Civic Intelligence

New York State Health Facilities Association Inc

990 • Fiscal year 2016 • EIN 16-0970663

Jan 01, 2016 to Dec 31, 2016 • Filed on Nov 13, 2017

33 Elk St Ste 300Albany, NY 12207-1010

(518) 462-4800

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

28th percentile

0.11x

Higher debt load relative to assets than 28% of similar nonprofits.

2016 filings • 501(c)6 • $5M-$10M nonprofits • Source year 2016

Liabilities / Revenue

34th percentile

0.18x

Higher debt load relative to revenue than 34% of similar nonprofits.

2016 filings • 501(c)6 • $5M-$10M nonprofits • Source year 2016

Net Margin

72nd percentile

9.6%

Higher net margin than 72% of similar nonprofits.

2016 filings • 501(c)6 • $5M-$10M nonprofits • Source year 2016

Top Officer Pay

95th percentile

$655,512

Higher top officer pay than 95% of similar nonprofits.

Top officer pay equals 18.3% of source-year revenue.

2016 filings • 501(c)6 • $5M-$10M nonprofits • Source year 2016

Asset Growth

35th percentile

-0.0%

Faster asset growth than 35% of similar nonprofits.

2016 filings • 501(c)6 • $5M-$10M nonprofits • Annualized from 2015 to 2016

Revenue Growth

53rd percentile

3.3%

Faster revenue growth than 53% of similar nonprofits.

2016 filings • 501(c)6 • $5M-$10M nonprofits • Annualized from 2015 to 2016

Assets

Down

$5,925,061

Down $2,399 (-0.0%) from 2015

Net Assets

Up

$5,289,031

Up $2,392 (+0.0%) from 2015

Liabilities

Down

$636,030

Down $4,791 (-0.7%) from 2015

Revenue

Up

$3,576,842

Up $113,788 (+3.3%) from 2015

Expenses

Up

$3,233,289

Up $137,274 (+4.4%) from 2015

Net Income

Down

$343,553

Down $23,486 (-6.4%) from 2015

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$15M$10M$5.0M$0Assets 2010: $4,200,353Liabilities 2010: $515,215Net Assets 2010: $3,685,1382010Assets 2011: $4,664,927Liabilities 2011: $605,509Net Assets 2011: $4,059,4182011Assets 2012: $4,937,041Liabilities 2012: $593,596Net Assets 2012: $4,343,4452012Assets 2013: $5,242,375Liabilities 2013: $478,997Net Assets 2013: $4,763,3782013Assets 2014: $5,566,383Liabilities 2014: $646,783Net Assets 2014: $4,919,6002014Assets 2015: $5,927,460Liabilities 2015: $640,821Net Assets 2015: $5,286,6392015Assets 2016: $5,925,061Liabilities 2016: $636,030Net Assets 2016: $5,289,0312016Assets 2017: $6,945,729Liabilities 2017: $653,680Net Assets 2017: $6,292,0492017Assets 2018: $7,767,808Liabilities 2018: $881,433Net Assets 2018: $6,886,3752018Assets 2019: $7,859,047Liabilities 2019: $636,999Net Assets 2019: $7,222,0482019Assets 2020: $8,404,817Liabilities 2020: $408,047Net Assets 2020: $7,996,7702020Assets 2021: $9,223,784Liabilities 2021: $249,046Net Assets 2021: $8,974,7382021Assets 2023: $12,103,435Liabilities 2023: $1,109,215Net Assets 2023: $10,994,2202023Assets 2024: $12,656,374Liabilities 2024: $910,363Net Assets 2024: $11,746,0112024

Highlighted filing

2016

Assets$5,925,061
Liabilities$636,030
Net Assets$5,289,031

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$6.0M$4.0M$2.0M$0Revenue 2010: $3,033,000Expenses 2010: $2,846,673Net Income 2010: $186,3272010Expenses 2011: $2,736,7892011Expenses 2012: $3,238,0842012Revenue 2013: $3,329,348Expenses 2013: $2,909,415Net Income 2013: $419,9332013Revenue 2014: $3,231,155Expenses 2014: $3,074,933Net Income 2014: $156,2222014Revenue 2015: $3,463,054Expenses 2015: $3,096,015Net Income 2015: $367,0392015Revenue 2016: $3,576,842Expenses 2016: $3,233,289Net Income 2016: $343,5532016Revenue 2017: $3,858,716Expenses 2017: $2,855,698Net Income 2017: $1,003,0182017Revenue 2018: $3,756,071Expenses 2018: $3,161,745Net Income 2018: $594,3262018Revenue 2019: $3,602,675Expenses 2019: $3,267,002Net Income 2019: $335,6732019Revenue 2020: $3,817,267Expenses 2020: $3,042,545Net Income 2020: $774,7222020Revenue 2021: $4,051,061Expenses 2021: $3,073,093Net Income 2021: $977,9682021Revenue 2023: $4,279,248Expenses 2023: $3,255,983Net Income 2023: $1,023,2652023Revenue 2024: $4,304,908Expenses 2024: $3,553,117Net Income 2024: $751,7912024

Highlighted filing

2016

Revenue$3,576,842
Expenses$3,233,289
Net Income$343,553
Jump To
Filing Snapshot
Filing Period
Jan 1, 2016 to Dec 31, 2016
Signed
Nov 13, 2017
Return Version
2016v3.0
Gross Receipts
$3,576,842
Mission and Program Overview

Mission

Please see schedule o.the new york state health facilities association is dedicated to ensuring that members are able to provide quality, accessible, efficient continuum of health care and related services.

Please see schedule o.to promote, support and assist a membership base of licensed nursing facilities and assisted living facilities through educational seminars, trade shows and media campaigns.

Balance Sheet Detail
LineBeginningEndChange
Assets
Accounts Receivable$1,290,550$900,831▼ $389,719
Savings and Temporary Cash Investments$197,108$551,859▲ $354,751
Land, Buildings, and Equipment, Net$21,269$180,598▲ $159,329
Investments Other Securities$45,000$45,000→ $0
Prepaid Expenses and Deferred Charges$134,784$38,928▼ $95,856
Cash and Non-Interest-Bearing Accounts$63$64▲ $1
Total Assets$5,927,460$5,925,061▼ $2,399
Other Assets Total$4,238,686$4,207,781▼ $30,905
Liabilities
Deferred Revenue$25,311$472,885▲ $447,574
Other Liabilities$373,329$107,681▼ $265,648
Accounts Payable and Accrued Expenses$242,181$55,464▼ $186,717
Total Liabilities$640,821$636,030▼ $4,791
Net Assets / Fund Balance
Unrestricted Net Assets$5,286,639$5,289,031▲ $2,392
Total Net Assets Fund Balance$5,286,639$5,289,031▲ $2,392
Total Liabilities and Net Assets / Fund Balance$5,927,460$5,925,061▼ $2,399

Asset Categories

AssetBook ValueDepreciationBasis
Other Land Buildings$14,027$684,025$698,052
Equipment$166,571$3,844$170,415
Other Assets Org$4,207,781--
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
Richard J HerrickPresident/CEOFT$340,520$314,992$655,512
Stephen HanseVP GOV'T AFFAIRS/COUNSELFT$180,376$30,683$211,059
Carl PucciDir/finance & ReimbFT$109,653$26,807$136,460
Richard S Patterson JrSr Dir/bus DevFT$113,527$20,568$134,095
Scott M JacksonDIR/EDUCATION $ CONF PLANFT$114,410$14,121$128,531
Shelly Wagar SaboDirector/nyscalFT$103,671$17,966$121,637
Michael McpartlonChairpersonPT-$15,000$15,000

Board Members and Trustees

Revenue and Support

Revenue Composition

Contributions and Grants
$0
Program Service Revenue
$2,945,298
Investment Income
$31,595
Other Revenue
$599,949
Change in Net Assets
$343,553

Audited Revenue Reconciliation

Revenue per Audited Statements
$3,576,842
Revenue Not Reported on Financial Statements
$0
Revenue Not Reported on Form 990
$0
Total Revenue per Audited Statements
$3,576,842
Total Revenue per Form 990
$3,576,842
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$2,295,626
Other Expenses$937,663
Grants and Similar Amounts Paid$0
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages---$1,236,561
Current Officers, Directors, Trustees, and Key Employees---$592,571
Other Employee Benefits---$276,958
Travel---$160,641
All Other Expenses---$145,921
Occupancy---$145,000
Payroll Taxes---$130,214
Fees for Services Legal---$79,333
Fees for Services Other---$70,095
Pension Plan Contributions---$59,322
Fees for Services Lobbying---$49,328
Other Expenses---$33,136
Depreciation Depletion---$26,995
Advertising---$15,994
Office Expenses---$13,084
Fees for Services Accounting---$12,960
Insurance---$11,734
Information Technology---$10,777
Interest---$78
Total Functional Expenses$0$0$0$3,233,289

Audited Expense Reconciliation

Line ItemAmount
Expenses per Audited Statements$3,233,289
Total Expenses per Audited Statements$3,233,289
Total Expenses per Form 990$3,233,289
Expenses Not Reported on Financial Statements$0
Expenses Not Reported on Form 990$0
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
In-house lobbying only
No
Subject to proxy tax
Yes

Reported Spending and Taxes

Line ItemAmount
Current Year Nondeductible Lobbying and Political Cost$379,989
Total Nondeductible Lobbying and Political Cost$158,589
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Pension Contribution$81,681
Deferred Compensation$26,000
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
Yes
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
Yes
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, Line 6

Description of membership: new york state health facilities association is a statewide professional association of more than 250 long-term care facilities. Membership includes skilled nursing facilities, adult homes, assisted living residences, individual and multi-facility operators of proprietary, voluntary and government sponsorship.

Form 990, Part VI, Section A, Line 7A

Members powers to elect or appoint to governing body: each affiliated district elects one member to represent the district on the board of the association, pursuant to the constitution and bylaws of the district.

Form 990, Part VI, Section A, Line 7B

Governance decisions subject to membership approval: election of officers of the association and changes to the constitution are subject to membership approval.

Form 990, Part VI, Section B, Line 11B

Form 990 review procedures: the form 990 is distributed to the excecutive committee for their review, questions and comments before being finalized and filed.

Form 990, Part VI, Section B, Line 12C

Conflict of interest procedures: officers and employees of the association are required to promptly disclose applicable conflicts of interest and to recuse themselves from the deliberative and decision-making process on matters that involve a conflict. Acceptance of and compliance with the terms of the conflict of interest policy is required of new hires and at least annually of all officers and employees.

Form 990, Part VI, Section B, Line 15A

Executive compensation procedures: the excecutive committee serving as the compensation committee determines the compensation for the ceo, executive director and top management officials. The ceo determines the compensation of other officers and key employees of the organization. Compensation determination procedures incorporate review of the association salary surveys.

Form 990, Part VI, Section C, Line 19

Availability to public of governing documents, conflict of interest policy, and financial statements: these are available for inspection upon request.

Filing and Contact Details

Filer

Filer Name
New York State Health Facilities
EIN
16-0970663
Phone
5184624800
Address
33 ELK ST STE 300, ALBANY, NY 12207-1010

Signing Officer

Name
Stephen B Hanse
Title
President
Phone
5184624800
Signed
2017-11-13
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Stephen B Hanse
Formed
1949
Legal Domicile
Ny
Voting Board Members
29
Independent Board Members
29
Employees
20
Volunteers
0

Preparer

Firm
Uhy Advisors Ny Inc
Address
4 TOWER PLACE EXECUTIVE PARK 7TH, FLOOR, ALBANY, NY 12203
Preparer
Richard M Lipman
Phone
5184493166
Supplemental Narrative

Additional Explanations

FORM 990, PART XI, LINE 9:

Absorbtion of loss from nysfha managed care and health facilities insurance -341,161.

Financial Statement Notes

PART X, LINE 2:

Fin 48 (asc 740) financial statements footnote related to uncertain tax positions: the association follows guidance issued by the financial accounting standards board ("fasb") regarding accounting for uncertainty in income taxes. This guidance clarifies the accounting for income taxes by prescribing the minimum recognition threshold an income tax position is required to meet before being recognized in the financial statements and applies to all income tax positions. Each income tax position is assessed using a two-step process. A determination is first made as to whether it is more likely than not that the income tax position will be sustained, based upon technical merits, upon examination by the taxing authorities. If the income tax position is expected to meet the more likely than not criteria, the benefit recorded in the financial statements equals the largest amount that is greater than 50% likely to be realized upon its ultimate settlement. The primary income tax position taken by the association for any years open under the various statutes of limitations are that the tax exempt entities continue to be exempt from income taxes and do not have unrelated business income that would be subject to income taxes. The association believes that there are no other tax positions taken or expected to be taken that would significantly increase or decrease unrecognized tax benefits within 12 months of the reporting date. None of the association's federal or state information and income tax returns are currently under examination by the internal revenue service ("irs") or state authorities.

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IRS990/Form990PartVIISectionAGrp/PersonNm11DENISE JOHNSON
IRS990/Form990PartVIISectionAGrp/PersonNm12KENNETH KNUTSEN
IRS990/Form990PartVIISectionAGrp/PersonNm13CHRISTINE MAHER
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IRS990/Form990PartVIISectionAGrp/PersonNm23DANIELLE ZASTAWNY
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IRS990/Form990PartVIISectionAGrp/PersonNm28RICHARD J HERRICK
IRS990/Form990PartVIISectionAGrp/PersonNm29STEPHEN HANSE
IRS990/Form990PartVIISectionAGrp/PersonNm30SCOTT M JACKSON
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IRS990/Form990PartVIISectionAGrp/PersonNm33SHELLY WAGAR SABO
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IRS990/Form990PartVIISectionAGrp/TitleTxt0DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt1DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt2DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt3DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt4DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt5DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt6DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt7DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt8DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt9DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt10DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt11DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt12DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt13DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt14DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt15DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt16DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt17DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt18DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt19DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt20DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt21DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt22DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt23DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt24CHAIRPERSON
IRS990/Form990PartVIISectionAGrp/TitleTxt25VICE CHAIRPERSON
IRS990/Form990PartVIISectionAGrp/TitleTxt26PAST CHAIRPERSON
IRS990/Form990PartVIISectionAGrp/TitleTxt27SECRETARY/TREASURER
IRS990/Form990PartVIISectionAGrp/TitleTxt28PRESIDENT/CEO
IRS990/Form990PartVIISectionAGrp/TitleTxt29VP GOV'T AFFAIRS/COUNSEL
IRS990/Form990PartVIISectionAGrp/TitleTxt30DIR/EDUCATION $ CONF PLAN
IRS990/Form990PartVIISectionAGrp/TitleTxt31SR DIR/BUS DEV
IRS990/Form990PartVIISectionAGrp/TitleTxt32DIR/FINANCE & REIMB
IRS990/Form990PartVIISectionAGrp/TitleTxt33DIRECTOR/NYSCAL
IRS990/Form990ProvidedToGvrnBodyInd01
IRS990/Form990TFiledInd01
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IRS990/FormerOfcrEmployeesListedInd00
IRS990/FSAuditedInd00
IRS990/FundraisingActivitiesInd00
IRS990/GamingActivitiesInd00
IRS990/GoverningBodyVotingMembersCnt029
IRS990/GrantsToIndividualsInd00
IRS990/GrantsToOrganizationsInd00
IRS990/GrantToRelatedPersonInd00
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IRS990/GroupReturnForAffiliatesInd00
IRS990/IncludeFIN48FootnoteInd01
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IRS990/MembersOrStockholdersInd01
IRS990/MethodOfAccountingAccrualInd0X
IRS990/MinutesOfCommitteesInd01
IRS990/MinutesOfGoverningBodyInd01
IRS990/MissionDesc0PLEASE SEE SCHEDULE O.THE NEW YORK STATE HEALTH FACILITIES ASSOCIATION IS DEDICATED TO ENSURING THAT MEMBERS ARE ABLE TO PROVIDE QUALITY, ACCESSIBLE, EFFICIENT CONTINUUM OF HEALTH CARE AND RELATED SERVICES.
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IRS990/NondeductibleContributionsInd01
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IRS990/OperateHospitalInd00
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IRS990/OtherExpensesGrp/Desc0COMPUTER SUPPLIES
IRS990/OtherExpensesGrp/Desc1CONVENTIONS AND TRADE S
IRS990/OtherExpensesGrp/Desc2BAD DEBTS
IRS990/OtherExpensesGrp/Desc3BOARD AND COMMITTEE MEE
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IRS990/OtherExpensesGrp/TotalAmt333136
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IRS990/OtherRevenueMiscGrp/BusinessCd0900099
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IRS990/OtherRevenueMiscGrp/Desc0MANAGEMENT FEES AND OT
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IRS990/PayrollTaxesGrp/TotalAmt0130214
IRS990/PensionPlanContributionsGrp/TotalAmt059322
IRS990/PoliciesReferenceChaptersInd01

Document Assets

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Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Detailed filing. Detailed filing data is available for this year.$12.7$0.91$11.7$4.30$3.55$0.75
2023Detailed filing. Detailed filing data is available for this year.$12.1$1.11$11.0$4.28$3.26$1.02
2021Detailed filing. Detailed filing data is available for this year.$9.22$0.25$8.97$4.05$3.07$0.98
2020Detailed filing. Detailed filing data is available for this year.$8.40$0.41$8.00$3.82$3.04$0.77
2019Detailed filing. Detailed filing data is available for this year.$7.86$0.64$7.22$3.60$3.27$0.34
2018Detailed filing. Detailed filing data is available for this year.$7.77$0.88$6.89$3.76$3.16$0.59
2017Detailed filing. Detailed filing data is available for this year.$6.95$0.65$6.29$3.86$2.86$1.00
2016Detailed filing. Detailed filing data is available for this year.$5.93$0.64$5.29$3.58$3.23$0.34
2015Detailed filing. Detailed filing data is available for this year.$5.93$0.64$5.29$3.46$3.10$0.37
2014Detailed filing. Detailed filing data is available for this year.$5.57$0.65$4.92$3.23$3.07$0.16
2013Detailed filing. Detailed filing data is available for this year.$5.24$0.48$4.76$3.33$2.91$0.42
2012Facts available. Structured filing facts are available, but richer extracted sections are limited.$4.94$0.59$4.34$3.24
2011Facts available. Structured filing facts are available, but richer extracted sections are limited.$4.66$0.61$4.06$2.74
2010Summary only. Only limited summary data is available for this year.$4.20$0.52$3.69$3.03$2.85$0.19