Bates Financial Group Inc.
Plan context: BATES FINANCIAL SERVICES 401(K) PLAN
EIN 38-3662632 • Rockford, IL • 22 filings • 4 plans
Current Snapshot
Latest Year
2024
2024 Participants
14
2024 Assets
$304,158
2024 Contributions
$63,480
Historical Graphs
Total Assets Over Time
Aggregate end-of-year assets by filing year, excluding zero-asset years
Participants Over Time
Largest reported end-of-year plan headcount by filing year, used to avoid double-counting participants across overlapping plans
Company Timeline
Year summaries and individual filings are combined here so you can stay in one place while moving across years and plan filings.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2024 | 1 | 14 | $304,158 | $63,480 | $4,534iApproximate average salary by contribution assumption: employee only about $113,357 at 4% or $75,571 at 6%; with 50% employer match about $75,571 at 4% or $50,381 at 6%; with 100% employer match about $56,679 at 4% or $37,786 at 6%. |
| BATES FINANCIAL SERVICES 401(K) PLAN | - | 14 | $304,158 | $63,480 | $4,534iApproximate average salary by contribution assumption: employee only about $113,357 at 4% or $75,571 at 6%; with 50% employer match about $75,571 at 4% or $50,381 at 6%; with 100% employer match about $56,679 at 4% or $37,786 at 6%. |
| 2023 | 1 | 18 | $306,287 | $124,996 | $6,944iApproximate average salary by contribution assumption: employee only about $173,606 at 4% or $115,737 at 6%; with 50% employer match about $115,737 at 4% or $77,158 at 6%; with 100% employer match about $86,803 at 4% or $57,869 at 6%. |
| BATES FINANCIAL SERVICES 401(K) PLAN | - | 18 | $306,287 | $124,996 | $6,944iApproximate average salary by contribution assumption: employee only about $173,606 at 4% or $115,737 at 6%; with 50% employer match about $115,737 at 4% or $77,158 at 6%; with 100% employer match about $86,803 at 4% or $57,869 at 6%. |
| 2022 | 1 | 19 | $168,109 | $66,697 | $3,510iApproximate average salary by contribution assumption: employee only about $87,759 at 4% or $58,506 at 6%; with 50% employer match about $58,506 at 4% or $39,004 at 6%; with 100% employer match about $43,880 at 4% or $29,253 at 6%. |
| BATES FINANCIAL SERVICES 401(K) PLAN | - | 19 | $168,109 | $66,697 | $3,510iApproximate average salary by contribution assumption: employee only about $87,759 at 4% or $58,506 at 6%; with 50% employer match about $58,506 at 4% or $39,004 at 6%; with 100% employer match about $43,880 at 4% or $29,253 at 6%. |
| 2021 | 1 | 15 | $129,160 | $137,336 | $9,156iApproximate average salary by contribution assumption: employee only about $228,893 at 4% or $152,596 at 6%; with 50% employer match about $152,596 at 4% or $101,730 at 6%; with 100% employer match about $114,447 at 4% or $76,298 at 6%. |
| BATES FINANCIAL SERVICES 401(K) PLAN | - | 15 | $129,160 | $137,336 | $9,156iApproximate average salary by contribution assumption: employee only about $228,893 at 4% or $152,596 at 6%; with 50% employer match about $152,596 at 4% or $101,730 at 6%; with 100% employer match about $114,447 at 4% or $76,298 at 6%. |
| 2019 | 1 | 0 | $0 | $64 | - |
| Bates Financial Services 401(K) Plan | - | 0 | - | $64 | - |
| 2018 | 1 | 11 | $488,973 | $32,038 | $2,913iApproximate average salary by contribution assumption: employee only about $72,814 at 4% or $48,542 at 6%; with 50% employer match about $48,542 at 4% or $32,362 at 6%; with 100% employer match about $36,407 at 4% or $24,271 at 6%. |
| Bates Financial Services 401(K) Plan | - | 11 | $488,973 | $32,038 | $2,913iApproximate average salary by contribution assumption: employee only about $72,814 at 4% or $48,542 at 6%; with 50% employer match about $48,542 at 4% or $32,362 at 6%; with 100% employer match about $36,407 at 4% or $24,271 at 6%. |
| 2017 | 1 | 9 | $494,003 | $128,150 | $14,239iApproximate average salary by contribution assumption: employee only about $355,972 at 4% or $237,315 at 6%; with 50% employer match about $237,315 at 4% or $158,210 at 6%; with 100% employer match about $177,986 at 4% or $118,657 at 6%. |
| Bates Financial Services 401(K) Plan | - | 9 | $494,003 | $128,150 | $14,239iApproximate average salary by contribution assumption: employee only about $355,972 at 4% or $237,315 at 6%; with 50% employer match about $237,315 at 4% or $158,210 at 6%; with 100% employer match about $177,986 at 4% or $118,657 at 6%. |
| 2016 | 1 | 6 | $350,991 | $44,767 | $7,461iApproximate average salary by contribution assumption: employee only about $186,529 at 4% or $124,353 at 6%; with 50% employer match about $124,353 at 4% or $82,902 at 6%; with 100% employer match about $93,265 at 4% or $62,176 at 6%. |
| Bates Financial Services 401(K) Plan | - | 6 | $350,991 | $44,767 | $7,461iApproximate average salary by contribution assumption: employee only about $186,529 at 4% or $124,353 at 6%; with 50% employer match about $124,353 at 4% or $82,902 at 6%; with 100% employer match about $93,265 at 4% or $62,176 at 6%. |
| 2015 | 1 | 10 | $509,976 | $52,043 | $5,204iApproximate average salary by contribution assumption: employee only about $130,108 at 4% or $86,738 at 6%; with 50% employer match about $86,738 at 4% or $57,826 at 6%; with 100% employer match about $65,054 at 4% or $43,369 at 6%. |
| Bates Financial Services 401(K) Plan | - | 10 | $509,976 | $52,043 | $5,204iApproximate average salary by contribution assumption: employee only about $130,108 at 4% or $86,738 at 6%; with 50% employer match about $86,738 at 4% or $57,826 at 6%; with 100% employer match about $65,054 at 4% or $43,369 at 6%. |
| 2014 | 1 | 10 | $1,051,618 | $42,940 | $4,294iApproximate average salary by contribution assumption: employee only about $107,350 at 4% or $71,567 at 6%; with 50% employer match about $71,567 at 4% or $47,711 at 6%; with 100% employer match about $53,675 at 4% or $35,783 at 6%. |
| Bates Financial Services 401(K) Plan | - | 10 | $1,051,618 | $42,940 | $4,294iApproximate average salary by contribution assumption: employee only about $107,350 at 4% or $71,567 at 6%; with 50% employer match about $71,567 at 4% or $47,711 at 6%; with 100% employer match about $53,675 at 4% or $35,783 at 6%. |
| 2013 | 1 | 12 | $1,269,546 | $51,766 | $4,314iApproximate average salary by contribution assumption: employee only about $107,846 at 4% or $71,897 at 6%; with 50% employer match about $71,897 at 4% or $47,931 at 6%; with 100% employer match about $53,923 at 4% or $35,949 at 6%. |
| Bates Financial Services 401(K) Plan | - | 12 | $1,269,546 | $51,766 | $4,314iApproximate average salary by contribution assumption: employee only about $107,846 at 4% or $71,897 at 6%; with 50% employer match about $71,897 at 4% or $47,931 at 6%; with 100% employer match about $53,923 at 4% or $35,949 at 6%. |
| 2012 | 1 | 13 | $1,047,801 | $52,885 | $4,068iApproximate average salary by contribution assumption: employee only about $101,702 at 4% or $67,801 at 6%; with 50% employer match about $67,801 at 4% or $45,201 at 6%; with 100% employer match about $50,851 at 4% or $33,901 at 6%. |
| Bates Financial Services 401(K) Plan | - | 13 | $1,047,801 | $52,885 | $4,068iApproximate average salary by contribution assumption: employee only about $101,702 at 4% or $67,801 at 6%; with 50% employer match about $67,801 at 4% or $45,201 at 6%; with 100% employer match about $50,851 at 4% or $33,901 at 6%. |
| 2011 | 1 | 15 | $938,873 | $64,983 | $4,332iApproximate average salary by contribution assumption: employee only about $108,305 at 4% or $72,203 at 6%; with 50% employer match about $72,203 at 4% or $48,136 at 6%; with 100% employer match about $54,153 at 4% or $36,102 at 6%. |
| Bates Financial Services 401(K) Plan | - | 15 | $938,873 | $64,983 | $4,332iApproximate average salary by contribution assumption: employee only about $108,305 at 4% or $72,203 at 6%; with 50% employer match about $72,203 at 4% or $48,136 at 6%; with 100% employer match about $54,153 at 4% or $36,102 at 6%. |
| 2010 | 1 | 11 | $1,210,490 | $59,940 | $5,449iApproximate average salary by contribution assumption: employee only about $136,227 at 4% or $90,818 at 6%; with 50% employer match about $90,818 at 4% or $60,545 at 6%; with 100% employer match about $68,114 at 4% or $45,409 at 6%. |
| Bates Financial Services 401(K) Plan | - | 11 | $1,210,490 | $59,940 | $5,449iApproximate average salary by contribution assumption: employee only about $136,227 at 4% or $90,818 at 6%; with 50% employer match about $90,818 at 4% or $60,545 at 6%; with 100% employer match about $68,114 at 4% or $45,409 at 6%. |
| 2009 | 1 | 14 | $1,301,437 | $61,309 | $4,379iApproximate average salary by contribution assumption: employee only about $109,480 at 4% or $72,987 at 6%; with 50% employer match about $72,987 at 4% or $48,658 at 6%; with 100% employer match about $54,740 at 4% or $36,493 at 6%. |
| Bates Financial Services 401(K) Plan | - | 14 | $1,301,437 | $61,309 | $4,379iApproximate average salary by contribution assumption: employee only about $109,480 at 4% or $72,987 at 6%; with 50% employer match about $72,987 at 4% or $48,658 at 6%; with 100% employer match about $54,740 at 4% or $36,493 at 6%. |
| 2008 | 1 | 13 | $0 | $0 | - |
| Bates Financial Services 401(K) Plan | - | 13 | - | - | - |
| 2007 | 1 | 10 | $0 | $0 | - |
| Bates Financial Services 401(K) Plan | - | 10 | - | - | - |
| 2006 | 1 | 9 | $0 | $0 | - |
| Bates Financial Services 401(K) Plan | - | 9 | - | - | - |
| 2005 | 2 | 8 | $1,222,589 | $477,719 | $59,715iApproximate average salary by contribution assumption: employee only about $1,492,872 at 4% or $995,248 at 6%; with 50% employer match about $995,248 at 4% or $663,499 at 6%; with 100% employer match about $746,436 at 4% or $497,624 at 6%. |
| Bates Financial Services 401(K) Plan | - | 8 | $1,222,589 | $477,719 | $59,715iApproximate average salary by contribution assumption: employee only about $1,492,872 at 4% or $995,248 at 6%; with 50% employer match about $995,248 at 4% or $663,499 at 6%; with 100% employer match about $746,436 at 4% or $497,624 at 6%. |
| BATES FINANCIAL GROUP MONEY PURCHASE PLAN | - | 0 | - | - | - |
| 2004 | 2 | 8 | $995,579 | $30,037 | $3,755iApproximate average salary by contribution assumption: employee only about $93,866 at 4% or $62,577 at 6%; with 50% employer match about $62,577 at 4% or $41,718 at 6%; with 100% employer match about $46,933 at 4% or $31,289 at 6%. |
| Bates Financial Services 401(K) Plan | - | 8 | $613,706 | $30,037 | $3,755iApproximate average salary by contribution assumption: employee only about $93,866 at 4% or $62,577 at 6%; with 50% employer match about $62,577 at 4% or $41,718 at 6%; with 100% employer match about $46,933 at 4% or $31,289 at 6%. |
| BATES FINANCIAL GROUP MONEY PURCHASE PLAN | - | 8 | $381,873 | - | - |