Caldwell Securities Inc
Plan context: Caldwell Securities Inc 401(K) Profit Sharing Plan & Trust
EIN 94-2799654 • Sausalito, CA • 12 filings • 4 plans
Current Snapshot
Latest Year
2024
2024 Participants
12
2024 Assets
$1,654,797
2024 Contributions
$295,838
Historical Graphs
Total Assets Over Time
Aggregate end-of-year assets by filing year, excluding zero-asset years
Participants Over Time
Largest reported end-of-year plan headcount by filing year, used to avoid double-counting participants across overlapping plans
Company Timeline
Year summaries and individual filings are combined here so you can stay in one place while moving across years and plan filings.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2024 | 1 | 12 | $1,654,797 | $295,838 | $24,653iApproximate average salary by contribution assumption: employee only about $616,329 at 4% or $410,886 at 6%; with 50% employer match about $410,886 at 4% or $273,924 at 6%; with 100% employer match about $308,165 at 4% or $205,443 at 6%. |
| Caldwell Securities Inc 401(K) Profit Sharing Plan & Trust | - | 12 | $1,654,797 | $295,838 | $24,653iApproximate average salary by contribution assumption: employee only about $616,329 at 4% or $410,886 at 6%; with 50% employer match about $410,886 at 4% or $273,924 at 6%; with 100% employer match about $308,165 at 4% or $205,443 at 6%. |
| 2023 | 1 | 10 | $1,147,053 | $279,300 | $27,930iApproximate average salary by contribution assumption: employee only about $698,250 at 4% or $465,500 at 6%; with 50% employer match about $465,500 at 4% or $310,333 at 6%; with 100% employer match about $349,125 at 4% or $232,750 at 6%. |
| Caldwell Securities Inc 401(K) Profit Sharing Plan & Trust | - | 10 | $1,147,053 | $279,300 | $27,930iApproximate average salary by contribution assumption: employee only about $698,250 at 4% or $465,500 at 6%; with 50% employer match about $465,500 at 4% or $310,333 at 6%; with 100% employer match about $349,125 at 4% or $232,750 at 6%. |
| 2022 | 1 | 10 | $709,039 | $184,611 | $18,461iApproximate average salary by contribution assumption: employee only about $461,527 at 4% or $307,685 at 6%; with 50% employer match about $307,685 at 4% or $205,123 at 6%; with 100% employer match about $230,764 at 4% or $153,843 at 6%. |
| Caldwell Securities Inc 401(K) Profit Sharing Plan & Trust | - | 10 | $709,039 | $184,611 | $18,461iApproximate average salary by contribution assumption: employee only about $461,527 at 4% or $307,685 at 6%; with 50% employer match about $307,685 at 4% or $205,123 at 6%; with 100% employer match about $230,764 at 4% or $153,843 at 6%. |
| 2021 | 1 | 10 | $579,792 | $142,097 | $14,210iApproximate average salary by contribution assumption: employee only about $355,243 at 4% or $236,828 at 6%; with 50% employer match about $236,828 at 4% or $157,886 at 6%; with 100% employer match about $177,621 at 4% or $118,414 at 6%. |
| Caldwell Securities Inc 401(K) Profit Sharing Plan & Trust | - | 10 | $579,792 | $142,097 | $14,210iApproximate average salary by contribution assumption: employee only about $355,243 at 4% or $236,828 at 6%; with 50% employer match about $236,828 at 4% or $157,886 at 6%; with 100% employer match about $177,621 at 4% or $118,414 at 6%. |
| 2020 | 1 | 11 | $445,612 | $84,236 | $7,658iApproximate average salary by contribution assumption: employee only about $191,445 at 4% or $127,630 at 6%; with 50% employer match about $127,630 at 4% or $85,087 at 6%; with 100% employer match about $95,723 at 4% or $63,815 at 6%. |
| Caldwell Securities Inc 401(K) Profit Sharing Plan & Trust | - | 11 | $445,612 | $84,236 | $7,658iApproximate average salary by contribution assumption: employee only about $191,445 at 4% or $127,630 at 6%; with 50% employer match about $127,630 at 4% or $85,087 at 6%; with 100% employer match about $95,723 at 4% or $63,815 at 6%. |
| 2019 | 1 | 12 | $343,179 | $66,021 | $5,502iApproximate average salary by contribution assumption: employee only about $137,544 at 4% or $91,696 at 6%; with 50% employer match about $91,696 at 4% or $61,131 at 6%; with 100% employer match about $68,772 at 4% or $45,848 at 6%. |
| Caldwell Securities Inc 401(K) Profit Sharing Plan & Trust | - | 12 | $343,179 | $66,021 | $5,502iApproximate average salary by contribution assumption: employee only about $137,544 at 4% or $91,696 at 6%; with 50% employer match about $91,696 at 4% or $61,131 at 6%; with 100% employer match about $68,772 at 4% or $45,848 at 6%. |
| 2018 | 1 | 11 | $224,294 | $52,522 | $4,775iApproximate average salary by contribution assumption: employee only about $119,368 at 4% or $79,579 at 6%; with 50% employer match about $79,579 at 4% or $53,053 at 6%; with 100% employer match about $59,684 at 4% or $39,789 at 6%. |
| Caldwell Securities Inc 401(K) Profit Sharing Plan & Trust | - | 11 | $224,294 | $52,522 | $4,775iApproximate average salary by contribution assumption: employee only about $119,368 at 4% or $79,579 at 6%; with 50% employer match about $79,579 at 4% or $53,053 at 6%; with 100% employer match about $59,684 at 4% or $39,789 at 6%. |
| 2017 | 1 | 3 | $209,092 | $44,383 | $14,794iApproximate average salary by contribution assumption: employee only about $369,858 at 4% or $246,572 at 6%; with 50% employer match about $246,572 at 4% or $164,381 at 6%; with 100% employer match about $184,929 at 4% or $123,286 at 6%. |
| Caldwell Securities Inc 401(K) Profit Sharing Plan & Trust | - | 3 | $209,092 | $44,383 | $14,794iApproximate average salary by contribution assumption: employee only about $369,858 at 4% or $246,572 at 6%; with 50% employer match about $246,572 at 4% or $164,381 at 6%; with 100% employer match about $184,929 at 4% or $123,286 at 6%. |
| 2016 | 1 | 5 | $140,055 | $51,155 | $10,231iApproximate average salary by contribution assumption: employee only about $255,775 at 4% or $170,517 at 6%; with 50% employer match about $170,517 at 4% or $113,678 at 6%; with 100% employer match about $127,888 at 4% or $85,258 at 6%. |
| Caldwell Securities Inc 401(K) Profit Sharing Plan & Trust | - | 5 | $140,055 | $51,155 | $10,231iApproximate average salary by contribution assumption: employee only about $255,775 at 4% or $170,517 at 6%; with 50% employer match about $170,517 at 4% or $113,678 at 6%; with 100% employer match about $127,888 at 4% or $85,258 at 6%. |
| 2015 | 1 | 5 | $81,508 | $38,039 | $7,608iApproximate average salary by contribution assumption: employee only about $190,195 at 4% or $126,797 at 6%; with 50% employer match about $126,797 at 4% or $84,531 at 6%; with 100% employer match about $95,098 at 4% or $63,398 at 6%. |
| Caldwell Securities Inc 401(K) Profit Sharing Plan & Trust | - | 5 | $81,508 | $38,039 | $7,608iApproximate average salary by contribution assumption: employee only about $190,195 at 4% or $126,797 at 6%; with 50% employer match about $126,797 at 4% or $84,531 at 6%; with 100% employer match about $95,098 at 4% or $63,398 at 6%. |
| 2014 | 1 | 4 | $43,566 | $29,018 | $7,255iApproximate average salary by contribution assumption: employee only about $181,363 at 4% or $120,908 at 6%; with 50% employer match about $120,908 at 4% or $80,606 at 6%; with 100% employer match about $90,681 at 4% or $60,454 at 6%. |
| Caldwell Securities Inc 401(K) Profit Sharing Plan & Trust | - | 4 | $43,566 | $29,018 | $7,255iApproximate average salary by contribution assumption: employee only about $181,363 at 4% or $120,908 at 6%; with 50% employer match about $120,908 at 4% or $80,606 at 6%; with 100% employer match about $90,681 at 4% or $60,454 at 6%. |
| 2013 | 1 | 5 | $12,349 | $11,450 | $2,290iApproximate average salary by contribution assumption: employee only about $57,250 at 4% or $38,167 at 6%; with 50% employer match about $38,167 at 4% or $25,444 at 6%; with 100% employer match about $28,625 at 4% or $19,083 at 6%. |
| Caldwell Securities Inc 401(K) Profit Sharing Plan & Trust | - | 5 | $12,349 | $11,450 | $2,290iApproximate average salary by contribution assumption: employee only about $57,250 at 4% or $38,167 at 6%; with 50% employer match about $38,167 at 4% or $25,444 at 6%; with 100% employer match about $28,625 at 4% or $19,083 at 6%. |