Andersen Corporation Veba H&W Ben Trust

“Form 990, Part VI, Question 3 THE MANAGEMENT COMMITTEE HAS BEEN ESTABLISHED BY THE ANDERSEN CORPORATION EMPLOYEE BENFICIARY ASSOCIATION ACTIVE HEALTH BENEFIT TRUST, AND HAS BEEN DELEGATED ALL OF THE PLAN ADMINISTRATIVE AND CERTAIN OF THE PLAN SPONSOR (SETTLOR) AUTHORITY AND RESPONSIBILITY UNDER THE ANDERSEN CORPORATION ACTIVE EMPLOYEE BENEFITS PLAN.”

“Form 990, Part VI, Question 7A THE BOARD OF DIRECTORS, OR EXECUTIVE COMMITTEE OF ANDERSEN CORPORATION, HAS THE AUTHORITY TO APPOINT THE TRUSTEE AND MEMBERS OF THE ANDERSEN CORPORATION EMPLOYEE BENFICIARY ASSOCIATION MANAGEMENT COMMITTEE, WHICH HAVE THE FIDUCIARY RESPONSIBILITY FOR MANAGEMENT OF THE PLAN AND INVESTMENTS.”

“Form 990, Part VI, Line 9 The Trustee, U.S. Bank National Association, cannot be reached at the organization's mailing address. Current contact information for the Trustee is: U.S. Bank National Association, C/O Julie K. Rahn, 60 Livingston Avenue, St. Paul, MN 55107, (651)466-6278.”

“Form 990, Part VI, Line 11b The final Form 990 and its various schedules were prepared by a national CPA firm, and reviewed by the key officers and trustee of the Trust. Identified changes were incorporated prior to filing Form 990 with the IRS. To review the Form 990 for this Trust, Andersen Corporation and the Trustee used templates to ensure consistency in filings from year to year. These templates detail source documents for various data fields and are based on Form 990 filings prepared by consultants in the past.”

“Form 990, part VI, Line 12C THE TRUSTEE HAS ADOPTED A CODE OF BUSINESS CONDUCT AND ETHICS THAT INCLUDES A SECTION ON CONFLICT OF INTEREST. THE TRUSTEE REQUIRES KEY STAFF MEMBERS TO ANNUALLY (A) DISCLOSE THEIR OUTSIDE CONNECTIONS AND OWNERSHIP INTEREST IN A CONFLICT OF INTEREST POLICY DISCLOSURE, AND RETURN IT TO THE OFFICE OF THE GENERAL COUNSEL, AND (B) AFFIRM THAT THEY HAVE REVIEWED AND ARE IN COMPLIANCE WITH A NUMBER OF THE TRUSTEE'S POLICIES INCLUDING THE CODE OF BUSINESS CONDUCT AND ETHICS AND ITS GUIDELINES RELATING TO STANDARDS OF CONDUCT, WHICH ALSO INCLUDES A SECTION ON CONFLICTS OF INTEREST. POTENTIAL CONFLICTS OF INTEREST ARE DISCLOSED IMMEDIATELY.”

“Form 990, Part VI, Line 19 No documents are made available to the public.”