Civic Intelligence

The Ottumwa Symphony Orchestra Foundation

990 • Fiscal year 2016 • EIN 42-1320132

Jan 01, 2016 to Dec 31, 2016 • Filed on May 30, 2017

PO Box 173Ottumwa, IA 52501-0713

(641) 777-7788

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

56th percentile

0.00x

Tied with the lowest-debt nonprofits in its peer group.

2016 filings • 501(c)3 • <$500k nonprofits • Source year 2016

Liabilities / Revenue

55th percentile

0.00x

Tied with the lowest-debt nonprofits in its peer group.

2016 filings • 501(c)3 • <$500k nonprofits • Source year 2016

Net Margin

34th percentile

-3.0%

Higher net margin than 34% of similar nonprofits.

2016 filings • 501(c)3 • <$500k nonprofits • Source year 2016

Top Officer Pay

77th percentile

$3,000

Higher top officer pay than 77% of similar nonprofits.

Top officer pay equals 3.5% of source-year revenue.

2016 filings • 501(c)3 • <$500k nonprofits • Source year 2016

Asset Growth

43rd percentile

-1.1%

Faster asset growth than 43% of similar nonprofits.

2016 filings • 501(c)3 • <$500k nonprofits • Annualized from 2015 to 2016

Revenue Growth

75th percentile

23%

Faster revenue growth than 75% of similar nonprofits.

2016 filings • 501(c)3 • <$500k nonprofits • Annualized from 2015 to 2016

Assets

Down

$221,775

Down $2,531 (-1.1%) from 2015

Net Assets

Down

$221,775

Down $2,531 (-1.1%) from 2015

Liabilities

Flat

$0

Flat from 2015

Revenue

Up

$84,559

Up $15,760 (+23%) from 2015

Expenses

Up

$87,090

Up $19,326 (+29%) from 2015

Net Income

Down

-$2,531

Down $3,566 (-345%) from 2015

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$600K$400K$200K$0Assets 2011: $186,241Liabilities 2011: $02011Assets 2013: $224,774Liabilities 2013: $0Net Assets 2013: $224,7742013Assets 2014: $223,271Liabilities 2014: $0Net Assets 2014: $223,2712014Assets 2015: $224,306Liabilities 2015: $0Net Assets 2015: $224,3062015Assets 2016: $221,775Liabilities 2016: $0Net Assets 2016: $221,7752016Assets 2017: $236,359Liabilities 2017: $0Net Assets 2017: $236,3592017Assets 2018: $246,876Liabilities 2018: $0Net Assets 2018: $246,8762018Assets 2019: $248,922Liabilities 2019: $0Net Assets 2019: $248,9222019Assets 2020: $241,915Liabilities 2020: $0Net Assets 2020: $241,9152020Assets 2021: $248,263Liabilities 2021: $200Net Assets 2021: $248,0632021Assets 2022: $417,301Liabilities 2022: $200Net Assets 2022: $417,1012022Assets 2023: $413,036Liabilities 2023: $0Net Assets 2023: $413,0362023Assets 2024: $422,378Liabilities 2024: $2,250Net Assets 2024: $420,1282024Assets 2025: $421,014Liabilities 2025: $0Net Assets 2025: $421,0142025

Highlighted filing

2016

Assets$221,775
Liabilities$0
Net Assets$221,775

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$200K$100K$0-$100KRevenue 2011: $77,113Expenses 2011: $66,723Net Income 2011: $10,3902011Revenue 2013: $88,294Expenses 2013: $80,987Net Income 2013: $7,3072013Revenue 2014: $66,611Expenses 2014: $68,114Net Income 2014: -$1,5032014Revenue 2015: $68,799Expenses 2015: $67,764Net Income 2015: $1,0352015Revenue 2016: $84,559Expenses 2016: $87,090Net Income 2016: -$2,5312016Revenue 2017: $83,932Expenses 2017: $69,348Net Income 2017: $14,5842017Revenue 2018: $84,223Expenses 2018: $73,706Net Income 2018: $10,5172018Revenue 2019: $90,789Expenses 2019: $88,743Net Income 2019: $2,0462019Revenue 2020: $14,154Expenses 2020: $21,161Net Income 2020: -$7,0072020Revenue 2021: $64,434Expenses 2021: $58,286Net Income 2021: $6,1482021Revenue 2022: $97,589Expenses 2022: $104,061Net Income 2022: -$6,4722022Revenue 2023: $131,387Expenses 2023: $151,226Net Income 2023: -$19,8392023Revenue 2024: $122,577Expenses 2024: $167,186Net Income 2024: -$44,6092024Revenue 2025: $97,471Expenses 2025: $137,712Net Income 2025: -$40,2412025

Highlighted filing

2016

Revenue$84,559
Expenses$87,090
Net Income-$2,531
Jump To
Filing Snapshot
Filing Period
Jan 1, 2016 to Dec 31, 2016
Signed
May 30, 2017
Return Version
2016v3.0
Gross Receipts
$84,559
Mission and Program Overview

Mission

The purpose of the ottumwa symphony orchestra foundation is to provide for the perpetuation of musical arts and performances in the city of ottumwa and surrounding communities and for the encouragement of musical education amongst elementary, high school and community college students.

Balance Sheet Detail
LineBeginningEndChange
Assets
Investments in Publicly Traded Securities$182,015$188,508▲ $6,493
Cash and Non-Interest-Bearing Accounts$30,234$17,975▼ $12,259
Savings and Temporary Cash Investments$12,057$12,057→ $0
Land, Buildings, and Equipment, Net-$3,235-
Total Assets$224,306$221,775▼ $2,531
Liabilities
Total Liabilities$0$0→ $0
Net Assets / Fund Balance
Unrestricted Net Assets$224,306$221,775▼ $2,531
Total Net Assets Fund Balance$224,306$221,775▼ $2,531
Total Liabilities and Net Assets / Fund Balance$224,306$221,775▼ $2,531

Asset Categories

AssetBook ValueDepreciationBasis
Other Land Buildings$3,235$170$3,405
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseTotal
Patty BabbBoard MemberPT$3,000$3,000

Board Members and Trustees

NameTitle
Sally PhippenPresident
Bev StokesBoard Member
Dan DowlingBoard Member
Janet VinyardBoard Member
John KearneyBoard Member
Linda MontgomeryBoard Member
Lyle StirlingBoard Member
Maggie MorrisseyBoard Member
Margaret VittetoeBoard Member
Mary Beth HammerBoard Member
Michael CarpenterBoard Member
Randy AndersonBoard Member
Robert MorrisseyBoard Member
Steve MillerBoard Member
Diane DowlingSecretary
Kimberly ArdueserTreasurer
Barb SasseenVice Preside
Revenue and Support

Revenue Composition

Contributions and Grants
$26,281
Program Service Revenue
$51,364
Investment Income
$6,914
Other Revenue
$0
Change in Net Assets
$-2,531
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Other Expenses$84,090
Total Fundraising Expense$18,995
Salaries, Compensation, and Employee Benefits$3,000
Grants and Similar Amounts Paid$0
Professional Fundraising Fees$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Fees for Services Other$42,480--$42,480
Office Expenses-$3,016$3,016$6,032
Advertising$1,793-$1,793$3,586
Current Officers, Directors, Trustees, and Key Employees$3,000--$3,000
Insurance-$850-$850
Other Expenses$638-$1,488$638
Fees for Services Accounting-$355-$355
Depreciation Depletion$170--$170
Total Functional Expenses$63,874$4,221$18,995$87,090
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Insider Transactions and Loans

Interested-Person Transactions

Interested PartyRelationshipDescriptionShared RevenueAmount
Patty BabbBoard MemberManagerNo$3,000
Patty BabbBoard MemberMusicianNo$360
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Business relationship with family members
No
Business relationship with organization members
Yes
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
No
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Page 6, Part VI, Line 11B

A copy of the completed form 990, and related schedules, is provided to the board of directors for review at a monthly meeting. Members are provided the opportunity to ask questions related to the completed return prior to its filing.

Form 990, Page 6, Part VI, Line 19

Governing documents are available to the public via written request to the board of directors.

Filing and Contact Details

Filer

Filer Name
The Ottumwa Symphony
EIN
42-1320132
Address
PO BOX 173, OTTUMWA, IA 52501-0713

Signing Officer

Name
Kimberly Ardueser
Title
Treasurer
Signed
2017-05-30
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Sally Phippen
Formed
1999
Voting Board Members
18
Independent Board Members
18
Employees
0

Preparer

Firm
Kevin J Wadle CPA Pc
Address
117 S 4TH ST, KNOXVILLE, IA 50138-1757
Preparer
Kevin J Wadle
Phone
6418422137
Supplemental Narrative

Additional Explanations

FORM 990 - ORGANIZATION'S MISSION

The purpose of the ottumwa symphony orchestra foundation is to provide for the perpetuation of musical arts and performances in the city of ottumwa and surrounding communities and for the encouragement of musical education amongst elementary, high school and community college students.

Form 990, Part IX, Line 11G

MUSICIANS 42,480 0 0

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IRS990/ProgramServiceRevenueGrp/RelatedOrExemptFuncIncomeAmt051364
IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt051364
IRS990/ProhibitedTaxShelterTransInd0false
IRS990/PYContributionsGrantsAmt019795
IRS990/PYExcessBenefitTransInd0false
IRS990/PYGrantsAndSimilarPaidAmt0500
IRS990/PYInvestmentIncomeAmt05666
IRS990/PYOtherExpensesAmt063964
IRS990/PYProgramServiceRevenueAmt043338
IRS990/PYRevenuesLessExpensesAmt01035
IRS990/PYSalariesCompEmpBnftPaidAmt03300
IRS990/PYTotalExpensesAmt067764
IRS990/PYTotalRevenueAmt068799
IRS990/ReconcilationRevenueExpnssAmt0-2531
IRS990/RelatedEntityInd0false
IRS990/RelatedOrganizationCtrlEntInd0false
IRS990/ReportInvestmentsOtherSecInd0false
IRS990/ReportLandBuildingEquipmentInd0true
IRS990/ReportOtherAssetsInd0false
IRS990/ReportOtherLiabilitiesInd0false
IRS990/ReportProgramRelatedInvstInd0false
IRS990/RevenueAmt051364
IRS990/SavingsAndTempCashInvstGrp/BOYAmt012057
IRS990/SavingsAndTempCashInvstGrp/EOYAmt012057
IRS990ScheduleA/GiftsGrantsContrisRcvd509Grp/CurrentTaxYearAmt026281
IRS990ScheduleA/GiftsGrantsContrisRcvd509Grp/CurrentTaxYearMinus1YearAmt019795
IRS990ScheduleA/GiftsGrantsContrisRcvd509Grp/CurrentTaxYearMinus2YearsAmt058536
IRS990ScheduleA/GiftsGrantsContrisRcvd509Grp/TotalAmt0104612
IRS990ScheduleA/GrossInvestmentIncome509Grp/CurrentTaxYearAmt06366
IRS990ScheduleA/GrossInvestmentIncome509Grp/CurrentTaxYearMinus1YearAmt05656
IRS990ScheduleA/GrossInvestmentIncome509Grp/CurrentTaxYearMinus2YearsAmt05073
IRS990ScheduleA/GrossInvestmentIncome509Grp/CurrentTaxYearMinus3YearsAmt04460
IRS990ScheduleA/GrossInvestmentIncome509Grp/TotalAmt021555
IRS990ScheduleA/GrossReceiptsAdmissionsGrp/CurrentTaxYearAmt051385
IRS990ScheduleA/GrossReceiptsAdmissionsGrp/CurrentTaxYearMinus1YearAmt043348
IRS990ScheduleA/GrossReceiptsAdmissionsGrp/CurrentTaxYearMinus2YearsAmt03002
IRS990ScheduleA/GrossReceiptsAdmissionsGrp/CurrentTaxYearMinus3YearsAmt083834
IRS990ScheduleA/GrossReceiptsAdmissionsGrp/TotalAmt0181569
IRS990ScheduleA/InvestmentIncomeAndUBTIGrp/CurrentTaxYearAmt06366
IRS990ScheduleA/InvestmentIncomeAndUBTIGrp/CurrentTaxYearMinus1YearAmt05656
IRS990ScheduleA/InvestmentIncomeAndUBTIGrp/CurrentTaxYearMinus2YearsAmt05073
IRS990ScheduleA/InvestmentIncomeAndUBTIGrp/CurrentTaxYearMinus3YearsAmt04460
IRS990ScheduleA/InvestmentIncomeAndUBTIGrp/TotalAmt021555
IRS990ScheduleA/InvestmentIncomeCYPct00.07000
IRS990ScheduleA/InvestmentIncomePYPct00.07000
IRS990ScheduleA/PubliclySupportedOrg509a2Ind0X
IRS990ScheduleA/PublicSupportCY509Pct00.93000
IRS990ScheduleA/PublicSupportPY509Pct00.93210
IRS990ScheduleA/PublicSupportTotal509Amt0286181
IRS990ScheduleA/ThirtyThrPctSuprtTestsCY509Ind0X
IRS990ScheduleA/Total509Grp/CurrentTaxYearAmt077666
IRS990ScheduleA/Total509Grp/CurrentTaxYearMinus1YearAmt063143
IRS990ScheduleA/Total509Grp/CurrentTaxYearMinus2YearsAmt061538
IRS990ScheduleA/Total509Grp/CurrentTaxYearMinus3YearsAmt083834
IRS990ScheduleA/Total509Grp/TotalAmt0286181
IRS990ScheduleA/TotalSupportCalendarYearGrp/CurrentTaxYearAmt084032
IRS990ScheduleA/TotalSupportCalendarYearGrp/CurrentTaxYearMinus1YearAmt068799
IRS990ScheduleA/TotalSupportCalendarYearGrp/CurrentTaxYearMinus2YearsAmt066611
IRS990ScheduleA/TotalSupportCalendarYearGrp/CurrentTaxYearMinus3YearsAmt088294
IRS990ScheduleA/TotalSupportCalendarYearGrp/TotalAmt0307736
IRS990/ScheduleBRequiredInd0false
IRS990ScheduleD/OtherLandBuildingsGrp/BookValueAmt03235
IRS990ScheduleD/OtherLandBuildingsGrp/DepreciationAmt0170
IRS990ScheduleD/OtherLandBuildingsGrp/OtherCostOrOtherBasisAmt03405
IRS990ScheduleD/TotalBookValueLandBuildingsAmt03235
IRS990/ScheduleJRequiredInd0false
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/NameOfInterested/PersonNm0PATTY BABB
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/NameOfInterested/PersonNm1PATTY BABB
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/RelationshipDescriptionTxt0BOARD MEMBER
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/RelationshipDescriptionTxt1BOARD MEMBER
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/SharingOfRevenuesInd0false
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/SharingOfRevenuesInd1false
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/TransactionAmt03000
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/TransactionAmt1360
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/TransactionDesc0MANAGER
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/TransactionDesc1MUSICIAN
IRS990/ScheduleORequiredInd0true
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt0THE PURPOSE OF THE OTTUMWA SYMPHONY ORCHESTRA FOUNDATION IS TO PROVIDE FOR THE PERPETUATION OF MUSICAL ARTS AND PERFORMANCES IN THE CITY OF OTTUMWA AND SURROUNDING COMMUNITIES AND FOR THE ENCOURAGEMENT OF MUSICAL EDUCATION AMONGST ELEMENTARY, HIGH SCHOOL AND COMMUNITY COLLEGE STUDENTS.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt1A COPY OF THE COMPLETED FORM 990, AND RELATED SCHEDULES, IS PROVIDED TO THE BOARD OF DIRECTORS FOR REVIEW AT A MONTHLY MEETING. MEMBERS ARE PROVIDED THE OPPORTUNITY TO ASK QUESTIONS RELATED TO THE COMPLETED RETURN PRIOR TO ITS FILING.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt2GOVERNING DOCUMENTS ARE AVAILABLE TO THE PUBLIC VIA WRITTEN REQUEST TO THE BOARD OF DIRECTORS.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt3MUSICIANS 42,480 0 0
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc0FORM 990 - ORGANIZATION'S MISSION
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc1FORM 990, PAGE 6, PART VI, LINE 11B
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc2FORM 990, PAGE 6, PART VI, LINE 19
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc3FORM 990, PART IX, LINE 11G
IRS990/SchoolOperatingInd0false
IRS990/SignificantChangeInd0false
IRS990/SignificantNewProgramSrvcInd0false
IRS990/SubjectToProxyTaxInd0false
IRS990/TaxablePartyNotificationInd0false
IRS990/TaxExemptBondsInd0false
IRS990/TempOrPermanentEndowmentsInd0false
IRS990/TerminateOperationsInd0false
IRS990/TotalAssetsBOYAmt0224306
IRS990/TotalAssetsEOYAmt0221775
IRS990/TotalAssetsGrp/BOYAmt0224306
IRS990/TotalAssetsGrp/EOYAmt0221775
IRS990/TotalCompGreaterThan150KInd0false
IRS990/TotalContributionsAmt026281
IRS990/TotalEmployeeCnt00
IRS990/TotalFunctionalExpensesGrp/FundraisingAmt018995
IRS990/TotalFunctionalExpensesGrp/ManagementAndGeneralAmt04221
IRS990/TotalFunctionalExpensesGrp/ProgramServicesAmt063874
IRS990/TotalFunctionalExpensesGrp/TotalAmt087090
IRS990/TotalGrossUBIAmt00
IRS990/TotalLiabilitiesEOYAmt00
IRS990/TotalLiabilitiesGrp/BOYAmt00
IRS990/TotalLiabilitiesGrp/EOYAmt00
IRS990/TotalNetAssetsFundBalanceGrp/BOYAmt0224306
IRS990/TotalNetAssetsFundBalanceGrp/EOYAmt0221775
IRS990/TotalProgramServiceExpensesAmt063874
IRS990/TotalProgramServiceRevenueAmt051364
IRS990/TotalReportableCompFromOrgAmt03000
IRS990/TotalRevenueGrp/ExclusionAmt06366
IRS990/TotalRevenueGrp/RelatedOrExemptFuncIncomeAmt051912
IRS990/TotalRevenueGrp/TotalRevenueColumnAmt084559
IRS990/TotLiabNetAssetsFundBalanceGrp/BOYAmt0224306
IRS990/TotLiabNetAssetsFundBalanceGrp/EOYAmt0221775
IRS990/TrnsfrExmptNonChrtblRltdOrgInd0false
IRS990/TypeOfOrganizationCorpInd0X
IRS990/UnrelatedBusIncmOverLimitInd0false
IRS990/UnrestrictedNetAssetsGrp/BOYAmt0224306
IRS990/UnrestrictedNetAssetsGrp/EOYAmt0221775
IRS990/UponRequestInd0X
IRS990/USAddress/AddressLine1Txt011334 RABBIT RUN RD
IRS990/USAddress/CityNm0OTTUMWA
IRS990/USAddress/StateAbbreviationCd0IA
IRS990/USAddress/ZIPCd052501
IRS990/VotingMembersGoverningBodyCnt018
IRS990/VotingMembersIndependentCnt018
IRS990/WhistleblowerPolicyInd0false
ReturnHeader/BuildTS02017-02-10 21:41:12Z
ReturnHeader/BusinessOfficerGrp/DiscussWithPaidPreparerInd0true
ReturnHeader/BusinessOfficerGrp/PersonNm0KIMBERLY ARDUESER
ReturnHeader/BusinessOfficerGrp/PersonTitleTxt0TREASURER
ReturnHeader/BusinessOfficerGrp/SignatureDt02017-05-30
ReturnHeader/Filer/BusinessName/BusinessNameLine1Txt0THE OTTUMWA SYMPHONY
ReturnHeader/Filer/BusinessName/BusinessNameLine2Txt0ORCHESTRA FOUNDATION
ReturnHeader/Filer/BusinessNameControlTxt0OTTU
ReturnHeader/Filer/EIN0421320132
ReturnHeader/Filer/USAddress/AddressLine1Txt0PO BOX 173
ReturnHeader/Filer/USAddress/CityNm0OTTUMWA

Document Assets

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Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2025Detailed filing. Detailed filing data is available for this year.$4.21$0.00$4.21$0.97$1.38$0.40
2024Detailed filing. Detailed filing data is available for this year.$4.22$0.02$4.20$1.23$1.67$0.45
2023Detailed filing. Detailed filing data is available for this year.$4.13$0.00$4.13$1.31$1.51$0.20
2022Detailed filing. Detailed filing data is available for this year.$4.17$0.00$4.17$0.98$1.04$0.06
2021Detailed filing. Detailed filing data is available for this year.$2.48$0.00$2.48$0.64$0.58$0.06
2020Summary only. Only limited summary data is available for this year.$2.42$0.00$2.42$0.14$0.21$0.07
2019Detailed filing. Detailed filing data is available for this year.$2.49$0.00$2.49$0.91$0.89$0.02
2018Detailed filing. Detailed filing data is available for this year.$2.47$0.00$2.47$0.84$0.74$0.11
2017Detailed filing. Detailed filing data is available for this year.$2.36$0.00$2.36$0.84$0.69$0.15
2016Detailed filing. Detailed filing data is available for this year.$2.22$0.00$2.22$0.85$0.87$0.03
2015Detailed filing. Detailed filing data is available for this year.$2.24$0.00$2.24$0.69$0.68$0.01
2014Detailed filing. Detailed filing data is available for this year.$2.23$0.00$2.23$0.67$0.68$0.02
2013Summary only. Only limited summary data is available for this year.$2.25$0.00$2.25$0.88$0.81$0.07
2011Summary only. Only limited summary data is available for this year.$1.86$0.00$0.77$0.67$0.10