Rick K. Smith, D.D.S.
Plan context: Rick K. Smith, D.D.S. 401K Plan & Trust
EIN 77-0153893 • Santa Cruz, CA • 25 filings • 5 plans
Current Snapshot
Latest Year
2023
2023 Participants
7
2023 Assets
$2,823,808
2023 Contributions
$92,723
Historical Graphs
Total Assets Over Time
Aggregate end-of-year assets by filing year, excluding zero-asset years
Participants Over Time
Largest reported end-of-year plan headcount by filing year, used to avoid double-counting participants across overlapping plans
Company Timeline
Year summaries and individual filings are combined here so you can stay in one place while moving across years and plan filings.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2023 | 1 | 0 | $0 | $0 | - |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 0 | $0 | $0 | - |
| 2022 | 1 | 7 | $2,823,808 | $92,723 | $13,246iApproximate average salary by contribution assumption: employee only about $331,154 at 4% or $220,769 at 6%; with 50% employer match about $220,769 at 4% or $147,179 at 6%; with 100% employer match about $165,577 at 4% or $110,385 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 7 | $2,823,808 | $92,723 | $13,246iApproximate average salary by contribution assumption: employee only about $331,154 at 4% or $220,769 at 6%; with 50% employer match about $220,769 at 4% or $147,179 at 6%; with 100% employer match about $165,577 at 4% or $110,385 at 6%. |
| 2021 | 1 | 7 | $2,989,539 | $84,850 | $12,121iApproximate average salary by contribution assumption: employee only about $303,036 at 4% or $202,024 at 6%; with 50% employer match about $202,024 at 4% or $134,683 at 6%; with 100% employer match about $151,518 at 4% or $101,012 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 7 | $2,989,539 | $84,850 | $12,121iApproximate average salary by contribution assumption: employee only about $303,036 at 4% or $202,024 at 6%; with 50% employer match about $202,024 at 4% or $134,683 at 6%; with 100% employer match about $151,518 at 4% or $101,012 at 6%. |
| 2020 | 1 | 8 | $2,517,704 | $88,355 | $11,044iApproximate average salary by contribution assumption: employee only about $276,109 at 4% or $184,073 at 6%; with 50% employer match about $184,073 at 4% or $122,715 at 6%; with 100% employer match about $138,055 at 4% or $92,036 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 8 | $2,517,704 | $88,355 | $11,044iApproximate average salary by contribution assumption: employee only about $276,109 at 4% or $184,073 at 6%; with 50% employer match about $184,073 at 4% or $122,715 at 6%; with 100% employer match about $138,055 at 4% or $92,036 at 6%. |
| 2019 | 1 | 7 | $2,067,412 | $68,034 | $9,719iApproximate average salary by contribution assumption: employee only about $242,979 at 4% or $161,986 at 6%; with 50% employer match about $161,986 at 4% or $107,990 at 6%; with 100% employer match about $121,489 at 4% or $80,993 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 7 | $2,067,412 | $68,034 | $9,719iApproximate average salary by contribution assumption: employee only about $242,979 at 4% or $161,986 at 6%; with 50% employer match about $161,986 at 4% or $107,990 at 6%; with 100% employer match about $121,489 at 4% or $80,993 at 6%. |
| 2018 | 1 | 8 | $1,698,667 | $62,897 | $7,862iApproximate average salary by contribution assumption: employee only about $196,553 at 4% or $131,035 at 6%; with 50% employer match about $131,035 at 4% or $87,357 at 6%; with 100% employer match about $98,277 at 4% or $65,518 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 8 | $1,698,667 | $62,897 | $7,862iApproximate average salary by contribution assumption: employee only about $196,553 at 4% or $131,035 at 6%; with 50% employer match about $131,035 at 4% or $87,357 at 6%; with 100% employer match about $98,277 at 4% or $65,518 at 6%. |
| 2017 | 1 | 9 | $1,762,237 | $58,607 | $6,512iApproximate average salary by contribution assumption: employee only about $162,797 at 4% or $108,531 at 6%; with 50% employer match about $108,531 at 4% or $72,354 at 6%; with 100% employer match about $81,399 at 4% or $54,266 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 9 | $1,762,237 | $58,607 | $6,512iApproximate average salary by contribution assumption: employee only about $162,797 at 4% or $108,531 at 6%; with 50% employer match about $108,531 at 4% or $72,354 at 6%; with 100% employer match about $81,399 at 4% or $54,266 at 6%. |
| 2016 | 1 | 9 | $1,431,754 | $49,131 | $5,459iApproximate average salary by contribution assumption: employee only about $136,475 at 4% or $90,983 at 6%; with 50% employer match about $90,983 at 4% or $60,656 at 6%; with 100% employer match about $68,238 at 4% or $45,492 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 9 | $1,431,754 | $49,131 | $5,459iApproximate average salary by contribution assumption: employee only about $136,475 at 4% or $90,983 at 6%; with 50% employer match about $90,983 at 4% or $60,656 at 6%; with 100% employer match about $68,238 at 4% or $45,492 at 6%. |
| 2015 | 1 | 9 | $1,642,044 | $34,727 | $3,859iApproximate average salary by contribution assumption: employee only about $96,464 at 4% or $64,309 at 6%; with 50% employer match about $64,309 at 4% or $42,873 at 6%; with 100% employer match about $48,232 at 4% or $32,155 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 9 | $1,642,044 | $34,727 | $3,859iApproximate average salary by contribution assumption: employee only about $96,464 at 4% or $64,309 at 6%; with 50% employer match about $64,309 at 4% or $42,873 at 6%; with 100% employer match about $48,232 at 4% or $32,155 at 6%. |
| 2014 | 1 | 9 | $1,694,626 | $56,532 | $6,281iApproximate average salary by contribution assumption: employee only about $157,033 at 4% or $104,689 at 6%; with 50% employer match about $104,689 at 4% or $69,793 at 6%; with 100% employer match about $78,517 at 4% or $52,344 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 9 | $1,694,626 | $56,532 | $6,281iApproximate average salary by contribution assumption: employee only about $157,033 at 4% or $104,689 at 6%; with 50% employer match about $104,689 at 4% or $69,793 at 6%; with 100% employer match about $78,517 at 4% or $52,344 at 6%. |
| 2013 | 1 | 8 | $1,566,684 | $64,703 | $8,088iApproximate average salary by contribution assumption: employee only about $202,197 at 4% or $134,798 at 6%; with 50% employer match about $134,798 at 4% or $89,865 at 6%; with 100% employer match about $101,098 at 4% or $67,399 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 8 | $1,566,684 | $64,703 | $8,088iApproximate average salary by contribution assumption: employee only about $202,197 at 4% or $134,798 at 6%; with 50% employer match about $134,798 at 4% or $89,865 at 6%; with 100% employer match about $101,098 at 4% or $67,399 at 6%. |
| 2012 | 1 | 8 | $1,375,680 | $65,758 | $8,220iApproximate average salary by contribution assumption: employee only about $205,494 at 4% or $136,996 at 6%; with 50% employer match about $136,996 at 4% or $91,331 at 6%; with 100% employer match about $102,747 at 4% or $68,498 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 8 | $1,375,680 | $65,758 | $8,220iApproximate average salary by contribution assumption: employee only about $205,494 at 4% or $136,996 at 6%; with 50% employer match about $136,996 at 4% or $91,331 at 6%; with 100% employer match about $102,747 at 4% or $68,498 at 6%. |
| 2011 | 1 | 8 | $1,198,871 | $65,493 | $8,187iApproximate average salary by contribution assumption: employee only about $204,666 at 4% or $136,444 at 6%; with 50% employer match about $136,444 at 4% or $90,963 at 6%; with 100% employer match about $102,333 at 4% or $68,222 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 8 | $1,198,871 | $65,493 | $8,187iApproximate average salary by contribution assumption: employee only about $204,666 at 4% or $136,444 at 6%; with 50% employer match about $136,444 at 4% or $90,963 at 6%; with 100% employer match about $102,333 at 4% or $68,222 at 6%. |
| 2010 | 1 | 8 | $1,136,116 | $60,496 | $7,562iApproximate average salary by contribution assumption: employee only about $189,050 at 4% or $126,033 at 6%; with 50% employer match about $126,033 at 4% or $84,022 at 6%; with 100% employer match about $94,525 at 4% or $63,017 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 8 | $1,136,116 | $60,496 | $7,562iApproximate average salary by contribution assumption: employee only about $189,050 at 4% or $126,033 at 6%; with 50% employer match about $126,033 at 4% or $84,022 at 6%; with 100% employer match about $94,525 at 4% or $63,017 at 6%. |
| 2009 | 1 | 8 | $929,771 | $48,819 | $6,102iApproximate average salary by contribution assumption: employee only about $152,559 at 4% or $101,706 at 6%; with 50% employer match about $101,706 at 4% or $67,804 at 6%; with 100% employer match about $76,280 at 4% or $50,853 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 8 | $929,771 | $48,819 | $6,102iApproximate average salary by contribution assumption: employee only about $152,559 at 4% or $101,706 at 6%; with 50% employer match about $101,706 at 4% or $67,804 at 6%; with 100% employer match about $76,280 at 4% or $50,853 at 6%. |
| 2008 | 1 | 8 | $715,921 | $57,210 | $7,151iApproximate average salary by contribution assumption: employee only about $178,781 at 4% or $119,188 at 6%; with 50% employer match about $119,188 at 4% or $79,458 at 6%; with 100% employer match about $89,391 at 4% or $59,594 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 8 | $715,921 | $57,210 | $7,151iApproximate average salary by contribution assumption: employee only about $178,781 at 4% or $119,188 at 6%; with 50% employer match about $119,188 at 4% or $79,458 at 6%; with 100% employer match about $89,391 at 4% or $59,594 at 6%. |
| 2007 | 1 | 8 | $0 | $0 | - |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 8 | - | - | - |
| 2006 | 1 | 8 | $744,780 | $86,170 | $10,771iApproximate average salary by contribution assumption: employee only about $269,281 at 4% or $179,521 at 6%; with 50% employer match about $179,521 at 4% or $119,681 at 6%; with 100% employer match about $134,641 at 4% or $89,760 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 8 | $744,780 | $86,170 | $10,771iApproximate average salary by contribution assumption: employee only about $269,281 at 4% or $179,521 at 6%; with 50% employer match about $179,521 at 4% or $119,681 at 6%; with 100% employer match about $134,641 at 4% or $89,760 at 6%. |
| 2005 | 1 | 8 | $562,856 | $82,799 | $10,350iApproximate average salary by contribution assumption: employee only about $258,747 at 4% or $172,498 at 6%; with 50% employer match about $172,498 at 4% or $114,999 at 6%; with 100% employer match about $129,373 at 4% or $86,249 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 8 | $562,856 | $82,799 | $10,350iApproximate average salary by contribution assumption: employee only about $258,747 at 4% or $172,498 at 6%; with 50% employer match about $172,498 at 4% or $114,999 at 6%; with 100% employer match about $129,373 at 4% or $86,249 at 6%. |
| 2004 | 1 | 8 | $472,616 | $81,390 | $10,174iApproximate average salary by contribution assumption: employee only about $254,344 at 4% or $169,563 at 6%; with 50% employer match about $169,563 at 4% or $113,042 at 6%; with 100% employer match about $127,172 at 4% or $84,781 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 8 | $472,616 | $81,390 | $10,174iApproximate average salary by contribution assumption: employee only about $254,344 at 4% or $169,563 at 6%; with 50% employer match about $169,563 at 4% or $113,042 at 6%; with 100% employer match about $127,172 at 4% or $84,781 at 6%. |
| 2003 | 1 | 8 | $358,731 | $75,778 | $9,472iApproximate average salary by contribution assumption: employee only about $236,806 at 4% or $157,871 at 6%; with 50% employer match about $157,871 at 4% or $105,247 at 6%; with 100% employer match about $118,403 at 4% or $78,935 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 8 | $358,731 | $75,778 | $9,472iApproximate average salary by contribution assumption: employee only about $236,806 at 4% or $157,871 at 6%; with 50% employer match about $157,871 at 4% or $105,247 at 6%; with 100% employer match about $118,403 at 4% or $78,935 at 6%. |
| 2002 | 1 | 6 | $252,863 | $66,730 | $11,122iApproximate average salary by contribution assumption: employee only about $278,042 at 4% or $185,361 at 6%; with 50% employer match about $185,361 at 4% or $123,574 at 6%; with 100% employer match about $139,021 at 4% or $92,681 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 6 | $252,863 | $66,730 | $11,122iApproximate average salary by contribution assumption: employee only about $278,042 at 4% or $185,361 at 6%; with 50% employer match about $185,361 at 4% or $123,574 at 6%; with 100% employer match about $139,021 at 4% or $92,681 at 6%. |
| 2001 | 1 | 4 | $0 | $0 | - |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 4 | - | - | - |
| 2000 | 1 | 4 | $199,875 | $40,909 | $10,227iApproximate average salary by contribution assumption: employee only about $255,681 at 4% or $170,454 at 6%; with 50% employer match about $170,454 at 4% or $113,636 at 6%; with 100% employer match about $127,841 at 4% or $85,227 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 4 | $199,875 | $40,909 | $10,227iApproximate average salary by contribution assumption: employee only about $255,681 at 4% or $170,454 at 6%; with 50% employer match about $170,454 at 4% or $113,636 at 6%; with 100% employer match about $127,841 at 4% or $85,227 at 6%. |
| 1999 | 1 | 4 | $172,807 | $39,575 | $9,894iApproximate average salary by contribution assumption: employee only about $247,344 at 4% or $164,896 at 6%; with 50% employer match about $164,896 at 4% or $109,931 at 6%; with 100% employer match about $123,672 at 4% or $82,448 at 6%. |
| Rick K. Smith, D.D.S. 401K Plan & Trust | - | 4 | $172,807 | $39,575 | $9,894iApproximate average salary by contribution assumption: employee only about $247,344 at 4% or $164,896 at 6%; with 50% employer match about $164,896 at 4% or $109,931 at 6%; with 100% employer match about $123,672 at 4% or $82,448 at 6%. |