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Rockefeller Archive Center

990PF • Fiscal year 2013 • EIN 20-8030810

Jul 01, 2012 to Jun 30, 2013 • Filed on May 13, 2014

15 Dayton Avenue10591
Siviq Scores

Scores are not available for this record yet.

Balance Sheet

Assets

Flat

$119,229,621

Flat from 2013

Net Assets

$115,822,093

No earlier filing loaded for comparison.

Liabilities

Flat

$3,407,528

Flat from 2013

Revenue And Expenses

Revenue

-

No earlier filing loaded for comparison.

Expenses

Flat

$6,697,439

Flat from 2013

Net Income

-

No earlier filing loaded for comparison.

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$200M$150M$100M$50M$0Assets 2011: $116,000,913Liabilities 2011: $945,041Net Assets 2011: $115,055,8722011Assets 2012: $113,735,048Liabilities 2012: $3,946,394Net Assets 2012: $109,788,6542012Assets 2013: $119,229,621Liabilities 2013: $3,407,528Net Assets 2013: $115,822,0932013Assets 2013: $119,229,621Liabilities 2013: $3,407,5282013Assets 2014: $131,021,574Liabilities 2014: $3,498,828Net Assets 2014: $127,522,7462014Assets 2015: $132,737,336Liabilities 2015: $3,234,7362015Assets 2016: $126,144,654Liabilities 2016: $3,023,785Net Assets 2016: $123,120,8692016Assets 2017: $133,601,649Liabilities 2017: $3,389,027Net Assets 2017: $130,212,6222017Assets 2018: $139,980,708Liabilities 2018: $3,069,683Net Assets 2018: $136,911,0252018Assets 2019: $149,389,210Liabilities 2019: $3,233,9632019Assets 2020: $154,254,592Liabilities 2020: $2,714,6972020Assets 2021: $198,097,366Liabilities 2021: $2,498,516Net Assets 2021: $195,598,8502021Assets 2022: $185,353,550Liabilities 2022: $2,693,666Net Assets 2022: $182,659,8842022Assets 2023: $177,773,723Liabilities 2023: $3,764,6032023Assets 2024: $178,830,690Liabilities 2024: $2,838,364Net Assets 2024: $175,992,3262024

Highlighted filing

2013

Assets$119,229,621
Liabilities$3,407,528
Net Assets$115,822,093

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$15M$10M$5.0M$0-$5.0MExpenses 2011: $6,290,3812011Expenses 2012: $6,585,7072012Expenses 2013: $6,697,4392013Revenue 2013: $6,828,175Expenses 2013: $6,697,439Net Income 2013: $130,7362013Revenue 2014: $7,286,248Expenses 2014: $6,860,787Net Income 2014: $425,4612014Revenue 2015: $7,824,158Expenses 2015: $7,281,554Net Income 2015: $542,6042015Revenue 2016: $8,000,230Expenses 2016: $7,150,183Net Income 2016: $850,0472016Revenue 2017: $7,835,855Expenses 2017: $7,458,081Net Income 2017: $377,7742017Revenue 2018: $8,254,812Expenses 2018: $7,870,376Net Income 2018: $384,4362018Revenue 2019: $12,742,251Expenses 2019: $8,411,747Net Income 2019: $4,330,5042019Revenue 2020: $7,949,779Expenses 2020: $8,408,076Net Income 2020: -$458,2972020Revenue 2021: $11,995,066Expenses 2021: $8,218,182Net Income 2021: $3,776,8842021Revenue 2022: $8,365,614Expenses 2022: $9,346,658Net Income 2022: -$981,0442022Revenue 2023: $9,553,648Expenses 2023: $9,612,885Net Income 2023: -$59,2372023Revenue 2024: $10,037,597Expenses 2024: $10,628,330Net Income 2024: -$590,7332024

Highlighted filing

2013

Revenue-
Expenses$6,697,439
Net Income-
Jump To
Filing Snapshot
Filing Period
Jul 1, 2012 to Jun 30, 2013
Signed
May 13, 2014
Return Version
2012v2.0
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
JACK MEYERSPresidentFT$230,000$72,768$302,768
ROBERT D ROSENDALECOOFT$204,000$40,996$244,996
JAMES A SMITHVice PresidentFT$183,000$39,776$222,776
ERIC WANNERTrustee-$0--
MEGAN SNIFFIN-MARINOFFTrustee-$0--
JUDITH RODINTrustee-$0--
DAVID ROCKEFELLER JRTrustee-$0--
MARC TESSIER-LAVIGNETrustee-$0--
STEPHEN HEINTZTrustee-$0--
FREDERICK M BOHENSec/Tres-$0--
NEIL L RUDENSTINEChairman-$0--
Grants and Assistance

Foundation Grants and Related Investments

TypeRecipientPurposeStatusLocationAmount
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEAnn Arbor, MI, US$4,848
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONESingapore, CH$4,000
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEEdmonton, CA$4,000
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEHigashinada-ku, JA$4,000
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEEl Paso, TX, US$4,000
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONESzczecin, PL$3,944
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEBrixton, UK$3,000
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEParis, FR$3,000
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEErmont, FR$3,000
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEMelle, GM$3,000
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEParis, FR$3,000
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEStockholm, SW$2,999
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEBlagoevgrad, BU$2,995
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEMeudon, FR$2,776
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEShaker Heights, OH, US$2,755
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEMezzolombardo, IT$2,697
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONETucson, AZ, US$2,500
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONENew Hyde Park, NY, US$2,500
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONESt Louis, MO, US$2,500
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEValencia, SP$2,500
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONELos Altos, CA, US$2,456
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEDenver, CO, US$2,401
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEOntario, CA$2,335
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONECarrodilla, AR$2,060
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEBrooklyn, NY, US$2,000
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEMadison, WI, US$2,000
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEMadison, WI, US$1,961
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEAmherst, NH, US$1,669
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEArlington, TX, US$1,500
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEColumbus, OH, US$1,500
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEChapel Hill, NC, US$1,500
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONESyracuse, NY, US$1,500
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEWheaton, IL, US$1,500
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONESommerville, MA, US$1,200
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEHanover, NH, US$1,116
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEAtlanta, GA, US$1,023
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEAtlanta, GA, US$1,023
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEIndianapolis, IN, US$1,000
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEIthaca, NY, US$1,000
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEHigh Point, NC, US$1,000
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEIthaca, NY, US$905
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEVillanova, PA, US$899
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEBaltimore, MD, US$686
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEOntario, CA$573
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONENew York, NY, US$197
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEBasel, SZ$123
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONENew York, NY, US$84
Paid Grant-REIMBURSEMENT OF TRAVEL EXPENSESNONEBronx, NY, US$65
Filing and Contact Details

Filer

EIN
20-8030810
Raw XML AppendixShowing 400 of 1,067 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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AccountingFeesSchedule/AccountingFees/AdjustedNetIncome10
AccountingFeesSchedule/AccountingFees/Amount07000
AccountingFeesSchedule/AccountingFees/Amount135000
AccountingFeesSchedule/AccountingFees/Category0Tax Preparation
AccountingFeesSchedule/AccountingFees/Category1Accounting & Auditing
AccountingFeesSchedule/AccountingFees/DisbursementsCharitablePrps02068
AccountingFeesSchedule/AccountingFees/DisbursementsCharitablePrps110342
AccountingFeesSchedule/AccountingFees/NetInvestmentIncome00
AccountingFeesSchedule/AccountingFees/NetInvestmentIncome10
ContractorCompensationExpln/ContractorCompExplanation/ContractorNameBusiness/BusinessNameLine10THE ROCKEFELLER UNIVERSITY
InvestmentsOtherSchedule2/InvestmentsOther/BookValue097265222
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem0THE ROCKEFELLER UNIVERSITY ENDOWMENT
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV097265222
InvestmentsOtherSchedule2/InvestmentsOther/ListedAtCostOrFMV0FMV
IRS990PF/AnalysisIncomeProducingActy/DividendsAndIntFromSecPartVII/ExclusionAmount05494829
IRS990PF/AnalysisIncomeProducingActy/DividendsAndIntFromSecPartVII/ExclusionCode014
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IRS990PF/AnalysisIncomeProducingActy/IntOnSavingsAndTempCashInvst/ExclusionCode014
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IRS990PF/BalanceSheets/AccountsPayableBOY0505903
IRS990PF/BalanceSheets/AccountsPayableEOY0569126
IRS990PF/BalanceSheets/AccumDeprecLandBldgAndEquip01988105
IRS990PF/BalanceSheets/CashBOY06494
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IRS990PF/BalanceSheets/DeferredRevenueBOY03169748
IRS990PF/BalanceSheets/DeferredRevenueEOY02833402
IRS990PF/BalanceSheets/GrantsReceivableBOY09000
IRS990PF/BalanceSheets/GrantsReceivableEOY08500
IRS990PF/BalanceSheets/GrantsReceivableEOYFMV08500
IRS990PF/BalanceSheets/InvestmentsOtherBOY090790440
IRS990PF/BalanceSheets/InvestmentsOtherEOY097265222
IRS990PF/BalanceSheets/InvestmentsOtherEOYFMV097265222
IRS990PF/BalanceSheets/LandBuildingAndEquipmentBasis020711975
IRS990PF/BalanceSheets/LandBuildingAndEquipmentBOY019010742
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IRS990PF/BalanceSheets/OrgThatFollowSFAS1170X
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IRS990PF/ExciseTaxBasedOnInvestmentIncm/TaxPaidWithExtension030000
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IRS990PF/ExemptPF0X
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IRS990PF/MethodOfAccountingAccrual0X
IRS990PF/MinimumInvestmentReturn/AdjTotalFMVOfUnusedAssets095949165
IRS990PF/MinimumInvestmentReturn/AvgMonthlyCashBalances01345883
IRS990PF/MinimumInvestmentReturn/AvgMonthlyFMVOfSecurities094603282
IRS990PF/MinimumInvestmentReturn/CashDeemedCharitable01439237
IRS990PF/MinimumInvestmentReturn/FMVAllOtherNoncharitableAssets00
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IRS990PF/MinimumInvestmentReturn/NetNoncharitableAssets094509928
IRS990PF/MinimumInvestmentReturn/ReductionClaimed00
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IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHghstPaidCntrct/BusinessName/BusinessNameLine10THE ROCKEFELLER UNIVERSITY
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHghstPaidCntrct/Compensation0477063
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHghstPaidCntrct/TypeOfService0FINANCIAL SERVICES
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IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHghstPaidCntrct/USAddress/City0NEW YORK
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHghstPaidCntrct/USAddress/State0NY
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IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/EmployeeBenefits443874
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/Name0CAROL RADOVICH
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/Name1MICHELE J HILTZIK
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/Name2ROBERT BATTALY JR
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/Name3ERWIN LEVOLD
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/Name4LEE R HILTZIK
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/Title0ASST DIRECTOR
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/Title1ASST DIRECTOR
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/Title2ASST DIRECTOR
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/Title3SENIOR RESEARCH AR
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/Title4ASST DIRECTOR
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/USAddress/AddressLine1015 DAYTON AVENUE
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/USAddress/AddressLine1115 DAYTON AVENUE
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/USAddress/AddressLine1215 DAYTON AVENUE
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/USAddress/AddressLine1315 DAYTON AVENUE
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/USAddress/AddressLine1415 DAYTON AVENUE
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/USAddress/City0SLEEPY HOLLOW
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/USAddress/City1SLEEPY HOLLOW
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/USAddress/City2SLEEPY HOLLOW
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/USAddress/City3SLEEPY HOLLOW
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/USAddress/City4SLEEPY HOLLOW
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/USAddress/State0NY
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/USAddress/State1NY
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/USAddress/State2NY
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/USAddress/State3NY
IRS990PF/OfcrDirTrusteesKeyEmployeeInfo/CompensationOfHighestPaidEmpl/USAddress/State4NY
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IRS990PF/RlnOfActyToAccomOfExemptPrps/RlnOfActyToAccomOfExemptPrps/RelationshipStatement0copy service for researchers who use the facility as documents cannot leave the archive center. This aids in their ability to document their research.
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IRS990PF/StatementsRegardingActivities/BooksInCareOfBusinessName/BusinessNameLine10Camelia Muresan
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IRS990PF/SummaryOfDirectCharitableActy/Description10ARCHIVAL PROGRAM - The Rockefeller Archive Center is an independent operating foundation that preserves and makes available for research the archival collections of members of the Rockefeller family, institutions and organizations founded by Rockefeller family members (including the Rockefeller Foundation, Rockefeller Brothers Fund, Winthrop Rockefeller Foundation, General Education Board, Rockefeller University, Population Council, Asia Society, and many other organizations) and the records of other philanthropic and service organizations such as the Ford Foundation, the Commonwealth Fund, Russell Sage Foundation, W.T. Grant Foundation, Markle Foundation, the Social Science Research Council and the Foundation Center. The Center also holds extensive collections of the personal papers of trustees, officers, faculty, and associates who were affiliated with these institutions.The Archive Center is located in Hillcrest, a home of Westchester County field stone built for Martha Baird Rockef
IRS990PF/SummaryOfDirectCharitableActy/Description20RESEARCH & EDUCATION - The Research and Education Department oversees many of the external programs of the Rockefeller Archive Center. It administers a competitive grant program that awards 40 to 50 research grants each year to graduate students, faculty members, and independent scholars. It organizes and hosts several workshops and conferences each year. And staff members on the research and education team edit and publish a series of research reports describing scholarly work at the RAC, a publishing program that is now primarily electronic and web-based. The 2009 renovation of the Archive Center's Carriage House provides space for the research and education staff as well as three to six visiting scholars. The scholar-in-residence program serves researchers who have done research at the Archive Center and learned that they need to spend an extended period of time, ranging from several months to a full academic year, on their archival research. The educational programs engage a number
IRS990PF/SummaryOfDirectCharitableActy/Expenses105604118
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Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Detailed filing. Detailed filing data is available for this year.$179$2.84$176$10.0$10.6$0.59
2023Summary only. Only limited summary data is available for this year.$178$3.76$9.55$9.61$0.06
2022XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$185$2.69$183$8.37$9.35$0.98
2021Detailed filing. Detailed filing data is available for this year.$198$2.50$196$12.0$8.22$3.78
2020Summary only. Only limited summary data is available for this year.$154$2.71$7.95$8.41$0.46
2019Summary only. Only limited summary data is available for this year.$149$3.23$12.7$8.41$4.33
2018XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$140$3.07$137$8.25$7.87$0.38
2017XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$134$3.39$130$7.84$7.46$0.38
2016XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$126$3.02$123$8.00$7.15$0.85
2015Summary only. Only limited summary data is available for this year.$133$3.23$7.82$7.28$0.54
2014Detailed filing. Detailed filing data is available for this year.$131$3.50$128$7.29$6.86$0.43
2013Detailed filing. Detailed filing data is available for this year.$119$3.41$116$6.70
2013Summary only. Only limited summary data is available for this year.$119$3.41$6.83$6.70$0.13
2012Detailed filing. Detailed filing data is available for this year.$114$3.95$110$6.59
2011Detailed filing. Detailed filing data is available for this year.$116$0.95$115$6.29