Civic Intelligence

Graham-Windham

990 • Fiscal year 2017 • EIN 13-2926426

Jul 01, 2016 to Jun 30, 2017 • Filed on May 11, 2018

One Pierrepont Plaza Suite 901Brooklyn, NY 11201

(212) 529-6445

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

69th percentile

0.50x

Higher debt load relative to assets than 69% of similar nonprofits.

2017 filings • 501(c)3 • $50M-$100M nonprofits • Source year 2017

Liabilities / Revenue

46th percentile

0.34x

Higher debt load relative to revenue than 46% of similar nonprofits.

2017 filings • 501(c)3 • $50M-$100M nonprofits • Source year 2017

Net Margin

39th percentile

0.7%

Higher net margin than 39% of similar nonprofits.

2017 filings • 501(c)3 • $50M-$100M nonprofits • Source year 2017

Top Officer Pay

51st percentile

$349,230

Higher top officer pay than 51% of similar nonprofits.

Top officer pay equals 0.7% of source-year revenue.

2017 filings • 501(c)3 • $50M-$100M nonprofits • Source year 2017

Asset Growth

22nd percentile

-0.6%

Faster asset growth than 22% of similar nonprofits.

2017 filings • 501(c)3 • $50M-$100M nonprofits • Annualized from 2016 to 2017

Revenue Growth

22nd percentile

-3.1%

Faster revenue growth than 22% of similar nonprofits.

2017 filings • 501(c)3 • $50M-$100M nonprofits • Annualized from 2016 to 2017

Assets

Down

$36,048,307

Down $226,268 (-0.6%) from 2016

Net Assets

Up

$17,877,797

Up $723,868 (+4.2%) from 2016

Liabilities

Down

$18,170,510

Down $950,136 (-5.0%) from 2016

Revenue

Down

$52,817,780

Down $1,709,497 (-3.1%) from 2016

Expenses

Down

$52,452,161

Down $2,108,808 (-3.9%) from 2016

Net Income

Up

$365,619

Up $399,311 (+1185%) from 2016

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$80M$60M$40M$20M$0Assets 2010: $29,541,685Liabilities 2010: $19,015,749Net Assets 2010: $10,525,9362010Assets 2011: $33,886,153Liabilities 2011: $21,057,954Net Assets 2011: $12,828,1992011Assets 2012: $34,030,696Liabilities 2012: $21,007,065Net Assets 2012: $13,023,6312012Assets 2013: $33,869,871Liabilities 2013: $19,545,622Net Assets 2013: $14,324,2492013Assets 2014: $33,688,363Liabilities 2014: $17,219,667Net Assets 2014: $16,468,6962014Assets 2015: $35,365,379Liabilities 2015: $17,962,951Net Assets 2015: $17,402,4282015Assets 2016: $36,274,575Liabilities 2016: $19,120,646Net Assets 2016: $17,153,9292016Assets 2017: $36,048,307Liabilities 2017: $18,170,510Net Assets 2017: $17,877,7972017Assets 2018: $38,392,820Liabilities 2018: $20,231,093Net Assets 2018: $18,161,7272018Assets 2019: $41,220,739Liabilities 2019: $20,559,829Net Assets 2019: $20,660,9102019Assets 2020: $49,416,335Liabilities 2020: $27,055,147Net Assets 2020: $22,361,1882020Assets 2021: $48,988,356Liabilities 2021: $25,857,019Net Assets 2021: $23,131,3372021Assets 2022: $48,737,352Liabilities 2022: $21,840,649Net Assets 2022: $26,896,7032022Assets 2023: $70,069,767Liabilities 2023: $41,631,605Net Assets 2023: $28,438,1622023Assets 2024: $61,871,905Liabilities 2024: $36,481,312Net Assets 2024: $25,390,5932024

Highlighted filing

2017

Assets$36,048,307
Liabilities$18,170,510
Net Assets$17,877,797

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$80M$60M$40M$20M$0-$20MExpenses 2010: $66,276,1502010Expenses 2011: $66,410,2592011Expenses 2012: $68,026,0112012Revenue 2013: $58,732,537Expenses 2013: $57,937,587Net Income 2013: $794,9502013Revenue 2014: $55,110,889Expenses 2014: $53,770,127Net Income 2014: $1,340,7622014Revenue 2015: $55,758,278Expenses 2015: $54,702,219Net Income 2015: $1,056,0592015Revenue 2016: $54,527,277Expenses 2016: $54,560,969Net Income 2016: -$33,6922016Revenue 2017: $52,817,780Expenses 2017: $52,452,161Net Income 2017: $365,6192017Revenue 2018: $56,019,959Expenses 2018: $55,104,581Net Income 2018: $915,3782018Revenue 2019: $58,086,605Expenses 2019: $55,905,144Net Income 2019: $2,181,4612019Revenue 2020: $56,372,228Expenses 2020: $54,761,008Net Income 2020: $1,611,2202020Revenue 2021: $50,261,092Expenses 2021: $52,503,461Net Income 2021: -$2,242,3692021Revenue 2022: $57,885,476Expenses 2022: $49,576,849Net Income 2022: $8,308,6272022Revenue 2023: $59,525,004Expenses 2023: $56,092,577Net Income 2023: $3,432,4272023Revenue 2024: $60,344,916Expenses 2024: $63,842,276Net Income 2024: -$3,497,3602024

Highlighted filing

2017

Revenue$52,817,780
Expenses$52,452,161
Net Income$365,619
Jump To
Filing Snapshot
Filing Period
Jul 1, 2016 to Jun 30, 2017
Signed
May 11, 2018
Return Version
2016v3.0
Gross Receipts
$54,368,694
Mission and Program Overview

Mission

To make a life-altering difference with children, youth and families who are overcoming some of life's most difficult challenges and obstacles, by helping to build a strong foundation for life: a safe, loving, permanent family and the opportunity and preparation to thrive in school and in the world.

see Schedule O, Page 40In full partnership with families and communities, Graham Windham strives to make a life-altering difference with children, youth and families who are overcoming some of life's most difficult challenges and obstacles, by helping to build a strong foundation for life: a safe, loving, permanent family and the opportunity and preparation to thrive in school and in the world.

Balance Sheet Detail
LineBeginningEndChange
Assets
Investments in Publicly Traded Securities$14,448,595$14,180,441▼ $268,154
Accounts Receivable$12,360,703$12,448,762▲ $88,059
Land, Buildings, and Equipment, Net$4,109,908$3,860,748▼ $249,160
Cash and Non-Interest-Bearing Accounts$2,694,484$3,049,999▲ $355,515
Pledges and Grants Receivable$999,250$1,446,272▲ $447,022
Prepaid Expenses and Deferred Charges$287,228$473,946▲ $186,718
Savings and Temporary Cash Investments$1,156,521$448,886▼ $707,635
Total Assets$36,274,575$36,048,307▼ $226,268
Other Assets Total$217,886$139,253▼ $78,633
Liabilities
Accounts Payable and Accrued Expenses$8,849,512$8,504,221▼ $345,291
Other Liabilities$8,105,856$7,828,279▼ $277,577
Mortgage Notes Payable Secured by Investment Property$1,357,897$1,183,116▼ $174,781
Deferred Revenue$807,381$654,894▼ $152,487
Total Liabilities$19,120,646$18,170,510▼ $950,136
Net Assets / Fund Balance
Unrestricted Net Assets$14,193,067$14,818,331▲ $625,264
Temporarily Rstr Net Assets$1,820,481$1,811,661▼ $8,820
Permanently Rstr Net Assets$1,140,381$1,247,805▲ $107,424
Total Net Assets Fund Balance$17,153,929$17,877,797▲ $723,868
Total Liabilities and Net Assets / Fund Balance$36,274,575$36,048,307▼ $226,268

Asset Categories

AssetBook ValueDepreciationBasis
Buildings$1,335,227$9,485,838$10,821,065
Leasehold Improvements$2,124,336$1,657,472$3,781,808
Equipment$157,154$2,931,790$3,088,944
Land$144,900-$144,900
Other Land Buildings$99,131-$99,131

Endowment Activity

PeriodBeginningContrib.Gain/LossOther UsesEnd
2016$1,147,652-▲ $134,217$22,434$1,256,099
2015$1,143,539-▲ $27,592$20,255$1,147,652
2014$1,125,311-▲ $35,923$14,641$1,143,539
2013$978,806-▲ $166,699$20,194$1,125,311
2012$890,353-▲ $109,426$20,973$978,806
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
Jess DannhauserPresident/CEOFT$218,250$130,980$349,230
Kimberly Hardy WatsonChief Operating OfficerFT$149,737$80,229$229,966
Sharmeela MedirattaVice PresidentFT$142,225$83,516$225,741
Francis X SpainFormer Senior VP Thru 6/30/16FT$108,026$92,825$200,851
basIL WEBSTERCFOFT$145,697$50,917$196,614
Sandra AprilChief Advancement OfficerFT$128,197$68,414$196,611
Kristen RagusaVice PresidentFT$135,443$37,479$172,922
Bonnie KornbergChief Performance OfficerFT$119,571$40,546$160,117
Lavern HarryVice PresidentFT$124,932$34,858$159,790
Robert OswaldChief Technology OfficerFT$123,297$30,514$153,811
Jeanne MartineNurse PractitionerPT$129,111$21,225$150,336
Jude AlexandreAssociate Vice PresidentFT$135,059$11,473$146,532

Board Members and Trustees

NameTitle
geORGIA WALLbOARD CHAIR
John CecilSenior Vice Chair
Evan GrayerVice Chair
Jennifer MackesyvICE CHAIR
Joan HAFFENREFFERVice Chair
Mark RufehVice Chair
Sally E DurdanVice Chair
richard rothmanviCE CHAIR
Heather McveighAssistant Secretary
Henry J Carnageassistant treasurer
Andre KoesterMember
Carmen PaolercioMember
Don WeisbergMember
Eyal Shemesh MdMember
Gail CohenMember
Jennifer RussoMember
John SargentMember
MELISSA McKeithenMember
Melinda PressermemBER
Michael GoldenMember
Pamela C MinettiMember
Salim RamjimemBER
Thomas Haines PhdMember
onur erzanmemBER
Kate SWANNMember as of 11/30/16
Garrard BEENEYMember as of 6/28/17
Dolly MIRCHANDANIMember as of 9/8/16
Max Von ZubenMember as of 9/8/16
Danitra SpencerMember Thru 5/24/17
j david cruikshankmemBER THRU 9/8/16
Barbara MarcusSecretary
kENNETH R BRYANTtrEASURER

Highest Paid Contractors

ContractorServicesLocationCompensation
Four Seasons Multi-Services IncMaintenance and Cleaning3525 decatur avenue, bronx, NY 10467$388,526
The New York Foundling HospitalMedical590 Avenue of the americas, New york, NY 10011$383,976
Carrieri & CarrieriLegal200 OLD COUNTRY ROAD, Mineola, NY 11501$260,095
Winfield Security CorporationSecurity57 w 38th street, new york, NY 10018$253,780
Matrix Quality Care Incmedical4 british american blvd, latham, NY 12110$241,385
Revenue and Support

Revenue Composition

Contributions and Grants
$51,941,094
Program Service Revenue
$90,374
Investment Income
$938,856
Other Revenue
$-152,544
All Other Contributions
$3,182,572
Change in Net Assets
$365,619

Noncash Contribution Practices

Property subject to holding requirements
No
Reviewed unusual noncash gifts
Yes
Third parties used for noncash contributions
No

Noncash Contributions

Contribution TypeContribution CountReported AmountValuation Method
Securities Publicly Traded6$322,091avg. selling price
Total Noncash Contributions6$322,091-

Audited Revenue Reconciliation

Revenue per Audited Statements
$52,798,296
Revenue Not Reported on Financial Statements
$19,484
Revenue Not Reported on Form 990
$358,656
Other Revenue Adjustments
$407
Total Revenue per Audited Statements
$53,156,952
Total Revenue per Form 990
$52,817,780
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$34,480,403
Other Expenses$17,971,758
Total Fundraising Expense$576,046
Grants and Similar Amounts Paid$0
Professional Fundraising Fees$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$21,683,383$2,918,675$304,594$24,906,652
Other Employee Benefits$3,654,061$441,310$47,366$4,142,737
Payroll Taxes$2,301,450$301,441$36,750$2,639,641
Occupancy$1,465,314$544,229$46,307$2,055,850
Fees for Services Other$1,853,191$128,389$5,624$1,987,204
All Other Expenses$1,309,370$108,401$21,000$1,438,771
Pension Plan Contributions$1,227,227$148,146$15,903$1,391,276
Current Officers, Directors, Trustees, and Key Employees$1,146,456$138,462$14,861$1,299,779
Office Expenses$877,686$235,946$16,138$1,129,770
Insurance$556,011$62,609$6,602$625,222
Depreciation Depletion$444,958$121,297$9,517$575,772
Other Expenses$539,729$72,463$25,297$539,729
Information Technology$429,292$104,912$2,759$536,963
Travel$400,632$5,385$247$406,264
Fees for Services Legal$144,679$81,097$10,228$236,004
Conferences and Meetings$149,043$38,672$214$187,929
Fees for Services Accounting$64,185$35,978$4,538$104,701
Comp Disqual Persons$87,386$11,709$1,223$100,318
Interest$25,443$33,113$1,154$59,710
Fees for Service Investment Mgmnt Fees-$19,077-$19,077
Total Functional Expenses$46,324,804$5,551,311$576,046$52,452,161

Audited Expense Reconciliation

Line ItemAmount
Total Expenses per Form 990$52,452,161
Expenses per Audited Statements$52,433,084
Total Expenses per Audited Statements$52,433,084
Expenses Not Reported on Financial Statements$19,077
Expenses Not Reported on Form 990$0
Fundraising, Events, and Gaming
Fundraising activities
Yes
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Fundraising Direct Expenses$300,337
Fundraising Gross Income$105,000
Professional Fundraising Fees$0

Fundraising Events

EventGross ReceiptsGross RevenueDirect ExpensesNet Income
LEADERSHIP Dinner$1,390,665$104,750$75,256$29,494
Total Events$1,390,665$104,750$300,337$-195,587
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Due to Governments$7,594,714
Due to Greenburgh School$233,565
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section B, line 11B

During the preparation stage of the form 990, schedules, narratives and pertinent information are sent to our auditors to assist them in completing the document. Upon completion, a copy of the form 990 is sent to all members of graham windham's board of directors for review and comment before filing with the irs.

Form 990, Part VI, Section B, line 12C

Graham Windham's conflict of interest policy is applicable to the directors, officers and staff of the corporation. Full disclosure of any conflict by a director is required to be provided to the Board of Directors. A conflict of interest statement is signed annually. Any director with a conflict of interest cannot vote on the matter and could be asked to leave the meeting which considers the matter, at the discretion of the chair of the Board of Directors. The minutes of the meeting reflect the details of the conflict of interest and the various actions taken. Employees must adhere to the Graham Windham employee handbook conflict of interest guidelines.

Form 990, Part VI, Section B, line 15

Every year, including fiscal year 2016, the compensation for the CEO, COO, CFO and Vice President is determined by the Board of Directors' compensation committee. Staff evaluations, market value and comparability to other industry competitors are key factors in determining compensation in order to retain the best staff. After compensation is determined, a memo is sent to human resources and fiscal for processing and documentation purposes. The last time this process took place was in 2017.

Form 990, Part VI, Section C, line 19

Graham Windham's conflict of interest policy and financial statements are available to the public upon request.

Filing and Contact Details

Filer

Filer Name
Graham Windham
EIN
13-2926426
Phone
2125296445
Address
ONE PIERREPONT PLAZA SUITE 901, BROOKLYN, NY 11201

Signing Officer

Name
Jess Dannhauser
Title
President & CEO
Phone
2125296445
Signed
2018-05-11
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Jess Dannhauser
Formed
1806
Legal Domicile
Ny
Voting Board Members
30
Independent Board Members
30
Employees
804
Volunteers
160

Preparer

Firm
PKF O'Connor Davies LLP
Address
665 Fifth Avenue, New York, NY 10022
Preparer
Garrett M Higgins
Phone
2122862600
Supplemental Narrative

Additional Explanations

Form 990, Part XI, line 9:

Refunded Grant -407.

Form 990, Part XII, Line 2C:

The organization has a committee that assumes responsibility for the oversight of the audit. oversight processes from the prior year have not changed.

Financial Statement Notes

Part V, Line 4:

Graham windham maintains assets that are limited in their use by donor-imposed restrictions and restricted for investment in perpetuity. The income and gains from investment of these funds are available to support the operations and various programs of the agency.

Part X, Line 2:

The Agency recognizes the effect of income tax positions only if those positions are more likely than not of being sustained. Management has determined that the Agency had no uncertain tax positions that would require financial statement recognition or disclosure. The Agency is no longer subject to examinations by the applicable taxing jurisdictions for tax years prior to fiscal 2014.

Part XI, Line 4B - Other Adjustments:

Refunded Grant 407.

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IRS990/ActivityOrMissionDesc0see Schedule O, Page 40In full partnership with families and communities, Graham Windham strives to make a life-altering difference with children, youth and families who are overcoming some of life's most difficult challenges and obstacles, by helping to build a strong foundation for life: a safe, loving, permanent family and the opportunity and preparation to thrive in school and in the world.
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IRS990/Desc0Our foster care program provided case planning to 771 children to ensure their safety and well-being; to support parents and help them develop parenting skills; and, when parents could not provide for their children's safety, sought an alternative strong, permanent family. We provided: Family Foster Care, Treatment Family Foster Care, Treatment Foster Care-Oregon, Adoption, Foster Parent Support, Educational Advocacy, Youth Development, Mental Health, Health Care, and Aftercare Services. We work closely with the birth parents of children in our care to strengthen their capacity, and overcome barriers that would otherwise prevent reunification. Our case planners use evidence-supported models Solution-Based Casework and Motivational Interviewing, engage families in the infant home visiting program Attachment and Bio-Behavioral Catch-Up (ABC), and identify mental health concerns and partner with our mental health clinic with the Partnering for Success Cognitive Behavior Therapy Plus model. As a result of these interventions, the program was able to successfully reunite 139 children with their families, and completed 42 adoptions and 40 legal guardianship placements during the reporting period. We have been recognized as one of the top-ranked foster care programs in New York City for helping children leave foster care to permanent homes.
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IRS990/Form990PartVIISectionAGrp/PersonNm6JENNIFER MACKESY
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IRS990/Form990PartVIISectionAGrp/PersonNm9SALLY E DURDAN
IRS990/Form990PartVIISectionAGrp/PersonNm10Evan Grayer
IRS990/Form990PartVIISectionAGrp/PersonNm11Joan HAFFENREFFER
IRS990/Form990PartVIISectionAGrp/PersonNm12ANDRE KOESTER
IRS990/Form990PartVIISectionAGrp/PersonNm13CARMEN PAOLERCIO
IRS990/Form990PartVIISectionAGrp/PersonNm14Danitra Spencer
IRS990/Form990PartVIISectionAGrp/PersonNm15Dolly MIRCHANDANI
IRS990/Form990PartVIISectionAGrp/PersonNm16DON WEISBERG
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IRS990/Form990PartVIISectionAGrp/PersonNm21JENNIFER RUSSO
IRS990/Form990PartVIISectionAGrp/PersonNm22John Sargent
IRS990/Form990PartVIISectionAGrp/PersonNm23Kate SWANN
IRS990/Form990PartVIISectionAGrp/PersonNm24MAX VON ZUBEN
IRS990/Form990PartVIISectionAGrp/PersonNm25Melinda Presser
IRS990/Form990PartVIISectionAGrp/PersonNm26MELISSA McKeithen
IRS990/Form990PartVIISectionAGrp/PersonNm27Michael Golden
IRS990/Form990PartVIISectionAGrp/PersonNm28onur erzan
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IRS990/Form990PartVIISectionAGrp/PersonNm38BONNIE KORNBERG
IRS990/Form990PartVIISectionAGrp/PersonNm39Lavern Harry
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IRS990/Form990PartVIISectionAGrp/PersonNm41Jude Alexandre
IRS990/Form990PartVIISectionAGrp/PersonNm42JEANNE MARTINE
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Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Detailed filing. Detailed filing data is available for this year.$61.9$36.5$25.4$60.3$63.8$3.50
2023Detailed filing. Detailed filing data is available for this year.$70.1$41.6$28.4$59.5$56.1$3.43
2022XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$48.7$21.8$26.9$57.9$49.6$8.31
2021XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$49.0$25.9$23.1$50.3$52.5$2.24
2020XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$49.4$27.1$22.4$56.4$54.8$1.61
2019Facts available. Structured filing facts are available, but richer extracted sections are limited.$41.2$20.6$20.7$58.1$55.9$2.18
2018Detailed filing. Detailed filing data is available for this year.$38.4$20.2$18.2$56.0$55.1$0.92
2017Detailed filing. Detailed filing data is available for this year.$36.0$18.2$17.9$52.8$52.5$0.37
2016Detailed filing. Detailed filing data is available for this year.$36.3$19.1$17.2$54.5$54.6$0.03
2015XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$35.4$18.0$17.4$55.8$54.7$1.06
2014Detailed filing. Detailed filing data is available for this year.$33.7$17.2$16.5$55.1$53.8$1.34
2013Import issue. A filing source exists for this year, but detailed import did not complete cleanly.$33.9$19.5$14.3$58.7$57.9$0.79
2012Facts available. Structured filing facts are available, but richer extracted sections are limited.$34.0$21.0$13.0$68.0
2011Facts available. Structured filing facts are available, but richer extracted sections are limited.$33.9$21.1$12.8$66.4
2010XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$29.5$19.0$10.5$66.3