Civic Intelligence

General Dynamics Adv Tech Sys Inc Mgmt & Nonrep Employees Postrtmt Hlth Trust

990 • Fiscal year 2016 • EIN 36-7231076

Jan 01, 2016 to Jul 01, 2016 • Filed on Jun 06, 2027

C/O Northern Trust 50 S Lasalle StChicago, IL 60603

(703) 876-3000

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

Score unavailable

No value available

Liabilities-to-assets requires both liabilities and assets on this filing.

Source year 2016

Liabilities / Revenue

27th percentile

0.00x

Tied with the lowest-debt nonprofits in its peer group.

2016 filings • 501(c)9 • $5M-$10M nonprofits • Source year 2016

Net Margin

3rd percentile

-264%

Higher net margin than 3% of similar nonprofits.

2016 filings • 501(c)9 • $5M-$10M nonprofits • Source year 2016

Top Officer Pay

63rd percentile

$8,086

Higher top officer pay than 63% of similar nonprofits.

Top officer pay equals 1.0% of source-year revenue.

2016 filings • 501(c)9 • $5M-$10M nonprofits • Source year 2016

Asset Growth

1st percentile

-100%

Faster asset growth than 1% of similar nonprofits.

2016 filings • 501(c)9 • $5M-$10M nonprofits • Annualized from 2015 to 2016

Revenue Growth

1st percentile

-90%

Faster revenue growth than 1% of similar nonprofits.

2016 filings • 501(c)9 • $5M-$10M nonprofits • Annualized from 2015 to 2016

Assets

Down

$0

Down $31,288,191 (-100%) from 2015

Net Assets

Down

$0

Down $29,423,175 (-100%) from 2015

Liabilities

Down

$0

Down $1,865,016 (-100%) from 2015

Revenue

Down

$831,532

Down $7,832,482 (-90%) from 2015

Expenses

Up

$3,025,372

Up $2,227,811 (+279%) from 2015

Net Income

Down

-$2,193,840

Down $10,060,293 (-128%) from 2015

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$40M$30M$20M$10M$0Assets 2010: $17,714,644Liabilities 2010: $0Net Assets 2010: $17,714,6442010Assets 2011: $17,897,853Liabilities 2011: $0Net Assets 2011: $17,897,8532011Assets 2012: $20,060,350Liabilities 2012: $0Net Assets 2012: $20,060,3502012Assets 2013: $26,070,427Liabilities 2013: $0Net Assets 2013: $26,070,4272013Assets 2014: $29,530,434Liabilities 2014: $0Net Assets 2014: $29,530,4342014Assets 2015: $31,288,191Liabilities 2015: $1,865,016Net Assets 2015: $29,423,1752015Assets 2016: $0Liabilities 2016: $0Net Assets 2016: $02016

Highlighted filing

2016

Assets$0
Liabilities$0
Net Assets$0

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$10M$5.0M$0-$5.0MExpenses 2010: $1,089,9862010Expenses 2011: $1,161,2322011Expenses 2012: $1,768,6522012Revenue 2013: $1,500,830Expenses 2013: $1,410,493Net Income 2013: $90,3372013Revenue 2014: $1,411,293Expenses 2014: $934,186Net Income 2014: $477,1072014Revenue 2015: $8,664,014Expenses 2015: $797,561Net Income 2015: $7,866,4532015Revenue 2016: $831,532Expenses 2016: $3,025,372Net Income 2016: -$2,193,8402016

Highlighted filing

2016

Revenue$831,532
Expenses$3,025,372
Net Income-$2,193,840
Jump To
Filing Snapshot
Filing Period
Jan 1, 2016 to Jul 1, 2016
Signed
Jun 6, 2027
Return Version
2016v3.0
Gross Receipts
$5,781,112
Mission and Program Overview

Mission

Employee health and welfare benefits

Balance Sheet Detail
LineBeginningEndChange
Assets
Cap Stk Tr Prin Current Funds$29,423,175$0▼ $29,423,175
Savings and Temporary Cash Investments$17,065,349$0▼ $17,065,349
Investments in Publicly Traded Securities$14,163,220$0▼ $14,163,220
Cash and Non-Interest-Bearing Accounts$0$0→ $0
Accounts Receivable$0$0→ $0
Other Notes and Loans Receivable, Net$0$0→ $0
Pledges and Grants Receivable$0$0→ $0
Receivable From Disqualified Prsn$0$0→ $0
Receivables From Officers Etc$0$0→ $0
Investments Other Securities$0$0→ $0
Investments Program Related$0$0→ $0
Land, Buildings, and Equipment, Net$0$0→ $0
Pd in Cap Srpls Land Bldg Eqp Fund$0$0→ $0
Rtn Earn Endowment Incm Other Fnds$0$0→ $0
Intangible Assets$0$0→ $0
Inventories for Sale or Use$0$0→ $0
Loans From Officers Directors$0$0→ $0
Prepaid Expenses and Deferred Charges$0$0→ $0
Total Assets$31,288,191$0▼ $31,288,191
Other Assets Total$59,622$0▼ $59,622
Liabilities
Other Liabilities$1,865,016$0▼ $1,865,016
Accounts Payable and Accrued Expenses$0$0→ $0
Grants Payable$0$0→ $0
Mortgage Notes Payable Secured by Investment Property$0$0→ $0
Unsecured Notes Loans Payable$0$0→ $0
Deferred Revenue$0$0→ $0
Escrow Account Liability$0$0→ $0
Tax Exempt Bond Liabilities$0$0→ $0
Total Liabilities$1,865,016$0▼ $1,865,016
Net Assets / Fund Balance
Total Net Assets Fund Balance$29,423,175$0▼ $29,423,175
Total Liabilities and Net Assets / Fund Balance$31,288,191$0▼ $31,288,191
Compensation and Service Providers

Employees

NameTitleBaseTotal
The Northern Trust CompanyTrustee$8,086$8,086
Revenue and Support

Revenue Composition

Contributions and Grants
$0
Program Service Revenue
$278,716
Investment Income
$559,859
Other Revenue
$-7,043
Change in Net Assets
$-2,193,840
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Other Expenses$2,411,445
Salaries, Compensation, and Employee Benefits$8,086
Grants and Similar Amounts Paid$0
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Benefits to Members---$605,841
Fees for Services Accounting---$30,693
Current Officers, Directors, Trustees, and Key Employees---$8,086
Other Expenses---$4,678
All Other Expenses---$425
Total Functional Expenses$0$0$0$3,025,372
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Subject to proxy tax
No
Insider Transactions and Loans

Loans and Receivables

Line ItemBeginningEndChange
Loans from Officers, Directors, Trustees, and Key Employees$0$0→ $0
Receivables from Disqualified Persons$0$0→ $0
Receivables from Officers, Directors, Trustees, and Key Employees$0$0→ $0
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
No
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

FORM 990, PART VI, SECTION B, LINE 11A

REVIEW OF FORM 990 An accounting firm prepares Forms 990 from data provided by trustee Northern Trust Company. The returns are reviewed by Human Capital Processes group at General Dynamics. The return is sent to the Trustee before filing for signature.

Form 990, Part VI, Line 19

DOCUMENTS As a 501(c)(9) organization, the Trust is not required to make the documents referenced in question 19 available to the general public. FORM 990, PART VII, SECTION A, lINE 1, COL B Average hours per week devoted to position As Trustee, Northern Trust provides administrative services such as acting as investment manager for 'GENERAL DYNAMICS ADV TECH SYS INC MGMT & NONREP EMPLOYEES POSTRTMT HLTH TRUST'. These services require numerous individual bank employees' involvement in the activities of the organization and thus cannot be quantified on an hourly basis, but are calculated based upon factors such as the market value of the account and in accordance with the Northern Trust's agreement with 'GENERAL DYNAMICS'.

Filing and Contact Details

Filer

Filer Name
General Dynamics Adv Tech Sys Inc
EIN
36-7231076
In Care Of
% NORTHERN TRUST CO
Phone
7038763000
Address
C/O NORTHERN TRUST 50 S LASALLE ST, CHICAGO, IL 60603

Signing Officer

Name
Tammi a Kozlowski
Title
Sr. Vice President
Phone
3125572840
Signed
2027-06-06
Discuss with paid preparer
Yes

Organization Details

Principal Officer
John Ohrnberger
Formed
1997
Legal Domicile
Wi
Voting Board Members
1
Independent Board Members
0
Employees
0
Volunteers
0

Preparer

Firm
Ernst & Young US Llp
Address
111 MONUMENT CIRCLE STE 4000, INDIANAPOLIS, IN 46204
Preparer
Janice K Martin
Phone
3176817000
Supplemental Narrative

Additional Explanations

Form 990, Part III, Line 3

CESSATION OF SERVICES ON JULY 1, 2016, GENERAL DYNAMICS ADVANCED TECHNOLOGY SYSTEMS INC MANAGEMENT & NONREPRESENTED EMPLOYEES POSTRETIREMENT HEALTH BENEFITS TRUST MERGED INTO ANOTHER VOLUNTARY EMPLOYEES BENEFICIARY ASSOCIATION PLAN, GENERAL DYNAMICS MISSION SYSTEMS RETIREE BENEFITS TRUSTS (EIN: 36-7237991). ALL ASSETS AND LIABILITIES HAVE BEEN TRANSFERRED TO THE SUCCESSOR ORGANIZATION AND THE FILING ORGANIZATION HAS BEEN TERMINATED, THEREBY CEASING ALL ACTIVITIES. FORM 990, PART VI, SECTION A, LINE 8 MEETINGS HELD AND ACTIONS TAKEN Northern Trust Company is the institutional trustee of this Voluntary Employees' Beneficiary Association under IRC 501(c)(9) formed to fund certain welfare benefits of current and former employees of General Dynamics. There are no meetings of the governing body or committees to document. Form 990, Part VI, Section B, Line, 12-15 These questions are not applicable to the trust. Additionally, the trust does not have any employees, therefore, no processes related to employee compensation are in place. compensation are in place.

Form 990, Part XI, Line 9

Other changes in net assets or fund balances INTERPORTFOLIO TRANSFERS OUT $(27,365,993) INTERPORTFOLIO TRANSFERS IN $ 11,500 ------------- $(27,354,493) ------------- FORM 990, PART XII, LINE 1 METHOD OF ACCOUNTING MODIFIED CASH.

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This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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IRS990ScheduleN/ReceiveCompensationInd0false
IRS990ScheduleN/RequiredToNotifyAGInd0true
IRS990ScheduleN/SupplementalInformationDetail/ExplanationTxt0OFFICER, DIRECTOR, TRUSTEE, OR KEY EMPLOYEE OF SUCCESSOR ORGANIZATION GENERAL DYNAMICS ADVANCED TECHNOLOGY SYSTEMS INC MANAGEMENT & NONREPRESENTED EMPLOYEES POSTRETIREMENT HEALTH BENEFITS TRUST MERGED INTO ANOTHER VOLUNTARY EMPLOYEES BENEFICIARY ASSOCIATION PLAN, GENERAL DYNAMICS MISSION SYSTEMS RETIREE BENEFITS TRUSTS (EIN: 36-7237991). THE TRUSTEE OF THE FILING ORGANIZATION, THE NORTHERN TRUST COMPANY, IS ALSO THE TRUSTEE OF THE SUCCESSOR ORGANIZATION.
IRS990ScheduleN/SupplementalInformationDetail/FormAndLineReferenceDesc0SCHEDULE N, PART I, LINE 2A
IRS990/ScheduleORequiredInd0true
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt0CESSATION OF SERVICES ON JULY 1, 2016, GENERAL DYNAMICS ADVANCED TECHNOLOGY SYSTEMS INC MANAGEMENT & NONREPRESENTED EMPLOYEES POSTRETIREMENT HEALTH BENEFITS TRUST MERGED INTO ANOTHER VOLUNTARY EMPLOYEES BENEFICIARY ASSOCIATION PLAN, GENERAL DYNAMICS MISSION SYSTEMS RETIREE BENEFITS TRUSTS (EIN: 36-7237991). ALL ASSETS AND LIABILITIES HAVE BEEN TRANSFERRED TO THE SUCCESSOR ORGANIZATION AND THE FILING ORGANIZATION HAS BEEN TERMINATED, THEREBY CEASING ALL ACTIVITIES. FORM 990, PART VI, SECTION A, LINE 8 MEETINGS HELD AND ACTIONS TAKEN Northern Trust Company is the institutional trustee of this Voluntary Employees' Beneficiary Association under IRC 501(c)(9) formed to fund certain welfare benefits of current and former employees of General Dynamics. There are no meetings of the governing body or committees to document. Form 990, Part VI, Section B, Line, 12-15 These questions are not applicable to the trust. Additionally, the trust does not have any employees, therefore, no processes related to employee compensation are in place. compensation are in place.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt1REVIEW OF FORM 990 An accounting firm prepares Forms 990 from data provided by trustee Northern Trust Company. The returns are reviewed by Human Capital Processes group at General Dynamics. The return is sent to the Trustee before filing for signature.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt2DOCUMENTS As a 501(c)(9) organization, the Trust is not required to make the documents referenced in question 19 available to the general public. FORM 990, PART VII, SECTION A, lINE 1, COL B Average hours per week devoted to position As Trustee, Northern Trust provides administrative services such as acting as investment manager for 'GENERAL DYNAMICS ADV TECH SYS INC MGMT & NONREP EMPLOYEES POSTRTMT HLTH TRUST'. These services require numerous individual bank employees' involvement in the activities of the organization and thus cannot be quantified on an hourly basis, but are calculated based upon factors such as the market value of the account and in accordance with the Northern Trust's agreement with 'GENERAL DYNAMICS'.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt3Other changes in net assets or fund balances INTERPORTFOLIO TRANSFERS OUT $(27,365,993) INTERPORTFOLIO TRANSFERS IN $ 11,500 ------------- $(27,354,493) ------------- FORM 990, PART XII, LINE 1 METHOD OF ACCOUNTING MODIFIED CASH.
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc0FORM 990, PART III, LINE 3
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc1FORM 990, PART VI, SECTION B, LINE 11a
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc2FORM 990, PART VI, LINE 19
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc3FORM 990, PART XI, LINE 9
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IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/EntityTypeTxt0C CORP
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/LegalDomicileStateCd0DE
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/PrimaryActivitiesTxt0TECHNOLOGY
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/RelatedOrganizationName/BusinessNameLine1Txt0GENERAL DYNAMICS
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/USAddress/AddressLine1Txt02941 FAIRVIEW PARK DRIVE SUITE 100
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IRS990/TotalAssetsBOYAmt031288191
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IRS990/TotalAssetsGrp/BOYAmt031288191
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IRS990/TotalContributionsAmt00
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IRS990/TotalFunctionalExpensesGrp/TotalAmt03025372
IRS990/TotalGrossUBIAmt0552816
IRS990/TotalLiabilitiesBOYAmt01865016
IRS990/TotalLiabilitiesEOYAmt00
IRS990/TotalLiabilitiesGrp/BOYAmt01865016
IRS990/TotalLiabilitiesGrp/EOYAmt00
IRS990/TotalNetAssetsFundBalanceGrp/BOYAmt029423175
IRS990/TotalNetAssetsFundBalanceGrp/EOYAmt00
IRS990/TotalOtherCompensationAmt00
IRS990/TotalProgramServiceRevenueAmt0278716
IRS990/TotalReportableCompFromOrgAmt08086
IRS990/TotalRevenueGrp/RelatedOrExemptFuncIncomeAmt0278716
IRS990/TotalRevenueGrp/TotalRevenueColumnAmt0831532
IRS990/TotalRevenueGrp/UnrelatedBusinessRevenueAmt0552816
IRS990/TotalVolunteersCnt00
IRS990/TotLiabNetAssetsFundBalanceGrp/BOYAmt031288191
IRS990/TotLiabNetAssetsFundBalanceGrp/EOYAmt00
IRS990/TotReportableCompRltdOrgAmt00
IRS990/TravelGrp/TotalAmt00
IRS990/TypeOfOrganizationTrustInd0X
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IRS990/UnsecuredNotesLoansPayableGrp/BOYAmt00
IRS990/UnsecuredNotesLoansPayableGrp/EOYAmt00
IRS990/UponRequestInd0X
IRS990/USAddress/AddressLine1Txt02941 FAIRVIEW PARK DR 100
IRS990/USAddress/CityNm0FALLS CHURCH
IRS990/USAddress/StateAbbreviationCd0VA
IRS990/USAddress/ZIPCd022042
IRS990/VotingMembersGoverningBodyCnt01
IRS990/VotingMembersIndependentCnt00
IRS990/WebsiteAddressTxt0NONE
IRS990/WhistleblowerPolicyInd0false
ReturnHeader/BuildTS02017-02-10 21:41:12Z
ReturnHeader/BusinessOfficerGrp/DiscussWithPaidPreparerInd0true
ReturnHeader/BusinessOfficerGrp/PersonNm0TAMMI A KOZLOWSKI
ReturnHeader/BusinessOfficerGrp/PersonTitleTxt0Sr. Vice President
ReturnHeader/BusinessOfficerGrp/PhoneNum03125572840
ReturnHeader/BusinessOfficerGrp/SignatureDt02027-06-06
ReturnHeader/Filer/BusinessName/BusinessNameLine1Txt0GENERAL DYNAMICS ADV TECH SYS INC
ReturnHeader/Filer/BusinessName/BusinessNameLine2Txt0MGMT & NONREP EMPLOYEES POSTRTMT HLTH TRUST
ReturnHeader/Filer/BusinessNameControlTxt0GENE
ReturnHeader/Filer/EIN0367231076
ReturnHeader/Filer/InCareOfNm0% NORTHERN TRUST CO
ReturnHeader/Filer/PhoneNum07038763000
ReturnHeader/Filer/USAddress/AddressLine1Txt0C/O NORTHERN TRUST 50 S LASALLE ST
ReturnHeader/Filer/USAddress/CityNm0CHICAGO
ReturnHeader/Filer/USAddress/StateAbbreviationCd0IL
ReturnHeader/Filer/USAddress/ZIPCd060603
ReturnHeader/FilingSecurityInformation/AtSubmissionCreationDeviceId0E1B97F0B523BF91F5EE03E781B24D2D618402045
ReturnHeader/FilingSecurityInformation/AtSubmissionFilingDeviceId0E1B97F0B523BF91F5EE03E781B24D2D618402045
ReturnHeader/FilingSecurityInformation/FederalOriginalSubmissionId075306120171575000003
ReturnHeader/FilingSecurityInformation/FederalOriginalSubmissionIdDt02017-06-06
ReturnHeader/FilingSecurityInformation/FilingLicenseTypeCd0P
ReturnHeader/FilingSecurityInformation/IPAddress/IPv4AddressTxt099.46.67.29
ReturnHeader/PreparerFirmGrp/PreparerFirmName/BusinessNameLine1Txt0ERNST & YOUNG US LLP
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/AddressLine1Txt0111 MONUMENT CIRCLE STE 4000
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/CityNm0INDIANAPOLIS
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/StateAbbreviationCd0IN
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/ZIPCd046204
ReturnHeader/PreparerPersonGrp/PhoneNum03176817000
ReturnHeader/PreparerPersonGrp/PreparerPersonNm0JANICE K MARTIN
ReturnHeader/ReturnTs02017-06-06T17:00:33-05:00
ReturnHeader/ReturnTypeCd0990
ReturnHeader/TaxPeriodBeginDt02016-01-01
ReturnHeader/TaxPeriodEndDt02016-07-01
ReturnHeader/TaxYr02016

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