Civic Intelligence

New York State Public Employees Federation

990 • Fiscal year 2021 • EIN 13-2808635

Apr 01, 2020 to Mar 31, 2021 • Filed on Nov 15, 2021

PO Box 12414Albany, NY 12212

(518) 785-1900

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

89th percentile

0.60x

Higher debt load relative to assets than 89% of similar nonprofits.

2021 filings • 501(c)5 • $25M-$50M nonprofits • Source year 2021

Liabilities / Revenue

80th percentile

0.46x

Higher debt load relative to revenue than 80% of similar nonprofits.

2021 filings • 501(c)5 • $25M-$50M nonprofits • Source year 2021

Net Margin

32nd percentile

8.8%

Higher net margin than 32% of similar nonprofits.

2021 filings • 501(c)5 • $25M-$50M nonprofits • Source year 2021

Top Officer Pay

44th percentile

$246,372

Higher top officer pay than 44% of similar nonprofits.

Top officer pay equals 0.6% of source-year revenue.

2021 filings • 501(c)5 • $25M-$50M nonprofits • Source year 2021

Asset Growth

90th percentile

27%

Faster asset growth than 90% of similar nonprofits.

2021 filings • 501(c)5 • $25M-$50M nonprofits • Annualized from 2020 to 2021

Revenue Growth

28th percentile

-1.1%

Faster revenue growth than 28% of similar nonprofits.

2021 filings • 501(c)5 • $25M-$50M nonprofits • Annualized from 2020 to 2021

Assets

Up

$28,910,998

Up $6,102,718 (+27%) from 2020

Net Assets

Up

$11,488,889

Up $5,529,910 (+93%) from 2020

Liabilities

Up

$17,422,109

Up $572,808 (+3.4%) from 2020

Revenue

Down

$37,933,489

Down $439,462 (-1.1%) from 2020

Expenses

Down

$34,610,465

Down $3,052,739 (-8.1%) from 2020

Net Income

Up

$3,323,024

Up $2,613,277 (+368%) from 2020

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$40M$30M$20M$10M$0Assets 2010: $15,827,398Liabilities 2010: $14,871,209Net Assets 2010: $956,1892010Assets 2011: $17,623,298Liabilities 2011: $17,478,746Net Assets 2011: $144,5522011Assets 2013: $17,666,543Liabilities 2013: $14,578,606Net Assets 2013: $3,087,9372013Assets 2014: $20,017,060Liabilities 2014: $15,880,507Net Assets 2014: $4,136,5532014Assets 2015: $20,715,158Liabilities 2015: $19,014,750Net Assets 2015: $1,700,4082015Assets 2016: $19,363,615Liabilities 2016: $19,083,164Net Assets 2016: $280,4512016Assets 2017: $20,000,314Liabilities 2017: $18,700,669Net Assets 2017: $1,299,6452017Assets 2018: $20,247,519Liabilities 2018: $14,232,910Net Assets 2018: $6,014,6092018Assets 2019: $22,484,695Liabilities 2019: $15,092,725Net Assets 2019: $7,391,9702019Assets 2020: $22,808,280Liabilities 2020: $16,849,301Net Assets 2020: $5,958,9792020Assets 2021: $28,910,998Liabilities 2021: $17,422,109Net Assets 2021: $11,488,8892021Assets 2022: $31,308,144Liabilities 2022: $16,097,187Net Assets 2022: $15,210,9572022Assets 2023: $34,967,695Liabilities 2023: $20,120,649Net Assets 2023: $14,847,0462023Assets 2024: $36,464,930Liabilities 2024: $23,228,501Net Assets 2024: $13,236,4292024Assets 2025: $39,228,073Liabilities 2025: $25,387,805Net Assets 2025: $13,840,2682025

Highlighted filing

2021

Assets$28,910,998
Liabilities$17,422,109
Net Assets$11,488,889

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$60M$40M$20M$0-$20MExpenses 2010: $37,394,8492010Expenses 2011: $39,514,9022011Revenue 2013: $35,236,873Expenses 2013: $34,613,365Net Income 2013: $623,5082013Revenue 2014: $36,328,498Expenses 2014: $35,298,500Net Income 2014: $1,029,9982014Revenue 2015: $36,451,802Expenses 2015: $39,105,921Net Income 2015: -$2,654,1192015Revenue 2016: $37,247,343Expenses 2016: $38,214,123Net Income 2016: -$966,7802016Revenue 2017: $38,627,751Expenses 2017: $37,778,372Net Income 2017: $849,3792017Revenue 2018: $38,999,859Expenses 2018: $37,782,840Net Income 2018: $1,217,0192018Revenue 2019: $38,504,552Expenses 2019: $37,274,002Net Income 2019: $1,230,5502019Revenue 2020: $38,372,951Expenses 2020: $37,663,204Net Income 2020: $709,7472020Revenue 2021: $37,933,489Expenses 2021: $34,610,465Net Income 2021: $3,323,0242021Revenue 2022: $40,993,536Expenses 2022: $37,332,741Net Income 2022: $3,660,7952022Revenue 2023: $40,393,285Expenses 2023: $40,721,761Net Income 2023: -$328,4762023Revenue 2024: $43,969,654Expenses 2024: $42,994,914Net Income 2024: $974,7402024Revenue 2025: $48,051,840Expenses 2025: $46,808,108Net Income 2025: $1,243,7322025

Highlighted filing

2021

Revenue$37,933,489
Expenses$34,610,465
Net Income$3,323,024
Jump To
Filing Snapshot
Filing Period
Apr 1, 2020 to Mar 31, 2021
Signed
Nov 15, 2021
Return Version
2020v4.1
Gross Receipts
$39,155,536
Mission and Program Overview

Mission

Nys public employees federation (pef) is a union representing the professional, scientific, and technical employees of new york state and several private agencies. Pef exists to promote the welfare of its memers by representing them with respect to all terms and conditions of employment. Pef shall support and defend the concepts of individual merit and ethical performance as criteria for public service employees in order to best promote efficient delivery of services to the citizens of new york state. Pef recognizes that all power ultimately resides in the sovereignty of the citizens and shall therefore insist that the government operate to serve and not dominate its citizens. Similarly, it recognizes that pef exists as sole bargaining agent for its members because of the mandate of this constituency and is hereby bound to serve the interests of its members.

The primary exempt purpose of the federation is to represent professional, scientific, and technical employees of the state of new york.

Balance Sheet Detail
LineBeginningEndChange
Assets
Investments in Publicly Traded Securities$10,408,870$12,216,984▲ $1,808,114
Savings and Temporary Cash Investments$7,203,825$9,456,427▲ $2,252,602
Land, Buildings, and Equipment, Net$1,804,509$4,517,619▲ $2,713,110
Accounts Receivable$1,509,617$1,615,796▲ $106,179
Prepaid Expenses and Deferred Charges$371,848$438,317▲ $66,469
Other Notes and Loans Receivable, Net$1,017,993$174,122▼ $843,871
Investments Program Related$166,895$166,841▼ $54
Total Assets$22,808,280$28,910,998▲ $6,102,718
Other Assets Total$324,723$324,892▲ $169
Liabilities
Accounts Payable and Accrued Expenses$16,030,908$15,984,469▼ $46,439
Other Liabilities$816,342$1,437,640▲ $621,298
Deferred Revenue$2,051$0▼ $2,051
Total Liabilities$16,849,301$17,422,109▲ $572,808
Net Assets / Fund Balance
Net Assets Without Donor Restrictions$5,861,518$11,387,422▲ $5,525,904
Net Assets With Donor Restrictions$97,461$101,467▲ $4,006
Total Net Assets Fund Balance$5,958,979$11,488,889▲ $5,529,910
Total Liabilities and Net Assets / Fund Balance$22,808,280$28,910,998▲ $6,102,718

Asset Categories

AssetBook ValueDepreciationBasis
Equipment$4,379,218$1,421,622$5,800,840
Leasehold Improvements$138,401$534,143$672,544
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
Renee DelgadoGeneral CounselFT$195,756$50,616$246,372
Joseph CocciDirector of MisFT$153,350$70,518$223,868
Katherine VorwaldAssociate CounselFT$140,987$69,151$210,138
John SvareDeputy General CounselFT$142,286$67,243$209,529
Edward AluckAssociate CounselFT$140,967$64,714$205,681
Christopher LeoChief of StaffFT$155,275$39,079$194,354
Wayne SpencePresidentFT$91,958$17,196$109,154
Kay WilkieSecretary-treasurerFT$28,316$2,145$30,461
Randi DiantonioVice-presidentFT$22,550$3,418$25,968
Adreina AdamsVice-presidentFT$20,130$4,099$24,229
Sharon DesilvaVice-presidentFT$9,439$1,817$11,256

Board Members and Trustees

NameTitle
Ademola OluwoExecutive Board
Albert FamularoExecutive Board
Amy DemarcoExecutive Board
Angelina RodriguezExecutive Board
Aseem KumarExecutive Board
Be HaExecutive Board
Brenda OnderkoExecutive Board
Brian DuboisExecutive Board
Bruce GiddingsExecutive Board
Carl AnkrahExecutive Board
Carolyn ColeExecutive Board
Charles MullerExecutive Board
Christopher FordExecutive Board
Conrad DavisExecutive Board
Cynthia HahnExecutive Board
Danielle BridgerExecutive Board
Darryl StevensonExecutive Board
David DubofksyExecutive Board
Debra VercruysseExecutive Board
Denise DibiaseExecutive Board
Denise MartinExecutive Board
Douglas WilburnExecutive Board
ERIN O'BRIENExecutive Board
Edward BellamyExecutive Board
Edward DombroskiExecutive Board
Errol LondonExecutive Board
Germaine GrecoExecutive Board
Gina CoronaExecutive Board
Gina FanelliExecutive Board
Girma AgonaferExecutive Board
Gwendolyn CulpepperExecutive Board
Harold BrewsterExecutive Board
Harold StoneExecutive Board
Helen EspositoExecutive Board
Ian DuckorExecutive Board
Jakob WestmanExecutive Board
James DessoExecutive Board
James ReppertExecutive Board
Janette ClarkExecutive Board
Jeanette SantosExecutive Board
Jeffrey SmithExecutive Board
Jennifer VoelkerExecutive Board
Joan RosegreenExecutive Board
Jodi NettletonExecutive Board
John DefazioExecutive Board
John ThomsenExecutive Board
Jose MedinaExecutive Board
Jose RodriguezExecutive Board
Joseph DonahueExecutive Board
Joseph UginoExecutive Board
Karen TaylorExecutive Board
Katherine CzachorowskiExecutive Board
Kenneth DischelExecutive Board
Kenneth FerroExecutive Board
Kevin JonesExecutive Board
Kevin WilsonExecutive Board
Leisa AbrahamExecutive Board
Loraine JelinekExecutive Board
Lori GreenizenExecutive Board
Margaret JacksonExecutive Board
Martin RobinsonExecutive Board
Mary HaltermannExecutive Board
Michael CrannellExecutive Board
Michael DreibelbisExecutive Board
Michael SingletonExecutive Board
Mithilesh KumarExecutive Board
Monica MooreExecutive Board
Nicholin McmillanExecutive Board
Patricia MasonExecutive Board
Patricia OtooleExecutive Board
Paul GendronExecutive Board
Paul UebelhoerExecutive Board
Pennie GrinnellExecutive Board
Peter ReaExecutive Board
Prakash LalExecutive Board
Prashant SingapuraExecutive Board
Radhakrishna MohanExecutive Board
Ralph Mabb IiiExecutive Board
Raymond MorozExecutive Board
Richard Coriale JrExecutive Board
Richard FletcherExecutive Board
Robert HodsonExecutive Board
Robert LowingerExecutive Board
Robin MatthewsExecutive Board
Ruth BruinsExecutive Board
Sabu CherianExecutive Board
Scarlett AhmedExecutive Board
Scott DobeExecutive Board
Scott MarslandExecutive Board
Sharon LambExecutive Board
Stephanie ChampagneExecutive Board
Stephen PowersExecutive Board
Steven DrakeExecutive Board
Steven NawrockiExecutive Board
Susan BilliExecutive Board
Suzette GrantExecutive Board
Thomas LutzExecutive Board
Ved ShravahExecutive Board
Victoria StocktonExecutive Board
Vincent CicatelloExecutive Board
William CruzExecutive Board
William HolthausenExecutive Board
William OstaExecutive Board
Yatram JagroopExecutive Board
Zachary MortonExecutive Board
Christopher BumanTrustee
Jeanette SantosTrustee
Maddie Shannon RobertsTrustee
Michele SilsbyRegion 1 Coordinator
Darlene WilliamsRegion 10 Coordinator
BERNADETTE O'CONNORRegion 11 Coordinator
Nora HigginsRegion 12 Coordinator
Andrew PuleoRegion 2 Coordinator
Roberta StaffordRegion 4 Coordinator
David DubofksyRegion 5 Coordinator
Virgina DaveyRegion 7 Coordinator
Michael BlueRegion 8 Coordinator
Diane JaulusRegion 9 Coordinator

Highest Paid Contractors

ContractorServicesLocationCompensation
John Hancock Life Insurance Co Of NyRentPO BOX 3667, Carol Stream, IL 60132-3667$629,582
Cmi AvProduction Services400 MILE CROSSING BLVD, Rochester, NY 14624$225,297
Revenue and Support

Revenue Composition

Contributions and Grants
$531,000
Program Service Revenue
$35,902,820
Investment Income
$519,474
Other Revenue
$980,195
All Other Contributions
$531,000
Change in Net Assets
$3,323,024

Audited Revenue Reconciliation

Revenue per Audited Statements
$27,748,749
Revenue Not Reported on Financial Statements
$10,184,740
Revenue Not Reported on Form 990
$1,325,439
Other Revenue Adjustments
$10,184,740
Total Revenue per Audited Statements
$29,074,188
Total Revenue per Form 990
$37,933,489
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$18,824,819
Other Expenses$15,738,396
Grants and Similar Amounts Paid$47,250
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages---$10,959,291
Other Employee Benefits---$4,250,374
Pension Plan Contributions---$2,658,513
All Other Expenses---$1,307,295
Occupancy---$1,115,444
Payroll Taxes---$956,641
Advertising---$467,750
Travel---$466,957
Other Expenses---$465,876
Payments to Affiliates---$299,492
Fees for Services Lobbying---$274,490
Depreciation Depletion---$249,409
Insurance---$175,462
Fees for Services Legal---$141,158
Office Expenses---$88,349
Information Technology---$82,405
Grants to Domestic Individuals---$47,250
Total Functional Expenses$0$0$0$34,610,465

Audited Expense Reconciliation

Line ItemAmount
Total Expenses per Form 990$34,610,465
Expenses per Audited Statements$24,425,778
Total Expenses per Audited Statements$24,425,778
Expenses Not Reported on Financial Statements$10,184,687
Other Expense Adjustments$10,184,687
Expenses Not Reported on Form 990$0
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
Yes
In-house lobbying only
No
Subject to proxy tax
Yes

Reported Spending and Taxes

Line ItemAmount
Political Expenditures$274,490
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Employee Organizational Leave$1,047,813
Capital Lease Obligation$389,827
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with 35% controlled entity
No
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
Yes
Key decisions subject to board approval
Yes
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, Line 6

Nys pef represents approximately 50,000 members and 2,000 non-members.

Form 990, Part VI, Section A, Line 7A

The members of pef elect new statewide officers (president, secretary-treasurer, three vice presidents), trustees, regional coordinators and executive board members on a 3 year cycle and quarterly for any vacancies that may occur. The statewide officers (president, secretary-treasurer, 3 vice presidents) and trustees are elected by the entire membership. Pef is divided by county into 12 regions - each region elects a region coordinator to represent them. Pef's membership is further divided into 19 departments. These 19 departments elect one executive board member for every 500 members. The elections are administered by the american arbitration association. Current terms began 08/01/2018. Next term begins 08/01/2021. These members meet quarterly to conduct pef business. In addition, pef has an annual convention where delegates are elected by agency/facility on a ratio of 1 delegate for 50 members. These delegates, per the pef constitution have the final power of authority in the organization. They have the power to require and receive reports, adopt a legislative program, act on amendments to the constitution of pef, establish general policies through resolutions and act on other business as necessary.

Form 990, Part VI, Section A, Line 7B

One of pef's main intitatives is to negotiate a contract with nys for the members pef represents. This contract is approved by the executive board and then sent to the membership for ratification.

Form 990, Part VI, Section A, Line 8B

Pef has several internal committees that meet and report to the executive board. While minutes are taken at some meetings, it is not required of all meetings. These committees make recommendations to the executive board, they do not have authority to enact any policies or procedures in the union.

Form 990, Part VI, Section B, Line 11B

The 990 is emailed to the board prior to submission.

Form 990, Part VI, Section B, Line 15

Pef's salaries are based on two salary schedules, one for management confidential employees and one for union represented employees. These salary schedules were established over 20 years ago and changes that are made either by percentage or incremental increases are a result of contract negotiations and approval by the executive board.

Form 990, Part VI, Section C, Line 19

Pef's governing document - the pef constitution and the pef policy manual are available on the pef website, www.nyspef.org. The financial statements are printed in the comminicator, pef's publication that is available to all members and non-members of the organizations. There are also two special publications - the annual report to the members and to the delegates that includes financial and organization information and is available to the membership. With the implementation of the seiu ethics policy, the entire executive board and staff are required to go through training where a copy of the policy is received.

Filing and Contact Details

Filer

Filer Name
New York State Public Employees
EIN
13-2808635
Phone
5187851900
Address
PO BOX 12414, ALBANY, NY 12212

Signing Officer

Name
Raymond Brown
Title
Director of Finance
Phone
5187851900
Signed
2021-11-15
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Wayne Spence
Formed
1979
Legal Domicile
Ny
Voting Board Members
120
Independent Board Members
120
Employees
176
Volunteers
0

Preparer

Firm
Bonadio & Co Llp
Address
6 WEMBLEY CT, ALBANY, NY 12205
Preparer
Judith J Soro
Phone
5184644080
Supplemental Narrative

Additional Explanations

FORM 990, PART XI, LINE 9:

Post-retirement charges 877,494. Contributions to temporarily restricted net assets 184,801. Transfer to pef land holding corp to cover depreciation expense -54.

FORM 990, SECTION VI PART B LINE 13:

The organization has a committee to oversee the financial statement audit and the selection of the independent auditor, there has been no change from the prior year.

Financial Statement Notes

PART XI, LINE 2D - OTHER ADJUSTMENTS:

COPE EXPENSES 180,794.

PART XI, LINE 4B - OTHER ADJUSTMENTS:

Expenses that were netted against revenue on the financial statements 10,184,740.

PART XII, LINE 4B - OTHER ADJUSTMENTS:

Expenses that were netted against revenue on the financial statements 10,184,687.

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IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt480
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt490
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt500
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IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt520
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt530
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt540
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt550
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt560

Document Assets

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Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2025Facts available. Structured filing facts are available, but richer extracted sections are limited.$39.2$25.4$13.8$48.1$46.8$1.24
2024Detailed filing. Detailed filing data is available for this year.$36.5$23.2$13.2$44.0$43.0$0.97
2023Import issue. A filing source exists for this year, but detailed import did not complete cleanly.$35.0$20.1$14.8$40.4$40.7$0.33
2022XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$31.3$16.1$15.2$41.0$37.3$3.66
2021Detailed filing. Detailed filing data is available for this year.$28.9$17.4$11.5$37.9$34.6$3.32
2020XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$22.8$16.8$5.96$38.4$37.7$0.71
2019Import issue. A filing source exists for this year, but detailed import did not complete cleanly.$22.5$15.1$7.39$38.5$37.3$1.23
2018XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$20.2$14.2$6.01$39.0$37.8$1.22
2017Facts available. Structured filing facts are available, but richer extracted sections are limited.$20.0$18.7$1.30$38.6$37.8$0.85
2016Detailed filing. Detailed filing data is available for this year.$19.4$19.1$0.28$37.2$38.2$0.97
2015XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$20.7$19.0$1.70$36.5$39.1$2.65
2014Detailed filing. Detailed filing data is available for this year.$20.0$15.9$4.14$36.3$35.3$1.03
2013Facts available. Structured filing facts are available, but richer extracted sections are limited.$17.7$14.6$3.09$35.2$34.6$0.62
2011Facts available. Structured filing facts are available, but richer extracted sections are limited.$17.6$17.5$0.14$39.5
2010Facts available. Structured filing facts are available, but richer extracted sections are limited.$15.8$14.9$0.96$37.4