Civic Intelligence

New York State Public Employees Federation

990 • Fiscal year 2018 • EIN 13-2808635

Apr 01, 2017 to Mar 31, 2018 • Filed on Feb 14, 2019

PO Box 12414Albany, NY 12212

(518) 785-1900

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

89th percentile

0.70x

Higher debt load relative to assets than 89% of similar nonprofits.

2018 filings • 501(c)5 • $25M-$50M nonprofits • Source year 2018

Liabilities / Revenue

69th percentile

0.36x

Higher debt load relative to revenue than 69% of similar nonprofits.

2018 filings • 501(c)5 • $25M-$50M nonprofits • Source year 2018

Net Margin

28th percentile

3.1%

Higher net margin than 28% of similar nonprofits.

2018 filings • 501(c)5 • $25M-$50M nonprofits • Source year 2018

Top Officer Pay

40th percentile

$251,780

Higher top officer pay than 40% of similar nonprofits.

Top officer pay equals 0.6% of source-year revenue.

2018 filings • 501(c)5 • $25M-$50M nonprofits • Source year 2018

Asset Growth

31st percentile

1.2%

Faster asset growth than 31% of similar nonprofits.

2018 filings • 501(c)5 • $25M-$50M nonprofits • Annualized from 2017 to 2018

Revenue Growth

36th percentile

1.0%

Faster revenue growth than 36% of similar nonprofits.

2018 filings • 501(c)5 • $25M-$50M nonprofits • Annualized from 2017 to 2018

Assets

Up

$20,247,519

Up $247,205 (+1.2%) from 2017

Net Assets

Up

$6,014,609

Up $4,714,964 (+363%) from 2017

Liabilities

Down

$14,232,910

Down $4,467,759 (-24%) from 2017

Revenue

Up

$38,999,859

Up $372,108 (+1.0%) from 2017

Expenses

Up

$37,782,840

Up $4,468 (+0.0%) from 2017

Net Income

Up

$1,217,019

Up $367,640 (+43%) from 2017

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$40M$30M$20M$10M$0Assets 2010: $15,827,398Liabilities 2010: $14,871,209Net Assets 2010: $956,1892010Assets 2011: $17,623,298Liabilities 2011: $17,478,746Net Assets 2011: $144,5522011Assets 2013: $17,666,543Liabilities 2013: $14,578,606Net Assets 2013: $3,087,9372013Assets 2014: $20,017,060Liabilities 2014: $15,880,507Net Assets 2014: $4,136,5532014Assets 2015: $20,715,158Liabilities 2015: $19,014,750Net Assets 2015: $1,700,4082015Assets 2016: $19,363,615Liabilities 2016: $19,083,164Net Assets 2016: $280,4512016Assets 2017: $20,000,314Liabilities 2017: $18,700,669Net Assets 2017: $1,299,6452017Assets 2018: $20,247,519Liabilities 2018: $14,232,910Net Assets 2018: $6,014,6092018Assets 2019: $22,484,695Liabilities 2019: $15,092,725Net Assets 2019: $7,391,9702019Assets 2020: $22,808,280Liabilities 2020: $16,849,301Net Assets 2020: $5,958,9792020Assets 2021: $28,910,998Liabilities 2021: $17,422,109Net Assets 2021: $11,488,8892021Assets 2022: $31,308,144Liabilities 2022: $16,097,187Net Assets 2022: $15,210,9572022Assets 2023: $34,967,695Liabilities 2023: $20,120,649Net Assets 2023: $14,847,0462023Assets 2024: $36,464,930Liabilities 2024: $23,228,501Net Assets 2024: $13,236,4292024Assets 2025: $39,228,073Liabilities 2025: $25,387,805Net Assets 2025: $13,840,2682025

Highlighted filing

2018

Assets$20,247,519
Liabilities$14,232,910
Net Assets$6,014,609

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$60M$40M$20M$0-$20MExpenses 2010: $37,394,8492010Expenses 2011: $39,514,9022011Revenue 2013: $35,236,873Expenses 2013: $34,613,365Net Income 2013: $623,5082013Revenue 2014: $36,328,498Expenses 2014: $35,298,500Net Income 2014: $1,029,9982014Revenue 2015: $36,451,802Expenses 2015: $39,105,921Net Income 2015: -$2,654,1192015Revenue 2016: $37,247,343Expenses 2016: $38,214,123Net Income 2016: -$966,7802016Revenue 2017: $38,627,751Expenses 2017: $37,778,372Net Income 2017: $849,3792017Revenue 2018: $38,999,859Expenses 2018: $37,782,840Net Income 2018: $1,217,0192018Revenue 2019: $38,504,552Expenses 2019: $37,274,002Net Income 2019: $1,230,5502019Revenue 2020: $38,372,951Expenses 2020: $37,663,204Net Income 2020: $709,7472020Revenue 2021: $37,933,489Expenses 2021: $34,610,465Net Income 2021: $3,323,0242021Revenue 2022: $40,993,536Expenses 2022: $37,332,741Net Income 2022: $3,660,7952022Revenue 2023: $40,393,285Expenses 2023: $40,721,761Net Income 2023: -$328,4762023Revenue 2024: $43,969,654Expenses 2024: $42,994,914Net Income 2024: $974,7402024Revenue 2025: $48,051,840Expenses 2025: $46,808,108Net Income 2025: $1,243,7322025

Highlighted filing

2018

Revenue$38,999,859
Expenses$37,782,840
Net Income$1,217,019
Jump To
Filing Snapshot
Filing Period
Apr 1, 2017 to Mar 31, 2018
Signed
Feb 14, 2019
Return Version
2017v2.3
Gross Receipts
$41,606,434
Mission and Program Overview

Mission

Nys public employees federation (pef) is a union representing the professional, scientific, and technical employees of new york state and several private agencies. Pef exists to promote the welfare of its memers by representing them with respect to all terms and conditions of employment. Pef shall support and defend the concepts of individual merit and ethical performance as criteria for public service employees in order to best promote efficient delivery of services to the citizens of new york state. Pef recognizes that all power ultimately resides in the sovereignty of the citizens and shall therefore insist that the government operate to serve and not dominate its citizens. Similarly, it recognizes that pef exists as sole bargaining agent for its members because of the mandate of this constituency and is hereby bound to serve the interests of its members.

The primary exempt purpose of the federation is to represent professional, scientific, and technical employees of the state of new york.

Balance Sheet Detail
LineBeginningEndChange
Assets
Investments Other Securities$9,154,235$9,462,077▲ $307,842
Savings and Temporary Cash Investments$4,281,107$5,456,607▲ $1,175,500
Accounts Receivable$2,010,490$2,571,151▲ $560,661
Land, Buildings, and Equipment, Net$828,612$967,315▲ $138,703
Other Notes and Loans Receivable, Net$704,018$848,114▲ $144,096
Prepaid Expenses and Deferred Charges$242,433$347,309▲ $104,876
Investments Program Related$1,747,809$247,517▼ $1,500,292
Total Assets$20,000,314$20,247,519▲ $247,205
Other Assets Total$1,031,610$347,429▼ $684,181
Liabilities
Accounts Payable and Accrued Expenses$15,418,685$13,333,394▼ $2,085,291
Other Liabilities$3,281,984$899,165▼ $2,382,819
Deferred Revenue$0$351▲ $351
Total Liabilities$18,700,669$14,232,910▼ $4,467,759
Net Assets / Fund Balance
Unrestricted Net Assets$1,186,433$5,905,675▲ $4,719,242
Temporarily Rstr Net Assets$113,212$108,934▼ $4,278
Total Net Assets Fund Balance$1,299,645$6,014,609▲ $4,714,964
Total Liabilities and Net Assets / Fund Balance$20,000,314$20,247,519▲ $247,205

Asset Categories

AssetBook ValueDepreciationBasis
Equipment$493,125$4,168,589$4,661,714
Leasehold Improvements$474,190$1,461,746$1,935,936
Other Securities$131,706--
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
Ed AluckDeputy General CounselFT$180,807$70,973$251,780
VALERIE O'DELLDirector of FinanceFT$151,434$61,047$212,481
Rita StraussDirector of Contract AdministrationFT$155,598$48,137$203,735
Robert BeckwithField RepresentativeFT$137,045$49,136$186,181
Barry MarkmanField RepresentativeFT$131,239$48,813$180,052
Robert JacksonField RepresentativeFT$143,976$32,854$176,830
Renee DelgadoAssociate CounselFT$136,690$17,939$154,629
Wayne SpencePresidentFT$73,449$12,955$86,404
Kevin R HintzSecretary-treasurerFT$15,848$3,170$19,018
Peter BanksVice-presidentFT$15,352$3,070$18,422
Adreina AdamsVice-presidentFT$14,829$2,744$17,573

Board Members and Trustees

NameTitle
Nikki BrateVice-president
Albert YasusExecutive Board
Amy DemarcoExecutive Board
Angelique CookExecutive Board
Barrington ScottExecutive Board
Be HaExecutive Board
Bernadette OconnorExecutive Board
Brian LangdonExecutive Board
Carolyn ColeExecutive Board
Charles MullerExecutive Board
Christine WernsExecutive Board
Christophe DennihyExecutive Board
Colleen QuackenbushExecutive Board
Conrad DavisExecutive Board
Cynthia HahnExecutive Board
Danielle FreemanExecutive Board
Darlene WilliamsExecutive Board
Darryl StevensonExecutive Board
David DubofskyExecutive Board
David LovellExecutive Board
David PorterExecutive Board
Denise DibiaseExecutive Board
Diane JaulusExecutive Board
Douglas BegentExecutive Board
Edward BellamyExecutive Board
Edward DiazExecutive Board
Edward SwierkowskiExecutive Board
Elizabeth CheeseExecutive Board
Elizabeth FalcoExecutive Board
Errol LondonExecutive Board
Frank FlackExecutive Board
Gale BaptisteExecutive Board
Gerard RicondaExecutive Board
Germaine GrecoExecutive Board
Gina FanelliExecutive Board
Harold BrewsterExecutive Board
Harold StoneExecutive Board
Heather GaetaExecutive Board
Jakob WestmanExecutive Board
James DessoExecutive Board
James HassettExecutive Board
Janette ClarkExecutive Board
Jeanette StmaryExecutive Board
Jeffrey SmithExecutive Board
Jerry JobsonExecutive Board
Jodi NettletonExecutive Board
John DuengfelderExecutive Board
John ThomsenExecutive Board
Jose RodriguezExecutive Board
Joseph AdipietroExecutive Board
Joseph DonahueExecutive Board
Karin HarrisExecutive Board
Katherine CzachorowskiExecutive Board
Kay WilkieExecutive Board
Kenneth DischelExecutive Board
Kenneth FerroExecutive Board
Kevin HintzExecutive Board
Kevin WilsonExecutive Board
Lisa CouperusExecutive Board
Lisa WalkerExecutive Board
Llamara Padro-milanoExecutive Board
Lyndon JonesExecutive Board
Margaret EatonExecutive Board
Margaret JacksonExecutive Board
Maria SchiavoneExecutive Board
Marilynn DicaraExecutive Board
Mary EllenExecutive Board
Mary HaltermannExecutive Board
Matthew MaraglioExecutive Board
Michael CrannellExecutive Board
Michael DorganExecutive Board
Migdalia Ramos-ensslinExecutive Board
Olivene Young-nelsonExecutive Board
Olubunmi OjugbeleExecutive Board
Patricia CoonrodExecutive Board
Patricia MasonExecutive Board
Paul GendronExecutive Board
Paul RigbyExecutive Board
Penny HowanskyExecutive Board
Peter ReaExecutive Board
Prakash LalExecutive Board
Radhakrishna MohanExecutive Board
Ralph MabbExecutive Board
Ramlochand SinghExecutive Board
Randi DiantonioExecutive Board
Randy MainelloExecutive Board
Raymond MorozExecutive Board
Richard FletcherExecutive Board
Robert LowingerExecutive Board
Robert MahoneyExecutive Board
Robert McdonoughExecutive Board
Roberta StaffordExecutive Board
Robin MatthewsExecutive Board
Rocco BrindisiExecutive Board
Ronald VeroExecutive Board
Ruth BruinsExecutive Board
Sabrina GallopExecutive Board
Scarlett AhmedExecutive Board
Scott DobeExecutive Board
Sharon DesilvaExecutive Board
Sharon LambExecutive Board
Steven DrakeExecutive Board
Steven NawrockiExecutive Board
Suzette GrantExecutive Board
Teresa LeflerExecutive Board
Thomas LutzExecutive Board
Valerie RidgewayExecutive Board
Victoria StocktonExecutive Board
Vincent CicatelloExecutive Board
Virginia DaveyExecutive Board
William CruzExecutive Board
William HolthausenExecutive Board
William NolanExecutive Board
William OstaExecutive Board
Yatram JagroopExecutive Board
Maddie Shannon RobertsPef Trustee
Maureen KellmanPef Trustee
Sarah LauserPef Trustee
Michele SilsbyRegion 1 Coordinator
Sheik NabijohnRegion 10 Coordinator
BERNADETTE O'CONNORRegion 11 Coordinator
Nora HigginsRegion 12 Coordinator
Andrew PuleoRegion 2 Coordinator
Colleen WilliamsRegion 3 Coordinator
Charles McrorieRegion 4 Coordinator
David DubofksyRegion 5 Coordinator
Jeanette St MaryRegion 6 Coordinator
Edward Snow JrRegion 7 Coordinator
Michael BlueRegion 8 Coordinator
Vivian StreetRegion 9 Coordinator

Highest Paid Contractors

ContractorServicesLocationCompensation
Gracey Communications GroupProduction Services1 CHASE LANE, Cambridge, NY 12816$277,247
Lippas Mathias Wexler Friedman LLPLegal Counsel1 COLUMBIA CIRCLE, Albany, NY 12203$227,788
John Hancock Life Insurance Co Of NyRent9 WASHINGTON SQUARE, Albany, NY 12205$196,848
American Arbitration AssociationElection And Arbitration Services120 BROADWAY, New York, NY 10271$183,986
Two Twenty Five Broadway CompanyRent160 BROADWAY, New York, NY 10038$101,358
Revenue and Support

Revenue Composition

Contributions and Grants
$129,866
Program Service Revenue
$36,501,030
Investment Income
$523,759
Other Revenue
$1,845,204
All Other Contributions
$129,866
Change in Net Assets
$1,217,019

Audited Revenue Reconciliation

Revenue per Audited Statements
$27,753,896
Revenue Not Reported on Financial Statements
$11,245,963
Revenue Not Reported on Form 990
$127,103
Other Revenue Adjustments
$11,245,963
Total Revenue per Audited Statements
$27,880,999
Total Revenue per Form 990
$38,999,859
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Other Expenses$20,153,664
Salaries, Compensation, and Employee Benefits$17,584,676
Grants and Similar Amounts Paid$44,500
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages---$8,837,120
Other Employee Benefits---$4,506,770
Travel---$2,969,397
Pension Plan Contributions---$2,141,565
All Other Expenses---$1,804,168
Current Officers, Directors, Trustees, and Key Employees---$1,156,267
Occupancy---$1,109,374
Payroll Taxes---$942,954
Other Expenses---$783,456
Advertising---$398,355
Depreciation Depletion---$335,808
Payments to Affiliates---$296,728
Fees for Services Legal---$236,094
Insurance---$125,666
Office Expenses---$114,465
Fees for Services Lobbying---$102,733
Information Technology---$100,543
Grants to Domestic Individuals---$44,500
Total Functional Expenses$0$0$0$37,782,840

Audited Expense Reconciliation

Line ItemAmount
Total Expenses per Form 990$37,782,840
Expenses per Audited Statements$26,595,486
Total Expenses per Audited Statements$26,595,486
Expenses Not Reported on Financial Statements$11,187,354
Other Expense Adjustments$11,187,354
Expenses Not Reported on Form 990$0
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
Yes
In-house lobbying only
No
Subject to proxy tax
Yes

Reported Spending and Taxes

Line ItemAmount
Total Exempt Function Spending$370,000

Section 527 Organizations

OrganizationLocationAmount
14-1825178Latham, NY$370,000
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Employee Organizational Leave$755,203
Capital Lease Obligation$143,962
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
Yes
Key decisions subject to board approval
Yes
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, Line 6

Nys pef represents approximately 52,400 members and 2,400 fee payers.

Form 990, Part VI, Section A, Line 7A

The members of pef elect new statewide officers (president, secretary-treasurer, three vice presidents), trustees, regional coordinators and executive board members on a 3 year cycle and quarterly for any vacancies that may occur. The statewide officers (president, secretary-treasurer, 3 vice presidents) and trustees are elected by the entire membership. Pef is divided by county into 12 regions - each region elects a region coordinator to represent them. Pef's membership is further divided into 24 agencies. These 24 agencies elect one executive board member for every 500 members. The elections are administered by the american arbitration association. Current terms began 08/01/2018. Next term begins 08/01/2021. These members meet quarterly to conduct pef business. In addition, pef has an annual convention where delegates are elected by agency/facility on a ratio of 1 delegate for 50 members. These delegates, per the pef constitution have the final power of authority in the organization. They have the power to require and receive reports, adopt a legislative program, act on amendments to the constitution of pef, establish general policies through resolutions and act on other business as necessary.

Form 990, Part VI, Section A, Line 7B

One of pef's main intitatives is to negotiate a contract with nys for the members pef represents. This contract is approved by the executive board and then sent to the membership for ratification.

Form 990, Part VI, Section A, Line 8B

Pef has several internal committees that meet and report to the executive board. While minutes are taken at some meetings, it is not required of all meetings. These committees make recommendations to the executive board, they do not have authority to enact any policies or procedures in the union.

Form 990, Part VI, Section B, Line 11B

The 990 is emailed to the board prior to submission.

Form 990, Part VI, Section B, Line 15

Pef's salaries are based on two salary schedules, one for management confidential employees and one for union represented employees. These salary schedules were established over 20 years ago and changes that are made either by percentage or incremental increases are a result of contract negotiations and approval by the executive board.

Form 990, Part VI, Section C, Line 19

Pef's governing document - the pef constitution and the pef policy manual are available on the pef website, www.nyspef.org. The financial statements are printed in the comminicator, pef's publication that is available to all members and fee payers of the organizations. There are also two special publications - the annual report to the members and to the delegates that includes financial and organization information and is available to the membership. With the implementation of the seiu ethics policy, the entire executive board and staff are required to go through training where a copy of the policy is received.

Filing and Contact Details

Filer

Filer Name
New York State Public Employees
EIN
13-2808635
Phone
5187851900
Address
PO BOX 12414, ALBANY, NY 12212

Signing Officer

Name
Kay Wilkie
Title
Secretary-treasurer
Phone
5187851900
Signed
2019-02-14
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Wayne Spence
Formed
1979
Legal Domicile
Ny
Voting Board Members
129
Independent Board Members
129
Employees
169
Volunteers
0

Preparer

Firm
Bonadio & Co Llp
Address
6 WEMBLEY CT, ALBANY, NY 12205
Preparer
Jeffrey Audi
Phone
5184644080
Supplemental Narrative

Additional Explanations

FORM 990, PART XI, LINE 9:

Post-retirement charges 1,487,203. Contributions to temporarily restricted net assets 118,005. Transfer to pef land holding corp to cover depreciation expense -58,609.

FORM 990, PART XII, LINE 2C:

The organization has a committee to oversee the financial statement audit and the selection of the independent auditor, there has been no change from the prior year.

Financial Statement Notes

PART XI, LINE 2D - OTHER ADJUSTMENTS:

Net assets released from restrictions 122,283.

PART XI, LINE 4B - OTHER ADJUSTMENTS:

Expenses that were netted against revenue on the financial statements 11,245,963.

PART XII, LINE 4B - OTHER ADJUSTMENTS:

Allocation of depreciation to pef land holding corp -58,609. Expenses that were netted against revenue on the financial statements 11,245,963.

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Document Assets

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Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2025Facts available. Structured filing facts are available, but richer extracted sections are limited.$39.2$25.4$13.8$48.1$46.8$1.24
2024Detailed filing. Detailed filing data is available for this year.$36.5$23.2$13.2$44.0$43.0$0.97
2023Import issue. A filing source exists for this year, but detailed import did not complete cleanly.$35.0$20.1$14.8$40.4$40.7$0.33
2022XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$31.3$16.1$15.2$41.0$37.3$3.66
2021XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$28.9$17.4$11.5$37.9$34.6$3.32
2020XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$22.8$16.8$5.96$38.4$37.7$0.71
2019Import issue. A filing source exists for this year, but detailed import did not complete cleanly.$22.5$15.1$7.39$38.5$37.3$1.23
2018Detailed filing. Detailed filing data is available for this year.$20.2$14.2$6.01$39.0$37.8$1.22
2017Facts available. Structured filing facts are available, but richer extracted sections are limited.$20.0$18.7$1.30$38.6$37.8$0.85
2016Detailed filing. Detailed filing data is available for this year.$19.4$19.1$0.28$37.2$38.2$0.97
2015XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$20.7$19.0$1.70$36.5$39.1$2.65
2014Detailed filing. Detailed filing data is available for this year.$20.0$15.9$4.14$36.3$35.3$1.03
2013Facts available. Structured filing facts are available, but richer extracted sections are limited.$17.7$14.6$3.09$35.2$34.6$0.62
2011Facts available. Structured filing facts are available, but richer extracted sections are limited.$17.6$17.5$0.14$39.5
2010Facts available. Structured filing facts are available, but richer extracted sections are limited.$15.8$14.9$0.96$37.4