Scottsdale Securities Inc.
Plan context: Scottsdale Securities Inc. 401K Plan
EIN 86-0381976 • 54 filings • 14 plans
Current Snapshot
Latest Year
2019
2019 Participants
787
2019 Assets
$286,169,827
2019 Contributions
$45,163,757
Historical Graphs
Total Assets Over Time
Aggregate end-of-year assets by filing year, excluding zero-asset years
Participants Over Time
Largest reported end-of-year plan headcount by filing year, used to avoid double-counting participants across overlapping plans
Company Timeline
Year summaries and individual filings are combined here so you can stay in one place while moving across years and plan filings.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2019 | 3 | 0 | $0 | $0 | - |
| Scottrade Financial Services Inc. Amended and Restated Associate Severance Plan | - | 0 | - | - | - |
| Scottrade Inc. Amended and Restated Manager Severance Plan | - | 0 | - | - | - |
| Scottrade Financial Services Inc. Amended and Restated Vice President Severance Plan | - | 0 | - | - | - |
| 2018 | 3 | 787 | $0 | $0 | - |
| Scottrade Financial Services Inc. Amended and Restated Associate Severance Plan | - | 787 | - | - | - |
| Scottrade Inc. Amended and Restated Manager Severance Plan | - | 358 | - | - | - |
| Scottrade Financial Services Inc. Amended and Restated Vice President Severance Plan | - | 72 | - | - | - |
| 2017 | 5 | 2,249 | $0 | $45,163,757 | $20,082iApproximate average salary by contribution assumption: employee only about $502,043 at 4% or $334,695 at 6%; with 50% employer match about $334,695 at 4% or $223,130 at 6%; with 100% employer match about $251,021 at 4% or $167,348 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 0 | - | - | - |
| Scottsdale Securities Inc. 401K Plan | - | 0 | - | $45,163,757 | - |
| Scottrade Financial Services Inc. Amended and Restated Associate Severance Plan | - | 2,249 | - | - | - |
| Scottrade Inc. Amended and Restated Manager Severance Plan | - | 599 | - | - | - |
| Scottrade Financial Services Inc. Amended and Restated Vice President Severance Plan | - | 123 | - | - | - |
| 2016 | 5 | 3,614 | $286,169,827 | $44,267,676 | $12,249iApproximate average salary by contribution assumption: employee only about $306,224 at 4% or $204,149 at 6%; with 50% employer match about $204,149 at 4% or $136,099 at 6%; with 100% employer match about $153,112 at 4% or $102,075 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 3,608 | $286,169,827 | $44,267,676 | $12,269iApproximate average salary by contribution assumption: employee only about $306,733 at 4% or $204,489 at 6%; with 50% employer match about $204,489 at 4% or $136,326 at 6%; with 100% employer match about $153,366 at 4% or $102,244 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 3,614 | - | - | - |
| Scottrade Financial Services Inc. Amended and Restated Associate Severance Plan | - | 2,628 | - | - | - |
| Scottrade Inc. Amended and Restated Manager Severance Plan | - | 677 | - | - | - |
| Scottrade Financial Services Inc. Amended and Restated Vice President Severance Plan | - | 184 | - | - | - |
| 2015 | 2 | 3,601 | $242,362,809 | $40,793,240 | $11,328iApproximate average salary by contribution assumption: employee only about $283,208 at 4% or $188,805 at 6%; with 50% employer match about $188,805 at 4% or $125,870 at 6%; with 100% employer match about $141,604 at 4% or $94,403 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 3,585 | $242,362,809 | $40,793,240 | $11,379iApproximate average salary by contribution assumption: employee only about $284,472 at 4% or $189,648 at 6%; with 50% employer match about $189,648 at 4% or $126,432 at 6%; with 100% employer match about $142,236 at 4% or $94,824 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 3,601 | - | - | - |
| 2014 | 2 | 3,636 | $225,254,140 | $37,897,150 | $10,423iApproximate average salary by contribution assumption: employee only about $260,569 at 4% or $173,713 at 6%; with 50% employer match about $173,713 at 4% or $115,808 at 6%; with 100% employer match about $130,284 at 4% or $86,856 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 3,456 | $225,254,140 | $37,897,150 | $10,966iApproximate average salary by contribution assumption: employee only about $274,140 at 4% or $182,760 at 6%; with 50% employer match about $182,760 at 4% or $121,840 at 6%; with 100% employer match about $137,070 at 4% or $91,380 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 3,636 | - | - | - |
| 2013 | 2 | 3,535 | $193,642,876 | $29,958,327 | $8,475iApproximate average salary by contribution assumption: employee only about $211,869 at 4% or $141,246 at 6%; with 50% employer match about $141,246 at 4% or $94,164 at 6%; with 100% employer match about $105,935 at 4% or $70,623 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 3,288 | $193,642,876 | $29,958,327 | $9,111iApproximate average salary by contribution assumption: employee only about $227,785 at 4% or $151,857 at 6%; with 50% employer match about $151,857 at 4% or $101,238 at 6%; with 100% employer match about $113,893 at 4% or $75,928 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 3,535 | - | - | - |
| 2012 | 2 | 3,306 | $150,879,828 | $26,513,301 | $8,020iApproximate average salary by contribution assumption: employee only about $200,494 at 4% or $133,663 at 6%; with 50% employer match about $133,663 at 4% or $89,108 at 6%; with 100% employer match about $100,247 at 4% or $66,831 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 3,306 | $150,879,828 | $26,513,301 | $8,020iApproximate average salary by contribution assumption: employee only about $200,494 at 4% or $133,663 at 6%; with 50% employer match about $133,663 at 4% or $89,108 at 6%; with 100% employer match about $100,247 at 4% or $66,831 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 3,273 | - | - | - |
| 2011 | 2 | 3,203 | $118,791,673 | $24,312,246 | $7,590iApproximate average salary by contribution assumption: employee only about $189,762 at 4% or $126,508 at 6%; with 50% employer match about $126,508 at 4% or $84,338 at 6%; with 100% employer match about $94,881 at 4% or $63,254 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 3,149 | $118,791,673 | $24,312,246 | $7,721iApproximate average salary by contribution assumption: employee only about $193,016 at 4% or $128,677 at 6%; with 50% employer match about $128,677 at 4% or $85,785 at 6%; with 100% employer match about $96,508 at 4% or $64,339 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 3,203 | - | - | - |
| 2010 | 2 | 2,972 | $100,885,379 | $20,249,210 | $6,813iApproximate average salary by contribution assumption: employee only about $170,333 at 4% or $113,555 at 6%; with 50% employer match about $113,555 at 4% or $75,704 at 6%; with 100% employer match about $85,167 at 4% or $56,778 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 2,913 | $100,885,379 | $20,249,210 | $6,951iApproximate average salary by contribution assumption: employee only about $173,783 at 4% or $115,855 at 6%; with 50% employer match about $115,855 at 4% or $77,237 at 6%; with 100% employer match about $86,892 at 4% or $57,928 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 2,972 | - | - | - |
| 2009 | 2 | 2,491 | $74,196,900 | $17,730,193 | $7,118iApproximate average salary by contribution assumption: employee only about $177,943 at 4% or $118,628 at 6%; with 50% employer match about $118,628 at 4% or $79,086 at 6%; with 100% employer match about $88,971 at 4% or $59,314 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 2,471 | $74,196,900 | $17,730,193 | $7,175iApproximate average salary by contribution assumption: employee only about $179,383 at 4% or $119,589 at 6%; with 50% employer match about $119,589 at 4% or $79,726 at 6%; with 100% employer match about $89,691 at 4% or $59,794 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 2,491 | - | - | - |
| 2008 | 3 | 2,141 | $45,605,353 | $13,729,787 | $6,413iApproximate average salary by contribution assumption: employee only about $160,320 at 4% or $106,880 at 6%; with 50% employer match about $106,880 at 4% or $71,253 at 6%; with 100% employer match about $80,160 at 4% or $53,440 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 2,029 | $45,605,353 | $13,729,787 | $6,767iApproximate average salary by contribution assumption: employee only about $169,169 at 4% or $112,780 at 6%; with 50% employer match about $112,780 at 4% or $75,186 at 6%; with 100% employer match about $84,585 at 4% or $56,390 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 2,141 | - | - | - |
| Scottsdale Securities Inc. Benefit Plan | - | 524 | - | - | - |
| 2007 | 2 | 1,619 | $50,054,044 | $11,164,405 | $6,896iApproximate average salary by contribution assumption: employee only about $172,397 at 4% or $114,931 at 6%; with 50% employer match about $114,931 at 4% or $76,621 at 6%; with 100% employer match about $86,198 at 4% or $57,466 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 1,619 | $50,054,044 | $11,164,405 | $6,896iApproximate average salary by contribution assumption: employee only about $172,397 at 4% or $114,931 at 6%; with 50% employer match about $114,931 at 4% or $76,621 at 6%; with 100% employer match about $86,198 at 4% or $57,466 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 381 | - | - | - |
| 2006 | 3 | 1,364 | $38,160,043 | $8,226,063 | $6,031iApproximate average salary by contribution assumption: employee only about $150,771 at 4% or $100,514 at 6%; with 50% employer match about $100,514 at 4% or $67,009 at 6%; with 100% employer match about $75,385 at 4% or $50,257 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 1,349 | $38,160,043 | $8,226,063 | $6,098iApproximate average salary by contribution assumption: employee only about $152,447 at 4% or $101,632 at 6%; with 50% employer match about $101,632 at 4% or $67,754 at 6%; with 100% employer match about $76,224 at 4% or $50,816 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 305 | - | - | - |
| Scottsdale Securities Inc. Benefit Plan | - | 1,364 | - | - | - |
| 2005 | 3 | 1,276 | $28,464,618 | $6,678,293 | $5,234iApproximate average salary by contribution assumption: employee only about $130,844 at 4% or $87,230 at 6%; with 50% employer match about $87,230 at 4% or $58,153 at 6%; with 100% employer match about $65,422 at 4% or $43,615 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 1,107 | $28,464,618 | $6,678,293 | $6,033iApproximate average salary by contribution assumption: employee only about $150,820 at 4% or $100,546 at 6%; with 50% employer match about $100,546 at 4% or $67,031 at 6%; with 100% employer match about $75,410 at 4% or $50,273 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 1,276 | - | - | - |
| Scottsdale Securities Inc. Benefit Plan | - | 167 | - | - | - |
| 2004 | 3 | 994 | $20,629,094 | $3,525,485 | $3,547iApproximate average salary by contribution assumption: employee only about $88,669 at 4% or $59,113 at 6%; with 50% employer match about $59,113 at 4% or $39,409 at 6%; with 100% employer match about $44,335 at 4% or $29,556 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 994 | $20,629,094 | $3,525,485 | $3,547iApproximate average salary by contribution assumption: employee only about $88,669 at 4% or $59,113 at 6%; with 50% employer match about $59,113 at 4% or $39,409 at 6%; with 100% employer match about $44,335 at 4% or $29,556 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 932 | - | - | - |
| Scottsdale Securities Inc. Benefit Plan | - | 152 | - | - | - |
| 2003 | 2 | 810 | $17,015,496 | $3,446,256 | $4,255iApproximate average salary by contribution assumption: employee only about $106,366 at 4% or $70,911 at 6%; with 50% employer match about $70,911 at 4% or $47,274 at 6%; with 100% employer match about $53,183 at 4% or $35,455 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 810 | $17,015,496 | $3,446,256 | $4,255iApproximate average salary by contribution assumption: employee only about $106,366 at 4% or $70,911 at 6%; with 50% employer match about $70,911 at 4% or $47,274 at 6%; with 100% employer match about $53,183 at 4% or $35,455 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 793 | - | - | - |
| 2002 | 2 | 693 | $11,270,124 | $2,697,256 | $3,892iApproximate average salary by contribution assumption: employee only about $97,304 at 4% or $64,869 at 6%; with 50% employer match about $64,869 at 4% or $43,246 at 6%; with 100% employer match about $48,652 at 4% or $32,435 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 693 | $11,270,124 | $2,697,256 | $3,892iApproximate average salary by contribution assumption: employee only about $97,304 at 4% or $64,869 at 6%; with 50% employer match about $64,869 at 4% or $43,246 at 6%; with 100% employer match about $48,652 at 4% or $32,435 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 623 | - | - | - |
| 2001 | 2 | 563 | $11,122,682 | $2,646,771 | $4,701iApproximate average salary by contribution assumption: employee only about $117,530 at 4% or $78,353 at 6%; with 50% employer match about $78,353 at 4% or $52,235 at 6%; with 100% employer match about $58,765 at 4% or $39,177 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 563 | $11,122,682 | $2,646,771 | $4,701iApproximate average salary by contribution assumption: employee only about $117,530 at 4% or $78,353 at 6%; with 50% employer match about $78,353 at 4% or $52,235 at 6%; with 100% employer match about $58,765 at 4% or $39,177 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 490 | - | - | - |
| 2000 | 2 | 517 | $0 | $0 | - |
| Scottsdale Securities Inc. Benefit Plan | - | 442 | - | - | - |
| Scottsdale Securities Inc. 401K Plan | - | 517 | - | - | - |
| 1999 | 2 | 375 | $10,119,791 | $2,496,900 | $6,658iApproximate average salary by contribution assumption: employee only about $166,460 at 4% or $110,973 at 6%; with 50% employer match about $110,973 at 4% or $73,982 at 6%; with 100% employer match about $83,230 at 4% or $55,487 at 6%. |
| Scottsdale Securities Inc. 401K Plan | - | 306 | $10,119,791 | $2,496,900 | $8,160iApproximate average salary by contribution assumption: employee only about $203,995 at 4% or $135,997 at 6%; with 50% employer match about $135,997 at 4% or $90,664 at 6%; with 100% employer match about $101,998 at 4% or $67,998 at 6%. |
| Scottsdale Securities Inc. Benefit Plan | - | 375 | - | - | - |