN501c3Early Investigator Award$308,750
University of PennsylvaniaPhiladelphia, PA501c3Investigator New to Diabetes Research Award$308,750
Washington UniversitySaint Louis, MO501c3Early Investigator Award$308,750
Yale UniversityNew Haven, CT501c3Investigator New to Diabetes Research Award$308,750
Jackson LaboratoryBar Harbor, ME501c3Early Investigator Award$308,548
Children's Research InstituteWashington, DC501c3Early Investigator Award$302,571
Stanford UniversityPalo Alto, CA501c3Research Career Initiator$300,722
Cedars-Sinai Medical CenterWest Hollywood, CA501c3Research Career Initiator$295,826
University of VirginiaCharlottesville, VA501c3Research Career Initiator$289,750
Duke UniversityDurham, NC501c3Research Career Initiator$286,969
University of California San DiegoLa Jolla, CA501c3Research Career Initiator$218,140
University of Connecticut School of NursingStorrs, CT115Innovative Clinical or Translational Science New Health Disparities$200,000
University of WashingtonSeattle, WA501c3Innovative Clinical or Translational Science New Health Disparities$200,000
The University of North Carolina at Chapel HillChapel Hill, NC501c3Innovative Clinical or Translational Science New Health Disparities$199,993
Kaiser Permanente Northern CaliforniaOakland, CA501c3Innovative Clinical or Translational Science New Health Disparities$199,977
Arizona Board of Regents University of ArizonaPhoenix, AZ170c1Innovative Clinical or Translational Science$190,000
Broad Institute IncCambridge, MA501c3Innovative Clinical or Translational Science$190,000
California Polytechnic State UniversitySan Luis Obispo, CA501c3Innovative Clinical or Translational Science$190,000
Medical College of WisconsinMilwaukee, WI501c3Innovative Clinical or Translational Science$190,000
Stanford UniversityPalo Alto, CA501c3Innovative Clinical or Translational Science$190,000
University of Miami School of MedicineMiami, FL501c3Innovative Clinical or Translational Science$190,000
The Board Of Trustees Of The University Of IllinoisUrbana, IL501c3Innovative Clinical or Translational Science$189,999
Benaroya Research Institute at Virginia MasonSeattle, WA501c3Innovative Clinical or Translational Science$189,995
University of UtahSalt Lake City, UT501c3Innovative Clinical or Translational Science$186,708
George Washington UniversityWashington, DC501c3Innovative Clinical or Translational Science New Health Disparities$185,504
The Board of Regents of the University of Wisconsin SystemMadison, WI501c3Innovative Clinical or Translational Science New Health Disparities$184,325
Ann and Robert H Lurie Children's Hospital of ChicagoChicago, IL501c3Innovative Clinical or Translational Science New Health Disparities$175,593
Case Western Reserve UniversityCleveland, OH501c3Innovative Clinical or Translational Science New Health Disparities$137,907
City of Hope Beckman Research InstituteDuarte, CA501c3Junior Faculty Development$131,100
Duke UniversityDurham, NC501c3Junior Faculty Development$131,100
Georgia State University Research Foundation IncAtlanta, GA501c3Junior Faculty Development$131,100
Ohio Department of Health Bureau of Maternal Child and Family HealthColumbus, OH501aJunior Faculty Development$131,100
Regents Of The University Of MichiganAnn Arbor, MI501c3Junior Faculty$131,100
The Board of Trustees of the Leland Stanford Junior UniversityStanford, CA501c3Junior Faculty Development$131,100
The University of North Carolina at Chapel HillChapel Hill, NC501c3Junior Faculty Development$131,100
Trustees of Indiana UniversityBloomington, IN501c3Junior Faculty$131,100
University of IowaIowa City, IA115Junior Faculty$131,100
University of Pittsburgh School of MedicinePittsburgh, PA501c3Junior Faculty Development$131,100
University of Texas Southwestern Medical Center at DallasDallas, TX501c3Junior Faculty Development$131,100
Texas A&M University System HSCCollege Station, TX501c3Junior Faculty Development$131,099
Wayne State University School of MedicineDetroit, MI501c3Junior Faculty Development$131,095
Medical College of WisconsinMilwaukee, WI501c3Junior Faculty Development$130,317
University Of PittsburghPittsburg, PA501c3Junior Faculty Development$127,558
Colorado School of MinesGolden, CO501c3Junior Faculty$122,311
Partners Healthcare System IncSomerville, MA501c3Junior Faculty$116,781
Louisiana State University Health Sciences Center New OrleansNew Orleans, LA501c3Innovative Basic Science$109,250
Memorial Sloan Kettering Cancer CenterNew York, NY501c3Innovative Basic Science$109,250
Regents Of The University Of MichiganAnn Arbor, MI501c3Innovative Basic Science$109,250
Regents of the University of CaliforniaOakland, CA501c3Innovative Basic Science$109,250
Regents of the University of MinnesotaMinneapolis, MN170c1Innovative Basic Science$109,250
Temple University of the Commonwealth System of Higher EducationPhiladelphia, PA501c3Innovative Basic Science$109,250
The Ohio State UniversityColumbus, OH501c3Innovative Basic Science$109,250
The Regents of the University of California Los AngelesLos Angeles, CA501c3Innovative Basic Science$109,250
The University of Texas Health Science Center at San AntonioSan Antonio, TX501c3Innovative Basic Science$109,250
Universidad Central del CaribeBayamon, PR501c3Innovative Basic Science$109,250
University of Colorado at BoulderBoulder, CO501c3Innovative Basic Science$109,250
Vanderbilt University Medical CenterNashville, TN501c3Innovative Basic Science$109,250
Yale UniversityNew Haven, CT501c3Innovative Basic Science$109,250
The University of Toledo Health Science CampusToledo, OH501c3Innovative Basic Science$109,236
Board of Regents of the University of Wisconsin SystemMadison, WI501c3Innovative Basic Science$109,117
University of Colorado DenverDenver, CO501c3Innovative Basic Science$108,397
Southern Illinois University School of MedicineSpringfield, IL501c3Innovative Basic Science$108,012
University of WashingtonSeattle, WA501c3Innovative Basic Science$98,055
Children's Research InstituteWashington, DC501c3Postdoctoral Fellowship Health Disparities Award$68,608
Baylor College of MedicineHouston, TX170c1Postdoctoral Fellowship$67,743
Joslin Diabetes Center IncBoston, MA115Mentor-Based Postdoctoral Fellowship$67,743
The Regents of the University of California San FranciscoSan Francisco, CA501c3Postdoctoral Fellowship$67,743
University of IowaIowa City, IA115Minority Postdoctoral Fellowship PMF$67,743
University of ColoradoDenver, CO501c3ADA-Pfizer Fellowship Award$67,500
University of Alabama at BirminghamBirmingham, AL501c3Postdoctoral Fellowship$66,793
Cincinnati Children's Hospital Medical CenterCincinnati, OH501c3Minority Postdoctoral Fellowship PMF$65,645
The Regents of the University of CaliforniaBerkeley, CA501c3Postdoctoral Fellowship$65,645
The Regents of the University of MichiganAnn Arbor, MI501c3Postdoctoral Fellowship$65,645
Cincinnati Children's Hospital Medical CenterCincinnati, OH501c3Postdoctoral Fellowship$65,553
The Regents of the University of MichiganAnn Arbor, MI501c3Postdoctoral Fellowship$65,170
Partners Healthcare System IncSomerville, MA501c3Postdoctoral Fellowship Health Disparities Award$64,144
Ann and Robert H Lurie Children's Hospital of ChicagoChicago, IL501c3Postdoctoral Fellowship Health Disparities Award$63,760
Beth Israel Deaconess Medical Center IncBoston, MA501c3Mentor-Based Postdoctoral Fellowship$63,536
Beth Israel Deaconess Medical Center IncBoston, MA501c3Minority Postdoctoral Fellowship PMF$63,536
The Board of Trustees of the University of IllinoisUrbana, IL501c3Postdoctoral Fellowship$63,536
The Rockefeller UniversityNew York, NY501c3Postdoctoral Fellowship$63,536
Trustees of Columbia University in the City of New YorkNew York, NY501c3Minority Postdoctoral Fellowship PMF$63,536
University Of PittsburghPittsburg, PA501c3Postdoctoral Fellowship$63,536
University of MichiganAnn Arbor, MI501c3Postdoctoral Fellowship$63,536
Adventist Health SystemSunbelt Inc dba Florida HospitalAltamonte Springs, FL501c3Postdoctoral Fellowship$61,518
Harvard Medical SchoolCambridge, MA115Mentor-Based Postdoctoral Fellowship$61,518
President and Fellows of Harvard CollegeCambridge, MA115Minority Postdoctoral Fellowship PMF$61,518
Sanford Burnham Prebys Medical Discovery InstituteLa Jolla, CA501c3Postdoctoral Fellowship$61,518
The Children's Hospital of PhiladelphiaPhiladelphia, PA501c3Postdoctoral Fellowship$61,518
The Regents of the University of California Los AngelesLos Angeles, CA501c3Postdoctoral Fellowship$61,518
University of IowaIowa City, IA115Postdoctoral Fellowship$61,518
University of MassachusettsShrewsbury, MA501c3Minority Postdoctoral Fellowship PMF$61,518
University of MichiganAnn Arbor, MI501c3Mentor-Based Minority Postdoctoral Fellowship$61,518
University of MichiganAnn Arbor, MI501c3Postdoctoral Fellowship$61,518
Washington UniversitySaint Louis, MO501c3Mentor-Based Postdoctoral Fellowship$61,518
University of WashingtonSeattle, WA501c3Postdoctoral Fellowship$60,567
Duke UniversityDurham, NC501c3Postdoctoral Fellowship$59,751
The University of Texas Health Science Center at San AntonioSan Antonio, TX501c3Minority Postdoctoral Fellowship PMF$59,751
University of Texas Southwestern Medical Center at DallasDallas, TX501c3Mentor-Based Postdoctoral Fellowship$59,751
Trustees of Columbia University in the City of New YorkNew York, NY501c3Mentor-Based Minority Postdoctoral Fellowship$57,722
Board of Regents of the University of Wisconsin SystemMadison, WI501c3Mentor-Based Postdoctoral Fellowship$57,357
Joslin Diabetes Center IncBoston, MA115Mentor-Based Postdoctoral Fellowship$57,357
Duke UniversityDurham, NC501c3ADA-Pfizer Fellowship Award$50,760
Partners Healthcare System IncSomerville, MA501c3Postdoctoral Fellowship$49,283
Rector & Visitors of The University Of VirginiaCharlottesville, VA501c3Innovative Basic Science$36,100
George Washington University Biostatistics CenterRockville, MD501c3RISE Federal Co-Support Award$33,000
Partners Healthcare System IncSomerville, MA501c3Junior Faculty$13,434
Medical College of WisconsinMilwaukee, WI501c3Student Loan$9,000
The University of North Carolina at Chapel HillChapel Hill, NC501c3Student Loan$9,000
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Federal income taxes-
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Business relationship with 35% controlled entity
No
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
Yes
Key decisions subject to board approval
Yes
Management duties delegated
Yes

Governance Explanations

Form 990, Part VI, Section A, Line 1A

The main responsibilities and focus of the Foundations Board is to advance, support and promote charitable contributions by soliciting major gifts for the purpose of funding the American Diabetes Associations nationwide Research Program. The Board of Directors of the Foundation provides governance over the activities of the Foundation in accodance with the purposes, policies and procedures of the American Diabetes Association. The Board delegates to the Foundations Executive Committee responsibililty for management of the Foundation when the Board is not in session. The American Diabetes Association provides complete operational support to the Foundation including staff, facilities and administrative processes. The Foundations annual budget and audit process are governed by the American Diabetes Association Board of Directors and Audit Committee.

Form 990, Part VI, Section A, Line 3,7A,7B

The Foundations affairs are managed by the Foundation Board of Directors. The Board of Directors of the Foundation supervises, directs and controls the activities of the Foundation in accordance with the mission, purposes, policies and procedures of the American Diabetes Association. The Board delegates to the Foundations Executive Committee responsibility for management of the Foundation when the Board is in session. The American Diabetes Association provides complete operational support to the Foundation including staff, facilities and administrative processes. The Foundations annual budget and audit process are governed by the American Diabetes Association Board of Directors and Audit Committee. If a vacancy occurs among the Foundations officers for any reason, the Board of Directors of the American Diabetes Association shall fill such position for the unexpired portion of the term.

Form 990, Part VI, Section B, Line 11B

IRS Form 990 Review Process by the Governing Body The American Diabetes Association Research Foundation the Foundation draft IRS 990 is reviewed by the American Diabetes Associations management and BDO. The final and signed IRS Form 990 was provided to the Associations Board of Directors and the Foundations Board of Directors prior to filing with the IRS.

Form 990, Part VI, Section B, Line 12C

Managing a Conflict of Interest To identify potential conflicts of interest with appropriate due dilligence, the Foundations Officers, Directors and Members of the Grant Review Panel must annually disclose any potential conflicts of interest. The American Diabetes Associations Audit Committee and senior staff in Legal Affairs manage the disclosure and monitoring processes of the Board. The senior staff of the Associations Scientific Medical Division manage the disclosure and monitoring processes of the Grant Review Panel. Through review of the annual disclosure and review of the agendas of relevant Board, Committee and other meetings, appropriate efforts are made in advance of the meetings to identify potential conflicts of interest. Each person also has the responsibility to report his/her own conflicts of interest actual or perceived as those conflicts may arise during a meeting.

Form 990, Part VI, Section B, Line 12C

Research Grants Review Committee Conflict of Interest COI within the Research Grants Review Committee is managed through a written COI policy and through COI declarations signed both before and after the review cycle. The COI for grant reviewers is self-reported. The primary considerations addressed in the COI policy and program guidelines are as follows - Institutional Individuals are required to recuse themselves from reviewing grants for scientists at the same institution, including any institutions with which they may be negotiating employment. - Financial Individuals are required to recuse themselves from reviewing grants from which they stand to gain financially if the grant is awarded co-PI, collaborator, subcontracts, etc.. - Personal Individuals are required to recuse themselves from reviewing grants for investigators with whom they either have a personal or professional relationship collaborators, colleagues or personal friends, or a long standing professional or scientific disagreement that prevents them from unbiased review.

Form 990, Part VI, Section B, Line 13

The American Diabetes Association has a written whistleblower policy that applies to the American Diabetes Association Research Foundation.

Form 990, Part VI, Section C, Line 17

Alabama AL97-256 Alaska N/A Arizona10145 Arkansas N/A California CT81471 Colorado 2002-3003670 Connecticut CHR.0005084 Delaware N/A District of Columbia 981855 Florida CH1618 GeorgiaCH-001422 Hawaii N/A Idaho N/A Illinois CO01-025537 Indiana103829 Iowa N/A Kansas 177-257-350 Kentucky ID 45 Louisiana 34629813X Maine CO-1247 Maryland 102 Massachusetts Attorney General 029317 Michigan MICS 10326 Minnesota N/A Mississippi 100000294 Missouri CO- 021-87 Montana N/A Nebraska N/A Nevada N/A New Hampshire 5006New Jersey CH-0581900 New Mexico 1936418 New York 01-30-65 North Carolina SL000618 North Dakota 7894 Ohio 01-0239 Oklahoma 29417396 Oregon16402 Pennsylvania 21 Rhode Island 9500233 South Carolina 641South Dakota N/A Tennessee CO1919 Texas N/A Utah 6536093-CHAR Vermont N/A Virginia N/A Washington 1100167 West Virginia N/A Wisconsin3020-800 WyomingN/A

Form 990, Part VI, Section B, Line 14

The American Diabetes Association has a written Document Retention and Destruction policy that applies to the American Diabetes Research Foundation.

Form 990, Part VI, Section C, Line 19

Document Disclosure The following Research Foundation documents are not available on the American Diabetes Association website http//www.diabetes.org but are available upon written request to the American Diabetes Association Legal Affairs Department Board of Directors, audited financial statements, IRS Form 990, whistleblower policy, current bylaws, articles of incorporation and conflict of interest policy.

Form 990, Part VII, Section A, Line 1,2,3

The Chief Executive Officer is a non-voting member of the Research Foundation Board of Directors. The Chief Executive Officer, the Chief Financial Officer, the Chief Development Officer and the Chief Scientific Medical Officer are compensated by the American Diabetes Association based on a standard average of 37.5 hours per week.

Form 990, Part VII, Section A, Line 2,4

Tracey D. Brown ended her tenure as Chief Executive Officer on October 6, 2021. On that day, the Chief Financial Officer, Chief Development Officer and Chief Scientific and Medical Officer were appointed to the Office of the CEO by the Associations Board of Directors.

Form 990, Part VI, Section A, Line 2

Pearson C. Cummin, III, Secretary-Treasurer, and Linda Cummin, Board of Directors, have a family relationship.

Filing and Contact Details

Filer

Filer Name
American Diabetes Association Research Foundation Inc
EIN
54-1734511
Phone
7035491500
Address
2451 Crystal Drive Suite 900, Arlington, VA 22202

Signing Officer

Name
Charlotte M Carter
Title
Chief Financial Officer
Phone
7035491500
Signed
2022-10-06
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Charles D Henderson
Formed
1994
Legal Domicile
Va
Voting Board Members
9
Independent Board Members
9
Employees
0
Volunteers
63

Preparer

Firm
Bdo USA Llp
Address
8401 Greensboro Drive Suite 800, McLean, VA 22102
Preparer
Marc Berger
Phone
7038930600
Supplemental Narrative

Additional Explanations

Form 990, Part I, Line 1

The American Diabetes Association Research Foundation, Inc. the Foundation secures major gifts and grants to fund diabetes-related research.

Form 990, Part XI, Line 9

Other changes in net assets or fund balances of 572,737 reflect prior year research grant award refunds and forfeitures. Net assets were adjusted by 8,403,794 for the merger of ADA Research Foundation, Inc. into the American Diabetes Association as of December 31, 2021.

Form 990, Part III, Line 4

Connected for Life

Form 990, Part III, Line 4

Today, more than 133 million Americans in the United States have diabetes or prediabetes an invasive, unrelenting, and debilitating disease that spans all ages, geographic areas, and educational levels. This chronic disease targets children, the elderly, and minority populations more than others and costs the United States 327 billion each year in lost productivity. It is a global epidemic that contributes to heart disease, stroke, nerve and kidney disease, and vision loss. The American Diabetes Association ADA is the only organization dedicated specifically to the research, education, and advocacy required to improve the lives of the 37.3 million adults and children in the U.S. with diabetes and the 96 million people with prediabetes. For 81 years, we have been working on the front lines to educate at-risk populations protect the rights of people with diabetes at work, school, and other aspects of daily life pioneer clinical and research breakthroughs and foster a pipeline of the best and brightest scientists.

Form 990, Part III, Line 4

The COVID-19 pandemic shined a very bright spotlight on diabetes as a public health crisis and on severe health inequities in our country. For people with diabetes, COVID-19 poses a much greater threat of severe complications, hospitalization, and even death. The ADA quickly adapted our resources, programs, and events in service to people living with diabetes and the health care professionals who treat them, and in 2021 we remained focused on ensuring people with diabetes could continue to get the care they needed to stay healthy and thrive.From research labs to the halls of the Capitol to the offices of health care practitioners to communities nationwide, the ADA is there. We are bending the curve to help people living with diabetes and their families thrive. Why Because we envision a life free of diabetes and all its burdens, which is fueled by our mission to prevent and cure diabetes and to improve the lives of all people affected by diabetes.

Form 990, Part III, Line 4

DIABETES RESEARCH

Form 990, Part III, Line 4

Diabetes is an extremely complex disease, caused by a combination of various genetic and environmental factors that progressively lead to an inability to produce or effectively use insulin. The complexity of causes conspiring to diminish the bodys production or response to insulin, leading to high blood glucose blood sugar and eventual development of diabetes, makes finding a single cure particularly difficult. While a cure has been elusive, critical research efforts in recent decades have led to significantly improved patient care, resulting in fewer complications and better health outcomes for individuals with diabetes.

Form 990, Part III, Line 4

As the only organization dedicated specifically to the research, education, and advocacy required to improve the lives of all people with diabetes, the ADA funds critical, innovative diabetes research and invests in promising scientists early in their careers. Our leadership in diabetes research extends back to the 1940s when Dr. Charles H. Best, one of four scientists credited with discovering insulin, provided the ADA with the framework and early leadership for a formalized diabetes research program.

Form 990, Part III, Line 4

Since the ADA started its Research Programs in 1952, we have invested nearly 900 million in more than 4,850 diabetes research projects. In 2021 alone, we supported over 250 research projects at 123 leading research institutions across the U.S., all dedicated to progressing the fight against diabetes. Of these projects, 96 were led by in-training or early-career investigators.

Form 990, Part III, Line 4

While we have learned much about diabetes, there is so much left to discover. The primary goals of the ADAs Research Program are to Support the highest-quality science across the broad spectrum of diabetes research. Support investigators early in their careers to encourage them to dedicate their efforts to diabetes research. Support innovative research with a high potential to have a significant impact for patients with diabetes.

Form 990, Part III, Line 4

Peer Review Process. One of the factors that sets ADA funded research apart and ensures that we are supporting the very best science is peer review. Peer review is a process whereby grant applications are reviewed and evaluated by individuals who are experts in the field or peers of the individual submitting the grant. ADA grant applications undergo peer review by three or more volunteer experts who are themselves experienced researchers. Reviewers provide both a score and detailed comments regarding the strengths and weaknesses of each grant they review. Scores from all reviewers for each grant are averaged to arrive at a composite merit score that is then used to determine which grants to support.

Form 990, Part III, Line 4

2021 Research Approach. The ADAs research strategy is targeted and laser focused, an approach that allows us to respond swiftly and decisively to the pressing needs of the diabetes community. For 2021 we prioritized action oriented research around health disparities, awarding funds to 11 projects including research on engaging grandmothers in care, using texting to improve diabetes management among people experiencing homelessness, and culinary education as a means for diabetes education. While we have a targeted approach to funding, we are also continuing to invest in our many career and training awards. Investing in early career diabetes professionals allows us to uplift, support, mentor, and secure the next generation of researchers as they prepare to care for the millions living with diabetes and prediabetes.

Form 990, Part III, Line 4

COVID-19 ResearchIn 2021 the ADA saw the first results of the 1 million we invested in 2020 to investigate the link between the coronavirus and diabetes. These 10 research projects began to paint a clearer picture of why people with obesity and diabetes are at higher risk for hospitalization, serious outcomes, and death from the virus.

Form 990, Part III, Line 4

Heres some of what weve learned about diabetes and COVID19

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The coronavirus can infect and damage insulin-producing beta cells, causing them to produce significantly less insulin and more glucagon. This could account for higher rates of diabetes diagnoses among people infected with COVID19. Dr. Shuibing Chen, Weill Cornell Medicine

Form 990, Part III, Line 4

When delivered to the nose and throat of an animal model, the coronavirus could later be found in the beta cells of the pancreas. These beta cells appeared to show the hallmarks of stress seen in the pancreases of people with type 2 diabetes. Dr. Senta Georgia, Childrens Hospital Los Angeles

Form 990, Part III, Line 4

Individuals with metabolic syndrome of which diabetes is one factor were 3.4 times more likely to die from COVID19 and nearly 5 times more likely to be admitted to an ICU, need a ventilator, or develop acute respiratory distress syndrome. These findings suggest that the underlying inflammation seen with metabolic syndrome may be the driver that leads to more severe cases of COVID19. Dr. Joshua Denson, Tulane University

Form 990, Part III, Line 4

In a laboratory setting, the coronavirus can directly infect fat and associated immune cells, eliciting a dramatic inflammatory response. This work tells us that the more fat cells a person has, the more of a reservoir the virus has to multiply, which could explain why people with obesity are at higher risk of severe illness and death from COVID19. Dr. Tracey McLaughlin, Stanford University

Form 990, Part III, Line 4

While we have much more work ahead of us, these findings have opened important new avenues of research and helped identify potential therapeutic strategies which could ultimately reduce the burden of COVID19 in people with obesity and diabetes.

Form 990, Part III, Line 4

Scientific SessionsHeld annually, Scientific Sessions exemplifies the ADAs leadership role in the global diabetes community while providing a critical platform for driving diabetes awareness. Scientific Sessions is the worlds largest scientific and medical meeting focused on the latest basic and clinical science research related to diabetes and its complications.

Form 990, Part III, Line 4

For the second time in a row, the ADA conducted the five day conference completely online due to the COVID19 pandemic. Whether future meetings are in person, virtual, or hybrid, the Scientific Sessions remains a place for scientists to share their latest research findings, for physicians to learn how to best treat patients with diabetes, and for diabetes educators to exchange best practices for helping people manage the disease. The virtual 81th Scientific Sessions by the numbers 11,685 total attendees, 119 countries represented, 191 educational sessions, 850 presenters, 1,489 published abstracts, 1,098 eposter presentations

Form 990, Part III, Line 4

Were Connected for Life. The American Diabetes Association is the nations leading voluntary health organization fighting to bend the curve on the diabetes epidemic to help people live a better life and thrive until we ultimately find a cure. The moving force behind the work of the American Diabetes Association is a network of more than 565,000 volunteers, their families and caregivers, a professional society of nearly 16,000 health care professionals, as well as more than 250 staff members.

Form 990, Part III, Line 4

Diabetes has brought us all together, what we do next makes us Connected for Life. Learn more about the American Diabetes Association at diabetes.org.

Form 990, Part III, Line 3

On December 31, 2021, the American Diabetes Association Research Foundation, Inc. merged into the American Diabetes Association and has therefore ceased making research grants. The research grant program will be continued by the American Diabetes Association.

Financial Statement Notes

X 2

The following was disclosed related to uncertain tax position in the audited financial statements. The American Diabetes Association Research Foundation, Inc. the Foundation is generally exempt from income taxes under section 501c3 of the Internal Revenue Code the Code and charitable contributions to the Foundation qualify for charitable tax deductions as described in the Code. The Foundation is subject to taxation on any net unrelated business income and has been classified as an organization that is not a private foundation under Section 509a of the Code. The Foundation recognizes the effect of income tax positions only if those positions more likely than not would not be sustained upon examination by the Internal Revenue Service. The Foundation has analyzed the tax positions taken and has concluded that as of December 31, 2021, there are no uncertain tax positions taken or expected to be take that would require recognition of a liability or asset or disclosure in the financial statements.

XII 2

Prior Year Research Grants Awards/Forfeitures 572,738.

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