Civic Intelligence

Association of American Universities Inc

EIN 52-1947112 • 501(c)3 • Washington, DC

Profile

The association's mission is to (1) identify emerging issues of importance to its member institutions, (2) monitor federal developments that affect its member institutions, (3) propose policy positions for consideration by member institutions, and (4) disseminate to the public, including member of congress, information important to its member institutions.

1200 New York Ave NW 500Washington, DC 20005

www.aau.edu

Siviq Scores

Precomputed percentiles relative to similar nonprofits. These scores are descriptive rather than judgmental.

Liabilities / Assets

81st percentile

0.65x

Higher debt load relative to assets than 81% of similar nonprofits.

501(c)3 • $25M-$50M nonprofits • Source year 2024

Liabilities / Revenue

83rd percentile

1.42x

Higher debt load relative to revenue than 83% of similar nonprofits.

501(c)3 • $25M-$50M nonprofits • Source year 2024

Net Margin

66th percentile

12%

Higher net margin than 66% of similar nonprofits.

501(c)3 • $25M-$50M nonprofits • Source year 2024

Top Officer Pay

91st percentile

$788,330

Higher top officer pay than 91% of similar nonprofits.

Top officer pay equals 6.5% of source-year revenue.

501(c)3 • $25M-$50M nonprofits • Source year 2024

Asset Growth

84th percentile

20%

Faster asset growth than 84% of similar nonprofits.

501(c)3 • $25M-$50M nonprofits • Annualized from 2023 to 2024

Revenue Growth

57th percentile

11%

Faster revenue growth than 57% of similar nonprofits.

501(c)3 • $25M-$50M nonprofits • Annualized from 2023 to 2024

Assets

Up

$26,503,246

Up $4,382,906 (+20%) from 2023

Liabilities

Up

$17,230,983

Up $1,994,580 (+13%) from 2023

Net Assets

Up

$9,272,263

Up $2,388,326 (+35%) from 2023

Revenue

Up

$12,122,023

Up $1,182,002 (+11%) from 2023

Expenses

Down

$10,689,213

Down $63,253 (-0.6%) from 2023

Net Income

Up

$1,432,810

Up $1,245,255 (+664%) from 2023

Trend Graphs

Balance Sheet Trend

Grouped bars show assets, liabilities, and net assets across loaded filings.

$30M$20M$10M$0Assets 2011: $8,387,879Liabilities 2011: $3,998,406Net Assets 2011: $4,389,4732011Assets 2012: $10,000,292Liabilities 2012: $5,198,913Net Assets 2012: $4,801,3792012Assets 2013: $6,907,841Liabilities 2013: $1,900,927Net Assets 2013: $5,006,9142013Assets 2014: $8,542,791Liabilities 2014: $3,815,300Net Assets 2014: $4,727,4912014Assets 2015: $10,815,784Liabilities 2015: $5,995,061Net Assets 2015: $4,820,7232015Assets 2016: $6,651,784Liabilities 2016: $1,739,718Net Assets 2016: $4,912,0662016Assets 2017: $9,118,599Liabilities 2017: $4,489,864Net Assets 2017: $4,628,7352017Assets 2018: $9,141,946Liabilities 2018: $4,293,672Net Assets 2018: $4,848,2742018Assets 2019: $8,441,051Liabilities 2019: $2,939,472Net Assets 2019: $5,501,5792019Assets 2020: $9,620,396Liabilities 2020: $3,068,570Net Assets 2020: $6,551,8262020Assets 2021: $12,330,287Liabilities 2021: $4,916,828Net Assets 2021: $7,413,4592021Assets 2022: $13,327,959Liabilities 2022: $6,971,153Net Assets 2022: $6,356,8062022Assets 2023: $22,120,340Liabilities 2023: $15,236,403Net Assets 2023: $6,883,9372023Assets 2024: $26,503,246Liabilities 2024: $17,230,983Net Assets 2024: $9,272,2632024

Highlighted filing

2024

Assets$26,503,246
Liabilities$17,230,983
Net Assets$9,272,263

Operations Trend

Revenue, expenses, and net income by year, with the latest filing highlighted.

$15M$10M$5.0M$0-$5.0MRevenue 2011: $5,308,222Expenses 2011: $5,337,401Net Income 2011: -$29,1792011Revenue 2012: $5,690,913Expenses 2012: $5,657,324Net Income 2012: $33,5892012Revenue 2013: $8,184,381Expenses 2013: $8,276,472Net Income 2013: -$92,0912013Revenue 2014: $7,201,416Expenses 2014: $7,699,062Net Income 2014: -$497,6462014Revenue 2015: $8,290,089Expenses 2015: $8,030,374Net Income 2015: $259,7152015Revenue 2016: $7,110,120Expenses 2016: $7,301,249Net Income 2016: -$191,1292016Revenue 2017: $7,413,426Expenses 2017: $7,735,626Net Income 2017: -$322,2002017Revenue 2018: $7,842,670Expenses 2018: $7,648,044Net Income 2018: $194,6262018Revenue 2019: $8,849,986Expenses 2019: $8,194,844Net Income 2019: $655,1422019Revenue 2020: $9,456,564Expenses 2020: $8,617,975Net Income 2020: $838,5892020Revenue 2021: $10,421,026Expenses 2021: $10,166,075Net Income 2021: $254,9512021Revenue 2022: $10,175,796Expenses 2022: $9,933,695Net Income 2022: $242,1012022Revenue 2023: $10,940,021Expenses 2023: $10,752,466Net Income 2023: $187,5552023Revenue 2024: $12,122,023Expenses 2024: $10,689,213Net Income 2024: $1,432,8102024

Highlighted filing

2024

Revenue$12,122,023
Expenses$10,689,213
Net Income$1,432,810

Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Facts available. Structured filing facts are available, but richer extracted sections are limited.$26.5$17.2$9.27$12.1$10.7$1.43
2023Summary only. Only limited summary data is available for this year.$22.1$15.2$6.88$10.9$10.8$0.19
2022Facts available. Structured filing facts are available, but richer extracted sections are limited.$13.3$6.97$6.36$10.2$9.93$0.24
2021Facts available. Structured filing facts are available, but richer extracted sections are limited.$12.3$4.92$7.41$10.4$10.2$0.25
2020XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$9.62$3.07$6.55$9.46$8.62$0.84
2019XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$8.44$2.94$5.50$8.85$8.19$0.66
2018XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$9.14$4.29$4.85$7.84$7.65$0.19
2017Facts available. Structured filing facts are available, but richer extracted sections are limited.$9.12$4.49$4.63$7.41$7.74$0.32
2016Detailed filing. Detailed filing data is available for this year.$6.65$1.74$4.91$7.11$7.30$0.19
2015Detailed filing. Detailed filing data is available for this year.$10.8$6.00$4.82$8.29$8.03$0.26
2014Summary only. Only limited summary data is available for this year.$8.54$3.82$4.73$7.20$7.70$0.50
2013Summary only. Only limited summary data is available for this year.$6.91$1.90$5.01$8.18$8.28$0.09
2012Summary only. Only limited summary data is available for this year.$10.0$5.20$4.80$5.69$5.66$0.03
2011Summary only. Only limited summary data is available for this year.$8.39$4.00$4.39$5.31$5.34$0.03
Latest Filing Detail
Jump To
Filing Snapshot
Filing Period
Oct 1, 2023 to Sep 30, 2024
Signed
Aug 5, 2025
Return Version
2023v6.0
Gross Receipts
$14,657,077
Mission and Program Overview

Mission

Founded in 1900, aau is composed of 62 distinguished institutions in the united states and canada that continually advance society through education, research, and discovery. Our u.s. Member universities earn the majority of competitively awarded federal funding for academic research, are improving human life and wellbeing through research, and are educating tomorrow's visionary leaders and global citizens. Aau members collectively help shape policy for higher education, science, and innovation; promote best practices in undergraduate and graduate education; and strengthen the contributions of research universities to society.

Founded in 1900, the association of american universities (aau) is composed of 71 distinguished research universities, 69 in the united states and two in canada, that continually advance society through education, research, and discovery. Our u.s. Member universities earn the majority of competitively awarded federal funding for academic research, are improving human life and wellbeing through research, and are educating tomorrow's visionary leaders and global citizens. Aau members collectively help shape policy for higher education, science, and innovation; promote best practices in undergraduate and graduate education; and strengthen the contributions of research universities to society.

Balance Sheet Detail
LineBeginningEndChange
Assets
Investments in Publicly Traded Securities$1,487,967$5,678,453▲ $4,190,486
Investments Other Securities$3,400,361$4,176,798▲ $776,437
Land, Buildings, and Equipment, Net$2,836,162$2,731,829▼ $104,333
Cash and Non-Interest-Bearing Accounts$1,520,951$2,570,599▲ $1,049,648
Savings and Temporary Cash Investments$3,589,001$2,403,303▼ $1,185,698
Prepaid Expenses and Deferred Charges$385,985$265,375▼ $120,610
Accounts Receivable$105,424$87,705▼ $17,719
Total Assets$22,120,340$26,503,246▲ $4,382,906
Other Assets Total$8,794,489$8,589,184▼ $205,305
Liabilities
Other Liabilities$11,902,471$11,673,954▼ $228,517
Deferred Revenue$2,834,766$5,168,605▲ $2,333,839
Accounts Payable and Accrued Expenses$499,166$388,424▼ $110,742
Total Liabilities$15,236,403$17,230,983▲ $1,994,580
Net Assets / Fund Balance
Net Assets Without Donor Restrictions$6,339,421$8,928,081▲ $2,588,660
Net Assets With Donor Restrictions$544,516$344,182▼ $200,334
Total Net Assets Fund Balance$6,883,937$9,272,263▲ $2,388,326
Total Liabilities and Net Assets / Fund Balance$22,120,340$26,503,246▲ $4,382,906

Asset Categories

AssetBook ValueDepreciationBasis
Leasehold Improvements$2,438,049$1,290,215$3,728,264
Equipment$293,780$1,168,573$1,462,353
Other Assets Org$7,606,706--
Other Securities$766,659--
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
Barbara R SnyderPresidentFT$674,725$113,605$788,330
Tobin SmithVP of Science Plcy & Glbl AffairsFT$310,791$84,927$395,718
Roxanne MurrayVP of AdministrationFT$302,664$74,864$377,528
Kenneth Goldstein Ended 062024Sr VP for Survey Research & Institutional PolicyFT$315,894$59,687$375,581
Kenneth Goldstein Ended 062024Sr VP for Survey Research & Institut-$308,394$67,187$375,581
Julia JesterDEPUTY VP OF FED'L RELATIONSFT$197,904$48,638$246,542
Emily MillerDeputy VP of PolicyFT$191,545$48,002$239,547
Eileen FoxChief Financial OfficerFT$182,983$40,430$223,413
Kate HudsonASSOCIATE VP AND COUNSEL FOR POLICY & FED'L RELATIFT$190,493$18,949$209,442
Kate HudsonAssociate VP and Counsel for Policy-$189,493$19,949$209,442
Lizbet BoroughsAssociate VP for Federal RelationsFT$172,236$36,580$208,816
Pamela DavidsonASSOCIATE VP OF FED'L RELATIONSFT$165,119$16,512$181,631

Board Members and Trustees

NameTitle
Robert JonesChair
Christopher EisgruberVice Chair
Carol ChristBoard Member
Cynthia LariveBoard Member
Douglas GirodBoard Member
Gregory FenvesBoard Member
Howard GillmanBoard Member
Martha PollackBoard Member
Maurie McinnisBoard Member
Ronald DanielsBoard Member
Vincent PriceBoard Member
Winfield BoerckelVP for Communications
Kenneth GoldsteinVP of Survey Research & Inst Plcy

Highest Paid Contractors

ContractorServicesLocationCompensation
DynataPolling4 RESEARCH DRIVE SUITE 300, Shelton, CT 06484$124,839
Stagewell MediaMedia/advertising1150 18TH STREET SUITE 800, Washington, DC 20036$119,980
Promark ResearchPolling313 SAWDUST RD, Spring, TX 77380$109,247
Revenue and Support

Revenue Composition

Contributions and Grants
$0
Program Service Revenue
$11,563,597
Investment Income
$516,152
Other Revenue
$42,274
Change in Net Assets
$1,432,810

Audited Revenue Reconciliation

Revenue per Audited Statements
$12,094,765
Revenue Not Reported on Financial Statements
$27,258
Revenue Not Reported on Form 990
$955,516
Total Revenue per Audited Statements
$13,050,281
Total Revenue per Form 990
$12,122,023
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$7,184,467
Other Expenses$3,399,196
Grants and Similar Amounts Paid$105,550
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$2,591,255$842,704-$3,433,959
Current Officers, Directors, Trustees, and Key Employees$1,807,252$448,994-$2,256,246
Occupancy$675,640$200,375-$876,015
Other Employee Benefits$573,809$190,510-$764,319
Conferences and Meetings$713,215--$713,215
Fees for Services Other$283,641$92,341-$375,982
Payroll Taxes$284,995$84,521-$369,516
Pension Plan Contributions$272,503$87,924-$360,427
Depreciation Depletion$225,949$67,010-$292,959
Information Technology$104,575$187,279-$291,854
Fees for Services Lobbying$277,954--$277,954
Travel$163,067$30,039-$193,106
Grants to Domestic Orgs$105,550--$105,550
Advertising$96,248--$96,248
Insurance-$42,607-$42,607
Office Expenses$21,591$8,790-$30,381
Fees for Services Accounting-$30,173-$30,173
Fees for Services Legal$13,993$14,512-$28,505
Fees for Service Investment Mgmnt Fees-$27,258-$27,258
Other Expenses$8,044$490-$8,534
All Other Expenses$695$7,575-$8,270
Total Functional Expenses$8,306,167$2,383,046$0$10,689,213

Audited Expense Reconciliation

Line ItemAmount
Total Expenses per Form 990$10,689,213
Expenses per Audited Statements$10,661,955
Total Expenses per Audited Statements$10,661,955
Expenses Not Reported on Financial Statements$27,258
Expenses Not Reported on Form 990$0
International Activity

Grant and Assistance Recipients

RecipientLocationCategoryPurposeAmount
Board of Trustees of Michigan State UniversityEast Lansing, MI501(c)(3)Department Level Development Grant$20,000
The University of Kansas Center for Research IncLawarence, KS501(c)(3)Department Level Development Grant$20,000
Trustees of Dartmouth CollegeHanover, NH501(c)(3)Department Level Development Grant$20,000
Univerity of North Carolina at Chapel HillChapel Hill, NC501(c)(3)Department Level Development Grant$20,000
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
Yes
Subject to proxy tax
No
Insider Transactions and Loans

Interested-Person Transactions

Interested PartyRelationshipDescriptionShared RevenueAmount
Michael SnyderSpouse of Aau PresidentCOORDINATES AND MANAGES PARTNERS' CONSTITUENT GROUP WHO MEET IN CONJUNCTION WITH THE PRESIDENTS/CHANCELLORS BI-ANNUALLY. HE WORKS WITH THE PROGRAM PLANNING COMMITTEE TO DEVELOP THE AGENDA, INVITES AND COORDINATES SPEAKERS. HE IS ALSO RESPONSIBLE FOR COORDINATING AND FACILITATING, WITH OTHER AAU STAFF, THE MENTOR PROGRAM FOR NEW PARTNERS. ACTS AS A SENIOR ADVISOR TO AAU'S PRESIDENT ON A WIDE RANGE OF MATTERS AND HELPS REPRESENT AAU TO A BROAD ARRAY OF EXTERNAL AND INTERNAL CONSTITUENTS, EITHER INDEPENDENTLY OR IN CONCERT WITH THE AAU PRESIDENT.No$30,000
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Operating Lease Liabilities$10,691,476
Deferred Compensation$982,478
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with 35% controlled entity
No
Business relationship with family members
Yes
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
Yes
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, Line 2

Michael snyder is the spouce of the aau president.

Form 990, Part VI, Section A, Line 6

Aau's membership consists of universities or major campuses of multi-campus universities. The criteria for admission are: high quality programs of academic research and scholarship; undergraduate, graduate, and professional education in a substantial number of fields; and general recognition that such member is outstanding by reason of the excellence of its research and education programs. Each member is represented by its chief executive officer.

Form 990, Part VI, Section A, Line 7A

Aau's board of directors consists of a chair, a vice chair, a past chair, the aau president (nonvoting), and seven additional directors, who are elected by aau's membership from among the member representatives at large. The president is elected by the board, while the vice chair/chair-elect is elected by the membership.

Form 990, Part VI, Section A, Line 7B

Aau's board does not have the power to alter or amend any actions of the membership taken in a meeting of the members, nor does it have the authority to elect or remove any member representative, adopt a plan of merger, or authorize the voluntary dissolution of the corporation. Additionally, the board does not have the authority the nominate or remove members; that power is held by the membership. The board keeps a record of its proceedings, which are then reported to the members.

Form 990, Part VI, Section B, Line 11B

The form 990 is prepared by aau's professional accounting firm, and reviewed by the chief financial officer. A copy of the form 990 is provided to the board of directors before filing at a quarterly board meeting.

Form 990, Part VI, Section B, Line 12C

Board members, officers and key employees are required to annually sign a conflict of interest statements

Form 990, Part VI, Section B, Line 15

Board recommends and approves the annual increase for the organization's president based on comparable salaries increase of other similar organiations. Other officers and key employees are approved by the president based on annual quatt salary report.

Form 990, Part VI, Section C, Line 19

The organization provides copies to the public of its governing documents, conflict of interest policy, and financial statements upon request for the same period of disclosure as set forth in section 6104(d).

Filing and Contact Details

Filer

Filer Name
Association of American Universities Inc
EIN
52-1947112
Phone
2024087500
Address
1200 NEW YORK AVE NW 500, WASHINGTON, DC 20005

Signing Officer

Name
Barbara R Snyder
Title
President
Phone
2024087500
Signed
2025-08-05
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Barbara R Snyder
Formed
1995
Legal Domicile
Dc
Voting Board Members
12
Independent Board Members
11
Employees
45
Volunteers
12

Preparer

Firm
Cbiz Advisors LLC
Address
1 RESEARCH COURT SUITE 400, ROCKVILLE, MD 20850
Preparer
Frank H Smith
Phone
3016913600
Supplemental Narrative

Additional Explanations

FORM 990, PART XII, LINE 2C:

The process has not changed from the prior year.

Financial Statement Notes

PART X, LINE 2:

The association is exempt from payment of income taxes other than those on unrelated business income (ubi) under section 501(c)(3) of the internal revenue code. The association had no ubi for the years ended september 30, 2024 and 2023. The income tax positions taken by the association for any years open under the various statutes of limitations are that the association continues to be exempt from income taxes and that it has properly reported ubi that is subject to income taxes. The association evaluated its uncertainty in income taxes for the years september 30, 2024 and 2023, and determined that there are no matters that would require recognition in the financial statements or that may have an effect on its tax-exempt status. There are currently no examinations pending or in progress.

Raw XML AppendixShowing 400 of 912 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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IRS990/ActivityOrMissionDesc0FOUNDED IN 1900, THE ASSOCIATION OF AMERICAN UNIVERSITIES (AAU) IS COMPOSED OF 71 DISTINGUISHED RESEARCH UNIVERSITIES, 69 IN THE UNITED STATES AND TWO IN CANADA, THAT CONTINUALLY ADVANCE SOCIETY THROUGH EDUCATION, RESEARCH, AND DISCOVERY. OUR U.S. MEMBER UNIVERSITIES EARN THE MAJORITY OF COMPETITIVELY AWARDED FEDERAL FUNDING FOR ACADEMIC RESEARCH, ARE IMPROVING HUMAN LIFE AND WELLBEING THROUGH RESEARCH, AND ARE EDUCATING TOMORROW'S VISIONARY LEADERS AND GLOBAL CITIZENS. AAU MEMBERS COLLECTIVELY HELP SHAPE POLICY FOR HIGHER EDUCATION, SCIENCE, AND INNOVATION; PROMOTE BEST PRACTICES IN UNDERGRADUATE AND GRADUATE EDUCATION; AND STRENGTHEN THE CONTRIBUTIONS OF RESEARCH UNIVERSITIES TO SOCIETY.
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IRS990/MissionDesc0FOUNDED IN 1900, AAU IS COMPOSED OF 71 DISTINGUISHED INSTITUTIONS IN THE UNITED STATES AND CANADA THAT CONTINUALLY ADVANCE SOCIETY THROUGH EDUCATION, RESEARCH, AND DISCOVERY. OUR U.S. MEMBER UNIVERSITIES EARN THE MAJORITY OF COMPETITIVELY AWARDED FEDERAL FUNDING FOR ACADEMIC RESEARCH, ARE IMPROVING HUMAN LIFE AND WELLBEING THROUGH RESEARCH, AND ARE EDUCATING TOMORROW'S VISIONARY LEADERS AND GLOBAL CITIZENS. AAU MEMBERS COLLECTIVELY HELP SHAPE POLICY FOR HIGHER EDUCATION, SCIENCE, AND INNOVATION; PROMOTE BEST PRACTICES IN UNDERGRADUATE AND GRADUATE EDUCATION; AND STRENGTHEN THE CONTRIBUTIONS OF RESEARCH UNIVERSITIES TO SOCIETY.
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