Civic Intelligence

Carnegie Council for Ethics in International Affairs Inc.

990 • Fiscal year 2017 • EIN 13-1573954

Jul 01, 2016 to Jun 30, 2017 • Filed on May 07, 2018

170 East 64th StreetNew York, NY 10065

(212) 838-4120

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

5th percentile

0.00x

Higher debt load relative to assets than 5% of similar nonprofits.

2017 filings • 501(c)3 • $25M-$50M nonprofits • Source year 2017

Liabilities / Revenue

7th percentile

0.02x

Higher debt load relative to revenue than 7% of similar nonprofits.

2017 filings • 501(c)3 • $25M-$50M nonprofits • Source year 2017

Net Margin

24th percentile

-2.7%

Higher net margin than 24% of similar nonprofits.

2017 filings • 501(c)3 • $25M-$50M nonprofits • Source year 2017

Top Officer Pay

73rd percentile

$363,020

Higher top officer pay than 73% of similar nonprofits.

Top officer pay equals 10.6% of source-year revenue.

2017 filings • 501(c)3 • $25M-$50M nonprofits • Source year 2017

Asset Growth

52nd percentile

5.2%

Faster asset growth than 52% of similar nonprofits.

2017 filings • 501(c)3 • $25M-$50M nonprofits • Annualized from 2016 to 2017

Revenue Growth

21st percentile

-5.0%

Faster revenue growth than 21% of similar nonprofits.

2017 filings • 501(c)3 • $25M-$50M nonprofits • Annualized from 2016 to 2017

Assets

Up

$38,017,888

Up $1,895,074 (+5.2%) from 2016

Net Assets

Up

$37,965,632

Up $1,888,225 (+5.2%) from 2016

Liabilities

Up

$52,256

Up $6,849 (+15%) from 2016

Revenue

Down

$3,435,066

Down $181,373 (-5.0%) from 2016

Expenses

Down

$3,528,670

Down $88,783 (-2.5%) from 2016

Net Income

Down

-$93,604

Down $92,590 (-9131%) from 2016

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$60M$40M$20M$0Assets 2011: $38,333,815Liabilities 2011: $512,355Net Assets 2011: $37,821,4602011Assets 2012: $34,773,066Liabilities 2012: $357,613Net Assets 2012: $34,415,4532012Assets 2013: $37,424,910Liabilities 2013: $74,280Net Assets 2013: $37,350,6302013Assets 2014: $39,230,208Liabilities 2014: $94,201Net Assets 2014: $39,136,0072014Assets 2015: $39,216,266Liabilities 2015: $73,926Net Assets 2015: $39,142,3402015Assets 2016: $36,122,814Liabilities 2016: $45,407Net Assets 2016: $36,077,4072016Assets 2017: $38,017,888Liabilities 2017: $52,256Net Assets 2017: $37,965,6322017Assets 2018: $38,577,753Liabilities 2018: $82,370Net Assets 2018: $38,495,3832018Assets 2019: $37,214,726Liabilities 2019: $61,954Net Assets 2019: $37,152,7722019Assets 2020: $38,121,263Liabilities 2020: $478,317Net Assets 2020: $37,642,9462020Assets 2021: $42,413,355Liabilities 2021: $59,092Net Assets 2021: $42,354,2632021Assets 2022: $39,442,096Liabilities 2022: $441,854Net Assets 2022: $39,000,2422022Assets 2023: $37,733,725Liabilities 2023: $352,074Net Assets 2023: $37,381,6512023Assets 2024: $54,931,625Liabilities 2024: $102,276Net Assets 2024: $54,829,3492024

Highlighted filing

2017

Assets$38,017,888
Liabilities$52,256
Net Assets$37,965,632

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$30M$20M$10M$0-$10MRevenue 2011: $4,771,447Expenses 2011: $3,876,974Net Income 2011: $894,4732011Revenue 2012: $2,631,823Expenses 2012: $3,722,837Net Income 2012: -$1,091,0142012Revenue 2013: $5,351,734Expenses 2013: $4,068,523Net Income 2013: $1,283,2112013Revenue 2014: $2,132,582Expenses 2014: $4,859,049Net Income 2014: -$2,726,4672014Revenue 2015: $6,135,848Expenses 2015: $4,473,455Net Income 2015: $1,662,3932015Revenue 2016: $3,616,439Expenses 2016: $3,617,453Net Income 2016: -$1,0142016Revenue 2017: $3,435,066Expenses 2017: $3,528,670Net Income 2017: -$93,6042017Revenue 2018: $2,515,770Expenses 2018: $3,724,969Net Income 2018: -$1,209,1992018Revenue 2019: $1,781,096Expenses 2019: $4,072,985Net Income 2019: -$2,291,8892019Revenue 2020: $4,111,037Expenses 2020: $3,273,013Net Income 2020: $838,0242020Revenue 2021: $2,380,908Expenses 2021: $3,039,641Net Income 2021: -$658,7332021Revenue 2022: $5,979,845Expenses 2022: $4,803,272Net Income 2022: $1,176,5732022Revenue 2023: $3,054,823Expenses 2023: $5,693,485Net Income 2023: -$2,638,6622023Revenue 2024: $21,482,683Expenses 2024: $2,300,161Net Income 2024: $19,182,5222024

Highlighted filing

2017

Revenue$3,435,066
Expenses$3,528,670
Net Income-$93,604
Jump To
Filing Snapshot
Filing Period
Jul 1, 2016 to Jun 30, 2017
Signed
May 7, 2018
Return Version
2016v3.1
Gross Receipts
$4,156,546
Mission and Program Overview

Mission

Carnegie council believes that the best way to address major international peace and security issues is to link thinkers and doers together in an ethical dialogue that reintegrates fragmented information into a broad-based, humanistic body of knowledge. To achieve this, the council fosters a global network of academic partners, operates a global media platform, and produces public programming that convenes leading experts and the public. The council's work serves as a bridge between the academy and the policy sphere, the academy and the public, and the academy within itself.

An independent, nonpartisan, nonprofit organization dedicated to increasing understanding of the relationship between ethics and international affairs.

Balance Sheet Detail
LineBeginningEndChange
Assets
Investments in Publicly Traded Securities$25,273,340$30,276,053▲ $5,002,713
Investments Other Securities$6,153,598$4,561,355▼ $1,592,243
Savings and Temporary Cash Investments$2,099,034$1,316,594▼ $782,440
Pledges and Grants Receivable$1,715,089$827,485▼ $887,604
Land, Buildings, and Equipment, Net$559,263$592,559▲ $33,296
Cash and Non-Interest-Bearing Accounts$450$450→ $0
Accounts Receivable$0$0→ $0
Other Notes and Loans Receivable, Net$0$0→ $0
Receivable From Disqualified Prsn$0$0→ $0
Receivables From Officers Etc$0$0→ $0
Investments Program Related$0$0→ $0
Intangible Assets$0$0→ $0
Inventories for Sale or Use$0$0→ $0
Loans From Officers Directors$0$0→ $0
Prepaid Expenses and Deferred Charges$0$0→ $0
Total Assets$36,122,814$38,017,888▲ $1,895,074
Other Assets Total$322,040$443,392▲ $121,352
Liabilities
Accounts Payable and Accrued Expenses$32,987$52,031▲ $19,044
Other Liabilities$12,420$225▼ $12,195
Grants Payable$0$0→ $0
Mortgage Notes Payable Secured by Investment Property$0$0→ $0
Unsecured Notes Loans Payable$0$0→ $0
Deferred Revenue$0$0→ $0
Escrow Account Liability$0$0→ $0
Tax Exempt Bond Liabilities$0$0→ $0
Total Liabilities$45,407$52,256▲ $6,849
Net Assets / Fund Balance
Unrestricted Net Assets$32,891,400$36,218,883▲ $3,327,483
Temporarily Rstr Net Assets$3,186,007$1,746,749▼ $1,439,258
Permanently Rstr Net Assets$0$0→ $0
Total Net Assets Fund Balance$36,077,407$37,965,632▲ $1,888,225
Total Liabilities and Net Assets / Fund Balance$36,122,814$38,017,888▲ $1,895,074

Asset Categories

AssetBook ValueDepreciationBasis
Buildings-$4,234,281$4,234,281
Leasehold Improvements$570,372$887,450$1,457,822
Equipment$0$375,946$375,946
Other Land Buildings$2,687$218,080$220,767
Land$19,500-$19,500
Other Securities$4,561,355--

Endowment Activity

PeriodBeginningContrib.Gain/LossOther UsesEnd
2016$32,553,062-▲ $4,236,474$1,787,214$35,002,322
2015$34,136,548-▼ $1,506,154$1,780,030$30,850,364
2014$36,986,272-▼ $397,692$2,452,032$34,136,548
2013$34,171,654-▲ $5,094,693$2,280,075$36,986,272
2012$32,838,359-▲ $3,390,258$2,056,963$34,171,654
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
Joel H RosenthalPresidentFT$324,690$38,330$363,020
Eva BeckerVP of Finance & Admin.FT$163,979$23,063$187,042
David SpeedieDirector, USGEFT$180,240-$180,240
Deborah CarrollDirector ITFT$106,720$29,668$136,388
Devin StewartSenior Program DirectorFT$119,639$11,964$131,603
Madeleine LynnDirector CommunicationsFT$109,036$17,569$126,605
Revenue and Support

Revenue Composition

Contributions and Grants
$851,862
Program Service Revenue
$0
Investment Income
$2,254,645
Other Revenue
$328,559
All Other Contributions
$782,932
Change in Net Assets
$-93,604

Audited Revenue Reconciliation

Revenue per Audited Statements
$3,435,066
Revenue Not Reported on Form 990
$1,981,829
Total Revenue per Audited Statements
$5,416,895
Total Revenue per Form 990
$3,435,066
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$2,128,768
Other Expenses$1,131,490
Grants and Similar Amounts Paid$268,412
Total Fundraising Expense$264,293
Professional Fundraising Fees$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$1,005,655$149,502$79,591$1,234,748
Current Officers, Directors, Trustees, and Key Employees$200,579$215,260$128,826$544,665
Fees for Services Other$154,485$64,024$12,000$230,509
Office Expenses$25,954$177,246$1,889$205,089
Other Employee Benefits$153,743$31,717$18,608$204,068
Travel$163,032$28,487$2,164$193,683
Foreign Grants$168,000--$168,000
Pension Plan Contributions$81,554$16,839$9,540$107,933
Grants to Domestic Individuals$100,412--$100,412
Depreciation Depletion$39,358$11,285$6,459$57,102
Fees for Services Accounting-$45,290-$45,290
Payroll Taxes$25,747$7,382$4,225$37,354
Other Expenses$2,029$7,376$175$9,405
Fees for Service Investment Mgmnt Fees-$4,874-$4,874
Fees for Services Legal-$752-$752
Total Functional Expenses$2,314,809$949,568$264,293$3,528,670

Audited Expense Reconciliation

Line ItemAmount
Expenses per Audited Statements$3,528,670
Total Expenses per Audited Statements$3,528,670
Total Expenses per Form 990$3,528,670
International Activity

International Summary

Spending
$168,000

International Compliance

Foreign grant records maintained
Yes
Activity in boycott countries
No
Foreign corporation ownership
No
Foreign partnership interest
No
Interest in foreign trust
No
Passive foreign investment company interest
Yes
Transfers to foreign corporations
No

International Activities

RegionActivityServicesOfficesEmployeesSpending
Europe (Including Iceland and Greenland)Grantmaking---$168,000
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Fundraising Direct Expenses$0
Fundraising Gross Income$0
Gaming Direct Expenses$0
Gaming Gross Income$0
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Insider Transactions and Loans

Loans and Receivables

Line ItemBeginningEndChange
Loans from Officers, Directors, Trustees, and Key Employees$0$0→ $0
Receivables from Disqualified Persons$0$0→ $0
Receivables from Officers, Directors, Trustees, and Key Employees$0$0→ $0
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Deferred Compensation Payable$225
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
Yes
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

FORM 990, PART VI, SECTION B, LINE 11B:

Form 990 is reviewed and approved by the president and vice president of finance as well as the executive board. The governing body does not require review and approval of form 990 before filing.

FORM 990, PART VI, SECTION B, LINE 12C:

The organization requires an annual renewal of the conflict of interest policy by distribution to all parties and signature pages are collected and filed.

FORM 990, PART VI, SECTION B, LINES 15A AND 15B:

Executive compensation is determined by the executive committee of the board after review of comparable compensation from comparable organizations. The contract is then brought to the full board and discussed during executive session. ALL OTHER EMPLOYEES ARE UNDER WORK FOR HIRE AND AT THE DISCRETION OF THE PRESIDENT.

FORM 990, PART VI, SECTION C, LINE 19:

The organization makes its governing documents, conflict of interest policy and financial statements available to the public upon request.

Filing and Contact Details

Filer

Filer Name
Carnegie Council for Ethics in
EIN
13-1573954
In Care Of
% EVA BECKER
Phone
2128384120
Address
170 EAST 64TH STREET, NEW YORK, NY 10065

Signing Officer

Name
Eva Becker
Title
VP of Fin & Admin.
Phone
2128384120
Signed
2018-05-07
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Joel Rosenthal
Formed
1914
Legal Domicile
Ny
Voting Board Members
19
Independent Board Members
18
Employees
27
Volunteers
20

Preparer

Firm
Bdo USA Llp
Address
100 PARK AVENUE, NEW YORK, NY 10017-5001
Preparer
Paul Hammerschmidt
Phone
2128858000
Supplemental Narrative

Additional Explanations

FORM 990, PART III, LINE 4D:

1) public affairs - a setting for talks, seminars and conferences with leading thinkers in the field of ethics and world affairs from acclaimed authors to world figures to international affairs specialists. These discussions comprise the general public including: diplomats, educators, students, journalists, and ngo representatives. In addition, the council offers a wealth of print and online resources on ethics and international affairs. Some of our material includes: our quarterly journal, articles, speech transcripts, special reports, virtual roundtable debates, faculty study guides and a bi-monthly newsletter. Expenses: 282,076. Grants: 29,167. Revenue: 328,559. 2 education programs - carnegie council's central mission is educational: to foster a global conversation about the world's most pressing problems, using the language of ethics to bridge differences. This mission is governed by the twin values of inclusion and equality, so that all voices - youth voices, minority voices, female voices - have a place in a truly global discussion. This mission is articulated throughout the council's major activities, from public programs that create opportunities for mutual learning to new media publishing that broadly disseminates knowledge. Carnegie council's public programing includes: public affairs, a long running interview series with public intellectuals; u.s. Global engagement, examining the roots and ramifications of american foreign policy; ethics matter, a general-interest interview series hosted by rotating cast of distinguished journalists; and carnegie new leaders, a network of emerging leaders in a variety of fields who regularly convene to discuss the ethical dimension of their professions. The council also fosters global education projects, such as intellectual and cultural exchange through the organization's global ethics network, international conferences, and in-the-field investigations into local expressions of global problems, like climate change. Additionally, the council operates two international fellowship programs, the global ethics fellows and the ethics fellows of the future, a special for students. The council publishes a peer-reviewed quarterly journal, ethics & international affairs, which is widely respected in the field and features the leading thinkers on a broad range of topics. The journal is used in syllabi across the world. Expenses: 275,483. Grants: 11,795.

Financial Statement Notes

PART III, LINE 4:

Works of art, consisting of paintings, antique furniture and rugs, are used for decoration only.

Part V, line 1A, column (A):

The beginning of current year balance is restated to include unrestricted net assets included in the endowment funds, in accordance with audited financial statements. Part V, line 4: THE ORGANIZATION HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR THE ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A STREAM OF VENTURES THAT WOULD BE UTILIZED TO FUND ITS OPERATIONS WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS.

PART X, LINE 2:

Under ASC 740, "Income Taxes," an organization must recognize the financial statement effects of a tax position taken for tax return purposes when it is more likely than not that the position will not be sustained upon examination. Carnegie Council for Ethics in International Affairs, Inc. (the "reporting organization") does not believe there are any material uncertain tax positions and, accordingly, it has not recognized any liability for unrecognized tax benefits. The reporting organization has filed IRS Form 990 tax returns, as required, and all other applicable returns in jurisdictions where it is required. For the year ended June 30, 2017, there was no interest or penalties recorded or included in the statement of activities. The reporting organization is subject to routine audit by a taxing authority.

Raw XML AppendixShowing 400 of 825 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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IRS990/MissionDesc0CARNEGIE COUNCIL BELIEVES THAT THE BEST WAY TO ADDRESS MAJOR INTERNATIONAL PEACE AND SECURITY ISSUES IS TO LINK THINKERS AND DOERS TOGETHER IN AN ETHICAL DIALOGUE THAT REINTEGRATES FRAGMENTED INFORMATION INTO A BROAD-BASED, HUMANISTIC BODY OF KNOWLEDGE. TO ACHIEVE THIS, THE COUNCIL FOSTERS A GLOBAL NETWORK OF ACADEMIC PARTNERS, OPERATES A GLOBAL MEDIA PLATFORM, AND PRODUCES PUBLIC PROGRAMMING THAT CONVENES LEADING EXPERTS AND THE PUBLIC. THE COUNCIL'S WORK SERVES AS A BRIDGE BETWEEN THE ACADEMY AND THE POLICY SPHERE, THE ACADEMY AND THE PUBLIC, AND THE ACADEMY WITHIN ITSELF.
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Document Assets

No mirrored PDF or thumbnail assets are attached yet.

Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Facts available. Structured filing facts are available, but richer extracted sections are limited.$54.9$0.10$54.8$21.5$2.30$19.2
2023Detailed filing. Detailed filing data is available for this year.$37.7$0.35$37.4$3.05$5.69$2.64
2022Detailed filing. Detailed filing data is available for this year.$39.4$0.44$39.0$5.98$4.80$1.18
2021Detailed filing. Detailed filing data is available for this year.$42.4$0.06$42.4$2.38$3.04$0.66
2020Detailed filing. Detailed filing data is available for this year.$38.1$0.48$37.6$4.11$3.27$0.84
2019Detailed filing. Detailed filing data is available for this year.$37.2$0.06$37.2$1.78$4.07$2.29
2018Detailed filing. Detailed filing data is available for this year.$38.6$0.08$38.5$2.52$3.72$1.21
2017Detailed filing. Detailed filing data is available for this year.$38.0$0.05$38.0$3.44$3.53$0.09
2016Summary only. Only limited summary data is available for this year.$36.1$0.05$36.1$3.62$3.62$0.00
2015Summary only. Only limited summary data is available for this year.$39.2$0.07$39.1$6.14$4.47$1.66
2014Summary only. Only limited summary data is available for this year.$39.2$0.09$39.1$2.13$4.86$2.73
2013Summary only. Only limited summary data is available for this year.$37.4$0.07$37.4$5.35$4.07$1.28
2012Summary only. Only limited summary data is available for this year.$34.8$0.36$34.4$2.63$3.72$1.09
2011Summary only. Only limited summary data is available for this year.$38.3$0.51$37.8$4.77$3.88$0.89