Civic Intelligence

Securities and Exchange Commission Historical Society

990 • Fiscal year 2017 • EIN 52-2213646

Jan 01, 2017 to Dec 31, 2017 • Filed on Apr 12, 2018

Organization ProfileWWW.SECHISTORICAL.ORG

View Organization Page

1101 Pennsylvania Avenue NW No 300Washington, DC 20004

(202) 756-5015

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

22nd percentile

0.00x

Higher debt load relative to assets than 22% of similar nonprofits.

2017 filings • 501(c)3 • $1M-$5M nonprofits • Source year 2017

Liabilities / Revenue

30th percentile

0.03x

Higher debt load relative to revenue than 30% of similar nonprofits.

2017 filings • 501(c)3 • $1M-$5M nonprofits • Source year 2017

Net Margin

11th percentile

-25%

Higher net margin than 11% of similar nonprofits.

2017 filings • 501(c)3 • $1M-$5M nonprofits • Source year 2017

Top Officer Pay

90th percentile

$202,032

Higher top officer pay than 90% of similar nonprofits.

Top officer pay equals 38.9% of source-year revenue.

2017 filings • 501(c)3 • $1M-$5M nonprofits • Source year 2017

Asset Growth

24th percentile

-3.6%

Faster asset growth than 24% of similar nonprofits.

2017 filings • 501(c)3 • $1M-$5M nonprofits • Annualized from 2016 to 2017

Revenue Growth

15th percentile

-16%

Faster revenue growth than 15% of similar nonprofits.

2017 filings • 501(c)3 • $1M-$5M nonprofits • Annualized from 2016 to 2017

Balance Sheet
Liabilities / Assets22nd percentile

Assets

Down

$3,469,162

Down $128,320 (-3.6%) from 2016

Net Assets

Down

$3,453,244

Down $112,592 (-3.2%) from 2016

Liabilities

Down

$15,918

Down $15,728 (-50%) from 2016

Revenue And Expenses
Liabilities / Revenue30th percentileNet Margin11th percentile

Revenue

Down

$519,836

Down $96,478 (-16%) from 2016

Expenses

Up

$650,515

Up $62,113 (+11%) from 2016

Net Income

Down

-$130,679

Down $158,591 (-568%) from 2016

Historical Trend

Balance Sheet Trend

Asset Growth24th percentile

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$6.0M$4.0M$2.0M$0Assets 2011: $2,753,464Liabilities 2011: $44,984Net Assets 2011: $2,708,4802011Assets 2012: $3,029,369Liabilities 2012: $41,980Net Assets 2012: $2,987,3892012Assets 2013: $3,445,511Liabilities 2013: $38,954Net Assets 2013: $3,406,5572013Assets 2014: $3,535,602Liabilities 2014: $31,534Net Assets 2014: $3,504,0682014Assets 2015: $3,563,191Liabilities 2015: $33,374Net Assets 2015: $3,529,8172015Assets 2016: $3,597,482Liabilities 2016: $31,646Net Assets 2016: $3,565,8362016Assets 2017: $3,469,162Liabilities 2017: $15,918Net Assets 2017: $3,453,2442017Assets 2018: $3,557,921Liabilities 2018: $15,363Net Assets 2018: $3,542,5582018Assets 2019: $3,831,083Liabilities 2019: $57,172Net Assets 2019: $3,773,9112019Assets 2020: $3,906,802Liabilities 2020: $43,576Net Assets 2020: $3,863,2262020Assets 2021: $4,083,116Liabilities 2021: $32,985Net Assets 2021: $4,050,1312021Assets 2022: $4,065,426Liabilities 2022: $42,163Net Assets 2022: $4,023,2632022Assets 2023: $4,161,586Liabilities 2023: $21,318Net Assets 2023: $4,140,2682023Assets 2024: $4,321,167Liabilities 2024: $28,773Net Assets 2024: $4,292,3942024

Highlighted filing

2017

Assets$3,469,162
Liabilities$15,918
Net Assets$3,453,244
Open 2017 Filing

Operations Trend

Revenue Growth15th percentile

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$1.0M$500K$0-$500KRevenue 2011: $809,921Expenses 2011: $556,843Net Income 2011: $253,0782011Revenue 2012: $831,330Expenses 2012: $554,137Net Income 2012: $277,1932012Revenue 2013: $964,304Expenses 2013: $544,350Net Income 2013: $419,9542013Revenue 2014: $640,618Expenses 2014: $551,522Net Income 2014: $89,0962014Revenue 2015: $590,257Expenses 2015: $556,533Net Income 2015: $33,7242015Revenue 2016: $616,314Expenses 2016: $588,402Net Income 2016: $27,9122016Revenue 2017: $519,836Expenses 2017: $650,515Net Income 2017: -$130,6792017Revenue 2018: $683,939Expenses 2018: $577,867Net Income 2018: $106,0722018Revenue 2019: $625,626Expenses 2019: $443,945Net Income 2019: $181,6812019Revenue 2020: $408,267Expenses 2020: $333,446Net Income 2020: $74,8212020Revenue 2021: $479,270Expenses 2021: $353,361Net Income 2021: $125,9092021Revenue 2022: $365,109Expenses 2022: $352,696Net Income 2022: $12,4132022Revenue 2023: $433,144Expenses 2023: $350,005Net Income 2023: $83,1392023Revenue 2024: $443,864Expenses 2024: $347,383Net Income 2024: $96,4812024

Highlighted filing

2017

Revenue$519,836
Expenses$650,515
Net Income-$130,679
Open 2017 Filing
Jump To
Filing Snapshot
Filing Period
Jan 1, 2017 to Dec 31, 2017
Signed
Apr 12, 2018
Return Version
2017v2.2
Gross Receipts
$519,836
Mission and Program Overview

Mission

The mission of the virtual museum and archive is to preserve and share the history of financial regulations and to assist current and future researchers in understanding how the system of statutes, regulations and government policies for the capital markets developed and were interpreted. Materials are online at www.sechistorical.org.

SEE PART III, LINE 1.

Balance Sheet Detail
LineBeginningEndChange
Assets
Savings and Temporary Cash Investments$700,807$584,337▼ $116,470
Investments in Publicly Traded Securities$635,582$563,525▼ $72,057
Cash and Non-Interest-Bearing Accounts$99,829$64,105▼ $35,724
Pledges and Grants Receivable$38,730$55,250▲ $16,520
Accounts Receivable$0$7,632▲ $7,632
Prepaid Expenses and Deferred Charges$19,210$7,109▼ $12,101
Land, Buildings, and Equipment, Net$0$0→ $0
Total Assets$3,597,482$3,469,162▼ $128,320
Other Assets Total$2,103,324$2,187,204▲ $83,880
Liabilities
Accounts Payable and Accrued Expenses$27,758$15,918▼ $11,840
Other Liabilities$3,888$0▼ $3,888
Total Liabilities$31,646$15,918▼ $15,728
Net Assets / Fund Balance
Unrestricted Net Assets$3,477,106$3,378,244▼ $98,862
Temporarily Rstr Net Assets$88,730$75,000▼ $13,730
Total Net Assets Fund Balance$3,565,836$3,453,244▼ $112,592
Total Liabilities and Net Assets / Fund Balance$3,597,482$3,469,162▼ $128,320

Asset Categories

AssetBook ValueDepreciationBasis
Equipment$0$18,993$18,993
Other Assets Org$3,636--
Compensation and Service Providers
Top Officer Pay90th percentile

Employees

NameTitleFull / Part TimeBaseOtherTotal
Jane CobbExecutive Director (began 2/1/17)FT$193,846$8,186$202,032
Matnita a GreenOffice ManagerFT$105,548$37,112$142,660
Carla L RosatiExecutive Director (until 3/30/17)FT$68,026$16,697$84,723

Board Members and Trustees

NameTitle
David M LynnChairman
Daniel L GoelzerPresident
Thomas O GormanPresident-elect
David a LiptonVice President
John J OkrayVice President
Arthur B LabyTrustee
Barry W RashkoverTrustee
Claudius O SokenuTrustee
David B HarmsTrustee
David P BergersTrustee
Joan E MckownTrustee
John W WhiteTrustee
Joseph B UcuzogluTrustee
Linda Chatman ThomsenTrustee
Lisa Beth LentiniTrustee
Mealnie F DolanTrustee
Michale J GallagherTrustee
Richard Y RobertsTrustee
Robert W HelmTrustee
Roberta S KarmelTrustee
Timothy P BurkeTrustee
Mark D CahnSecretary
Susan G MarkelTreasurer
Revenue and Support

Revenue Composition

Contributions and Grants
$489,346
Program Service Revenue
$0
Investment Income
$30,490
Other Revenue
$0
All Other Contributions
$489,346
Change in Net Assets
$-130,679

Noncash Contribution Practices

Property subject to holding requirements
No
Reviewed unusual noncash gifts
Yes
Third parties used for noncash contributions
No

Audited Revenue Reconciliation

Revenue per Audited Statements
$519,836
Revenue Not Reported on Financial Statements
$0
Revenue Not Reported on Form 990
$18,087
Total Revenue per Audited Statements
$537,923
Total Revenue per Form 990
$519,836
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$437,404
Other Expenses$193,111
Total Fundraising Expense$108,355
Professional Fundraising Fees$20,000
Grants and Similar Amounts Paid$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Current Officers, Directors, Trustees, and Key Employees$195,645$41,384$49,726$286,755
Other Salaries and Wages$41,170$40,889$4,191$86,250
Fees for Services Other-$52,294$2,200$54,494
Occupancy-$43,604-$43,604
Office Expenses$6,593$23,760$955$31,308
Payroll Taxes$15,327$6,755$3,508$25,590
Pension Plan Contributions$14,810$5,052$3,592$23,454
Fees for Services Professional Fundraising--$20,000$20,000
Fees for Services Accounting-$19,475-$19,475
Conferences and Meetings$14,877$2,851-$17,728
Other Employee Benefits$9,098$4,094$2,163$15,355
Travel$8,734--$8,734
Insurance-$4,035-$4,035
Information Technology-$1,989-$1,989
Other Expenses$9,473$208$21,968$208
All Other Expenses-$75$52$127
Total Functional Expenses$411,711$130,449$108,355$650,515

Audited Expense Reconciliation

Line ItemAmount
Expenses per Audited Statements$650,515
Total Expenses per Audited Statements$650,515
Total Expenses per Form 990$650,515
Expenses Not Reported on Financial Statements$0
Expenses Not Reported on Form 990$0
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
Yes

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$20,000
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section B, Line 11B

“The form 990 was prepared by the outside accountants. The society board of trustees reviewed the form 990 at its march 28, 2018 board meeting prior to submission.”

Form 990, Part VI, Section B, Line 12C

“Annually, each trustee and the executive director must sign the statement of compliance with the code of ethics and disclose any exceptions. The president and chairman of the board review all conflicts as they arise and take actions as deemed necessary.”

Form 990, Part VI, Section B, Line 15

“In 2017, the society treasurer did not recommend to the board of trustees any increase or change to compensation for staff. Due to the unique nature of the organization's business, comparable data was not available. When applicable, all decisions regarding executive salaries are approved by the board during executive session. No minutes are taken. The last compensation review took place during the board's 2016 search for a new executive director.”

Form 990, Part VI, Section C, Line 19

“The society's annual reports from 2013 through 2017, which include the audited financial statements, are available at all times on www.sechistorical.org. The code of ethics can be access online at www.sechistorical.org/sec/about. The other government documents are available upon request.”

Filing and Contact Details

Filer

Filer Name
Securities and Exchange Commission
EIN
52-2213646
Phone
2027565015
Address
1101 PENNSYLVANIA AVENUE NW NO 300, WASHINGTON, DC 20004

Signing Officer

Name
Daniel L Goelzer
Title
President
Phone
2027565015
Signed
2018-04-12
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Daniel L Goelzer
Formed
1999
Legal Domicile
Dc
Voting Board Members
23
Independent Board Members
23
Employees
3
Volunteers
23

Preparer

Firm
Gelman Rosenberg & Freedman
Address
4550 MONTGOMERY AVE SUITE 650N, BETHESDA, MD 20814-2930
Phone
3019519090
Supplemental Narrative

Financial Statement Notes

PART III, LINE 1A:

“The society has capitalized the collection of the virtual museum and archive since the museum's inception in march 2002. On december 31, 2017, the museum collection totaled 8,431 primary materials: papers, photos, oral histories, programs, film, radio and television media, timeline developments, gallery essays and exhibits. No materials were de-accessioned from the collection in 2017. For the year ended december 31, 2017, the costs to utilize outside vendors in building the collection of the virtual museum and archive totaled $87,244. As of december 31, 2017, the accumulated costs incurred in building the virtual museum and archive totaled $2,158,568.”

PART III, LINE 4:

“The virtual museum and archive is the preeminent source for trusted and verified information and material on the regulation of the capital markets from the 20th century to the present, fulfilling the society's mission to share, preserve and advance knowledge of the history of financial regulation.”

PART X, LINE 2:

“For the year ended december 31, 2017, the society has documented its consideration of fasb asc 740-10, income taxes, that provides guidance for reporting uncertainty in income taxes and has determined that no material uncertain tax positions qualify for either recognition or disclosure in the financial statements.”

Raw XML AppendixShowing 400 of 627 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

Path#Value
IRS990/AccountantCompileOrReviewInd00
IRS990/AccountsPayableAccrExpnssGrp/BOYAmt027758
IRS990/AccountsPayableAccrExpnssGrp/EOYAmt015918
IRS990/AccountsReceivableGrp/BOYAmt00
IRS990/AccountsReceivableGrp/EOYAmt07632
IRS990/ActivitiesConductedPrtshpInd00
IRS990/ActivityOrMissionDesc0SEE PART III, LINE 1.
IRS990/AllOtherContributionsAmt0489346
IRS990/AllOtherExpensesGrp/FundraisingAmt052
IRS990/AllOtherExpensesGrp/ManagementAndGeneralAmt075
IRS990/AllOtherExpensesGrp/TotalAmt0127
IRS990/AnnualDisclosureCoveredPrsnInd01
IRS990/AuditCommitteeInd01
IRS990/BackupWthldComplianceInd01
IRS990/BooksInCareOfDetail/BusinessName/BusinessNameLine1Txt0JANE COBB
IRS990/BooksInCareOfDetail/PhoneNum02027565015
IRS990/BooksInCareOfDetail/USAddress/AddressLine1Txt01101 PENNSYLVANIA AVENUE NW NO 300
IRS990/BooksInCareOfDetail/USAddress/CityNm0WASHINGTON
IRS990/BooksInCareOfDetail/USAddress/StateAbbreviationCd0DC
IRS990/BooksInCareOfDetail/USAddress/ZIPCd020004
IRS990/BusinessRlnWithFamMemInd00
IRS990/BusinessRlnWithOfficerEntInd00
IRS990/BusinessRlnWithOrgMemInd00
IRS990/CashNonInterestBearingGrp/BOYAmt099829
IRS990/CashNonInterestBearingGrp/EOYAmt064105
IRS990/ChangeToOrgDocumentsInd00
IRS990/CntrctRcvdGreaterThan100KCnt00
IRS990/CollectionsOfArtInd01
IRS990/CompCurrentOfcrDirectorsGrp/FundraisingAmt049726
IRS990/CompCurrentOfcrDirectorsGrp/ManagementAndGeneralAmt041384
IRS990/CompCurrentOfcrDirectorsGrp/ProgramServicesAmt0195645
IRS990/CompCurrentOfcrDirectorsGrp/TotalAmt0286755
IRS990/CompensationFromOtherSrcsInd00
IRS990/CompensationProcessCEOInd00
IRS990/CompensationProcessOtherInd00
IRS990/ConferencesMeetingsGrp/ManagementAndGeneralAmt02851
IRS990/ConferencesMeetingsGrp/ProgramServicesAmt014877
IRS990/ConferencesMeetingsGrp/TotalAmt017728
IRS990/ConflictOfInterestPolicyInd01
IRS990/ConservationEasementsInd00
IRS990/ConsolidatedAuditFinclStmtInd00
IRS990/CreditCounselingInd00
IRS990/CYBenefitsPaidToMembersAmt00
IRS990/CYContributionsGrantsAmt0489346
IRS990/CYGrantsAndSimilarPaidAmt00
IRS990/CYInvestmentIncomeAmt030490
IRS990/CYOtherExpensesAmt0193111
IRS990/CYOtherRevenueAmt00
IRS990/CYProgramServiceRevenueAmt00
IRS990/CYRevenuesLessExpensesAmt0-130679
IRS990/CYSalariesCompEmpBnftPaidAmt0437404
IRS990/CYTotalExpensesAmt0650515
IRS990/CYTotalFundraisingExpenseAmt0108355
IRS990/CYTotalProfFndrsngExpnsAmt020000
IRS990/CYTotalRevenueAmt0519836
IRS990/DecisionsSubjectToApprovaInd00
IRS990/DeductibleArtContributionInd01
IRS990/DeductibleNonCashContriInd00
IRS990/DelegationOfMgmtDutiesInd00
IRS990/Desc0THE VIRTUAL MUSEUM AND ARCHIVE AT WWW.SECHISTORICAL.ORG IS A RICH RESOURCE OF PRIMARY MATERIALS ON THE CREATION, GROWTH AND IMPACT OF THE REGULATION OF THE CAPITAL MARKETS FROM THE 20TH CENTURY TO THE PRESENT.THIS MUSEUM IS A COLLECTION OF PROGRAMS AND OTHER MATERIALS SELECTED FOR INCLUSION BY THE SOCIETY BECAUSE OF THE HISTORICAL IMPORTANCE OF THE SUBJECT MATTER. THE MUSEUM'S MATERIALS ARE UNIQUE IN CHARACTER. TO DATE, THE COLLECTION INCLUDES OVER TWO HUNDRED ORAL HISTORIES OF INDIVIDUALS WHO HAVE HAD A SIGNIFICANT IMPACT ON THE U.S. CAPITAL MARKETS. OTHER ITEMS IN THE MUSEUM INCLUDE REPORTS, LETTERS, TESTIMONY, PHOTOS AND OTHER MATERIALS FROM THE U.S. SECURITIES AND EXCHANGE COMMISSION AND OTHER FEDERAL AND STATE AGENCIES, THE JUDICIARY, THE PRESS CORPS, AND NATIONAL MEDIA. MORE THAN ONE HUNDRED VIDEOTAPED PROGRAMS (WITH WRITTEN TRANSCRIPTS) FEATURE EXPERTS FROM ALL CORNERS OF THE SECURITIES MARKETS - REGULATORY, CORPORATE, LEGISLATIVE, INVESTOR, AND ACADEMIC - RECOUNTING KEY HISTORIC EVENTS AND DISCUSSING THEIR IMPACT ON THE CAPITAL MARKETS.
IRS990/DescribedInSection501c3Ind01
IRS990/DisregardedEntityInd00
IRS990/DocumentRetentionPolicyInd01
IRS990/DonorAdvisedFundInd00
IRS990/ElectionOfBoardMembersInd00
IRS990/EmployeeCnt03
IRS990/EmploymentTaxReturnsFiledInd01
IRS990/EngagedInExcessBenefitTransInd00
IRS990/ExpenseAmt0411711
IRS990/FamilyOrBusinessRlnInd00
IRS990/FederalGrantAuditRequiredInd00
IRS990/FeesForServicesAccountingGrp/ManagementAndGeneralAmt019475
IRS990/FeesForServicesAccountingGrp/TotalAmt019475
IRS990/FeesForServicesOtherGrp/FundraisingAmt02200
IRS990/FeesForServicesOtherGrp/ManagementAndGeneralAmt052294
IRS990/FeesForServicesOtherGrp/TotalAmt054494
IRS990/FeesForServicesProfFundraising/FundraisingAmt020000
IRS990/FeesForServicesProfFundraising/TotalAmt020000
IRS990/ForeignActivitiesInd00
IRS990/ForeignFinancialAccountInd00
IRS990/ForeignOfficeInd00
IRS990/Form8282PropertyDisposedOfInd00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt01.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt12.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt21.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt31.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt41.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt51.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt61.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt70.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt80.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt90.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt100.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt110.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt120.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt130.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt140.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt150.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt160.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt170.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt180.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt190.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt200.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt210.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt220.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt2340.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt2440.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt2540.00
IRS990/Form990PartVIISectionAGrp/HighestCompensatedEmployeeInd0X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd0X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd1X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd2X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd3X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd4X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd5X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd6X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd7X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd8X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd9X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd10X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd11X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd12X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd13X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd14X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd15X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd16X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd17X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd18X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd19X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd20X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd21X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd22X
IRS990/Form990PartVIISectionAGrp/OfficerInd0X
IRS990/Form990PartVIISectionAGrp/OfficerInd1X
IRS990/Form990PartVIISectionAGrp/OfficerInd2X
IRS990/Form990PartVIISectionAGrp/OfficerInd3X
IRS990/Form990PartVIISectionAGrp/OfficerInd4X
IRS990/Form990PartVIISectionAGrp/OfficerInd5X
IRS990/Form990PartVIISectionAGrp/OfficerInd6X
IRS990/Form990PartVIISectionAGrp/OfficerInd7X
IRS990/Form990PartVIISectionAGrp/OfficerInd8X
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt00
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt10
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt20
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt30
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt40
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt50
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt60
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt70
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt80
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt90
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt100
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt110
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt120
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt130
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt140
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt150
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt160
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt170
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt180
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt190
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt200
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt210
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt220
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt2316697
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt248186
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt2537112
IRS990/Form990PartVIISectionAGrp/PersonNm0DAVID M LYNN
IRS990/Form990PartVIISectionAGrp/PersonNm1DANIEL L GOELZER
IRS990/Form990PartVIISectionAGrp/PersonNm2THOMAS O GORMAN
IRS990/Form990PartVIISectionAGrp/PersonNm3DAVID A LIPTON
IRS990/Form990PartVIISectionAGrp/PersonNm4JOHN J OKRAY
IRS990/Form990PartVIISectionAGrp/PersonNm5SUSAN G MARKEL
IRS990/Form990PartVIISectionAGrp/PersonNm6MARK D CAHN
IRS990/Form990PartVIISectionAGrp/PersonNm7DAVID P BERGERS
IRS990/Form990PartVIISectionAGrp/PersonNm8TIMOTHY P BURKE
IRS990/Form990PartVIISectionAGrp/PersonNm9MEALNIE F DOLAN
IRS990/Form990PartVIISectionAGrp/PersonNm10MICHALE J GALLAGHER
IRS990/Form990PartVIISectionAGrp/PersonNm11DAVID B HARMS
IRS990/Form990PartVIISectionAGrp/PersonNm12ROBERT W HELM
IRS990/Form990PartVIISectionAGrp/PersonNm13ROBERTA S KARMEL
IRS990/Form990PartVIISectionAGrp/PersonNm14ARTHUR B LABY
IRS990/Form990PartVIISectionAGrp/PersonNm15LISA BETH LENTINI
IRS990/Form990PartVIISectionAGrp/PersonNm16JOAN E MCKOWN
IRS990/Form990PartVIISectionAGrp/PersonNm17BARRY W RASHKOVER
IRS990/Form990PartVIISectionAGrp/PersonNm18RICHARD Y ROBERTS
IRS990/Form990PartVIISectionAGrp/PersonNm19CLAUDIUS O SOKENU
IRS990/Form990PartVIISectionAGrp/PersonNm20LINDA CHATMAN THOMSEN
IRS990/Form990PartVIISectionAGrp/PersonNm21JOSEPH B UCUZOGLU
IRS990/Form990PartVIISectionAGrp/PersonNm22JOHN W WHITE
IRS990/Form990PartVIISectionAGrp/PersonNm23CARLA L ROSATI
IRS990/Form990PartVIISectionAGrp/PersonNm24JANE COBB
IRS990/Form990PartVIISectionAGrp/PersonNm25MATNITA A GREEN
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt00
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt10
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt20
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt30
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt40
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt50
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt60
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt70
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt80
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt90
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt100
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt110
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt120
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt130
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt140
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt150
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt160
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt170
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt180
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt190
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt200
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt210
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt220
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt2368026
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt24193846
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt25105548
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt00
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt10
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt20
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt30
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt40
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt50
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt60
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt70
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt80
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt90
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt100
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt110
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt120
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt130
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt140
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt150
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt160
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt170
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt180
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt190
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt200
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt210
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt220
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt230
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt240
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt250
IRS990/Form990PartVIISectionAGrp/TitleTxt0CHAIRMAN
IRS990/Form990PartVIISectionAGrp/TitleTxt1PRESIDENT
IRS990/Form990PartVIISectionAGrp/TitleTxt2PRESIDENT-ELECT
IRS990/Form990PartVIISectionAGrp/TitleTxt3VICE PRESIDENT
IRS990/Form990PartVIISectionAGrp/TitleTxt4VICE PRESIDENT
IRS990/Form990PartVIISectionAGrp/TitleTxt5TREASURER
IRS990/Form990PartVIISectionAGrp/TitleTxt6SECRETARY
IRS990/Form990PartVIISectionAGrp/TitleTxt7TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt8TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt9TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt10TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt11TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt12TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt13TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt14TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt15TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt16TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt17TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt18TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt19TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt20TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt21TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt22TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt23EXECUTIVE DIRECTOR (UNTIL 3/30/17)
IRS990/Form990PartVIISectionAGrp/TitleTxt24EXECUTIVE DIRECTOR (BEGAN 2/1/17)
IRS990/Form990PartVIISectionAGrp/TitleTxt25OFFICE MANAGER
IRS990/Form990ProvidedToGvrnBodyInd01
IRS990/FormationYr01999
IRS990/FormerOfcrEmployeesListedInd00
IRS990/FSAuditedBasisGrp/SeparateBasisFinclStmtInd0X
IRS990/FSAuditedInd01
IRS990/FundraisingActivitiesInd00
IRS990/GamingActivitiesInd00
IRS990/GoverningBodyVotingMembersCnt023
IRS990/GrantsToIndividualsInd00
IRS990/GrantsToOrganizationsInd00
IRS990/GrantToRelatedPersonInd00
IRS990/GrossReceiptsAmt0519836
IRS990/GroupReturnForAffiliatesInd00
IRS990/IncludeFIN48FootnoteInd01
IRS990/IndependentAuditFinclStmtInd01
IRS990/IndependentVotingMemberCnt023
IRS990/IndivRcvdGreaterThan100KCnt02
IRS990/IndoorTanningServicesInd00
IRS990/InfoInScheduleOPartIIIInd0X
IRS990/InfoInScheduleOPartVIInd0X
IRS990/InformationTechnologyGrp/ManagementAndGeneralAmt01989
IRS990/InformationTechnologyGrp/TotalAmt01989
IRS990/InsuranceGrp/ManagementAndGeneralAmt04035
IRS990/InsuranceGrp/TotalAmt04035
IRS990/InvestmentIncomeGrp/ExclusionAmt030490
IRS990/InvestmentIncomeGrp/TotalRevenueColumnAmt030490
IRS990/InvestmentInJointVentureInd00
IRS990/InvestmentsPubTradedSecGrp/BOYAmt0635582
IRS990/InvestmentsPubTradedSecGrp/EOYAmt0563525
IRS990/IRPDocumentCnt03
IRS990/IRPDocumentW2GCnt00
IRS990/LandBldgEquipAccumDeprecAmt018993
IRS990/LandBldgEquipBasisNetGrp/BOYAmt00
IRS990/LandBldgEquipBasisNetGrp/EOYAmt00
IRS990/LandBldgEquipCostOrOtherBssAmt018993
IRS990/LegalDomicileStateCd0DC
IRS990/LoanOutstandingInd00
IRS990/LobbyingActivitiesInd00
IRS990/LocalChaptersInd00
IRS990/MaterialDiversionOrMisuseInd00
IRS990/MembersOrStockholdersInd00
IRS990/MethodOfAccountingAccrualInd0X
IRS990/MinutesOfCommitteesInd01
IRS990/MinutesOfGoverningBodyInd01
IRS990/MissionDesc0THE MISSION OF THE VIRTUAL MUSEUM AND ARCHIVE IS TO PRESERVE AND SHARE THE HISTORY OF FINANCIAL REGULATIONS AND TO ASSIST CURRENT AND FUTURE RESEARCHERS IN UNDERSTANDING HOW THE SYSTEM OF STATUTES, REGULATIONS AND GOVERNMENT POLICIES FOR THE CAPITAL MARKETS DEVELOPED AND WERE INTERPRETED. MATERIALS ARE ONLINE AT WWW.SECHISTORICAL.ORG.
IRS990/MoreThan5000KToIndividualsInd00
IRS990/MoreThan5000KToOrgInd00
IRS990/NetAssetsOrFundBalancesBOYAmt03565836
IRS990/NetAssetsOrFundBalancesEOYAmt03453244
IRS990/NetUnrelatedBusTxblIncmAmt00
IRS990/NetUnrlzdGainsLossesInvstAmt018087
IRS990/NondeductibleContributionsInd00
IRS990/OccupancyGrp/ManagementAndGeneralAmt043604
IRS990/OccupancyGrp/TotalAmt043604
IRS990/OfficeExpensesGrp/FundraisingAmt0955
IRS990/OfficeExpensesGrp/ManagementAndGeneralAmt023760
IRS990/OfficeExpensesGrp/ProgramServicesAmt06593
IRS990/OfficeExpensesGrp/TotalAmt031308
IRS990/OfficerMailingAddressInd00
IRS990/OperateHospitalInd00
IRS990/Organization501c3Ind0X
IRS990/OrganizationFollowsSFAS117Ind0X
IRS990/OtherAssetsTotalGrp/BOYAmt02103324
IRS990/OtherAssetsTotalGrp/EOYAmt02187204
IRS990/OtherChangesInNetAssetsAmt00
IRS990/OtherEmployeeBenefitsGrp/FundraisingAmt02163
IRS990/OtherEmployeeBenefitsGrp/ManagementAndGeneralAmt04094
IRS990/OtherEmployeeBenefitsGrp/ProgramServicesAmt09098
IRS990/OtherEmployeeBenefitsGrp/TotalAmt015355
IRS990/OtherExpensesGrp/Desc0ALLOCATION OF G&A
IRS990/OtherExpensesGrp/Desc1MUSEUM MAINTENANCE
IRS990/OtherExpensesGrp/Desc2PAYROLL PROCESSING
IRS990/OtherExpensesGrp/Desc3SUBSCRIPTIONS & FEES
IRS990/OtherExpensesGrp/FundraisingAmt021968
IRS990/OtherExpensesGrp/ManagementAndGeneralAmt0-117952
IRS990/OtherExpensesGrp/ManagementAndGeneralAmt11936
IRS990/OtherExpensesGrp/ManagementAndGeneralAmt2208
IRS990/OtherExpensesGrp/ProgramServicesAmt095984
IRS990/OtherExpensesGrp/ProgramServicesAmt19473
IRS990/OtherExpensesGrp/TotalAmt00
IRS990/OtherExpensesGrp/TotalAmt19473
IRS990/OtherExpensesGrp/TotalAmt21936
IRS990/OtherExpensesGrp/TotalAmt3208
IRS990/OtherLiabilitiesGrp/BOYAmt03888
IRS990/OtherLiabilitiesGrp/EOYAmt00
IRS990/OtherSalariesAndWagesGrp/FundraisingAmt04191
IRS990/OtherSalariesAndWagesGrp/ManagementAndGeneralAmt040889
IRS990/OtherSalariesAndWagesGrp/ProgramServicesAmt041170
IRS990/OtherSalariesAndWagesGrp/TotalAmt086250
IRS990/PartialLiquidationInd00
IRS990/PayPremiumsPrsnlBnftCntrctInd00
IRS990/PayrollTaxesGrp/FundraisingAmt03508
IRS990/PayrollTaxesGrp/ManagementAndGeneralAmt06755
IRS990/PayrollTaxesGrp/ProgramServicesAmt015327
IRS990/PayrollTaxesGrp/TotalAmt025590
IRS990/PensionPlanContributionsGrp/FundraisingAmt03592
IRS990/PensionPlanContributionsGrp/ManagementAndGeneralAmt05052
IRS990/PensionPlanContributionsGrp/ProgramServicesAmt014810
IRS990/PensionPlanContributionsGrp/TotalAmt023454
IRS990/PledgesAndGrantsReceivableGrp/BOYAmt038730
IRS990/PledgesAndGrantsReceivableGrp/EOYAmt055250
IRS990/PoliticalCampaignActyInd00
IRS990/PrepaidExpensesDefrdChargesGrp/BOYAmt019210
IRS990/PrepaidExpensesDefrdChargesGrp/EOYAmt07109
IRS990/PrincipalOfficerNm0DANIEL L GOELZER
IRS990/ProfessionalFundraisingInd01
IRS990/ProhibitedTaxShelterTransInd00
IRS990/PYBenefitsPaidToMembersAmt00
IRS990/PYContributionsGrantsAmt0598618
IRS990/PYExcessBenefitTransInd00
IRS990/PYGrantsAndSimilarPaidAmt00
IRS990/PYInvestmentIncomeAmt017696
IRS990/PYOtherExpensesAmt0203665
IRS990/PYOtherRevenueAmt00
IRS990/PYProgramServiceRevenueAmt00
IRS990/PYRevenuesLessExpensesAmt027912
IRS990/PYSalariesCompEmpBnftPaidAmt0384737
IRS990/PYTotalExpensesAmt0588402
IRS990/PYTotalProfFndrsngExpnsAmt00
IRS990/PYTotalRevenueAmt0616314
IRS990/QuidProQuoContributionsInd00
IRS990/RcvFndsToPayPrsnlBnftCntrctInd00
IRS990/ReconcilationRevenueExpnssAmt0-130679
IRS990/RegularMonitoringEnfrcInd01
IRS990/RelatedEntityInd00
IRS990/RelatedOrganizationCtrlEntInd00
IRS990/ReportInvestmentsOtherSecInd00
IRS990/ReportLandBuildingEquipmentInd01
IRS990/ReportOtherAssetsInd01

Document Assets

No mirrored PDF or thumbnail assets are attached yet.

Filings

Displayed year

2017 • Form 990Detailed filing. Detailed filing data is available for this year.

Open filing
Assets
$3,469,162
Liabilities
$15,918
Net assets
$3,453,244
Revenue
$519,836
Expenses
$650,515
Net income
-$130,679
Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Facts available. Structured filing facts are available, but richer extracted sections are limited.$4.32$0.03$4.29$0.44$0.35$0.10
2023XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$4.16$0.02$4.14$0.43$0.35$0.08
2022XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$4.07$0.04$4.02$0.37$0.35$0.01
2021XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$4.08$0.03$4.05$0.48$0.35$0.13
2020XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$3.91$0.04$3.86$0.41$0.33$0.07
2019XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$3.83$0.06$3.77$0.63$0.44$0.18
2018XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$3.56$0.02$3.54$0.68$0.58$0.11
2017Detailed filing. Detailed filing data is available for this year.$3.47$0.02$3.45$0.52$0.65$0.13
2016XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$3.60$0.03$3.57$0.62$0.59$0.03
2015Detailed filing. Detailed filing data is available for this year.$3.56$0.03$3.53$0.59$0.56$0.03
2014Summary only. Only limited summary data is available for this year.$3.54$0.03$3.50$0.64$0.55$0.09
2013Summary only. Only limited summary data is available for this year.$3.45$0.04$3.41$0.96$0.54$0.42
2012Summary only. Only limited summary data is available for this year.$3.03$0.04$2.99$0.83$0.55$0.28
2011Summary only. Only limited summary data is available for this year.$2.75$0.04$2.71$0.81$0.56$0.25