Civic Intelligence

Upper Manhattan Mental Health Center

EIN 13-3389470 • 501(c)3 • New York, NY

Profile

UPPER'S MISSION IS TO ENABLE individuals and families, regardless of age to effectively and productively meet the many challenges within today's scope of problems of living by providing comprehensive community services in a caring environment.

1727 Amsterdam AvenueNew York, NY 10031

bowencsc.org

Siviq Scores

Precomputed percentiles relative to similar nonprofits. These scores are descriptive rather than judgmental.

Liabilities / Assets

87th percentile

0.79x

Higher debt load relative to assets than 87% of similar nonprofits.

501(c)3 • $10M-$25M nonprofits • Source year 2025

Liabilities / Revenue

71st percentile

0.56x

Higher debt load relative to revenue than 71% of similar nonprofits.

501(c)3 • $10M-$25M nonprofits • Source year 2025

Net Margin

10th percentile

-25%

Higher net margin than 10% of similar nonprofits.

501(c)3 • $10M-$25M nonprofits • Source year 2025

Top Officer Pay

85th percentile

$379,849

Higher top officer pay than 85% of similar nonprofits.

Top officer pay equals 2.0% of source-year revenue.

501(c)3 • $10M-$25M nonprofits • Source year 2025

Asset Growth

70th percentile

11%

Faster asset growth than 70% of similar nonprofits.

501(c)3 • $10M-$25M nonprofits • Annualized from 2024 to 2025

Revenue Growth

11th percentile

-24%

Faster revenue growth than 11% of similar nonprofits.

501(c)3 • $10M-$25M nonprofits • Annualized from 2024 to 2025

Assets

Up

$12,078,233

Up $3,378,826 (+39%) from 2023

Liabilities

Up

$4,670,921

Up $1,844,833 (+65%) from 2023

Net Assets

Up

$7,407,312

Up $1,533,993 (+26%) from 2023

Revenue

Up

$24,946,944

Up $906,707 (+3.8%) from 2023

Expenses

Up

$23,412,951

Up $3,925,642 (+20%) from 2023

Net Income

Down

$1,533,993

Down $3,018,935 (-66%) from 2023

Trend Graphs

Balance Sheet Trend

Grouped bars show assets, liabilities, and net assets across loaded filings.

$15M$10M$5.0M$0-$5.0MAssets 2011: $2,439,956Liabilities 2011: $4,162,617Net Assets 2011: -$1,722,6612011Assets 2012: $1,764,214Liabilities 2012: $4,272,211Net Assets 2012: -$2,507,9972012Assets 2013: $2,697,945Liabilities 2013: $5,044,186Net Assets 2013: -$2,346,2412013Assets 2014: $2,626,972Liabilities 2014: $1,799,980Net Assets 2014: $826,9222014Assets 2015: $2,806,501Liabilities 2015: $1,500,922Net Assets 2015: $1,305,5792015Assets 2016: $2,086,093Liabilities 2016: $1,309,538Net Assets 2016: $776,5552016Assets 2017: $1,903,528Liabilities 2017: $1,834,486Net Assets 2017: $69,0422017Assets 2018: $1,860,640Liabilities 2018: $1,876,766Net Assets 2018: -$16,1262018Assets 2019: $2,038,151Liabilities 2019: $2,194,863Net Assets 2019: -$156,7122019Assets 2020: $3,981,284Liabilities 2020: $3,977,193Net Assets 2020: $4,0912020Assets 2021: $2,801,265Liabilities 2021: $2,281,003Net Assets 2021: $520,2622021Assets 2022: $3,714,561Liabilities 2022: $2,394,168Net Assets 2022: $1,320,3932022Assets 2023: $8,699,407Liabilities 2023: $2,826,088Net Assets 2023: $5,873,3192023Assets 2024: $12,078,233Liabilities 2024: $4,670,921Net Assets 2024: $7,407,3122024

Highlighted filing

2024

Assets$12,078,233
Liabilities$4,670,921
Net Assets$7,407,312

Operations Trend

Revenue, expenses, and net income by year, with the latest filing highlighted.

$30M$20M$10M$0-$10MRevenue 2011: $10,156,662Expenses 2011: $11,788,108Net Income 2011: -$1,631,4462011Revenue 2012: $11,152,893Expenses 2012: $11,938,229Net Income 2012: -$785,3362012Revenue 2013: $12,802,519Expenses 2013: $12,640,763Net Income 2013: $161,7562013Revenue 2014: $13,965,520Expenses 2014: $11,625,191Net Income 2014: $2,340,3292014Revenue 2015: $12,237,761Expenses 2015: $11,759,174Net Income 2015: $478,5872015Revenue 2016: $12,331,509Expenses 2016: $12,860,533Net Income 2016: -$529,0242016Revenue 2017: $11,904,988Expenses 2017: $12,612,501Net Income 2017: -$707,5132017Revenue 2018: $11,665,395Expenses 2018: $11,750,563Net Income 2018: -$85,1682018Revenue 2019: $12,605,549Expenses 2019: $12,746,135Net Income 2019: -$140,5862019Revenue 2020: $13,481,314Expenses 2020: $13,320,511Net Income 2020: $160,8032020Revenue 2021: $15,666,035Expenses 2021: $15,149,864Net Income 2021: $516,1712021Revenue 2022: $17,742,724Expenses 2022: $16,942,593Net Income 2022: $800,1312022Revenue 2023: $24,040,237Expenses 2023: $19,487,309Net Income 2023: $4,552,9282023Revenue 2024: $24,946,944Expenses 2024: $23,412,951Net Income 2024: $1,533,9932024

Highlighted filing

2024

Revenue$24,946,944
Expenses$23,412,951
Net Income$1,533,993

Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Detailed filing. Detailed filing data is available for this year.$12.1$4.67$7.41$24.9$23.4$1.53
2023Detailed filing. Detailed filing data is available for this year.$8.70$2.83$5.87$24.0$19.5$4.55
2022XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$3.71$2.39$1.32$17.7$16.9$0.80
2021Detailed filing. Detailed filing data is available for this year.$2.80$2.28$0.52$15.7$15.1$0.52
2020XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$3.98$3.98$0.00$13.5$13.3$0.16
2019Detailed filing. Detailed filing data is available for this year.$2.04$2.19$0.16$12.6$12.7$0.14
2018XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$1.86$1.88$0.02$11.7$11.8$0.09
2017Summary only. Only limited summary data is available for this year.$1.90$1.83$0.07$11.9$12.6$0.71
2016Summary only. Only limited summary data is available for this year.$2.09$1.31$0.78$12.3$12.9$0.53
2015Summary only. Only limited summary data is available for this year.$2.81$1.50$1.31$12.2$11.8$0.48
2014Summary only. Only limited summary data is available for this year.$2.63$1.80$0.83$14.0$11.6$2.34
2013Summary only. Only limited summary data is available for this year.$2.70$5.04$2.35$12.8$12.6$0.16
2012Summary only. Only limited summary data is available for this year.$1.76$4.27$2.51$11.2$11.9$0.79
2011Summary only. Only limited summary data is available for this year.$2.44$4.16$1.72$10.2$11.8$1.63
Latest Filing Detail
Jump To
Filing Snapshot
Filing Period
Jul 1, 2023 to Jun 30, 2024
Signed
Mar 7, 2025
Return Version
2023v6.0
Gross Receipts
$24,946,944
Mission and Program Overview

Mission

UPPER'S MISSION IS TO ENABLE individuals and families, regardless of age to effectively and productively meet the many challenges within today's scope of problems of living by providing comprehensive community services in a caring environment.

Balance Sheet Detail
LineBeginningEndChange
Assets
Accounts Receivable$5,087,976$7,292,939▲ $2,204,963
Cash and Non-Interest-Bearing Accounts$2,734,749$4,137,019▲ $1,402,270
Savings and Temporary Cash Investments$100,000$100,000→ $0
Prepaid Expenses and Deferred Charges$18,689$78,453▲ $59,764
Land, Buildings, and Equipment, Net$17,549$5,231▼ $12,318
Other Notes and Loans Receivable, Net-$0-
Pledges and Grants Receivable-$0-
Receivable From Disqualified Prsn-$0-
Receivables From Officers Etc-$0-
Investments Other Securities-$0-
Investments Program Related-$0-
Investments in Publicly Traded Securities-$0-
Intangible Assets-$0-
Inventories for Sale or Use-$0-
Total Assets$8,699,407$12,078,233▲ $3,378,826
Other Assets Total$740,444$464,591▼ $275,853
Liabilities
Accounts Payable and Accrued Expenses$1,963,167$4,177,888▲ $2,214,721
Other Liabilities$697,856$437,968▼ $259,888
Unsecured Notes Loans Payable$165,065$55,065▼ $110,000
Total Liabilities$2,826,088$4,670,921▲ $1,844,833
Net Assets / Fund Balance
Net Assets Without Donor Restrictions$5,530,647$6,700,507▲ $1,169,860
Net Assets With Donor Restrictions$342,672$706,805▲ $364,133
Total Net Assets Fund Balance$5,873,319$7,407,312▲ $1,533,993
Total Liabilities and Net Assets / Fund Balance$8,699,407$12,078,233▲ $3,378,826

Asset Categories

AssetBook ValueDepreciationBasis
Other Land Buildings$5,231$775,108$780,339
Leasehold Improvements-$90,531$90,531
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
Thomas HaggertyExecutive DirectorFT$152,970$28,458$181,428
Rebecca KrakauerProgram DirectorFT$138,494-$138,494
Kristy RodriguezProgram DirectorFT$107,482$23,240$130,722
Tyesha HardwickNurse PractitionerFT$111,539$17,111$128,650
Betsy Silverman-hochhauserProgram DirectorFT$109,869$13,323$123,192
Lawrence FowlerDeputy EXEC DirectorFT$104,198$16,614$120,812
Hector RamosDirector of ITFT$119,592-$119,592

Board Members and Trustees

NameTitle
Patricia JordanChaiR PERSON
Ralph K Jackson Md FacsVice Chairman
dR SIMON NZUZIVice CHAIRMAN
Carlos a AustinDirector
Earl BoydDirector
Orisha K JordanDirector
Paul BascianiDirector
Victor RodriguezDirector
Johnny L WilfordSecretary
Ray Von DohrenTreasurer

Highest Paid Contractors

ContractorServicesLocationCompensation
Locum TenensMedical2575 Nortwinds Pkwy, Alpharetta, GA 30009$897,763
consilium Staffing MedicalMedical6363 state highway161 ste 800, irving, TX 75038$759,930
Yana CruzPsychiatrist1 Vermon View Drive, Glenwood, NJ 07418$191,276
Adelphi UniversityMedical1 South Ave, Garden City, NY 11530$162,859
Revenue and Support

Revenue Composition

Contributions and Grants
$5,276,743
Program Service Revenue
$19,655,421
Investment Income
$546
Other Revenue
$14,234
All Other Contributions
$759,124
Change in Net Assets
$1,533,993

Noncash Contribution Practices

Property subject to holding requirements
No
Reviewed unusual noncash gifts
No
Third parties used for noncash contributions
No

Noncash Contributions

Contribution TypeContribution CountReported AmountValuation Method
Food Inventory1$367,774Fair Market Value (FMV)
Total Noncash Contributions1$367,774-

Audited Revenue Reconciliation

Revenue per Audited Statements
$24,946,944
Total Revenue per Audited Statements
$24,946,944
Total Revenue per Form 990
$24,946,944
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$16,186,890
Other Expenses$7,226,061
Grants and Similar Amounts Paid$0
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$9,899,362$1,306,658-$11,206,020
Fees for Services Other$3,457,601$287,809-$3,745,410
Other Employee Benefits$2,561,133$243,810-$2,804,943
Payroll Taxes$978,447$120,932-$1,099,379
Occupancy$357,865$371,783-$729,648
Current Officers, Directors, Trustees, and Key Employees$163,200$381,246-$544,446
Pension Plan Contributions$473,571$58,531-$532,102
Office Expenses$436,836$86,431-$523,267
All Other Expenses$183,319$171,153-$354,472
Insurance$143,223$30,924-$174,147
Other Expenses$111,551$164,353-$164,353
Travel$138,186$770-$138,956
Advertising$30,943$85,787-$116,730
Fees for Services Accounting-$105,000-$105,000
Conferences and Meetings$29,266$29,261-$58,527
Fees for Services Legal-$47,180-$47,180
Depreciation Depletion-$40,009-$40,009
Interest$29,762$4,595-$34,357
Total Functional Expenses$19,656,794$3,756,157$0$23,412,951

Audited Expense Reconciliation

Line ItemAmount
Expenses per Audited Statements$23,412,951
Total Expenses per Audited Statements$23,412,951
Total Expenses per Form 990$23,412,951
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Insider Transactions and Loans

Loans and Receivables

Line ItemBeginningEndChange
Receivables from Disqualified Persons-$0-
Receivables from Officers, Directors, Trustees, and Key Employees-$0-
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Operating lease liability$375,451
Financing Lease liabilities$62,517
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with 35% controlled entity
No
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, Line 2

board Chair Patricia Jordan and Board member Orisha K. Jordan are Mother and Daughter.

Form 990, Part VI, Section B, Line 11B

The form 990 is reviewed by the governing body before it is filed.

Form 990, Part VI, Section B, Line 12C

the organization requires all board members to complete a disclosure statement annually.

Form 990, Part VI, Section B, Line 15A

the executive director salary is approved by the board by referring to industry data about compensation of comparably sized organizations.

Form 990, Part VI, Section C, Line 19

governing documents, conflict of interest policy and financial statements are available to the public upon request.

Filing and Contact Details

Filer

Filer Name
Upper Manhattan Mental Health Center
EIN
13-3389470
Phone
2126949200
Address
1727 AMSTERDAM AVENUE, NEW YORK, NY 10031

Signing Officer

Name
Thomas Haggerty
Title
Executive Director
Signed
2025-03-07
Discuss with paid preparer
No

Organization Details

Principal Officer
Thomas Haggerty
Formed
1987
Legal Domicile
Ny
Voting Board Members
10
Independent Board Members
10
Employees
194
Volunteers
10

Preparer

Firm
Desire & Company CPAs PLLC
Address
100 Park Ave STE 1600, NY, NY 10017
Phone
5164789341
Supplemental Narrative

Additional Explanations

Form 990, Part III, Line 4D

OTHER PROGRAM SERVICES 4: Chemical dependency - this outpatient clinic helps those who suffer from alcohol and/or substance abuse to achieve sobriety and personal growth. This is accomplished through individual, group and family counseling with a special focus on relapse prevention techniques. in addition, individuals are encouraged to develop community support systems, including a commitment to alcohol anonymous and/or narcotics anonymous. OTHER PROGRAM SERVICES 5: psychosocial clubhouse - This outpatient program helps chronically mentally ill individuals develop independent living, social and interpersonal relationship skills through structured recreational and cultural activities. This program is open during the afternoon and evening hours and on Saturdays. OTHER PROGRAM SERVICES 6: Able house (Addicts benefiting from a loving environment) halfway house is a twenty bed facility for adult males and females. This facility provides a structured residential environment as a part of the continuum of care for addicts seeking recovery from alcoholism and substance abuse or addiction. OTHER PROGRAM SERVICES 7: care management - the care management program brings together a variety of human resources (housing, social services, medical/mental health/substance abuse, etc.) needed to help the seriously, persistently mentally ill person manage his/her life and illness. in fiscal year 2024, the care management program generated 1,504 unit of services. OTHER PROGRAM SERVICES 8: Other programs - Upper provides various supporting programs to the community. OTHER PROGRAM SERVICES 9: Primary & Behavior Health Care Integration Project (PBHCI) - PBHCI aims to improve the quality and longevity of life for people living with severe and persistent mental illness by linking them to primary and specialty care services and facilitating communication among behavioral health and primary care providers. OTHER PROGRAM SERVICES 10: Food Pantry - the Bowen Centers Food Pantry program provides emergency food relief for individuals who are experiencing financial difficulties and are in need of food.Our Food Pantry program serves over 80,400 packages of food annually.

Financial Statement Notes

Part X : FIN48 Footnote

The Organization has no uncertain tax positions as of June 30, 2024 in accordance with Accounting Standards Codification (ASC) Topic 740, Income Taxes, which provides standards for establishing and classifying any tax provisions for uncertain tax positions.

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IRS990/MissionDesc0UPPER'S MISSION IS TO ENABLE individuals and families, regardless of age to effectively and productively meet the many challenges within today's scope of problems of living by providing comprehensive community services in a caring environment.The organization provides a wide range of mental health, supportive, holistic and addiction services to all ages. The organizations programs and services are located within the same building and includes: The Therapeutic Preschool for 3-5 year old with emotional and delayed development challenges, with three all day year round classrooms and certified teachers; mental health counseling for 5-19 year old; mental health program for adults including the elderly, outpatient addiction treatment services; a special program for the most severe and persistent mentally ill; care management services to advocate on behalf of clients for supportive needs as well as visits to the home bound clients, and an offsite 20 bed residential facility for clients in rec
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