Civic Intelligence

Harvard-Yenching Institute

EIN 04-2062394 • 501(c)3 • Cambridge, MA

Profile

The institute is an independent foundation dedicated to advancing higher education in asia in the humanities and social sciences, with special attention to the study of asian culture.

Vanserg Hall Ste 20 25 Francis AvCambridge, MA 02138

www.harvard-yenching.org

Siviq Scores

Precomputed percentiles relative to similar nonprofits. These scores are descriptive rather than judgmental.

Liabilities / Assets

7th percentile

0.01x

Higher debt load relative to assets than 7% of similar nonprofits.

501(c)3 • $250M-$1B nonprofits • Source year 2023

Liabilities / Revenue

44th percentile

0.41x

Higher debt load relative to revenue than 44% of similar nonprofits.

501(c)3 • $250M-$1B nonprofits • Source year 2023

Net Margin

16th percentile

-7.5%

Higher net margin than 16% of similar nonprofits.

501(c)3 • $250M-$1B nonprofits • Source year 2023

Top Officer Pay

Score unavailable

No value available

No filing with officer rows is available for this organization yet.

Asset Growth

27th percentile

0.3%

Faster asset growth than 27% of similar nonprofits.

501(c)3 • $250M-$1B nonprofits • Annualized from 2022 to 2023

Revenue Growth

84th percentile

28%

Faster revenue growth than 84% of similar nonprofits.

501(c)3 • $250M-$1B nonprofits • Annualized from 2022 to 2023

Balance Sheet
Liabilities / Assets7th percentile

Assets

Up

$369,211,252

Up $25,032,995 (+7.3%) from 2023

Liabilities

Up

$3,872,840

Up $922,183 (+31%) from 2023

Net Assets

Up

$365,338,412

Up $24,110,812 (+7.1%) from 2023

Operations
Liabilities / Revenue44th percentileNet Margin16th percentile

Revenue

Up

$7,887,276

Up $675,419 (+9.4%) from 2023

Expenses

Up

$9,240,799

Up $1,487,169 (+19%) from 2023

Net Income

Down

-$1,353,523

Down $811,750 (-150%) from 2023

Trend Graphs

Balance Sheet Trend

Asset Growth27th percentile

Grouped bars show assets, liabilities, and net assets across loaded filings.

$400M$300M$200M$100M$0Assets 2011: $201,124,545Liabilities 2011: $2,454,653Net Assets 2011: $198,669,8922011Assets 2012: $194,316,014Liabilities 2012: $2,607,156Net Assets 2012: $191,708,8582012Assets 2013: $208,795,789Liabilities 2013: $2,136,408Net Assets 2013: $206,659,3812013Assets 2014: $232,931,437Liabilities 2014: $2,230,142Net Assets 2014: $230,701,2952014Assets 2015: $239,172,259Liabilities 2015: $2,680,009Net Assets 2015: $236,492,2502015Assets 2016: $227,480,664Liabilities 2016: $3,312,351Net Assets 2016: $224,168,3132016Assets 2017: $237,977,207Liabilities 2017: $2,891,607Net Assets 2017: $235,085,6002017Assets 2018: $253,899,312Liabilities 2018: $2,872,734Net Assets 2018: $251,026,5782018Assets 2019: $261,971,103Liabilities 2019: $3,216,481Net Assets 2019: $258,754,6222019Assets 2020: $272,601,222Liabilities 2020: $1,757,593Net Assets 2020: $270,843,6292020Assets 2021: $357,386,063Liabilities 2021: $2,796,943Net Assets 2021: $354,589,1202021Assets 2022: $343,052,532Liabilities 2022: $3,238,146Net Assets 2022: $339,814,3862022Assets 2023: $344,178,257Liabilities 2023: $2,950,657Net Assets 2023: $341,227,6002023Assets 2024: $369,211,252Liabilities 2024: $3,872,840Net Assets 2024: $365,338,4122024

Highlighted filing

2024

Assets$369,211,252
Liabilities$3,872,840
Net Assets$365,338,412
Open 2024 Filing

Operations Trend

Revenue Growth84th percentile

Revenue, expenses, and net income by year, with the latest filing highlighted.

$10M$5.0M$0-$5.0MRevenue 2011: $4,094,790Expenses 2011: $6,526,541Net Income 2011: -$2,431,7512011Expenses 2012: $7,007,5632012Revenue 2013: $4,427,407Expenses 2013: $6,635,327Net Income 2013: -$2,207,9202013Revenue 2014: $4,761,803Expenses 2014: $6,477,864Net Income 2014: -$1,716,0612014Revenue 2015: $5,719,909Expenses 2015: $7,723,590Net Income 2015: -$2,003,6812015Revenue 2016: $6,242,367Expenses 2016: $7,871,543Net Income 2016: -$1,629,1762016Revenue 2017: $5,476,765Expenses 2017: $7,723,873Net Income 2017: -$2,247,1082017Revenue 2018: $5,697,958Expenses 2018: $7,666,980Net Income 2018: -$1,969,0222018Revenue 2019: $5,708,476Expenses 2019: $8,356,440Net Income 2019: -$2,647,9642019Revenue 2020: $5,490,998Expenses 2020: $6,131,709Net Income 2020: -$640,7112020Revenue 2021: $5,038,189Expenses 2021: $7,136,523Net Income 2021: -$2,098,3342021Revenue 2022: $5,618,562Expenses 2022: $7,463,395Net Income 2022: -$1,844,8332022Revenue 2023: $7,211,857Expenses 2023: $7,753,630Net Income 2023: -$541,7732023Revenue 2024: $7,887,276Expenses 2024: $9,240,799Net Income 2024: -$1,353,5232024

Highlighted filing

2024

Revenue$7,887,276
Expenses$9,240,799
Net Income-$1,353,523
Open 2024 Filing

Filings

Most recent year

2024 • Form 990Detailed filing. Detailed filing data is available for this year.

Open filing
Assets
$369,211,252
Liabilities
$3,872,840
Net assets
$365,338,412
Revenue
$7,887,276
Expenses
$9,240,799
Net income
-$1,353,523
Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Detailed filing. Detailed filing data is available for this year.$369$3.87$365$7.89$9.24$1.35
2023Detailed filing. Detailed filing data is available for this year.$344$2.95$341$7.21$7.75$0.54
2022Detailed filing. Detailed filing data is available for this year.$343$3.24$340$5.62$7.46$1.84
2021Detailed filing. Detailed filing data is available for this year.$357$2.80$355$5.04$7.14$2.10
2020Detailed filing. Detailed filing data is available for this year.$273$1.76$271$5.49$6.13$0.64
2019Detailed filing. Detailed filing data is available for this year.$262$3.22$259$5.71$8.36$2.65
2018Detailed filing. Detailed filing data is available for this year.$254$2.87$251$5.70$7.67$1.97
2017Detailed filing. Detailed filing data is available for this year.$238$2.89$235$5.48$7.72$2.25
2016Detailed filing. Detailed filing data is available for this year.$227$3.31$224$6.24$7.87$1.63
2015Detailed filing. Detailed filing data is available for this year.$239$2.68$236$5.72$7.72$2.00
2014Detailed filing. Detailed filing data is available for this year.$233$2.23$231$4.76$6.48$1.72
2013Facts available. Structured filing facts are available, but richer extracted sections are limited.$209$2.14$207$4.43$6.64$2.21
2012Facts available. Structured filing facts are available, but richer extracted sections are limited.$194$2.61$192$7.01
2011Summary only. Only limited summary data is available for this year.$201$2.45$199$4.09$6.53$2.43
Latest Filing Detail
Jump To
Filing Snapshot
Filing Period
Jul 1, 2023 to Jun 30, 2024
Signed
May 15, 2025
Return Version
2023v6.0
Gross Receipts
$9,667,173
Mission and Program Overview

Mission

The institute is an independent foundation dedicated to advancing higher education in asia in the humanities and social sciences, with special attention to the study of asian culture.

Harvard-yenching institute ("hyi") provides financial support to promote higher education in asia/selected educational institutions in asia, the president and fellows of harvard college ("harvard"), and the united board for christian higher education in asia ("ubchea").

Balance Sheet Detail
LineBeginningEndChange
Assets
Investments Other Securities$344,051,786$369,062,876▲ $25,011,090
Land, Buildings, and Equipment, Net$97,125$88,136▼ $8,989
Total Assets$344,178,257$369,211,252▲ $25,032,995
Other Assets Total$29,346$60,240▲ $30,894
Liabilities
Accounts Payable and Accrued Expenses$2,950,657$3,872,840▲ $922,183
Total Liabilities$2,950,657$3,872,840▲ $922,183
Net Assets / Fund Balance
Net Assets With Donor Restrictions$341,561,388$366,701,209▲ $25,139,821
Net Assets Without Donor Restrictions$-333,788$-1,362,797▼ $1,029,009
Total Net Assets Fund Balance$341,227,600$365,338,412▲ $24,110,812
Total Liabilities and Net Assets / Fund Balance$344,178,257$369,211,252▲ $25,032,995

Asset Categories

AssetBook ValueDepreciationBasis
Leasehold Improvements$88,136$226,485$314,621
Other Securities$369,062,876--

Endowment Activity

PeriodBeginningContrib.Gain/LossOther UsesEnd
2023$341,561,388-▲ $33,261,654$8,121,833$366,701,209
2022$340,240,036-▲ $9,055,619$7,734,267$341,561,388
2021$354,399,761-▼ $7,346,512$6,813,213$340,240,036
2020$269,491,291-▲ $90,824,943$5,916,473$354,399,761
2019$258,853,812-▲ $18,177,329$7,539,850$269,491,291
Compensation and Service Providers
Top Officer PayScore unavailable

Employees

NameTitleFull / Part TimeBaseOtherTotal
Elizabeth J PerryDirector of InstituteFT$214,030$46,645$260,675
Ruohong LiAssociate DirectorFT$154,215$46,113$200,328
Susan ScottAssistant DirectorFT$123,946$37,012$160,958

Board Members and Trustees

NameTitle
Helena KolendaChairman
Carter EckertTrustee
Christian MurckTrustee
Kamal AhmadTrustee
Karen ThornberTrustee
Nicholas HarknessTrustee
Pareena LawrenceTrustee
Robert MurowchickTrustee
Ya-wen LeiTrustee
Yvonne ChanTrustee
James RobsonTrustee - Until Dec 2023
Revenue and Support

Revenue Composition

Contributions and Grants
$30,000
Program Service Revenue
$13,036
Investment Income
$7,797,319
Other Revenue
$46,921
All Other Contributions
$30,000
Change in Net Assets
$-1,353,523

Audited Revenue Reconciliation

Revenue per Audited Statements
$7,887,276
Revenue Not Reported on Financial Statements
$0
Revenue Not Reported on Form 990
$25,464,335
Total Revenue per Audited Statements
$33,351,611
Total Revenue per Form 990
$7,887,276
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Grants and Similar Amounts Paid$5,878,487
Other Expenses$2,380,915
Salaries, Compensation, and Employee Benefits$981,397
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Grants to Domestic Orgs$3,159,585--$3,159,585
Grants to Domestic Individuals$2,545,968--$2,545,968
Current Officers, Directors, Trustees, and Key Employees-$421,633-$421,633
Other Salaries and Wages$293,819$98,995-$392,814
Foreign Grants$172,934--$172,934
Other Employee Benefits$116,812$50,138-$166,950
Other Expenses$1,933,617$128,730-$128,730
Travel$117,245--$117,245
Office Expenses$36,818$51,177-$87,995
Conferences and Meetings$59,139--$59,139
Fees for Services Other-$38,500-$38,500
Depreciation Depletion-$8,989-$8,989
Fees for Services Accounting-$6,700-$6,700
Total Functional Expenses$8,435,937$804,862$0$9,240,799

Audited Expense Reconciliation

Line ItemAmount
Expenses per Audited Statements$9,240,799
Total Expenses per Audited Statements$9,240,799
Total Expenses per Form 990$9,240,799
Expenses Not Reported on Financial Statements$0
Expenses Not Reported on Form 990$0
International Activity

Grant and Assistance Recipients

RecipientLocationCategoryPurposeAmount
Harvard UniversityCambridge, MA501(c)(3)To Support Harvard-yenching Library, Harvard Graduate Programs, Asia Center Monographs and Harvard Journal of Asiatic Studies.$2,324,585
United Board of Christian Higher Education in AsiaNew York, NY501(c)(3)TO SUPPORT THE ORGANIZATION'S GRANT PROGRAMS IN ASIA$835,000

International Summary

Offices
0
Employees
0
Spending
$172,934

International Compliance

Foreign grant records maintained
Yes
Activity in boycott countries
No
Foreign corporation ownership
No
Foreign partnership interest
No
Interest in foreign trust
No
Passive foreign investment company interest
No
Transfers to foreign corporations
No

International Activities

RegionActivityServicesOfficesEmployeesSpending
East Asia and the Pacific - Australia, Brunei, Burma, Cambodia,Grants to Recipients in Region-00$172,934
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Business relationship with 35% controlled entity
No
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section B, Line 11B

“The chairman of the board of trustees, helena kolenda, and treasurer, susan scott, review and approve the completed 990. The entire board receives a copy of the 990 before it is filed with the irs.”

Form 990, Part VI, Section B, Line 12C

“The director of the institute reviews the members of the board and selection committees to determine if there is any conflict of interest.”

Form 990, Part VI, Section B, Line 15

“The director of the institute is a harvard faculty member. During the tenure of the hyi director, the faculty of arts and sciences releases him/her from one semester of teaching, and therefore the institute covers one-half of their university salary along with a summer stipend.”

Form 990, Part VI, Section C, Line 19

“These documents are available upon request.”

Filing and Contact Details

Filer

Filer Name
Harvard-yenching Institute
EIN
04-2062394
Phone
6174963591
Address
VANSERG HALL STE 20 25 FRANCIS AV, CAMBRIDGE, MA 02138

Signing Officer

Name
Yvonne Yf Chan
Title
Chair
Phone
6174963591
Signed
2025-05-15
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Yvonne Yf Chan
Formed
1928
Legal Domicile
Ma
Voting Board Members
11
Independent Board Members
10
Employees
9
Volunteers
10

Preparer

Firm
Tait Weller & Baker Llp
Address
TWO LIBERTY PL 50 S 16TH ST STE, 2900, PHILADELPHIA, PA 19102-2529
Preparer
Harrison Pereira
Phone
2159798800
Supplemental Narrative

Additional Explanations

Part XII, Line 2C

“No changes made from the prior year.”

Financial Statement Notes

PART III, LINE 1A:

“Collections at the institute include literary works, historical treasures, and artifacts that generally are maintained in the harvard-yenching library. These collections are protected and preserved for public exhibition, education, research, and the furtherance of public service. They are neither disposed of for financial gain nor encumbered in any manner. Accordingly, such collections are not recognized or capitalized for financial statement purposes.”

PART V, LINE 4:

“To promote higher education in asia.”

PART X, LINE 2:

“Management has reviewed the tax positions for each of the open fiscal tax years (2021-2023) or expected to be taken in the institute's fiscal 2024 tax return and has concluded that there are no significant uncertain tax positions that would require recognition in the financial statements.”

Raw XML AppendixShowing 400 of 679 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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IRS990/Form990PartVIISectionAGrp/TitleTxt0CHAIRMAN
IRS990/Form990PartVIISectionAGrp/TitleTxt1TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt2TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt3TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt4TRUSTEE - UNTIL DEC 2023
IRS990/Form990PartVIISectionAGrp/TitleTxt5TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt6TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt7TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt8TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt9TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt10TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt11DIRECTOR OF INSTITUTE
IRS990/Form990PartVIISectionAGrp/TitleTxt12ASSISTANT DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt13ASSOCIATE DIRECTOR
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IRS990/MissionDesc0THE INSTITUTE IS AN INDEPENDENT FOUNDATION DEDICATED TO ADVANCING HIGHER EDUCATION IN ASIA IN THE HUMANITIES AND SOCIAL SCIENCES, WITH SPECIAL ATTENTION TO THE STUDY OF ASIAN CULTURE.
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IRS990/ProgSrvcAccomActy2Grp/Desc0PROVIDES SUPPORT TO HARVARD UNIVERSITY IN THE FORM OF GRANTS TO SUPPORT THE HARVARD-YENCHING LIBRARY, THE HARVARD JOURNAL OF ASIATIC STUDIES, PUBLICATIONS OF SCHOLARLY WORKS IN THE HUMANITIES AND SOCIAL SCIENCES AND PROVIDES GRANTS TO SUPPORT ASIAN STUDENTS' ATTENDANCE IN HARVARD GRADUATE PROGRAMS ALL TO SUPPORT HIGHER EDUCATION IN ASIA.
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IRS990/ProgSrvcAccomActy3Grp/Desc0PROVIDES GRANTS TO SUPPORT PUBLICATIONS, CONFERENCES, TRAINING PROGRAMS WITH THE PURPOSE OF SUPPORTING HIGHER EDUCATION IN ASIA.
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IRS990ScheduleA/Form990ScheduleAPartVIGrp/ExplanationTxt0ALTHOUGH THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE ("HARVARD") AND THE UNITED BOARD FOR CHRISTIAN HIGHER EDUCATION IN ASIA ("UBCHEA") ARE NOT IDENTIFIED AS SUPPORTED ORGANIZATIONS IN THE GOVERNING DOCUMENTS OF HARVARD YENCHING INSTITUTE ("HYI"), HARVARD AND UBCHEA COLLECTIVELY CONTROL HYI'S GOVERNANCE THROUGH THEIR ABILITY TO APPOINT A MAJORITY OF HYI'S CORPORATE MEMBERS AND TRUSTEES AND ARE BOTH WITHIN THE DEFINED CLASS OF HYI'S SUPPORTED ORGANIZATIONS. HARVARD AND UBCHEA HAVE BOTH ALSO HAD HISTORIC AND CONTINUING RELATIONSHIPS WITH HYI THAT HAVE EVOLVED INTO A SUBSTANTIAL IDENTITY OF INTEREST WITH HYI. HYI RECEIVED A PRIVATE LETTER RULING FROM THE INTERNAL REVENUE SERVICE IN 2001 (PLR XXX-XX-XXXX) CLASSIFYING HYI AS A "QUALIFIED ORGANIZATION" UNDER I.R.C. SECTION 514(C)(9)(C), THEREBY PERMITTING HYI TO COMMINGLE ITS ENDOWMENT FUNDS WITH HARVARD'S ENDOWMENT. AS REQUIRED BY THE PLR IN ORDER TO ALLOW HYI TO QUALIFY AS A "QUALIFIED ORGANIZATION", HYI HAS SINCE 2001 PROVIDED ITS SUPPORT TO HARVARD DIRECTLY AND TO UBCHEA INDIRECTLY, USING HARVARD AS A CONDUIT FOR ITS GRANTS TO UBCHEA.
IRS990ScheduleA/Form990ScheduleAPartVIGrp/FormAndLineReferenceDesc0FORM 990, SCHEDULE A, PART IV, SECTION A, LINE 1
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IRS990ScheduleA/SupportedOrgInformationGrp/SupportedOrganizationName/BusinessNameLine1Txt0HARVARD UNIVERSITY
IRS990ScheduleA/SupportedOrgInformationGrp/SupportedOrganizationName/BusinessNameLine1Txt1UNITED BOARD FOR CHRISTIAN HIGHER EDUCATION IN ASIA
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IRS990ScheduleD/OtherSecuritiesGrp/Desc0HARVARD'S POOLED GENL INVT ACCT
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IRS990ScheduleD/SupplementalInformationDetail/ExplanationTxt0COLLECTIONS AT THE INSTITUTE INCLUDE LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT GENERALLY ARE MAINTAINED IN THE HARVARD-YENCHING LIBRARY. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECOGNIZED OR CAPITALIZED FOR FINANCIAL STATEMENT PURPOSES.
IRS990ScheduleD/SupplementalInformationDetail/ExplanationTxt1TO PROMOTE HIGHER EDUCATION IN ASIA.
IRS990ScheduleD/SupplementalInformationDetail/ExplanationTxt2MANAGEMENT HAS REVIEWED THE TAX POSITIONS FOR EACH OF THE OPEN FISCAL TAX YEARS (2021-2023) OR EXPECTED TO BE TAKEN IN THE INSTITUTE'S FISCAL 2024 TAX RETURN AND HAS CONCLUDED THAT THERE ARE NO SIGNIFICANT UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS.
IRS990ScheduleD/SupplementalInformationDetail/FormAndLineReferenceDesc0PART III, LINE 1A:
IRS990ScheduleD/SupplementalInformationDetail/FormAndLineReferenceDesc1PART V, LINE 4:
IRS990ScheduleD/SupplementalInformationDetail/FormAndLineReferenceDesc2PART X, LINE 2:
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