Civic Intelligence

New York State Public Employees Federation

990 • Fiscal year 2015 • EIN 13-2808635

Apr 01, 2014 to Mar 31, 2015 • Filed on Feb 10, 2016

PO Box 12414Albany, NY 12212

(518) 785-1900

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

91st percentile

0.92x

Higher debt load relative to assets than 91% of similar nonprofits.

2015 filings • 501(c)5 • $25M-$50M nonprofits • Source year 2015

Liabilities / Revenue

78th percentile

0.52x

Higher debt load relative to revenue than 78% of similar nonprofits.

2015 filings • 501(c)5 • $25M-$50M nonprofits • Source year 2015

Net Margin

10th percentile

-7.3%

Higher net margin than 10% of similar nonprofits.

2015 filings • 501(c)5 • $25M-$50M nonprofits • Source year 2015

Top Officer Pay

37th percentile

$224,610

Higher top officer pay than 37% of similar nonprofits.

Top officer pay equals 0.6% of source-year revenue.

2015 filings • 501(c)5 • $25M-$50M nonprofits • Source year 2015

Asset Growth

46th percentile

3.5%

Faster asset growth than 46% of similar nonprofits.

2015 filings • 501(c)5 • $25M-$50M nonprofits • Annualized from 2014 to 2015

Revenue Growth

33rd percentile

0.3%

Faster revenue growth than 33% of similar nonprofits.

2015 filings • 501(c)5 • $25M-$50M nonprofits • Annualized from 2014 to 2015

Assets

Up

$20,715,158

Up $698,098 (+3.5%) from 2014

Net Assets

Down

$1,700,408

Down $2,436,145 (-59%) from 2014

Liabilities

Up

$19,014,750

Up $3,134,243 (+20%) from 2014

Revenue

Up

$36,451,802

Up $123,304 (+0.3%) from 2014

Expenses

Up

$39,105,921

Up $3,807,421 (+11%) from 2014

Net Income

Down

-$2,654,119

Down $3,684,117 (-358%) from 2014

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$40M$30M$20M$10M$0Assets 2010: $15,827,398Liabilities 2010: $14,871,209Net Assets 2010: $956,1892010Assets 2011: $17,623,298Liabilities 2011: $17,478,746Net Assets 2011: $144,5522011Assets 2013: $17,666,543Liabilities 2013: $14,578,606Net Assets 2013: $3,087,9372013Assets 2014: $20,017,060Liabilities 2014: $15,880,507Net Assets 2014: $4,136,5532014Assets 2015: $20,715,158Liabilities 2015: $19,014,750Net Assets 2015: $1,700,4082015Assets 2016: $19,363,615Liabilities 2016: $19,083,164Net Assets 2016: $280,4512016Assets 2017: $20,000,314Liabilities 2017: $18,700,669Net Assets 2017: $1,299,6452017Assets 2018: $20,247,519Liabilities 2018: $14,232,910Net Assets 2018: $6,014,6092018Assets 2019: $22,484,695Liabilities 2019: $15,092,725Net Assets 2019: $7,391,9702019Assets 2020: $22,808,280Liabilities 2020: $16,849,301Net Assets 2020: $5,958,9792020Assets 2021: $28,910,998Liabilities 2021: $17,422,109Net Assets 2021: $11,488,8892021Assets 2022: $31,308,144Liabilities 2022: $16,097,187Net Assets 2022: $15,210,9572022Assets 2023: $34,967,695Liabilities 2023: $20,120,649Net Assets 2023: $14,847,0462023Assets 2024: $36,464,930Liabilities 2024: $23,228,501Net Assets 2024: $13,236,4292024Assets 2025: $39,228,073Liabilities 2025: $25,387,805Net Assets 2025: $13,840,2682025

Highlighted filing

2015

Assets$20,715,158
Liabilities$19,014,750
Net Assets$1,700,408

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$60M$40M$20M$0-$20MExpenses 2010: $37,394,8492010Expenses 2011: $39,514,9022011Revenue 2013: $35,236,873Expenses 2013: $34,613,365Net Income 2013: $623,5082013Revenue 2014: $36,328,498Expenses 2014: $35,298,500Net Income 2014: $1,029,9982014Revenue 2015: $36,451,802Expenses 2015: $39,105,921Net Income 2015: -$2,654,1192015Revenue 2016: $37,247,343Expenses 2016: $38,214,123Net Income 2016: -$966,7802016Revenue 2017: $38,627,751Expenses 2017: $37,778,372Net Income 2017: $849,3792017Revenue 2018: $38,999,859Expenses 2018: $37,782,840Net Income 2018: $1,217,0192018Revenue 2019: $38,504,552Expenses 2019: $37,274,002Net Income 2019: $1,230,5502019Revenue 2020: $38,372,951Expenses 2020: $37,663,204Net Income 2020: $709,7472020Revenue 2021: $37,933,489Expenses 2021: $34,610,465Net Income 2021: $3,323,0242021Revenue 2022: $40,993,536Expenses 2022: $37,332,741Net Income 2022: $3,660,7952022Revenue 2023: $40,393,285Expenses 2023: $40,721,761Net Income 2023: -$328,4762023Revenue 2024: $43,969,654Expenses 2024: $42,994,914Net Income 2024: $974,7402024Revenue 2025: $48,051,840Expenses 2025: $46,808,108Net Income 2025: $1,243,7322025

Highlighted filing

2015

Revenue$36,451,802
Expenses$39,105,921
Net Income-$2,654,119
Jump To
Filing Snapshot
Filing Period
Apr 1, 2014 to Mar 31, 2015
Signed
Feb 10, 2016
Return Version
2014v6.0
Gross Receipts
$39,356,175
Mission and Program Overview

Mission

Nys public employees federation (pef) is a union representing the professional, scientific, and technical employees of new york state and several private agencies. Pef exists to promote the welfare of its memers by representing them with respect to all terms and conditions of employment. Pef shall support and defend the concepts of individual merit and ethical performance as criteria for public service employees in order to best promote efficient delivery of services to the citizens of new york state. Pef recognizes that all power ultimately resides in the sovereignty of the citizens and shall therefore insist that the government operate to serve and not dominate its citizens. Similarly, it recognizes that pef exists as sole bargaining agent for its members because of the mandate of this constituency and is hereby bound to serve the interests of its members.

The primary exempt purpose of the federation is to represent professional, scientific and technical employees of the state of new york.

Balance Sheet Detail
LineBeginningEndChange
Assets
Investments Other Securities$8,868,134$9,450,341▲ $582,207
Savings and Temporary Cash Investments$4,873,899$5,034,205▲ $160,306
Accounts Receivable$2,326,219$2,038,700▼ $287,519
Investments Program Related$1,747,809$1,747,809→ $0
Land, Buildings, and Equipment, Net$489,077$785,272▲ $296,195
Other Notes and Loans Receivable, Net$639,979$650,600▲ $10,621
Prepaid Expenses and Deferred Charges$327,241$263,529▼ $63,712
Total Assets$20,017,060$20,715,158▲ $698,098
Other Assets Total$744,702$744,702→ $0
Liabilities
Accounts Payable and Accrued Expenses$12,853,155$16,050,347▲ $3,197,192
Other Liabilities$3,026,111$2,964,403▼ $61,708
Deferred Revenue$1,241--
Total Liabilities$15,880,507$19,014,750▲ $3,134,243
Net Assets / Fund Balance
Unrestricted Net Assets$4,012,740$1,580,361▼ $2,432,379
Temporarily Rstr Net Assets$123,813$120,047▼ $3,766
Total Net Assets Fund Balance$4,136,553$1,700,408▼ $2,436,145
Total Liabilities and Net Assets / Fund Balance$20,017,060$20,715,158▲ $698,098

Asset Categories

AssetBook ValueDepreciationBasis
Equipment$688,036$3,253,195$3,941,231
Leasehold Improvements$97,236$1,249,561$1,346,797
Investment Program Related Org$1,747,809--
Other Securities$113,988--
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
Lisa KingGeneral CounselFT$177,886$46,724$224,610
Ed AluckDeputy General CounselFT$138,366$45,210$183,576
Elizabeth HoughDirector of Contract AdminFT$123,976$56,459$180,435
Lisa NewmarkAssociate CounselFT$114,457$50,197$164,654
Shawn BobbHealth and Safety SpecialistFT$111,700$48,114$159,814
Peter YurkewiczField RepFT$110,337$46,435$156,772
Hector MillanDirector of Civil ServiceFT$107,827$48,548$156,375
Joseph CocciDirector of MisFT$101,836$49,880$151,716
Sherry HalbrookReporter/writerFT$117,878$33,541$151,419
Blair BurroughsDirector of Field ServicesFT$106,935$43,129$150,064
A Patricia LavinCo-director LegislationFT$101,394$34,858$136,252
Joel LefevreDirector of OrganizingFT$88,637$44,961$133,598
Paula HennessyDirector of Education andFT$94,714$33,504$128,218
Michael FarrellDirector of Field ServicesFT$88,259$35,276$123,535
Susan KentPef PresidentFT$78,455$13,817$92,272
Barbara UlmerVice PresidentFT$22,185$3,707$25,892
Carlos GarciaPef Secretary TreasurerFT$17,207$2,840$20,047
Wayne BayerVice PresidentFT$16,358$2,303$18,661
Wayne SpenceVice PresidentFT$14,956$2,622$17,578

Board Members and Trustees

NameTitle
Alan PosnerExecutive Board
Albert YasusExecutive Board
Alicia JacksonExecutive Board
Amy DemarcoExecutive Board
Angelique CookExecutive Board
Anthony NuciforoExecutive Board
Anthony PaceExecutive Board
Barbara RockExecutive Board
Barrington ScottExecutive Board
Bellew McmanusExecutive Board
Beverly Jones-yahiaExecutive Board
Brian LangdonExecutive Board
Carol FerranteExecutive Board
Catherine KozlowskiExecutive Board
Cathy CotyExecutive Board
Charles WhitfordExecutive Board
Conrad DavisExecutive Board
Danielle FreemanExecutive Board
Darlene WilliamsExecutive Board
David LovellExecutive Board
Diane JaulusExecutive Board
Donald MorgensternExecutive Board
Douglas BegentExecutive Board
Edward DiazExecutive Board
Elizabeth CheeseExecutive Board
Errol LondonExecutive Board
Ethan AngellExecutive Board
Frank FlackExecutive Board
Frank LindnerExecutive Board
Gale Baptiste-grahamExecutive Board
Gary HaightExecutive Board
George StadnikExecutive Board
George VargheseExecutive Board
Gerard RicondaExecutive Board
Germaine GrecoExecutive Board
Harold BrewsterExecutive Board
Harold StoneExecutive Board
James HassettExecutive Board
Janette ClarkExecutive Board
Jerry JobsonExecutive Board
John Duengfelder JrExecutive Board
John ThomsenExecutive Board
Joseph ChisholmExecutive Board
Joseph DonahueExecutive Board
Juan VieraExecutive Board
Judy SullivanExecutive Board
Karin HarrisExecutive Board
Kay WilkieExecutive Board
Kenneth DischelExecutive Board
Kenneth FerroExecutive Board
Kevin ConnollyExecutive Board
Kevin JonesExecutive Board
Kishani RatnayakeExecutive Board
Leonard WhiteExecutive Board
Lorraine TurturroExecutive Board
Lyndon JonesExecutive Board
Maddie Shannon-robertsExecutive Board
Margaret EatonExecutive Board
Margaret JacksonExecutive Board
Maria SchiavoneExecutive Board
Marie SouffrantExecutive Board
Marilyn DicaraExecutive Board
Mary HaltermannExecutive Board
Melvin RomeynExecutive Board
Michael BlueExecutive Board
Michael KinleyExecutive Board
Michael KopkinExecutive Board
Migdalia Ramos-ensslinExecutive Board
Migdalia Rodriguez-martinezExecutive Board
Nicholas DiehlExecutive Board
Noelle KardosExecutive Board
Patricia PafundiExecutive Board
Paul DefilippoExecutive Board
Paul GendronExecutive Board
Paul RigbyExecutive Board
Radhakrishna MohanExecutive Board
Ralph Mabb IiiExecutive Board
Ramlochand SinghExecutive Board
Randi DiantonioExecutive Board
Randy MainelloExecutive Board
Richard FletcherExecutive Board
Robert LowingerExecutive Board
Robert McdonoughExecutive Board
Robert SimoniExecutive Board
Roberta StaffordExecutive Board
Robin MatthewsExecutive Board
Rocco BrindisiExecutive Board
Ruth BruinsExecutive Board
Sabrina GallopExecutive Board
Sally WeibelExecutive Board
Sametta ShawExecutive Board
Santosh ThomasExecutive Board
Scott DobeExecutive Board
Scott HarmsExecutive Board
Sharon DesilvaExecutive Board
Sharon LambExecutive Board
Stephen GeyerExecutive Board
Steven NawrockiExecutive Board
Susan MurphyExecutive Board
Teresa LeflerExecutive Board
Timothy NanneryExecutive Board
Todd KernerExecutive Board
Victor PerezExecutive Board
Warren RayExecutive Board
William CruzExecutive Board
William HolthausenExecutive Board
William NolanExecutive Board
Yatram JagroopExecutive Board
Yvonne GreenExecutive Board
Zachary MortonExecutive Board
Kenneth JohnsonPef Trustee
Maureen KellmanPef Trustee
Ronald BrownPef Trustee
Kevin HintzRegion 01 Coordinator
Bonnie WoodRegion 02 Coordinator
John PrinceRegion 03 Coordinator
Peter BanksRegion 04 Coordinator
James MoffittRegion 05 Coordinator
Jeanette StmaryRegion 06 Coordinator
Thomas DonahueRegion 07 Coordinator
Nikki BrateRegion 08 Coordinator
Vivian StreetRegion 09 Coordinator
Sheik NabijohnRegion 10 Coordinator
Jemma HansonRegion 11 Coordinator
Constance BattsRegion 12 Coordinator
Philip Del PianoRetiree Representative
Revenue and Support

Revenue Composition

Contributions and Grants
$0
Program Service Revenue
$34,076,138
Investment Income
$503,509
Other Revenue
$1,872,155
Change in Net Assets
$-2,654,119

Audited Revenue Reconciliation

Revenue per Audited Statements
$25,669,369
Revenue Not Reported on Financial Statements
$10,782,433
Revenue Not Reported on Form 990
$280,350
Other Revenue Adjustments
$10,782,433
Total Revenue per Audited Statements
$25,949,719
Total Revenue per Form 990
$36,451,802
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$19,569,536
Other Expenses$19,492,635
Grants and Similar Amounts Paid$43,750
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages---$8,551,110
Other Employee Benefits---$5,456,135
Current Officers, Directors, Trustees, and Key Employees---$3,213,299
Travel---$2,783,900
All Other Expenses---$1,597,188
Pension Plan Contributions---$1,423,249
Office Expenses---$1,416,173
Occupancy---$1,045,260
Payroll Taxes---$925,743
Other Expenses---$598,026
Advertising---$407,709
Depreciation Depletion---$259,738
Insurance---$94,153
Information Technology---$91,040
Fees for Services Legal---$48,849
Grants to Domestic Individuals---$43,750
Total Functional Expenses$0$0$0$39,105,921

Audited Expense Reconciliation

Line ItemAmount
Total Expenses per Form 990$39,105,921
Expenses per Audited Statements$28,382,098
Total Expenses per Audited Statements$26,095,662
Expenses Not Reported on Financial Statements$10,723,823
Other Expense Adjustments$10,723,823
Expenses Not Reported on Form 990$-2,286,436
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
Yes
In-house lobbying only
No
Subject to proxy tax
Yes

Reported Spending and Taxes

Line ItemAmount
Total Exempt Function Spending$520,000

Section 527 Organizations

OrganizationLocationAmount
14-1825178Latham, NY$520,000
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Due to Other Fund/entity$2,571,977
Divisional Distribution Payable$392,426
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
Yes
Key decisions subject to board approval
Yes
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, Line 6

Nys pef represents approximately 51,000 members and 2,800 fee payers.

Form 990, Part VI, Section A, Line 7A

The members of pef elect new statewide officers (president, secretary-treasurer, 3 vice presidents), trustees, regional coordinators and executive board members on a 3 year cycle and quarterly for any vacancies that may occur. The statewide officers (president, secretary-treasurer, 3 vice presidents) and trustees are elected by the entire membership. Pef is divided by county into 12 regions - each region elects a region coordinator to represent them. Pef's membership is further divided into 24 agencies. These 24 agencies elect one executive board member for every 500 members. The elections are administered by the american arbitration association. Current terms began 08/01/2012. Next term begins 08/01/2015. These members meet quarterly to conduct pef business. In addition, pef has an annual convention where delegates are elected by agency/facility on a ratio of 1 delegate for 50 members. These delegates, per the pef constitution have the final power of authority in the organization. They have the power to require and receive reports, adopt a legislative program, act on amendments to the constitution of pef, establish general policies through resolutions and act on other business as necessary.

Form 990, Part VI, Section A, Line 7B

One of pef's main initiatives is to negotiate a contract with nys for the members pef represents. This contract is approved by the executive board and then sent to the membership for ratification.

Form 990, Part VI, Section A, Line 8B

Pef has several internal committees that meet and report to the executive board. While minutes are taken at some meetings, it is not required of all meetings. These committees make recommendations to the executive board, they do not have authority to enact any policies or procedures in the union.

Form 990, Part VI, Section B, Line 11

The 990 is emailed to the board prior to submission.

Form 990, Part VI, Section B, Line 15

Pef's salaries are based on two salary schedules, one for management confidential employees and one for union represented employees. These salary schedules were established over 20 years ago and changes that are made either by percentage or incremental increases are a result of contract negotiations and approval by the executive board.

Form 990, Part VI, Section C, Line 19

Pef's governing document - the pef constitution and the pef policy manual are available on the pef website, www.nyspef.org. The financial statements are printed in the communicator, pef's publication that is mailed to all members and fee payers of the organizations. There are also two special publications - the annual report to the members and to the delegates that includes financial and organization information and is mailed to the membership. With the implementation of the seiu ethics policy, the entire executive board and staff are required to go through training where a copy of the policy is received.

Filing and Contact Details

Filer

Filer Name
New York State Public Employees Federation
EIN
13-2808635
Phone
5187851900
Address
PO BOX 12414, ALBANY, NY 12212
Doing Business As
Nys Pef

Signing Officer

Name
Kevin Hintz
Title
Secretary/treasurer
Phone
5187851900
Signed
2016-02-10
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Wayne Spence
Formed
1979
Legal Domicile
Ny
Voting Board Members
130
Independent Board Members
130
Employees
169
Volunteers
0

Preparer

Firm
Marvin and Company Pc
Address
11 BRITISH AMERICAN BLVD, LATHAM, NY 12110-1405
Preparer
Alan W Clink CPA
Phone
5187850134
Supplemental Narrative

Additional Explanations

FORM 990, PART XI, LINE 9:

Transfer to pef land holding corp to cover depreciation expense. -58,610.

FORM 990, PART XI, LINE 2C:

The organization has a committee to oversee the financial statement audit and the selection of the independent auditor. There has been no change from the prior year.

Financial Statement Notes

PART X, LINE 2:

Pef is a labor union exempt from federal income tax under section 501(c)(5) of ther internal revenue code (the code). However, under section 527 of the code, pef's investment income from the politcal action fund, if any, is subject to tax. Under fasb accounting standards codification (asc) section 740, income taxes, the tax status of tax-exempt entities is an uncertain tax position, since events could potentially occur that jeopardize tax-exempt status. Management is not aware of any events that could jeopardize the tax exempt status of pef. Therefore, no liability or provision for income tax has been reflected in the consolidated financial statements. Pef's management believes that it is no longer subject to income tax examinations relating to its information or its tax returns for years prior to 2012.

PART XI, LINE 2D - OTHER ADJUSTMENTS:

Net assets released from restrictions 110,759.

PART XI, LINE 4B - OTHER ADJUSTMENTS:

Expenses that were netted against revenue on the financial statements 10,782,433.

PART XII, LINE 2D - OTHER ADJUSTMENTS:

Other prbo changes -2,286,436.

PART XII, LINE 4B - OTHER ADJUSTMENTS:

Allocation of depreciation to pef land holding corp, a related tax exempt -58,610. Expenses that were netted against revenue on the financial statements 10,782,433.

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Document Assets

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Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2025Facts available. Structured filing facts are available, but richer extracted sections are limited.$39.2$25.4$13.8$48.1$46.8$1.24
2024Detailed filing. Detailed filing data is available for this year.$36.5$23.2$13.2$44.0$43.0$0.97
2023Import issue. A filing source exists for this year, but detailed import did not complete cleanly.$35.0$20.1$14.8$40.4$40.7$0.33
2022XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$31.3$16.1$15.2$41.0$37.3$3.66
2021XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$28.9$17.4$11.5$37.9$34.6$3.32
2020XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$22.8$16.8$5.96$38.4$37.7$0.71
2019Import issue. A filing source exists for this year, but detailed import did not complete cleanly.$22.5$15.1$7.39$38.5$37.3$1.23
2018XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$20.2$14.2$6.01$39.0$37.8$1.22
2017Facts available. Structured filing facts are available, but richer extracted sections are limited.$20.0$18.7$1.30$38.6$37.8$0.85
2016Detailed filing. Detailed filing data is available for this year.$19.4$19.1$0.28$37.2$38.2$0.97
2015Detailed filing. Detailed filing data is available for this year.$20.7$19.0$1.70$36.5$39.1$2.65
2014Detailed filing. Detailed filing data is available for this year.$20.0$15.9$4.14$36.3$35.3$1.03
2013Facts available. Structured filing facts are available, but richer extracted sections are limited.$17.7$14.6$3.09$35.2$34.6$0.62
2011Facts available. Structured filing facts are available, but richer extracted sections are limited.$17.6$17.5$0.14$39.5
2010Facts available. Structured filing facts are available, but richer extracted sections are limited.$15.8$14.9$0.96$37.4