Roth Capital Partners LLC
Plan context: Roth Capital Partners LLC 401(K) Plan
EIN 33-0947643 • Newport Beach, CA • 46 filings • 5 plans
Current Snapshot
Latest Year
2024
2024 Participants
219
2024 Assets
$54,659,923
2024 Contributions
$4,721,554
Historical Graphs
Total Assets Over Time
Aggregate end-of-year assets by filing year, excluding zero-asset years
Participants Over Time
Largest reported end-of-year plan headcount by filing year, used to avoid double-counting participants across overlapping plans
Company Timeline
Year summaries and individual filings are combined here so you can stay in one place while moving across years and plan filings.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2024 | 1 | 219 | $0 | $0 | - |
| Roth Capital Partners Employee Benefit Plan | - | 219 | - | - | - |
| 2023 | 2 | 213 | $54,659,923 | $4,721,554 | $22,167iApproximate average salary by contribution assumption: employee only about $554,173 at 4% or $369,449 at 6%; with 50% employer match about $369,449 at 4% or $246,299 at 6%; with 100% employer match about $277,087 at 4% or $184,724 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 208 | $54,659,923 | $4,721,554 | $22,700iApproximate average salary by contribution assumption: employee only about $567,494 at 4% or $378,330 at 6%; with 50% employer match about $378,330 at 4% or $252,220 at 6%; with 100% employer match about $283,747 at 4% or $189,165 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 213 | - | - | - |
| 2022 | 2 | 213 | $45,454,761 | $8,769,467 | $41,171iApproximate average salary by contribution assumption: employee only about $1,029,280 at 4% or $686,187 at 6%; with 50% employer match about $686,187 at 4% or $457,458 at 6%; with 100% employer match about $514,640 at 4% or $343,093 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 213 | $45,454,761 | $8,769,467 | $41,171iApproximate average salary by contribution assumption: employee only about $1,029,280 at 4% or $686,187 at 6%; with 50% employer match about $686,187 at 4% or $457,458 at 6%; with 100% employer match about $514,640 at 4% or $343,093 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 144 | - | - | - |
| 2021 | 2 | 149 | $32,771,161 | $2,846,677 | $19,105iApproximate average salary by contribution assumption: employee only about $477,630 at 4% or $318,420 at 6%; with 50% employer match about $318,420 at 4% or $212,280 at 6%; with 100% employer match about $238,815 at 4% or $159,210 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 147 | $32,771,161 | $2,846,677 | $19,365iApproximate average salary by contribution assumption: employee only about $484,129 at 4% or $322,752 at 6%; with 50% employer match about $322,752 at 4% or $215,168 at 6%; with 100% employer match about $242,064 at 4% or $161,376 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 149 | - | - | - |
| 2020 | 2 | 140 | $40,241,884 | $2,465,593 | $17,611iApproximate average salary by contribution assumption: employee only about $440,284 at 4% or $293,523 at 6%; with 50% employer match about $293,523 at 4% or $195,682 at 6%; with 100% employer match about $220,142 at 4% or $146,761 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 136 | $40,241,884 | $2,465,593 | $18,129iApproximate average salary by contribution assumption: employee only about $453,234 at 4% or $302,156 at 6%; with 50% employer match about $302,156 at 4% or $201,437 at 6%; with 100% employer match about $226,617 at 4% or $151,078 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 140 | - | - | - |
| 2019 | 2 | 140 | $28,765,226 | $2,071,507 | $14,796iApproximate average salary by contribution assumption: employee only about $369,912 at 4% or $246,608 at 6%; with 50% employer match about $246,608 at 4% or $164,405 at 6%; with 100% employer match about $184,956 at 4% or $123,304 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 140 | $28,765,226 | $2,071,507 | $14,796iApproximate average salary by contribution assumption: employee only about $369,912 at 4% or $246,608 at 6%; with 50% employer match about $246,608 at 4% or $164,405 at 6%; with 100% employer match about $184,956 at 4% or $123,304 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 130 | - | - | - |
| 2018 | 2 | 130 | $28,720,463 | $1,695,584 | $13,043iApproximate average salary by contribution assumption: employee only about $326,074 at 4% or $217,383 at 6%; with 50% employer match about $217,383 at 4% or $144,922 at 6%; with 100% employer match about $163,037 at 4% or $108,691 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 121 | $28,720,463 | $1,695,584 | $14,013iApproximate average salary by contribution assumption: employee only about $350,327 at 4% or $233,552 at 6%; with 50% employer match about $233,552 at 4% or $155,701 at 6%; with 100% employer match about $175,164 at 4% or $116,776 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 130 | - | - | - |
| 2017 | 2 | 129 | $28,282,051 | $2,422,993 | $18,783iApproximate average salary by contribution assumption: employee only about $469,572 at 4% or $313,048 at 6%; with 50% employer match about $313,048 at 4% or $208,699 at 6%; with 100% employer match about $234,786 at 4% or $156,524 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 112 | $28,282,051 | $2,422,993 | $21,634iApproximate average salary by contribution assumption: employee only about $540,847 at 4% or $360,564 at 6%; with 50% employer match about $360,564 at 4% or $240,376 at 6%; with 100% employer match about $270,423 at 4% or $180,282 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 129 | - | - | - |
| 2016 | 2 | 141 | $24,008,549 | $1,824,942 | $12,943iApproximate average salary by contribution assumption: employee only about $323,571 at 4% or $215,714 at 6%; with 50% employer match about $215,714 at 4% or $143,809 at 6%; with 100% employer match about $161,786 at 4% or $107,857 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 126 | $24,008,549 | $1,824,942 | $14,484iApproximate average salary by contribution assumption: employee only about $362,092 at 4% or $241,394 at 6%; with 50% employer match about $241,394 at 4% or $160,930 at 6%; with 100% employer match about $181,046 at 4% or $120,697 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 141 | - | - | - |
| 2015 | 2 | 135 | $22,372,112 | $1,787,389 | $13,240iApproximate average salary by contribution assumption: employee only about $330,998 at 4% or $220,665 at 6%; with 50% employer match about $220,665 at 4% or $147,110 at 6%; with 100% employer match about $165,499 at 4% or $110,333 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 129 | $22,372,112 | $1,787,389 | $13,856iApproximate average salary by contribution assumption: employee only about $346,393 at 4% or $230,929 at 6%; with 50% employer match about $230,929 at 4% or $153,953 at 6%; with 100% employer match about $173,197 at 4% or $115,464 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 135 | - | - | - |
| 2014 | 2 | 150 | $21,987,435 | $2,227,972 | $14,853iApproximate average salary by contribution assumption: employee only about $371,329 at 4% or $247,552 at 6%; with 50% employer match about $247,552 at 4% or $165,035 at 6%; with 100% employer match about $185,664 at 4% or $123,776 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 126 | $21,987,435 | $2,227,972 | $17,682iApproximate average salary by contribution assumption: employee only about $442,058 at 4% or $294,705 at 6%; with 50% employer match about $294,705 at 4% or $196,470 at 6%; with 100% employer match about $221,029 at 4% or $147,353 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 150 | - | - | - |
| 2013 | 2 | 136 | $20,740,610 | $1,780,264 | $13,090iApproximate average salary by contribution assumption: employee only about $327,254 at 4% or $218,170 at 6%; with 50% employer match about $218,170 at 4% or $145,446 at 6%; with 100% employer match about $163,627 at 4% or $109,085 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 116 | $20,740,610 | $1,780,264 | $15,347iApproximate average salary by contribution assumption: employee only about $383,678 at 4% or $255,785 at 6%; with 50% employer match about $255,785 at 4% or $170,523 at 6%; with 100% employer match about $191,839 at 4% or $127,893 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 136 | - | - | - |
| 2012 | 2 | 132 | $17,998,429 | $1,154,643 | $8,747iApproximate average salary by contribution assumption: employee only about $218,682 at 4% or $145,788 at 6%; with 50% employer match about $145,788 at 4% or $97,192 at 6%; with 100% employer match about $109,341 at 4% or $72,894 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 106 | $17,998,429 | $1,154,643 | $10,893iApproximate average salary by contribution assumption: employee only about $272,321 at 4% or $181,548 at 6%; with 50% employer match about $181,548 at 4% or $121,032 at 6%; with 100% employer match about $136,161 at 4% or $90,774 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 132 | - | - | - |
| 2011 | 2 | 156 | $16,008,563 | $1,603,504 | $10,279iApproximate average salary by contribution assumption: employee only about $256,972 at 4% or $171,315 at 6%; with 50% employer match about $171,315 at 4% or $114,210 at 6%; with 100% employer match about $128,486 at 4% or $85,657 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 126 | $16,008,563 | $1,603,504 | $12,726iApproximate average salary by contribution assumption: employee only about $318,156 at 4% or $212,104 at 6%; with 50% employer match about $212,104 at 4% or $141,402 at 6%; with 100% employer match about $159,078 at 4% or $106,052 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 156 | - | - | - |
| 2010 | 1 | 136 | $15,711,945 | $1,854,159 | $13,634iApproximate average salary by contribution assumption: employee only about $340,838 at 4% or $227,225 at 6%; with 50% employer match about $227,225 at 4% or $151,484 at 6%; with 100% employer match about $170,419 at 4% or $113,613 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 136 | $15,711,945 | $1,854,159 | $13,634iApproximate average salary by contribution assumption: employee only about $340,838 at 4% or $227,225 at 6%; with 50% employer match about $227,225 at 4% or $151,484 at 6%; with 100% employer match about $170,419 at 4% or $113,613 at 6%. |
| 2009 | 2 | 125 | $11,629,509 | $1,811,731 | $14,494iApproximate average salary by contribution assumption: employee only about $362,346 at 4% or $241,564 at 6%; with 50% employer match about $241,564 at 4% or $161,043 at 6%; with 100% employer match about $181,173 at 4% or $120,782 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 125 | $11,629,509 | $1,811,731 | $14,494iApproximate average salary by contribution assumption: employee only about $362,346 at 4% or $241,564 at 6%; with 50% employer match about $241,564 at 4% or $161,043 at 6%; with 100% employer match about $181,173 at 4% or $120,782 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | - | - | - | - |
| 2008 | 1 | 129 | $9,460,543 | $1,504,946 | $11,666iApproximate average salary by contribution assumption: employee only about $291,656 at 4% or $194,437 at 6%; with 50% employer match about $194,437 at 4% or $129,625 at 6%; with 100% employer match about $145,828 at 4% or $97,219 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 129 | $9,460,543 | $1,504,946 | $11,666iApproximate average salary by contribution assumption: employee only about $291,656 at 4% or $194,437 at 6%; with 50% employer match about $194,437 at 4% or $129,625 at 6%; with 100% employer match about $145,828 at 4% or $97,219 at 6%. |
| 2007 | 2 | 157 | $11,074,829 | $1,908,274 | $12,155iApproximate average salary by contribution assumption: employee only about $303,865 at 4% or $202,577 at 6%; with 50% employer match about $202,577 at 4% or $135,051 at 6%; with 100% employer match about $151,933 at 4% or $101,288 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 124 | $11,074,829 | $1,908,274 | $15,389iApproximate average salary by contribution assumption: employee only about $384,733 at 4% or $256,488 at 6%; with 50% employer match about $256,488 at 4% or $170,992 at 6%; with 100% employer match about $192,366 at 4% or $128,244 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 157 | - | - | - |
| 2006 | 2 | 110 | $0 | $0 | - |
| Roth Capital Partners Employee Benefit Plan | - | 0 | - | - | - |
| Roth Capital Partners LLC 401(K) Plan | - | 110 | - | - | - |
| 2005 | 2 | 136 | $7,927,100 | $1,620,229 | $11,913iApproximate average salary by contribution assumption: employee only about $297,836 at 4% or $198,557 at 6%; with 50% employer match about $198,557 at 4% or $132,372 at 6%; with 100% employer match about $148,918 at 4% or $99,279 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 106 | $7,927,100 | $1,620,229 | $15,285iApproximate average salary by contribution assumption: employee only about $382,129 at 4% or $254,753 at 6%; with 50% employer match about $254,753 at 4% or $169,835 at 6%; with 100% employer match about $191,065 at 4% or $127,376 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 136 | - | - | - |
| 2004 | 2 | 146 | $6,625,674 | $1,473,467 | $10,092iApproximate average salary by contribution assumption: employee only about $252,306 at 4% or $168,204 at 6%; with 50% employer match about $168,204 at 4% or $112,136 at 6%; with 100% employer match about $126,153 at 4% or $84,102 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 108 | $6,625,674 | $1,473,467 | $13,643iApproximate average salary by contribution assumption: employee only about $341,080 at 4% or $227,387 at 6%; with 50% employer match about $227,387 at 4% or $151,591 at 6%; with 100% employer match about $170,540 at 4% or $113,693 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 146 | - | - | - |
| 2003 | 2 | 158 | $6,112,183 | $1,247,838 | $7,898iApproximate average salary by contribution assumption: employee only about $197,443 at 4% or $131,628 at 6%; with 50% employer match about $131,628 at 4% or $87,752 at 6%; with 100% employer match about $98,721 at 4% or $65,814 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 89 | $6,112,183 | $1,247,838 | $14,021iApproximate average salary by contribution assumption: employee only about $350,516 at 4% or $233,678 at 6%; with 50% employer match about $233,678 at 4% or $155,785 at 6%; with 100% employer match about $175,258 at 4% or $116,839 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 158 | - | - | - |
| 2002 | 2 | 204 | $4,627,234 | $620,813 | $3,043iApproximate average salary by contribution assumption: employee only about $76,080 at 4% or $50,720 at 6%; with 50% employer match about $50,720 at 4% or $33,813 at 6%; with 100% employer match about $38,040 at 4% or $25,360 at 6%. |
| Roth Capital Partners LLC 401(K) Plan | - | 75 | $4,627,234 | $620,813 | $8,278iApproximate average salary by contribution assumption: employee only about $206,938 at 4% or $137,958 at 6%; with 50% employer match about $137,958 at 4% or $91,972 at 6%; with 100% employer match about $103,469 at 4% or $68,979 at 6%. |
| Roth Capital Partners Employee Benefit Plan | - | 204 | - | - | - |
| 2001 | 2 | 205 | $0 | $0 | - |
| Roth Capital Partners LLC 401(K) Plan | - | 85 | - | - | - |
| Roth Capital Partners Employee Benefit Plan | - | 205 | - | - | - |
| 2000 | 1 | 110 | $0 | $0 | - |
| Roth Capital Partners LLC 401(K) Plan | - | 110 | - | - | - |