Civic Intelligence

Eye & Ear Foundation Inc.

990 • Fiscal year 2016 • EIN 25-1439732

Jul 01, 2015 to Jun 30, 2016 • Filed on Apr 18, 2017

Organization ProfileWWW.EYEANDEAR.ORG
200 Lothrop St No 251Pittsburgh, PA 15213

(412) 864-1300

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

20th percentile

0.04x

Higher debt load relative to assets than 20% of similar nonprofits.

2016 filings • 501(c)3 • $25M-$50M nonprofits • Source year 2016

Liabilities / Revenue

52nd percentile

0.35x

Higher debt load relative to revenue than 52% of similar nonprofits.

2016 filings • 501(c)3 • $25M-$50M nonprofits • Source year 2016

Net Margin

11th percentile

-20%

Higher net margin than 11% of similar nonprofits.

2016 filings • 501(c)3 • $25M-$50M nonprofits • Source year 2016

Top Officer Pay

7th percentile

$0

Higher top officer pay than 7% of similar nonprofits.

Top officer pay equals 0.0% of source-year revenue.

2016 filings • 501(c)3 • $25M-$50M nonprofits • Source year 2016

Asset Growth

38th percentile

-0.0%

Faster asset growth than 38% of similar nonprofits.

2016 filings • 501(c)3 • $25M-$50M nonprofits • Annualized from 2015 to 2016

Revenue Growth

97th percentile

159%

Faster revenue growth than 97% of similar nonprofits.

2016 filings • 501(c)3 • $25M-$50M nonprofits • Annualized from 2015 to 2016

Balance Sheet
Liabilities / Assets20th percentile

Assets

Down

$31,952,871

Down $12,982 (-0.0%) from 2015

Net Assets

Down

$30,648,405

Down $1,239,560 (-3.9%) from 2015

Liabilities

Up

$1,304,466

Up $1,226,578 (+1575%) from 2015

Revenue And Expenses
Liabilities / Revenue52nd percentileNet Margin11th percentile

Revenue

Up

$3,739,513

Up $2,296,784 (+159%) from 2015

Expenses

Up

$4,479,005

Up $2,039,021 (+84%) from 2015

Net Income

Up

-$739,492

Up $257,763 (+26%) from 2015

Historical Trend

Balance Sheet Trend

Asset Growth38th percentile

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$80M$60M$40M$20M$0Assets 2010: $24,309,806Liabilities 2010: $281,136Net Assets 2010: $24,028,6702010Assets 2011: $28,180,945Liabilities 2011: $178,853Net Assets 2011: $28,002,0922011Assets 2012: $26,682,667Liabilities 2012: $135,889Net Assets 2012: $26,546,7782012Assets 2013: $29,710,188Liabilities 2013: $68,990Net Assets 2013: $29,641,1982013Assets 2014: $32,468,270Liabilities 2014: $569,376Net Assets 2014: $31,898,8942014Assets 2015: $31,965,853Liabilities 2015: $77,888Net Assets 2015: $31,887,9652015Assets 2016: $31,952,871Liabilities 2016: $1,304,466Net Assets 2016: $30,648,4052016Assets 2017: $35,636,316Liabilities 2017: $62,410Net Assets 2017: $35,573,9062017Assets 2018: $35,855,586Liabilities 2018: $129,288Net Assets 2018: $35,726,2982018Assets 2019: $34,890,595Liabilities 2019: $529,947Net Assets 2019: $34,360,6482019Assets 2020: $33,570,707Liabilities 2020: $80,812Net Assets 2020: $33,489,8952020Assets 2021: $60,351,580Liabilities 2021: $59,814Net Assets 2021: $60,291,7662021Assets 2022: $54,288,220Liabilities 2022: $268,893Net Assets 2022: $54,019,3272022Assets 2023: $55,946,526Liabilities 2023: $383,699Net Assets 2023: $55,562,8272023Assets 2024: $66,957,059Liabilities 2024: $688,490Net Assets 2024: $66,268,5692024

Highlighted filing

2016

Assets$31,952,871
Liabilities$1,304,466
Net Assets$30,648,405
Open 2016 Filing

Operations Trend

Revenue Growth97th percentile

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$30M$20M$10M$0-$10MExpenses 2010: $2,723,7602010Expenses 2011: $2,320,7402011Expenses 2012: $1,857,2652012Expenses 2013: $2,087,3892013Revenue 2014: $3,170,990Expenses 2014: $3,996,449Net Income 2014: -$825,4592014Revenue 2015: $1,442,729Expenses 2015: $2,439,984Net Income 2015: -$997,2552015Revenue 2016: $3,739,513Expenses 2016: $4,479,005Net Income 2016: -$739,4922016Revenue 2017: $4,706,560Expenses 2017: $2,810,794Net Income 2017: $1,895,7662017Revenue 2018: $2,981,508Expenses 2018: $3,610,660Net Income 2018: -$629,1522018Revenue 2019: $3,172,310Expenses 2019: $5,098,116Net Income 2019: -$1,925,8062019Revenue 2020: $5,234,783Expenses 2020: $5,313,493Net Income 2020: -$78,7102020Revenue 2021: $25,333,701Expenses 2021: $4,236,633Net Income 2021: $21,097,0682021Revenue 2022: $10,174,404Expenses 2022: $6,569,103Net Income 2022: $3,605,3012022Revenue 2023: $5,970,803Expenses 2023: $8,161,847Net Income 2023: -$2,191,0442023Revenue 2024: $16,360,063Expenses 2024: $10,524,436Net Income 2024: $5,835,6272024

Highlighted filing

2016

Revenue$3,739,513
Expenses$4,479,005
Net Income-$739,492
Open 2016 Filing
Jump To
Filing Snapshot
Filing Period
Jul 1, 2015 to Jun 30, 2016
Signed
Apr 18, 2017
Return Version
2015v3.0
Gross Receipts
$16,599,751
Mission and Program Overview

Mission

The eye & ear foundation is a 501(c)(3) organization with the mission of advancing the leading-edge academic and research efforts of the departments of otolaryngology and ophthalmology at the university of pittsburgh with the ultimate goal of enhancing patient care.

Advancing academic & research efforts of otolaryngology & ophthalmology depts. At univ. Of pitt.

Balance Sheet Detail
LineBeginningEndChange
Assets
Investments Other Securities$29,359,241$29,666,029▲ $306,788
Savings and Temporary Cash Investments$1,108,043$1,405,578▲ $297,535
Pledges and Grants Receivable$1,297,779$653,234▼ $644,545
Cash and Non-Interest-Bearing Accounts$121,135$176,660▲ $55,525
Accounts Receivable$79,655$51,370▼ $28,285
Total Assets$31,965,853$31,952,871▼ $12,982
Liabilities
Grants Payable$68,750$1,284,984▲ $1,216,234
Accounts Payable and Accrued Expenses$9,138$19,482▲ $10,344
Total Liabilities$77,888$1,304,466▲ $1,226,578
Net Assets / Fund Balance
Unrestricted Net Assets$19,014,184$17,456,606▼ $1,557,578
Temporarily Rstr Net Assets$7,663,995$8,233,984▲ $569,989
Permanently Rstr Net Assets$5,209,786$4,957,815▼ $251,971
Total Net Assets Fund Balance$31,887,965$30,648,405▼ $1,239,560
Total Liabilities and Net Assets / Fund Balance$31,965,853$31,952,871▼ $12,982

Asset Categories

AssetBook ValueDepreciationBasis
Other Securities$7,860,681--

Endowment Activity

PeriodBeginningContrib.Gain/LossOther UsesEnd
2015$5,209,786$100▼ $12,423$239,648$4,957,815
2014$3,307,761$1,972,726▲ $66,383$137,084$5,209,786
2013$3,001,666-▲ $436,011$129,916$3,307,761
2012$2,310,750$500,000▲ $308,871$117,955$3,001,666
2011$2,375,615-▼ $26,577$38,288$2,310,750
Compensation and Service Providers
Top Officer Pay7th percentile

Board Members and Trustees

NameTitle
George a FechterChairman
Charles R Brodbeck EsqVice Chairman
Albert C MuseBoard Member
Aldo ZiniBoard Member
B Gordon Nelson IiiBoard Member
Bruce WiegandBoard Member
Deepinder K Dhaliwal Md LacBoard Member
Diana L Mrvos MdBoard Member
Douglas P DickBoard Member
Eugene N Myers Md Facs FrcsBoard Member
Jeffrey MarkelesqBoard Member
Jonas T Johnson Md FacsBoard Member
Louis J FoxBoard Member
Paul R VittoneBoard Member
Ruth Auld EddBoard Member
Violet SofferBoard Member
Nancy L Snyderman Md FacsBoard Member (enter 9/30/15)
Joel S Schuman Md FacsBoard Member (exit 6/30/16)
Lawton SnyderExecutive Director
Cynthia SunseriSecretary
Lawrence N GumbergTreasurer
Revenue and Support

Revenue Composition

Contributions and Grants
$3,157,298
Program Service Revenue
$0
Investment Income
$580,563
Other Revenue
$1,652
All Other Contributions
$3,151,348
Change in Net Assets
$-739,492

Audited Revenue Reconciliation

Revenue per Audited Statements
$3,739,513
Revenue Not Reported on Financial Statements
$0
Revenue Not Reported on Form 990
$-490,685
Total Revenue per Audited Statements
$3,248,828
Total Revenue per Form 990
$3,739,513
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Grants and Similar Amounts Paid$3,378,156
Other Expenses$1,100,849
Total Fundraising Expense$235,446
Professional Fundraising Fees$0
Salaries, Compensation, and Employee Benefits$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Grants to Domestic Orgs$3,372,156--$3,372,156
Fees for Service Investment Mgmnt Fees-$170,374-$170,374
Travel$34,851--$34,851
Office Expenses-$33,541-$33,541
Information Technology-$29,782-$29,782
Fees for Services Accounting-$23,880-$23,880
All Other Expenses$4,232$14,650-$18,882
Advertising-$16,915-$16,915
Insurance-$13,786-$13,786
Other Expenses$9,105$18,355$235,446$9,105
Fees for Services Legal-$7,379-$7,379
Grants to Domestic Individuals$6,000--$6,000
Conferences and Meetings$2,033--$2,033
Total Functional Expenses$3,744,052$499,507$235,446$4,479,005

Audited Expense Reconciliation

Line ItemAmount
Total Expenses per Audited Statements$4,488,388
Expenses per Audited Statements$4,479,005
Total Expenses per Form 990$4,479,005
Expenses Not Reported on Form 990$9,383
Expenses Not Reported on Financial Statements$0
International Activity

Grant and Assistance Recipients

RecipientLocationCategoryPurposeAmount
University of PittsburghPittsburgh, PA501(c)(3)General Support for Academic Research$2,593,285
Nyu Langone Medical CenterNew York, NY501(c)(3)Support for the Dr. Joel Schuman Research Fund$778,871
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Fundraising Gross Income$5,100
Fundraising Direct Expenses$4,021
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, Line 1

“The executive committee shall have and may exercise, during the intervals between meetings of the board of directors, all of the powers of the board of directors except that the executive committee shall not have the power to amend or repeal these bylaws or to adopt new bylaws; to fill vacancies in, change the number of, or remove members of the board of directors; to dissolve, remove members or change the number of, or fill vacancies in, the executive committee; or to amend or repeal any resolution of the board of directors which by its terms shall not be amendable or repealable. It shall be the duty of the executive committee to supervise the operations of the corporation between meetings of the board. Any actions of the executive committee shall be ratified by the board of directors at its meeting next following the action. The executive committee shall meet on the call of the chairman of the corporation at such times and places as shall be designated by him.”

Form 990, Part VI, Section A, Line 2

“Business relationship: joel s. Schuman, m.d., jonas t. Johnson, m.d., deepinder k. Dhaliwal, m.d., eugene n. Myers, m.d., and jennifer grandis, md. (exited 12/2014).”

Form 990, Part VI, Section A, Line 7A

“The board of directors shall elect all members of the board, except the university of pittsburgh directors. University of pittsburgh shall have the right to appoint two university directors. The eye & ear foundation's executive committee has the power to nominate new members to the board of directors. The full board then votes on the election the potential new board members.”

Form 990, Part VI, Section B, Line 11

“The form 990 is reviewed by the board chairman and board treasurer. A complete copy of form 990 is provided to the full board prior to filing with the internal revenue service.”

Form 990, Part VI, Section B, Line 12C

“The conflict of interest policy is reviewed at the annual meeting at which time directors are requested to update their annual conflict disclosures and acknowledge their compliance with the policy.”

Form 990, Part VI, Section C, Line 19

“All documentation is available upon request.”

Form 990, Part VII

“Arthur s. Levine, md is an ex-officio of the organization with no voting rights.”

Filing and Contact Details

Filer

Filer Name
Eye and Ear Foundation
EIN
25-1439732
Phone
4128641300
Address
200 LOTHROP ST NO 251, PITTSBURGH, PA 15213

Signing Officer

Name
Lawrence N Gumberg
Title
Treasurer
Phone
4128641300
Signed
2017-04-18
Discuss with paid preparer
Yes

Organization Details

Principal Officer
George a Fechter
Formed
1983
Legal Domicile
Pa
Voting Board Members
19
Independent Board Members
19
Employees
0
Volunteers
16

Preparer

Firm
Schneider Downs & Co Inc
Address
ONE PPG PLACE SUITE 1700, PITTSBURGH, PA 15222
Preparer
Eugene J Logan
Phone
4122613644
Supplemental Narrative

Additional Explanations

FORM 990, PART XII, QUESTION 2, OVERSIGHT OF THE FINANCIAL STATEMENT AUDIT:

“The foundation's financial statements are audited by an independent accounting firm. In addition, the foundation has a committee that assumes the responsibility for oversight of the audit of its financial statements and its selection of the independent accountant. This process has not changed from the prior year.”

Financial Statement Notes

PART V, LINE 4:

“The foundation's endowment consists of donor-restricted investment funds established for perpetual support of the foundation's mission.”

PART X, LINE 2:

“The foundation is exempt from federal income tax under section 501(c)(3) of the internal revenue code (irc). Accordingly, no provision for income taxes is recorded in the financial statements. The foundation is determined not to be a private foundation pursuant to section 509 of the irc. The financial accounting standards board (fasb) issued the accounting for income taxes topic of the codification, which clarifies the accounting for uncertainty in income taxes recognized in an entity's financial statements. This topic prescribes a recognition threshold and measurement principles for financial statement disclosure of tax positions taken or expected to be taken on a tax return. The foundation has adopted this topic without impact to the financial statements. The foundation is no longer subject to examinations by tax authorities for fiscal years before 2013.”

PART XI, LINE 2D - OTHER ADJUSTMENTS:

“Special event expense 4,021. In kind 5,362.”

PART XII, LINE 2D - OTHER ADJUSTMENTS:

“Special event expense 4,021. In kind 5,362.”

FORM 990, SCHEDULE D, PART V, LINE 1A, ENDOWMENT BALANCE:

“The enodwment beginning of year balance was adjusted due to financial statement reclassifications.”

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This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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IRS990/Form990PartVIISectionAGrp/PersonNm15ALDO ZINI
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IRS990/Form990PartVIISectionAGrp/TitleTxt9BOARD MEMBER
IRS990/Form990PartVIISectionAGrp/TitleTxt10BOARD MEMBER (EXIT 6/30/16)
IRS990/Form990PartVIISectionAGrp/TitleTxt11BOARD MEMBER (ENTER 9/30/15)
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IRS990/Form990PartVIISectionAGrp/TitleTxt17VICE CHAIRMAN
IRS990/Form990PartVIISectionAGrp/TitleTxt18TREASURER
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Document Assets

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Filings

Displayed year

2016 • Form 990Detailed filing. Detailed filing data is available for this year.

Open filing
Assets
$31,952,871
Liabilities
$1,304,466
Net assets
$30,648,405
Revenue
$3,739,513
Expenses
$4,479,005
Net income
-$739,492
Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Detailed filing. Detailed filing data is available for this year.$67.0$0.69$66.3$16.4$10.5$5.84
2023Detailed filing. Detailed filing data is available for this year.$55.9$0.38$55.6$5.97$8.16$2.19
2022Detailed filing. Detailed filing data is available for this year.$54.3$0.27$54.0$10.2$6.57$3.61
2021Detailed filing. Detailed filing data is available for this year.$60.4$0.06$60.3$25.3$4.24$21.1
2020Detailed filing. Detailed filing data is available for this year.$33.6$0.08$33.5$5.23$5.31$0.08
2019Detailed filing. Detailed filing data is available for this year.$34.9$0.53$34.4$3.17$5.10$1.93
2018Detailed filing. Detailed filing data is available for this year.$35.9$0.13$35.7$2.98$3.61$0.63
2017Detailed filing. Detailed filing data is available for this year.$35.6$0.06$35.6$4.71$2.81$1.90
2016Detailed filing. Detailed filing data is available for this year.$32.0$1.30$30.6$3.74$4.48$0.74
2015Detailed filing. Detailed filing data is available for this year.$32.0$0.08$31.9$1.44$2.44$1.00
2014Detailed filing. Detailed filing data is available for this year.$32.5$0.57$31.9$3.17$4.00$0.83
2013Facts available. Structured filing facts are available, but richer extracted sections are limited.$29.7$0.07$29.6$2.09
2012Facts available. Structured filing facts are available, but richer extracted sections are limited.$26.7$0.14$26.5$1.86
2011Facts available. Structured filing facts are available, but richer extracted sections are limited.$28.2$0.18$28.0$2.32
2010Facts available. Structured filing facts are available, but richer extracted sections are limited.$24.3$0.28$24.0$2.72