Prospera Financial Services
Plan context: Prospera Financial Services 401(K) Profit Sharing Plan
EIN 75-1832551 • Dallas, TX • 26 filings • 3 plans
Current Snapshot
Latest Year
2024
2024 Participants
107
2024 Assets
$10,616,373
2024 Contributions
$1,587,205
Historical Graphs
Total Assets Over Time
Aggregate end-of-year assets by filing year, excluding zero-asset years
Participants Over Time
Largest reported end-of-year plan headcount by filing year, used to avoid double-counting participants across overlapping plans
Company Timeline
Year summaries and individual filings are combined here so you can stay in one place while moving across years and plan filings.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2024 | 1 | 107 | $10,616,373 | $1,587,205 | $14,834iApproximate average salary by contribution assumption: employee only about $370,842 at 4% or $247,228 at 6%; with 50% employer match about $247,228 at 4% or $164,819 at 6%; with 100% employer match about $185,421 at 4% or $123,614 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 107 | $10,616,373 | $1,587,205 | $14,834iApproximate average salary by contribution assumption: employee only about $370,842 at 4% or $247,228 at 6%; with 50% employer match about $247,228 at 4% or $164,819 at 6%; with 100% employer match about $185,421 at 4% or $123,614 at 6%. |
| 2023 | 1 | 99 | $9,240,606 | $1,554,672 | $15,704iApproximate average salary by contribution assumption: employee only about $392,594 at 4% or $261,729 at 6%; with 50% employer match about $261,729 at 4% or $174,486 at 6%; with 100% employer match about $196,297 at 4% or $130,865 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 99 | $9,240,606 | $1,554,672 | $15,704iApproximate average salary by contribution assumption: employee only about $392,594 at 4% or $261,729 at 6%; with 50% employer match about $261,729 at 4% or $174,486 at 6%; with 100% employer match about $196,297 at 4% or $130,865 at 6%. |
| 2022 | 1 | 97 | $7,241,682 | $1,541,970 | $15,897iApproximate average salary by contribution assumption: employee only about $397,415 at 4% or $264,943 at 6%; with 50% employer match about $264,943 at 4% or $176,629 at 6%; with 100% employer match about $198,707 at 4% or $132,472 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 97 | $7,241,682 | $1,541,970 | $15,897iApproximate average salary by contribution assumption: employee only about $397,415 at 4% or $264,943 at 6%; with 50% employer match about $264,943 at 4% or $176,629 at 6%; with 100% employer match about $198,707 at 4% or $132,472 at 6%. |
| 2021 | 1 | 83 | $8,000,877 | $778,494 | $9,379iApproximate average salary by contribution assumption: employee only about $234,486 at 4% or $156,324 at 6%; with 50% employer match about $156,324 at 4% or $104,216 at 6%; with 100% employer match about $117,243 at 4% or $78,162 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 83 | $8,000,877 | $778,494 | $9,379iApproximate average salary by contribution assumption: employee only about $234,486 at 4% or $156,324 at 6%; with 50% employer match about $156,324 at 4% or $104,216 at 6%; with 100% employer match about $117,243 at 4% or $78,162 at 6%. |
| 2020 | 1 | 61 | $7,530,289 | $776,575 | $12,731iApproximate average salary by contribution assumption: employee only about $318,268 at 4% or $212,179 at 6%; with 50% employer match about $212,179 at 4% or $141,453 at 6%; with 100% employer match about $159,134 at 4% or $106,089 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 61 | $7,530,289 | $776,575 | $12,731iApproximate average salary by contribution assumption: employee only about $318,268 at 4% or $212,179 at 6%; with 50% employer match about $212,179 at 4% or $141,453 at 6%; with 100% employer match about $159,134 at 4% or $106,089 at 6%. |
| 2019 | 1 | 62 | $6,872,113 | $712,751 | $11,496iApproximate average salary by contribution assumption: employee only about $287,400 at 4% or $191,600 at 6%; with 50% employer match about $191,600 at 4% or $127,733 at 6%; with 100% employer match about $143,700 at 4% or $95,800 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 62 | $6,872,113 | $712,751 | $11,496iApproximate average salary by contribution assumption: employee only about $287,400 at 4% or $191,600 at 6%; with 50% employer match about $191,600 at 4% or $127,733 at 6%; with 100% employer match about $143,700 at 4% or $95,800 at 6%. |
| 2018 | 1 | 59 | $5,190,698 | $625,685 | $10,605iApproximate average salary by contribution assumption: employee only about $265,121 at 4% or $176,747 at 6%; with 50% employer match about $176,747 at 4% or $117,831 at 6%; with 100% employer match about $132,560 at 4% or $88,374 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 59 | $5,190,698 | $625,685 | $10,605iApproximate average salary by contribution assumption: employee only about $265,121 at 4% or $176,747 at 6%; with 50% employer match about $176,747 at 4% or $117,831 at 6%; with 100% employer match about $132,560 at 4% or $88,374 at 6%. |
| 2017 | 1 | 57 | $5,502,483 | $609,828 | $10,699iApproximate average salary by contribution assumption: employee only about $267,468 at 4% or $178,312 at 6%; with 50% employer match about $178,312 at 4% or $118,875 at 6%; with 100% employer match about $133,734 at 4% or $89,156 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 57 | $5,502,483 | $609,828 | $10,699iApproximate average salary by contribution assumption: employee only about $267,468 at 4% or $178,312 at 6%; with 50% employer match about $178,312 at 4% or $118,875 at 6%; with 100% employer match about $133,734 at 4% or $89,156 at 6%. |
| 2016 | 1 | 55 | $4,364,760 | $521,464 | $9,481iApproximate average salary by contribution assumption: employee only about $237,029 at 4% or $158,019 at 6%; with 50% employer match about $158,019 at 4% or $105,346 at 6%; with 100% employer match about $118,515 at 4% or $79,010 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 55 | $4,364,760 | $521,464 | $9,481iApproximate average salary by contribution assumption: employee only about $237,029 at 4% or $158,019 at 6%; with 50% employer match about $158,019 at 4% or $105,346 at 6%; with 100% employer match about $118,515 at 4% or $79,010 at 6%. |
| 2015 | 1 | 51 | $4,472,811 | $444,948 | $8,724iApproximate average salary by contribution assumption: employee only about $218,112 at 4% or $145,408 at 6%; with 50% employer match about $145,408 at 4% or $96,939 at 6%; with 100% employer match about $109,056 at 4% or $72,704 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 51 | $4,472,811 | $444,948 | $8,724iApproximate average salary by contribution assumption: employee only about $218,112 at 4% or $145,408 at 6%; with 50% employer match about $145,408 at 4% or $96,939 at 6%; with 100% employer match about $109,056 at 4% or $72,704 at 6%. |
| 2014 | 1 | 49 | $4,111,481 | $350,277 | $7,149iApproximate average salary by contribution assumption: employee only about $178,713 at 4% or $119,142 at 6%; with 50% employer match about $119,142 at 4% or $79,428 at 6%; with 100% employer match about $89,356 at 4% or $59,571 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 49 | $4,111,481 | $350,277 | $7,149iApproximate average salary by contribution assumption: employee only about $178,713 at 4% or $119,142 at 6%; with 50% employer match about $119,142 at 4% or $79,428 at 6%; with 100% employer match about $89,356 at 4% or $59,571 at 6%. |
| 2013 | 1 | 44 | $3,842,571 | $256,979 | $5,840iApproximate average salary by contribution assumption: employee only about $146,011 at 4% or $97,341 at 6%; with 50% employer match about $97,341 at 4% or $64,894 at 6%; with 100% employer match about $73,005 at 4% or $48,670 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 44 | $3,842,571 | $256,979 | $5,840iApproximate average salary by contribution assumption: employee only about $146,011 at 4% or $97,341 at 6%; with 50% employer match about $97,341 at 4% or $64,894 at 6%; with 100% employer match about $73,005 at 4% or $48,670 at 6%. |
| 2012 | 1 | 43 | $3,352,019 | $429,126 | $9,980iApproximate average salary by contribution assumption: employee only about $249,492 at 4% or $166,328 at 6%; with 50% employer match about $166,328 at 4% or $110,885 at 6%; with 100% employer match about $124,746 at 4% or $83,164 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 43 | $3,352,019 | $429,126 | $9,980iApproximate average salary by contribution assumption: employee only about $249,492 at 4% or $166,328 at 6%; with 50% employer match about $166,328 at 4% or $110,885 at 6%; with 100% employer match about $124,746 at 4% or $83,164 at 6%. |
| 2011 | 1 | 41 | $2,837,865 | $347,400 | $8,473iApproximate average salary by contribution assumption: employee only about $211,829 at 4% or $141,220 at 6%; with 50% employer match about $141,220 at 4% or $94,146 at 6%; with 100% employer match about $105,915 at 4% or $70,610 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 41 | $2,837,865 | $347,400 | $8,473iApproximate average salary by contribution assumption: employee only about $211,829 at 4% or $141,220 at 6%; with 50% employer match about $141,220 at 4% or $94,146 at 6%; with 100% employer match about $105,915 at 4% or $70,610 at 6%. |
| 2010 | 1 | 41 | $2,965,801 | $342,030 | $8,342iApproximate average salary by contribution assumption: employee only about $208,555 at 4% or $139,037 at 6%; with 50% employer match about $139,037 at 4% or $92,691 at 6%; with 100% employer match about $104,277 at 4% or $69,518 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 41 | $2,965,801 | $342,030 | $8,342iApproximate average salary by contribution assumption: employee only about $208,555 at 4% or $139,037 at 6%; with 50% employer match about $139,037 at 4% or $92,691 at 6%; with 100% employer match about $104,277 at 4% or $69,518 at 6%. |
| 2009 | 1 | 43 | $2,420,920 | $427,247 | $9,936iApproximate average salary by contribution assumption: employee only about $248,399 at 4% or $165,600 at 6%; with 50% employer match about $165,600 at 4% or $110,400 at 6%; with 100% employer match about $124,200 at 4% or $82,800 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 43 | $2,420,920 | $427,247 | $9,936iApproximate average salary by contribution assumption: employee only about $248,399 at 4% or $165,600 at 6%; with 50% employer match about $165,600 at 4% or $110,400 at 6%; with 100% employer match about $124,200 at 4% or $82,800 at 6%. |
| 2008 | 1 | 40 | $1,695,790 | $330,107 | $8,253iApproximate average salary by contribution assumption: employee only about $206,317 at 4% or $137,545 at 6%; with 50% employer match about $137,545 at 4% or $91,696 at 6%; with 100% employer match about $103,158 at 4% or $68,772 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 40 | $1,695,790 | $330,107 | $8,253iApproximate average salary by contribution assumption: employee only about $206,317 at 4% or $137,545 at 6%; with 50% employer match about $137,545 at 4% or $91,696 at 6%; with 100% employer match about $103,158 at 4% or $68,772 at 6%. |
| 2007 | 1 | 46 | $0 | $0 | - |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 46 | - | - | - |
| 2006 | 1 | 45 | $1,862,993 | $311,646 | $6,925iApproximate average salary by contribution assumption: employee only about $173,137 at 4% or $115,424 at 6%; with 50% employer match about $115,424 at 4% or $76,950 at 6%; with 100% employer match about $86,568 at 4% or $57,712 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 45 | $1,862,993 | $311,646 | $6,925iApproximate average salary by contribution assumption: employee only about $173,137 at 4% or $115,424 at 6%; with 50% employer match about $115,424 at 4% or $76,950 at 6%; with 100% employer match about $86,568 at 4% or $57,712 at 6%. |
| 2005 | 1 | 70 | $1,734,824 | $253,846 | $3,626iApproximate average salary by contribution assumption: employee only about $90,659 at 4% or $60,440 at 6%; with 50% employer match about $60,440 at 4% or $40,293 at 6%; with 100% employer match about $45,330 at 4% or $30,220 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 70 | $1,734,824 | $253,846 | $3,626iApproximate average salary by contribution assumption: employee only about $90,659 at 4% or $60,440 at 6%; with 50% employer match about $60,440 at 4% or $40,293 at 6%; with 100% employer match about $45,330 at 4% or $30,220 at 6%. |
| 2004 | 1 | 54 | $1,501,175 | $214,819 | $3,978iApproximate average salary by contribution assumption: employee only about $99,453 at 4% or $66,302 at 6%; with 50% employer match about $66,302 at 4% or $44,201 at 6%; with 100% employer match about $49,727 at 4% or $33,151 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 54 | $1,501,175 | $214,819 | $3,978iApproximate average salary by contribution assumption: employee only about $99,453 at 4% or $66,302 at 6%; with 50% employer match about $66,302 at 4% or $44,201 at 6%; with 100% employer match about $49,727 at 4% or $33,151 at 6%. |
| 2003 | 1 | 43 | $1,379,424 | $181,390 | $4,218iApproximate average salary by contribution assumption: employee only about $105,459 at 4% or $70,306 at 6%; with 50% employer match about $70,306 at 4% or $46,871 at 6%; with 100% employer match about $52,730 at 4% or $35,153 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 43 | $1,379,424 | $181,390 | $4,218iApproximate average salary by contribution assumption: employee only about $105,459 at 4% or $70,306 at 6%; with 50% employer match about $70,306 at 4% or $46,871 at 6%; with 100% employer match about $52,730 at 4% or $35,153 at 6%. |
| 2002 | 1 | 52 | $1,041,703 | $195,375 | $3,757iApproximate average salary by contribution assumption: employee only about $93,930 at 4% or $62,620 at 6%; with 50% employer match about $62,620 at 4% or $41,747 at 6%; with 100% employer match about $46,965 at 4% or $31,310 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 52 | $1,041,703 | $195,375 | $3,757iApproximate average salary by contribution assumption: employee only about $93,930 at 4% or $62,620 at 6%; with 50% employer match about $62,620 at 4% or $41,747 at 6%; with 100% employer match about $46,965 at 4% or $31,310 at 6%. |
| 2001 | 1 | 70 | $1,053,160 | $252,464 | $3,607iApproximate average salary by contribution assumption: employee only about $90,166 at 4% or $60,110 at 6%; with 50% employer match about $60,110 at 4% or $40,074 at 6%; with 100% employer match about $45,083 at 4% or $30,055 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 70 | $1,053,160 | $252,464 | $3,607iApproximate average salary by contribution assumption: employee only about $90,166 at 4% or $60,110 at 6%; with 50% employer match about $60,110 at 4% or $40,074 at 6%; with 100% employer match about $45,083 at 4% or $30,055 at 6%. |
| 2000 | 1 | 63 | $1,122,279 | $270,974 | $4,301iApproximate average salary by contribution assumption: employee only about $107,529 at 4% or $71,686 at 6%; with 50% employer match about $71,686 at 4% or $47,791 at 6%; with 100% employer match about $53,765 at 4% or $35,843 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 63 | $1,122,279 | $270,974 | $4,301iApproximate average salary by contribution assumption: employee only about $107,529 at 4% or $71,686 at 6%; with 50% employer match about $71,686 at 4% or $47,791 at 6%; with 100% employer match about $53,765 at 4% or $35,843 at 6%. |
| 1999 | 1 | 73 | $1,086,741 | $229,932 | $3,150iApproximate average salary by contribution assumption: employee only about $78,744 at 4% or $52,496 at 6%; with 50% employer match about $52,496 at 4% or $34,997 at 6%; with 100% employer match about $39,372 at 4% or $26,248 at 6%. |
| Prospera Financial Services 401(K) Profit Sharing Plan | - | 73 | $1,086,741 | $229,932 | $3,150iApproximate average salary by contribution assumption: employee only about $78,744 at 4% or $52,496 at 6%; with 50% employer match about $52,496 at 4% or $34,997 at 6%; with 100% employer match about $39,372 at 4% or $26,248 at 6%. |