Civic Intelligence

Security Traders Association of Ny Inc

EIN 13-6103396 • 501(c)6 • New York, NY

Profile

Trade assoc dedicated to promoting its members and to establish and maintain high standards of conduct and ethical practice. The organization provides a forum to discuss matters

C/O Hoffman 61 Bdway Ste 1601New York, NY 10006

www.stany.org

Siviq Scores

Precomputed percentiles relative to similar nonprofits. These scores are descriptive rather than judgmental.

Liabilities / Assets

43rd percentile

0.11x

Higher debt load relative to assets than 43% of similar nonprofits.

501(c)6 • $1M-$5M nonprofits • Source year 2024

Liabilities / Revenue

52nd percentile

0.18x

Higher debt load relative to revenue than 52% of similar nonprofits.

501(c)6 • $1M-$5M nonprofits • Source year 2024

Net Margin

90th percentile

29%

Higher net margin than 90% of similar nonprofits.

501(c)6 • $1M-$5M nonprofits • Source year 2024

Top Officer Pay

84th percentile

$269,825

Higher top officer pay than 84% of similar nonprofits.

Top officer pay equals 28.2% of source-year revenue.

501(c)6 • $1M-$5M nonprofits • Source year 2024

Asset Growth

85th percentile

23%

Faster asset growth than 85% of similar nonprofits.

501(c)6 • $1M-$5M nonprofits • Annualized from 2023 to 2024

Revenue Growth

56th percentile

7.6%

Faster revenue growth than 56% of similar nonprofits.

501(c)6 • $1M-$5M nonprofits • Annualized from 2023 to 2024

Assets

Up

$1,592,065

Up $302,359 (+23%) from 2023

Liabilities

Up

$170,316

Up $25,055 (+17%) from 2023

Net Assets

Up

$1,421,749

Up $277,304 (+24%) from 2023

Revenue

Up

$958,414

Up $67,996 (+7.6%) from 2023

Expenses

Up

$681,110

Up $69,991 (+11%) from 2023

Net Income

Down

$277,304

Down $1,995 (-0.7%) from 2023

Trend Graphs

Balance Sheet Trend

Grouped bars show assets, liabilities, and net assets across loaded filings.

$2.0M$1.5M$1.0M$500K$0Assets 2011: $778,305Liabilities 2011: $0Net Assets 2011: $778,3052011Assets 2012: $690,813Liabilities 2012: $0Net Assets 2012: $690,8132012Assets 2013: $613,008Liabilities 2013: $0Net Assets 2013: $613,0082013Assets 2014: $495,620Liabilities 2014: $1,316Net Assets 2014: $494,3042014Assets 2015: $362,900Liabilities 2015: $6,653Net Assets 2015: $356,2472015Assets 2016: $279,932Liabilities 2016: $1,913Net Assets 2016: $278,0192016Assets 2017: $374,591Liabilities 2017: $453Net Assets 2017: $374,1382017Assets 2018: $595,707Liabilities 2018: $24,605Net Assets 2018: $571,1022018Assets 2019: $643,371Liabilities 2019: $0Net Assets 2019: $643,3712019Assets 2020: $753,167Liabilities 2020: $152,192Net Assets 2020: $600,9752020Assets 2021: $829,754Liabilities 2021: $149,455Net Assets 2021: $680,2992021Assets 2022: $1,014,499Liabilities 2022: $149,353Net Assets 2022: $865,1462022Assets 2023: $1,289,706Liabilities 2023: $145,261Net Assets 2023: $1,144,4452023Assets 2024: $1,592,065Liabilities 2024: $170,316Net Assets 2024: $1,421,7492024

Highlighted filing

2024

Assets$1,592,065
Liabilities$170,316
Net Assets$1,421,749

Operations Trend

Revenue, expenses, and net income by year, with the latest filing highlighted.

$1.0M$500K$0-$500KRevenue 2011: $503,035Expenses 2011: $410,116Net Income 2011: $92,9192011Revenue 2012: $351,436Expenses 2012: $378,078Net Income 2012: -$26,6422012Revenue 2013: $563,984Expenses 2013: $641,789Net Income 2013: -$77,8052013Revenue 2014: $487,810Expenses 2014: $606,515Net Income 2014: -$118,7052014Revenue 2015: $518,380Expenses 2015: $656,437Net Income 2015: -$138,0572015Revenue 2016: $500,781Expenses 2016: $579,009Net Income 2016: -$78,2282016Revenue 2017: $549,206Expenses 2017: $453,087Net Income 2017: $96,1192017Revenue 2018: $610,316Expenses 2018: $406,797Net Income 2018: $203,5192018Revenue 2019: $535,736Expenses 2019: $481,980Net Income 2019: $53,7562019Revenue 2020: $322,704Expenses 2020: $365,100Net Income 2020: -$42,3962020Revenue 2021: $523,946Expenses 2021: $444,624Net Income 2021: $79,3222021Revenue 2022: $758,597Expenses 2022: $573,750Net Income 2022: $184,8472022Revenue 2023: $890,418Expenses 2023: $611,119Net Income 2023: $279,2992023Revenue 2024: $958,414Expenses 2024: $681,110Net Income 2024: $277,3042024

Highlighted filing

2024

Revenue$958,414
Expenses$681,110
Net Income$277,304

Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$1.59$0.17$1.42$0.96$0.68$0.28
2023Summary only. Only limited summary data is available for this year.$1.29$0.15$1.14$0.89$0.61$0.28
2022Facts available. Structured filing facts are available, but richer extracted sections are limited.$1.01$0.15$0.87$0.76$0.57$0.18
2021Facts available. Structured filing facts are available, but richer extracted sections are limited.$0.83$0.15$0.68$0.52$0.44$0.08
2020Facts available. Structured filing facts are available, but richer extracted sections are limited.$0.75$0.15$0.60$0.32$0.37$0.04
2019XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$0.64$0.00$0.64$0.54$0.48$0.05
2018XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$0.60$0.02$0.57$0.61$0.41$0.20
2017Summary only. Only limited summary data is available for this year.$0.37$0.00$0.37$0.55$0.45$0.10
2016Summary only. Only limited summary data is available for this year.$0.28$0.00$0.28$0.50$0.58$0.08
2015XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$0.36$0.01$0.36$0.52$0.66$0.14
2014Detailed filing. Detailed filing data is available for this year.$0.50$0.00$0.49$0.49$0.61$0.12
2013Detailed filing. Detailed filing data is available for this year.$0.61$0.00$0.61$0.56$0.64$0.08
2012Summary only. Only limited summary data is available for this year.$0.69$0.00$0.69$0.35$0.38$0.03
2011Summary only. Only limited summary data is available for this year.$0.78$0.00$0.78$0.50$0.41$0.09
Latest Detailed Filing

The latest 2024 filing currently has linked XML that has not been fully parsed yet. Showing the latest detailed filing from 2022 below.

Jump To
Filing Snapshot
Filing Period
Jan 1, 2022 to Dec 31, 2022
Signed
Nov 15, 2023
Return Version
2022v5.0
Gross Receipts
$758,597
Mission and Program Overview

Mission

Trade assoc dedicated to promoting its members and to establish and maintain high standards of conduct and ethical practice. The organization provides a forum to discuss matters

Balance Sheet Detail
LineBeginningEndChange
Assets
Cash and Non-Interest-Bearing Accounts$795,017$959,258▲ $164,241
Rtn Earn Endowment Incm Other Fnds$680,299$865,146▲ $184,847
Savings and Temporary Cash Investments$0$0→ $0
Accounts Receivable$0$0→ $0
Other Notes and Loans Receivable, Net$0$0→ $0
Pledges and Grants Receivable$0$0→ $0
Receivable From Disqualified Prsn$0$0→ $0
Receivables From Officers Etc$0$0→ $0
Investments Other Securities$0$0→ $0
Investments Program Related$0$0→ $0
Investments in Publicly Traded Securities$0$0→ $0
Pd in Cap Srpls Land Bldg Eqp Fund$0$0→ $0
Cap Stk Tr Prin Current Funds$0$0→ $0
Intangible Assets$0$0→ $0
Inventories for Sale or Use$0$0→ $0
Loans From Officers Directors$0$0→ $0
Prepaid Expenses and Deferred Charges$0$0→ $0
Total Assets$829,754$1,014,499▲ $184,745
Other Assets Total$34,737$55,241▲ $20,504
Liabilities
Other Liabilities$149,455$149,353▼ $102
Accounts Payable and Accrued Expenses$0$0→ $0
Grants Payable$0$0→ $0
Mortgage Notes Payable Secured by Investment Property$0$0→ $0
Unsecured Notes Loans Payable$0$0→ $0
Deferred Revenue$0$0→ $0
Escrow Account Liability$0$0→ $0
Tax Exempt Bond Liabilities$0$0→ $0
Total Liabilities$149,455$149,353▼ $102
Net Assets / Fund Balance
Total Net Assets Fund Balance$680,299$865,146▲ $184,847
Total Liabilities and Net Assets / Fund Balance$829,754$1,014,499▲ $184,745

Asset Categories

AssetBook ValueDepreciationBasis
Other Assets Org$3,261--
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
Kimberly Unger EsqCEO/ Executive DirectorFT$150,000$149,856$299,856

Board Members and Trustees

NameTitle
James HydePast President
Brian CashinPresident
Brian KennedyFirst Vice President
Bill CodySecond Vice President
Aisling McconvilleDirector
Giang BuDirector
James JankerDirector
Joseph SellittoDirector
Lauren BiehlDirector
Lisa M UtasiDirector
Michael PostDirector
Michael ScaplenDirector
Patricia KoetznerDirector
Peter CocuzzaDirector
Timothy NerstenDirector
Amy E ReichardConsultant
James McveighConsultant
Mark DaviesConsultant
Nikki ActonConsultant
Thomas JordanConsultant
William KarshConsultant
Jeff MendlSecretary
David WeisbergerTreasurer
Revenue and Support

Revenue Composition

Contributions and Grants
$0
Program Service Revenue
$55,288
Investment Income
$0
Other Revenue
$703,309
Change in Net Assets
$184,847
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$313,889
Other Expenses$259,861
Total Fundraising Expense$49,540
Grants and Similar Amounts Paid$0
Professional Fundraising Fees$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$200,000$25,000$25,000$250,000
All Other Expenses$42,476$10,671$16,874$70,021
Other Employee Benefits$39,885$4,986$4,986$49,857
Fees for Services Accounting-$18,938-$18,938
Payroll Taxes$11,226$1,403$1,403$14,032
Interest-$9,143-$9,143
Insurance-$5,315-$5,315
Fees for Services Management$1,951$244$244$2,439
Other Expenses$1,600$200$200$2,000
Information Technology$1,525$95$286$1,906
Office Expenses$308$35$42$385
Total Functional Expenses$447,675$76,535$49,540$573,750
Fundraising, Events, and Gaming
Fundraising activities
Yes
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Fundraising Gross Income$703,210
Fundraising Direct Expenses$0
Gaming Direct Expenses$0
Gaming Gross Income$0
Professional Fundraising Fees$0

Fundraising Events

EventGross ReceiptsGross RevenueDirect ExpensesNet Income
Confrence$564,840$564,840-$564,840
Golf Outing$132,865$132,865-$132,865
Total Events$697,705$697,705$146,660$551,045
Political and Lobbying Activity
Political campaign activity
No
Subject to proxy tax
No
Insider Transactions and Loans

Loans and Receivables

Line ItemBeginningEndChange
Loans from Officers, Directors, Trustees, and Key Employees$0$0→ $0
Receivables from Disqualified Persons$0$0→ $0
Receivables from Officers, Directors, Trustees, and Key Employees$0$0→ $0
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Sba Loan$147,505
Credit Card$1,848
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
Yes
Annual disclosure for covered persons
Yes
Audit committee
Yes
Business relationship with 35% controlled entity
No
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Line 7A

Each year the members of the organization elect the board of directors.

Form 990, Part VI, Line 11B

Form 990 is provided to the executive director and is reviewed before filing.

Form 990, Part VI, Line 12C

Each year the board of directors are required to sign the conflict of interest and disclosure policy.

Form 990, Part VI. Line 19

990 is available on guidestar.org and at the association's office.

Filing and Contact Details

Filer

Filer Name
Security Traders Association of Ny Inc
EIN
13-6103396
In Care Of
% STANY INC
Phone
2125831100
Address
C/O HOFFMAN 61 BDWAY STE 1601, NEW YORK, NY 10006

Signing Officer

Name
Kimberley Unger
Title
President
Phone
2123440410
Signed
2023-11-15
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Kimberley Unger
Formed
1937
Legal Domicile
Ny
Voting Board Members
24
Independent Board Members
24
Employees
1

Preparer

Firm
Hoffman Mulligan Cpas Llp
Address
61 BROADWAY - SUITE 1601, NEW YORK, NY 10006-2756
Preparer
Janet L Mulligan CPA
Phone
2125831100
Supplemental Narrative

Additional Explanations

Form 990, Part 111, Line 1

Trade association is dedicated to promoting the general welfare of its members and to establish and maintain high standards of conduct and ethical practice. The organization provides a forum to discuss matters of interest to members of the trading community and fosters benefits derived from personal acquaintances of members.

Form 990 Part IX Line 24 - Other Expenses

Description:per capita dues total expenses:1387 program services:1110 management and general:69 fundraising:208

Form 990 Part IX Line 24 - Other Expenses

Description:bank fees total expenses:6907 management and general:6907

Form 990 Part IX Line 24 - Other Expenses

Description:conference expense total expenses:1502 program services:1202 management and general:150 fundraising:150

Form 990 Part IX Line 24 - Other Expenses

Description:advertising and promotion total expenses:863 program services:518 management and general:86 fundraising:259

Form 990 Part IX Line 24 - Other Expenses

Description:office supplies total expenses:1781 program services:1425 management and general:178 fundraising:178

Form 990 Part IX Line 24 - Other Expenses

Description:sta convention sponsor total expenses:5000 program services:5000

Form 990 Part IX Line 24 - Other Expenses

Description:storage expense total expenses:3366 program services:2692 management and general:337 fundraising:337

Form 990 Part IX Line 24 - Other Expenses

Description:payroll expense total expenses:11248 program services:8999 management and general:2249

Form 990 Part IX Line 24 - Other Expenses

Description:buisness gifts total expenses:1213 program services:728 management and general:121 fundraising:364

Form 990 Part IX Line 24 - Other Expenses

Description:event expense total expenses:36180 program services:20802 fundraising:15378

Form 990 Part IX Line 24 - Other Expenses

Description:profession development total expenses:574 management and general:574

Raw XML AppendixShowing 400 of 652 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

Path#Value
IRS990/AccountantCompileOrReviewInd0true
IRS990/AccountsPayableAccrExpnssGrp/BOYAmt00
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IRS990/AdvertisingGrp/TotalAmt00
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IRS990/BooksInCareOfDetail/PersonNm0STANY INC
IRS990/BooksInCareOfDetail/PhoneNum02123440410
IRS990/BooksInCareOfDetail/USAddress/AddressLine1Txt0301 EAST 75TH STREET
IRS990/BooksInCareOfDetail/USAddress/CityNm0NEW YORK
IRS990/BooksInCareOfDetail/USAddress/StateAbbreviationCd0NY
IRS990/BooksInCareOfDetail/USAddress/ZIPCd010021
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IRS990/CYBenefitsPaidToMembersAmt00
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IRS990/CYOtherExpensesAmt0259861
IRS990/CYOtherRevenueAmt0703309
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IRS990/CYTotalRevenueAmt0758597
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IRS990/ElectionOfBoardMembersInd0true
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