Civic Intelligence

Commodity Futures Brokers & Traders Association

EIN 13-3571099 • 501(c)6 • New York, NY

Profile

Disseminate information re legal and compliance issues in the commodity futures industry

1 North End Ave3rd Floorpod 26-2New York, NY 10282-1163

www.cfbta.org

Siviq Scores

Precomputed percentiles relative to similar nonprofits. These scores are descriptive rather than judgmental.

Liabilities / Assets

49th percentile

0.00x

Tied with the lowest-debt nonprofits in its peer group.

501(c)6 • <$500k nonprofits • Source year 2015

Liabilities / Revenue

51st percentile

0.00x

Tied with the lowest-debt nonprofits in its peer group.

501(c)6 • <$500k nonprofits • Source year 2015

Net Margin

3rd percentile

-717%

Higher net margin than 3% of similar nonprofits.

501(c)6 • <$500k nonprofits • Source year 2015

Top Officer Pay

77th percentile

$0

Higher top officer pay than 77% of similar nonprofits.

Top officer pay equals 0.0% of source-year revenue.

501(c)6 • <$500k nonprofits • Source year 2015

Asset Growth

11th percentile

-74%

Faster asset growth than 11% of similar nonprofits.

501(c)6 • <$500k nonprofits • Annualized from 2014 to 2015

Revenue Growth

9th percentile

-63%

Faster revenue growth than 9% of similar nonprofits.

501(c)6 • <$500k nonprofits • Annualized from 2014 to 2015

Assets

Down

$13,669

Down $38,646 (-74%) from 2014

Liabilities

Flat

$0

Flat from 2014

Net Assets

$13,669

No earlier filing loaded for comparison.

Revenue

Down

$5,389

Down $9,175 (-63%) from 2014

Expenses

Down

$44,035

Down $15,779 (-26%) from 2014

Net Income

Up

-$38,646

Up $6,604 (+15%) from 2014

Trend Graphs

Balance Sheet Trend

Grouped bars show assets, liabilities, and net assets across loaded filings.

$200K$150K$100K$50K$0Assets 2011: $158,265Liabilities 2011: $0Net Assets 2011: $158,2652011Assets 2012: $134,050Liabilities 2012: $0Net Assets 2012: $134,0502012Assets 2013: $97,565Liabilities 2013: $02013Assets 2014: $52,315Liabilities 2014: $02014Assets 2015: $13,669Liabilities 2015: $0Net Assets 2015: $13,6692015

Highlighted filing

2015

Assets$13,669
Liabilities$0
Net Assets$13,669

Operations Trend

Revenue, expenses, and net income by year, with the latest filing highlighted.

$100K$50K$0-$50KRevenue 2011: $51,935Expenses 2011: $32,693Net Income 2011: $19,2422011Revenue 2012: $38,282Expenses 2012: $62,497Net Income 2012: -$24,2152012Revenue 2013: $45,339Expenses 2013: $81,824Net Income 2013: -$36,4852013Revenue 2014: $14,564Expenses 2014: $59,814Net Income 2014: -$45,2502014Revenue 2015: $5,389Expenses 2015: $44,035Net Income 2015: -$38,6462015

Highlighted filing

2015

Revenue$5,389
Expenses$44,035
Net Income-$38,646

Filings

Latest Filing Detail
Jump To
Filing Snapshot
Filing Period
Jan 1, 2015 to Dec 31, 2015
Signed
Aug 4, 2016
Return Version
2015v2.1
Gross Receipts
$45,389
Mission and Program Overview

Mission

Disseminate information re legal and compliance issues in the commodity futures industry

Program Services

DescriptionGrantsExpenses
PRIMARY FUNCTIONS ARE TO PROVIDE INPUT TO REGULATORY AGENCIES AND TO THE COMMODITY FUTURES INDUSTRY ON COMMODITY LAWS, RULES AND REGULATIONS.$0$0
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
FRED SCHOENHUTMADELINE BOYDCo-Chairpersons-$0--
STEPHEN ARDIZZONEVice Chairman-$0--
FRANK SICILIANOPresident-$0--
JAN WILLEM VAN DEN DORPELSecretary-$0--
SCOTT HESSTreasurer-$0--
Filing and Contact Details

Filer

Filer Name
Commodity Futures Brokers & Traders
EIN
13-3571099
Phone
8005660925
Address
1 NORTH END AVE3RD FLOORPOD 26-2, NEW YORK, NY 10282-1163

Signing Officer

Name
Scott Hess
Title
Co-chairman
Phone
8005660925
Signed
2016-08-04
Discuss with paid preparer
Yes

Preparer

Firm
Leonard Rosen & Company Pc
Address
15 MAIDEN LANE ROOM 505, NEW YORK, NY 10038
Preparer
Leonard Rosen
Phone
2122271115
Supplemental Narrative

Additional Explanations

Form 990-ez, Part I, Line 4 - Other Investment Income

Description: money market dividends. Amount: 1. Description: interest income. Amount: 724. Total included on form 990-ez, line 4: 725.

Form 990-ez, Part I, Line 10 - Grants and Similar Amounts Paid

Activity classification: school scholarship. Grantee name: penn state university. Grantee address: 128 outreach building university pk, pa 16802. Date of gift: 09/07/15. Amount given: 2,500.

Form 990-ez, Part I, Line 10 - Grants and Similar Amounts Paid

Activity classification: school scholarship. Grantee name: drexel university. Grantee address: 3141 chestnut street philadelphia, pa 19104. Date of gift: 09/07/15. Amount given: 2,500.

Form 990-ez, Part I, Line 10 - Grants and Similar Amounts Paid

Activity classification: charitable contribution. Grantee name: september 11th families. Grantee address: 22 cortlandt street new york, ny 10007. Date of gift: 08/02/15. Amount given: 1,500.

Form 990-ez, Part I, Line 10 - Grants and Similar Amounts Paid

Activity classification: charitable contribution. Grantee name: building homes for heros. Grantee address: 65 roosevelt avenue valley stream, ny 11581. Date of gift: 05/13/15. Amount given: 1,000.

Form 990-ez, Part I, Line 10 - Grants and Similar Amounts Paid

Activity classification: school scholarship. Grantee name: centre college. Grantee address: 600 w walnut street danville, ky 40422. Date of gift: 09/07/15. Amount given: 2,500.

Form 990-ez, Part I, Line 10 - Grants and Similar Amounts Paid

Activity classification: school scholarship. Grantee name: harvard university. Grantee address: 86 brattle street cambridge, ma 02138. Date of gift: 09/07/15. Amount given: 2,500.

Form 990-ez, Part I, Line 10 - Grants and Similar Amounts Paid

Activity classification: charitable contribution. Grantee name: cme group community fund. Grantee address: 1 north end avenue new york, ny 10282. Date of gift: 04/11/15. Amount given: 1,050. Total included on form 990-ez, line 10: 13,550.

Form 990-ez, Part I, Line 16 - Other Expenses

Description: insurance. Amount: 16,011. Description: web site. Amount: 420. Description: miscellaneous. Amount: 417. Total to form 990-ez, line 16: 16,848.

Form 990-ez, Part II, Line 24 - Other Assets

Description: investment in wells fargo cd's. Beg. Of year amount: 40,000. End of year amount: 0.

Raw XML Appendix140 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

Path#Value
IRS990EZ/ActivitiesNotPreviouslyRptInd00
IRS990EZ/BooksInCareOfDetail/BusinessName/BusinessNameLine1Txt0LEONARD ROSEN & COMPANY PC
IRS990EZ/BooksInCareOfDetail/PhoneNum02122271115
IRS990EZ/BooksInCareOfDetail/USAddress/AddressLine1Txt015 MAIDEN LANE
IRS990EZ/BooksInCareOfDetail/USAddress/CityNm0NEW YORK
IRS990EZ/BooksInCareOfDetail/USAddress/StateAbbreviationCd0NY
IRS990EZ/BooksInCareOfDetail/USAddress/ZIPCd010038
IRS990EZ/CashSavingsAndInvestmentsGrp/BOYAmt012315
IRS990EZ/CashSavingsAndInvestmentsGrp/EOYAmt013669
IRS990EZ/ChgMadeToOrgnzngDocNotRptInd00
IRS990EZ/CostOrOtherBasisExpenseSaleAmt040000
IRS990EZ/DirectIndirectPltclExpendAmt00
IRS990EZ/DonorAdvisedFndsInd00
IRS990EZ/ExcessOrDeficitForYearAmt0-38646
IRS990EZ/FeesAndOtherPymtToIndCntrctAmt09525
IRS990EZ/ForeignFinancialAccountInd00
IRS990EZ/ForeignOfficeInd00
IRS990EZ/Form990TotalAssetsGrp/BOYAmt052315
IRS990EZ/Form990TotalAssetsGrp/EOYAmt013669
IRS990EZ/GainOrLossFromSaleOfAssetsAmt0-1009
IRS990EZ/GrantsAndSimilarAmountsPaidAmt013550
IRS990EZ/GrossReceiptsAmt045389
IRS990EZ/InfoInScheduleOPartIIIInd0X
IRS990EZ/InfoInScheduleOPartIIInd0X
IRS990EZ/InfoInScheduleOPartIInd0X
IRS990EZ/InfoInScheduleOPartVInd0X
IRS990EZ/InvestmentIncomeAmt0725
IRS990EZ/MadeLoansToFromOfficersInd00
IRS990EZ/MembershipDuesAmt05673
IRS990EZ/MethodOfAccountingCashInd0X
IRS990EZ/NetAssetsOrFundBalancesBOYAmt052315
IRS990EZ/NetAssetsOrFundBalancesEOYAmt013669
IRS990EZ/NetAssetsOrFundBalancesGrp/BOYAmt052315
IRS990EZ/NetAssetsOrFundBalancesGrp/EOYAmt013669
IRS990EZ/OfficerDirectorTrusteeEmplGrp/AverageHrsPerWkDevotedToPosRt00.00
IRS990EZ/OfficerDirectorTrusteeEmplGrp/AverageHrsPerWkDevotedToPosRt10.00
IRS990EZ/OfficerDirectorTrusteeEmplGrp/AverageHrsPerWkDevotedToPosRt20.00
IRS990EZ/OfficerDirectorTrusteeEmplGrp/AverageHrsPerWkDevotedToPosRt30.00
IRS990EZ/OfficerDirectorTrusteeEmplGrp/AverageHrsPerWkDevotedToPosRt40.00
IRS990EZ/OfficerDirectorTrusteeEmplGrp/CompensationAmt00
IRS990EZ/OfficerDirectorTrusteeEmplGrp/CompensationAmt10
IRS990EZ/OfficerDirectorTrusteeEmplGrp/CompensationAmt20
IRS990EZ/OfficerDirectorTrusteeEmplGrp/CompensationAmt30
IRS990EZ/OfficerDirectorTrusteeEmplGrp/CompensationAmt40
IRS990EZ/OfficerDirectorTrusteeEmplGrp/EmployeeBenefitProgramAmt00
IRS990EZ/OfficerDirectorTrusteeEmplGrp/EmployeeBenefitProgramAmt10
IRS990EZ/OfficerDirectorTrusteeEmplGrp/EmployeeBenefitProgramAmt20
IRS990EZ/OfficerDirectorTrusteeEmplGrp/EmployeeBenefitProgramAmt30
IRS990EZ/OfficerDirectorTrusteeEmplGrp/EmployeeBenefitProgramAmt40
IRS990EZ/OfficerDirectorTrusteeEmplGrp/ExpenseAccountOtherAllwncAmt00
IRS990EZ/OfficerDirectorTrusteeEmplGrp/ExpenseAccountOtherAllwncAmt10
IRS990EZ/OfficerDirectorTrusteeEmplGrp/ExpenseAccountOtherAllwncAmt20
IRS990EZ/OfficerDirectorTrusteeEmplGrp/ExpenseAccountOtherAllwncAmt30
IRS990EZ/OfficerDirectorTrusteeEmplGrp/ExpenseAccountOtherAllwncAmt40
IRS990EZ/OfficerDirectorTrusteeEmplGrp/PersonNm0FRED SCHOENHUTMADELINE BOYD
IRS990EZ/OfficerDirectorTrusteeEmplGrp/PersonNm1STEPHEN ARDIZZONE
IRS990EZ/OfficerDirectorTrusteeEmplGrp/PersonNm2FRANK SICILIANO
IRS990EZ/OfficerDirectorTrusteeEmplGrp/PersonNm3JAN WILLEM VAN DEN DORPEL
IRS990EZ/OfficerDirectorTrusteeEmplGrp/PersonNm4SCOTT HESS
IRS990EZ/OfficerDirectorTrusteeEmplGrp/TitleTxt0CO-CHAIRPERSONS
IRS990EZ/OfficerDirectorTrusteeEmplGrp/TitleTxt1VICE CHAIRMAN
IRS990EZ/OfficerDirectorTrusteeEmplGrp/TitleTxt2PRESIDENT
IRS990EZ/OfficerDirectorTrusteeEmplGrp/TitleTxt3SECRETARY
IRS990EZ/OfficerDirectorTrusteeEmplGrp/TitleTxt4TREASURER
IRS990EZ/OperateHospitalInd00
IRS990EZ/Organization501cInd0X
IRS990EZ/OrganizationDissolvedEtcInd00
IRS990EZ/OrganizationHadUBIInd00
IRS990EZ/OtherAssetsTotalDetail/BOYAmt040000
IRS990EZ/OtherAssetsTotalDetail/EOYAmt00
IRS990EZ/OtherChangesInNetAssetsAmt00
IRS990EZ/OtherExpensesTotalAmt016848
IRS990EZ/PoliticalCampaignActyInd00
IRS990EZ/PrimaryExemptPurposeTxt0DISSEMINATE INFORMATION RE LEGAL AND COMPLIANCE ISSUES IN THE COMMODITY FUTURES INDUSTRY
IRS990EZ/PrintingPublicationsPostageAmt04112
IRS990EZ/ProgramSrvcAccomplishmentGrp/DescriptionProgramSrvcAccomTxt0PRIMARY FUNCTIONS ARE TO PROVIDE INPUT TO REGULATORY AGENCIES AND TO THE COMMODITY FUTURES INDUSTRY ON COMMODITY LAWS, RULES AND REGULATIONS.
IRS990EZ/ProgramSrvcAccomplishmentGrp/GrantsAndAllocationsAmt00
IRS990EZ/ProgramSrvcAccomplishmentGrp/ProgramServiceExpensesAmt00
IRS990EZ/ProhibitedTaxShelterTransInd00
IRS990EZ/RelatedOrganizationCtrlEntInd00
IRS990EZ/SaleOfAssetsGrossAmt038991
IRS990EZ/ScheduleBNotRequiredInd0X
IRS990EZ/StatesWhereCopyOfReturnIsFldCd0NY
IRS990EZ/SubjectToProxyTaxInd00
IRS990EZ/SumOfTotalLiabilitiesGrp/BOYAmt00
IRS990EZ/SumOfTotalLiabilitiesGrp/EOYAmt00
IRS990EZ/TanningServicesProvidedInd00
IRS990EZ/TotalExpensesAmt044035
IRS990EZ/TotalRevenueAmt05389
IRS990EZ/TypeOfOrganizationAssocInd0X
IRS990EZ/WebsiteAddressTxt0WWW.CFBTA.ORG
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt0DESCRIPTION: MONEY MARKET DIVIDENDS. AMOUNT: 1. DESCRIPTION: INTEREST INCOME. AMOUNT: 724. TOTAL INCLUDED ON FORM 990-EZ, LINE 4: 725.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt1ACTIVITY CLASSIFICATION: SCHOOL SCHOLARSHIP. GRANTEE NAME: PENN STATE UNIVERSITY. GRANTEE ADDRESS: 128 OUTREACH BUILDING UNIVERSITY PK, PA 16802. DATE OF GIFT: 09/07/15. AMOUNT GIVEN: 2,500.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt2ACTIVITY CLASSIFICATION: SCHOOL SCHOLARSHIP. GRANTEE NAME: DREXEL UNIVERSITY. GRANTEE ADDRESS: 3141 CHESTNUT STREET PHILADELPHIA, PA 19104. DATE OF GIFT: 09/07/15. AMOUNT GIVEN: 2,500.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt3ACTIVITY CLASSIFICATION: CHARITABLE CONTRIBUTION. GRANTEE NAME: SEPTEMBER 11TH FAMILIES. GRANTEE ADDRESS: 22 CORTLANDT STREET NEW YORK, NY 10007. DATE OF GIFT: 08/02/15. AMOUNT GIVEN: 1,500.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt4ACTIVITY CLASSIFICATION: CHARITABLE CONTRIBUTION. GRANTEE NAME: BUILDING HOMES FOR HEROS. GRANTEE ADDRESS: 65 ROOSEVELT AVENUE VALLEY STREAM, NY 11581. DATE OF GIFT: 05/13/15. AMOUNT GIVEN: 1,000.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt5ACTIVITY CLASSIFICATION: SCHOOL SCHOLARSHIP. GRANTEE NAME: CENTRE COLLEGE. GRANTEE ADDRESS: 600 W WALNUT STREET DANVILLE, KY 40422. DATE OF GIFT: 09/07/15. AMOUNT GIVEN: 2,500.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt6ACTIVITY CLASSIFICATION: SCHOOL SCHOLARSHIP. GRANTEE NAME: HARVARD UNIVERSITY. GRANTEE ADDRESS: 86 BRATTLE STREET CAMBRIDGE, MA 02138. DATE OF GIFT: 09/07/15. AMOUNT GIVEN: 2,500.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt7ACTIVITY CLASSIFICATION: CHARITABLE CONTRIBUTION. GRANTEE NAME: CME GROUP COMMUNITY FUND. GRANTEE ADDRESS: 1 NORTH END AVENUE NEW YORK, NY 10282. DATE OF GIFT: 04/11/15. AMOUNT GIVEN: 1,050. TOTAL INCLUDED ON FORM 990-EZ, LINE 10: 13,550.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt8DESCRIPTION: INSURANCE. AMOUNT: 16,011. DESCRIPTION: WEB SITE. AMOUNT: 420. DESCRIPTION: MISCELLANEOUS. AMOUNT: 417. TOTAL TO FORM 990-EZ, LINE 16: 16,848.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt9DESCRIPTION: INVESTMENT IN WELLS FARGO CD'S. BEG. OF YEAR AMOUNT: 40,000. END OF YEAR AMOUNT: 0.
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc0FORM 990-EZ, PART I, LINE 4 - OTHER INVESTMENT INCOME
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc1FORM 990-EZ, PART I, LINE 10 - GRANTS AND SIMILAR AMOUNTS PAID
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc2FORM 990-EZ, PART I, LINE 10 - GRANTS AND SIMILAR AMOUNTS PAID
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc3FORM 990-EZ, PART I, LINE 10 - GRANTS AND SIMILAR AMOUNTS PAID
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc4FORM 990-EZ, PART I, LINE 10 - GRANTS AND SIMILAR AMOUNTS PAID
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc5FORM 990-EZ, PART I, LINE 10 - GRANTS AND SIMILAR AMOUNTS PAID
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc6FORM 990-EZ, PART I, LINE 10 - GRANTS AND SIMILAR AMOUNTS PAID
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc7FORM 990-EZ, PART I, LINE 10 - GRANTS AND SIMILAR AMOUNTS PAID
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc8FORM 990-EZ, PART I, LINE 16 - OTHER EXPENSES
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc9FORM 990-EZ, PART II, LINE 24 - OTHER ASSETS
TransferPrsnlBnftContractsDecl/DeclarationDesc0THE ORGANIZATION DID NOT, DURING THE YEAR, RECEIVE ANY FUNDS, DIRECTLY,OR INDIRECTLY, TO PAY PREMIUMS ON A PERSONAL BENEFIT CONTRACT.THE ORGANIZATION, DID NOT, DURING THE YEAR, PAY ANY PREMIUMS, DIRECTLY,OR INDIRECTLY, ON A PERSONAL BENEFIT CONTRACT.
ReturnHeader/BuildTS02016-12-15 16:53:06Z
ReturnHeader/BusinessOfficerGrp/DiscussWithPaidPreparerInd01
ReturnHeader/BusinessOfficerGrp/PersonNm0SCOTT HESS
ReturnHeader/BusinessOfficerGrp/PersonTitleTxt0CO-CHAIRMAN
ReturnHeader/BusinessOfficerGrp/PhoneNum08005660925
ReturnHeader/BusinessOfficerGrp/SignatureDt02016-08-04
ReturnHeader/Filer/BusinessName/BusinessNameLine1Txt0COMMODITY FUTURES BROKERS & TRADERS
ReturnHeader/Filer/BusinessName/BusinessNameLine2Txt0ASSOCIATION
ReturnHeader/Filer/BusinessNameControlTxt0COMM
ReturnHeader/Filer/EIN0133571099
ReturnHeader/Filer/PhoneNum08005660925
ReturnHeader/Filer/USAddress/AddressLine1Txt01 NORTH END AVE3RD FLOORPOD 26-2
ReturnHeader/Filer/USAddress/CityNm0NEW YORK
ReturnHeader/Filer/USAddress/StateAbbreviationCd0NY
ReturnHeader/Filer/USAddress/ZIPCd0102821163
ReturnHeader/PreparerFirmGrp/PreparerFirmEIN0132831295
ReturnHeader/PreparerFirmGrp/PreparerFirmName/BusinessNameLine1Txt0LEONARD ROSEN & COMPANY PC
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/AddressLine1Txt015 MAIDEN LANE ROOM 505
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/CityNm0NEW YORK
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/StateAbbreviationCd0NY
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/ZIPCd010038
ReturnHeader/PreparerPersonGrp/PhoneNum02122271115
ReturnHeader/PreparerPersonGrp/PreparerPersonNm0LEONARD ROSEN
ReturnHeader/ReturnTs02016-08-09T12:23:49-05:00
ReturnHeader/ReturnTypeCd0990EZ
ReturnHeader/TaxPeriodBeginDt02015-01-01
ReturnHeader/TaxPeriodEndDt02015-12-31
ReturnHeader/TaxYr02015

Document Assets

No mirrored PDF or thumbnail assets are attached yet.