Rochdale Securities LLC
Plan context: Rochdale Securities LLC 401(K) Plan
EIN 20-1093348 • New Canaan, CT • 16 filings • 2 plans
Current Snapshot
Latest Year
2021
2021 Participants
1
2021 Assets
$30,595
2021 Contributions
$30,237
Historical Graphs
Total Assets Over Time
Aggregate end-of-year assets by filing year, excluding zero-asset years
Participants Over Time
Largest reported end-of-year plan headcount by filing year, used to avoid double-counting participants across overlapping plans
Company Timeline
Year summaries and individual filings are combined here so you can stay in one place while moving across years and plan filings.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2021 | 1 | 0 | $0 | $0 | - |
| Rochdale Securities LLC 401(K) Plan | - | 0 | $0 | $0 | - |
| 2020 | 1 | 1 | $30,595 | $0 | - |
| Rochdale Securities LLC 401(K) Plan | - | 1 | $30,595 | $0 | - |
| 2019 | 1 | 12 | $1,047,925 | $0 | - |
| Rochdale Securities LLC 401(K) Plan | - | 12 | $1,047,925 | $0 | - |
| 2018 | 1 | 13 | $884,731 | $0 | - |
| Rochdale Securities LLC 401(K) Plan | - | 13 | $884,731 | $0 | - |
| 2017 | 1 | 14 | $950,621 | $0 | - |
| Rochdale Securities LLC 401(K) Plan | - | 14 | $950,621 | $0 | - |
| 2016 | 1 | 16 | $1,664,245 | $0 | - |
| Rochdale Securities LLC 401(K) Plan | - | 16 | $1,664,245 | $0 | - |
| 2015 | 1 | 19 | $2,310,106 | $0 | - |
| Rochdale Securities LLC 401(K) Plan | - | 19 | $2,310,106 | $0 | - |
| 2014 | 1 | 25 | $3,545,583 | $0 | - |
| Rochdale Securities LLC 401(K) Plan | - | 25 | $3,545,583 | $0 | - |
| 2013 | 1 | 30 | $4,094,705 | $30,237 | $1,008iApproximate average salary by contribution assumption: employee only about $25,198 at 4% or $16,798 at 6%; with 50% employer match about $16,798 at 4% or $11,199 at 6%; with 100% employer match about $12,599 at 4% or $8,399 at 6%. |
| Rochdale Securities LLC 401(K) Plan | - | 30 | $4,094,705 | $30,237 | $1,008iApproximate average salary by contribution assumption: employee only about $25,198 at 4% or $16,798 at 6%; with 50% employer match about $16,798 at 4% or $11,199 at 6%; with 100% employer match about $12,599 at 4% or $8,399 at 6%. |
| 2012 | 1 | 50 | $5,829,773 | $341,989 | $6,840iApproximate average salary by contribution assumption: employee only about $170,995 at 4% or $113,996 at 6%; with 50% employer match about $113,996 at 4% or $75,998 at 6%; with 100% employer match about $85,497 at 4% or $56,998 at 6%. |
| Rochdale Securities LLC 401(K) Plan | - | 50 | $5,829,773 | $341,989 | $6,840iApproximate average salary by contribution assumption: employee only about $170,995 at 4% or $113,996 at 6%; with 50% employer match about $113,996 at 4% or $75,998 at 6%; with 100% employer match about $85,497 at 4% or $56,998 at 6%. |
| 2011 | 1 | 51 | $6,086,289 | $376,712 | $7,387iApproximate average salary by contribution assumption: employee only about $184,663 at 4% or $123,108 at 6%; with 50% employer match about $123,108 at 4% or $82,072 at 6%; with 100% employer match about $92,331 at 4% or $61,554 at 6%. |
| Rochdale Securities LLC 401(K) Plan | - | 51 | $6,086,289 | $376,712 | $7,387iApproximate average salary by contribution assumption: employee only about $184,663 at 4% or $123,108 at 6%; with 50% employer match about $123,108 at 4% or $82,072 at 6%; with 100% employer match about $92,331 at 4% or $61,554 at 6%. |
| 2010 | 1 | 47 | $6,004,535 | $476,804 | $10,145iApproximate average salary by contribution assumption: employee only about $253,619 at 4% or $169,079 at 6%; with 50% employer match about $169,079 at 4% or $112,720 at 6%; with 100% employer match about $126,810 at 4% or $84,540 at 6%. |
| Rochdale Securities LLC 401(K) Plan | - | 47 | $6,004,535 | $476,804 | $10,145iApproximate average salary by contribution assumption: employee only about $253,619 at 4% or $169,079 at 6%; with 50% employer match about $169,079 at 4% or $112,720 at 6%; with 100% employer match about $126,810 at 4% or $84,540 at 6%. |
| 2009 | 1 | 50 | $5,467,771 | $552,297 | $11,046iApproximate average salary by contribution assumption: employee only about $276,149 at 4% or $184,099 at 6%; with 50% employer match about $184,099 at 4% or $122,733 at 6%; with 100% employer match about $138,074 at 4% or $92,050 at 6%. |
| Rochdale Securities LLC 401(K) Plan | - | 50 | $5,467,771 | $552,297 | $11,046iApproximate average salary by contribution assumption: employee only about $276,149 at 4% or $184,099 at 6%; with 50% employer match about $184,099 at 4% or $122,733 at 6%; with 100% employer match about $138,074 at 4% or $92,050 at 6%. |
| 2008 | 1 | 44 | $4,322,944 | $515,566 | $11,717iApproximate average salary by contribution assumption: employee only about $292,935 at 4% or $195,290 at 6%; with 50% employer match about $195,290 at 4% or $130,193 at 6%; with 100% employer match about $146,468 at 4% or $97,645 at 6%. |
| Rochdale Securities LLC 401(K) Plan | - | 44 | $4,322,944 | $515,566 | $11,717iApproximate average salary by contribution assumption: employee only about $292,935 at 4% or $195,290 at 6%; with 50% employer match about $195,290 at 4% or $130,193 at 6%; with 100% employer match about $146,468 at 4% or $97,645 at 6%. |
| 2007 | 1 | 42 | $0 | $0 | - |
| Rochdale Securities LLC 401(K) Plan | - | 42 | - | - | - |
| 2006 | 1 | 50 | $4,564,874 | $396,146 | $7,923iApproximate average salary by contribution assumption: employee only about $198,073 at 4% or $132,049 at 6%; with 50% employer match about $132,049 at 4% or $88,032 at 6%; with 100% employer match about $99,037 at 4% or $66,024 at 6%. |
| Rochdale Securities LLC 401(K) Plan | - | 50 | $4,564,874 | $396,146 | $7,923iApproximate average salary by contribution assumption: employee only about $198,073 at 4% or $132,049 at 6%; with 50% employer match about $132,049 at 4% or $88,032 at 6%; with 100% employer match about $99,037 at 4% or $66,024 at 6%. |