Sheet Metal Workers Local 292 Health Fund

“Family Relationship or Business Relationship - The relationship between the Trustees of the Fund is a business relationship. The Fund is established and maintained pursuant to the Employee Retirement Income Security Act of 1974, as amended. The Fund, as a Taft Hartley Trust Fund, is administered by a board of Trustees which is composed of an equal number of union and employer representatives. Because of this organizational requirement, there is a business relationship between the Trustees.”

“The Fund is a Taft-Hartley Fund and is administered by the Board of 6 Trustees. The Employer Association and the Local Union, who are the settlors of the Fund, appoint three Trustees each.”

“The form 990 is presented and approved at a meeting of the Board of Trustees, subject to approval by and review of the Funds legal counsel. In addition, each Trustee is provided a copy of the Funds final form 990 (including required schedules), as ultimately filed with the IRS.”

“The Fund did not have a CEO, Executive Director, or Top management officials, or other officers or key employees, as those terms are defined in the instructions.”

“The Fund is established and maintained pursuant to the Employee Retirement Income Security Act of 1974, as amended. It operates in compliance with the reporting and disclosure requirements of Subtitle B, Part 1 of ERISAwith respect to disclosure of its governing documents and financial information. It operates in compliance with the fiduciary responsibility requirements of Subtitle B, Part 4 of ERISA.”

“Form 990, Part VII - Additional InformationLine 1a - Paul Gualdoni and Antonio Silvestri served as Trustees of the Fund without compensation from the Fund for those services. However, they were compensated as employees of the Sheet Metal Workers Local Union No 292,which is a contributing employer to the Fund and, as such, a related orgainization as that term is defined in the instructions.”