Barry M Caplan
Plan context: Morgan Stanley as Custodian for Barry M Caplan Psp
EIN 16-1150545 • Geneseo, NY • 100 filings • 25 plans
Current Snapshot
Latest Year
2013
2013 Participants
3
2013 Assets
$1,794,305
2013 Contributions
$14,337
Historical Graphs
Total Assets Over Time
Aggregate end-of-year assets by filing year, excluding zero-asset years
Participants Over Time
Largest reported end-of-year plan headcount by filing year, used to avoid double-counting participants across overlapping plans
Company Timeline
Year summaries and individual filings are combined here so you can stay in one place while moving across years and plan filings.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2013 | 5 | 0 | $0 | $0 | - |
| Ariel Appreciation Fund Keogh Profit Sharing Plan | - | 0 | - | - | - |
| Savings Banks Association of New York State Profit Sharing Plan | - | 0 | - | - | - |
| Seligman Group of Funds Keogh Profit Sharing Plan | - | 0 | - | - | - |
| Calvert Group of Funds Keogh Profit Sharing Plan | - | 0 | - | - | - |
| Morgan Stanley as Custodian for Barry M Caplan Psp | - | 0 | - | - | - |
| 2012 | 6 | 3 | $1,794,305 | $0 | - |
| Morgan Stanley as Custodian for Barry M Caplan Psp | - | 3 | $1,538,209 | - | - |
| Seligman Group of Funds Keogh Profit Sharing Plan | - | 3 | $204,243 | - | - |
| Ariel Appreciation Fund Keogh Profit Sharing Plan | - | 1 | $20,836 | - | - |
| Calvert Group of Funds Keogh Profit Sharing Plan | - | 1 | $18,066 | - | - |
| Savings Banks Association of New York State Profit Sharing Plan | - | 2 | $12,951 | - | - |
| Barry M Caplan Keogh Profit Sharing Plan for the Benefit of Fred Mingrino | - | 0 | - | - | - |
| 2011 | 6 | 3 | $1,622,826 | $0 | - |
| Morgan Stanley as Custodian for Barry M Caplan Psp | - | 2 | $1,274,670 | - | - |
| Seligman Group of Funds Keogh Profit Sharing Plan | - | 3 | $181,149 | - | - |
| Barry M Caplan Keogh Profit Sharing Plan for the Benefit of Fred Mingrino | - | 1 | $108,245 | - | - |
| Savings Banks Association of New York State Profit Sharing Plan | - | 2 | $24,800 | - | - |
| Ariel Appreciation Fund Keogh Profit Sharing Plan | - | 1 | $17,458 | - | - |
| Calvert Group of Funds Keogh Profit Sharing Plan | - | 1 | $16,504 | - | - |
| 2010 | 6 | 3 | $1,611,293 | $14,337 | $4,779iApproximate average salary by contribution assumption: employee only about $119,475 at 4% or $79,650 at 6%; with 50% employer match about $79,650 at 4% or $53,100 at 6%; with 100% employer match about $59,738 at 4% or $39,825 at 6%. |
| Morgan Stanley as Custodian for Barry M Caplan Psp | - | 2 | $1,248,660 | $5,549 | $2,775iApproximate average salary by contribution assumption: employee only about $69,363 at 4% or $46,242 at 6%; with 50% employer match about $46,242 at 4% or $30,828 at 6%; with 100% employer match about $34,681 at 4% or $23,121 at 6%. |
| Seligman Group of Funds Keogh Profit Sharing Plan | - | 3 | $190,514 | $3,536 | $1,179iApproximate average salary by contribution assumption: employee only about $29,467 at 4% or $19,644 at 6%; with 50% employer match about $19,644 at 4% or $13,096 at 6%; with 100% employer match about $14,733 at 4% or $9,822 at 6%. |
| Barry M Caplan Keogh Profit Sharing Plan for the Benefit of Fred Mingrino | - | 1 | $111,417 | $2,080 | $2,080iApproximate average salary by contribution assumption: employee only about $52,000 at 4% or $34,667 at 6%; with 50% employer match about $34,667 at 4% or $23,111 at 6%; with 100% employer match about $26,000 at 4% or $17,333 at 6%. |
| Savings Banks Association of New York State Profit Sharing Plan | - | 2 | $24,631 | - | - |
| Ariel Appreciation Fund Keogh Profit Sharing Plan | - | 1 | $18,843 | $1,404 | $1,404iApproximate average salary by contribution assumption: employee only about $35,100 at 4% or $23,400 at 6%; with 50% employer match about $23,400 at 4% or $15,600 at 6%; with 100% employer match about $17,550 at 4% or $11,700 at 6%. |
| Calvert Group of Funds Keogh Profit Sharing Plan | - | 1 | $17,228 | $1,768 | $1,768iApproximate average salary by contribution assumption: employee only about $44,200 at 4% or $29,467 at 6%; with 50% employer match about $29,467 at 4% or $19,644 at 6%; with 100% employer match about $22,100 at 4% or $14,733 at 6%. |
| 2009 | 9 | 3 | $2,515,536 | $46,666 | $15,555iApproximate average salary by contribution assumption: employee only about $388,883 at 4% or $259,256 at 6%; with 50% employer match about $259,256 at 4% or $172,837 at 6%; with 100% employer match about $194,442 at 4% or $129,628 at 6%. |
| Morgan Stanley as Custodian for Barry M Caplan Psp | - | 2 | $1,123,459 | $8,445 | $4,223iApproximate average salary by contribution assumption: employee only about $105,563 at 4% or $70,375 at 6%; with 50% employer match about $70,375 at 4% or $46,917 at 6%; with 100% employer match about $52,781 at 4% or $35,188 at 6%. |
| Morgan Stanley as Custodian for Barry M Caplan Psp | - | 1 | $1,077,675 | $19,825 | $19,825iApproximate average salary by contribution assumption: employee only about $495,625 at 4% or $330,417 at 6%; with 50% employer match about $330,417 at 4% or $220,278 at 6%; with 100% employer match about $247,813 at 4% or $165,208 at 6%. |
| Seligman Group of Funds Keogh Profit Sharing Plan | - | 3 | $160,221 | $5,304 | $1,768iApproximate average salary by contribution assumption: employee only about $44,200 at 4% or $29,467 at 6%; with 50% employer match about $29,467 at 4% or $19,644 at 6%; with 100% employer match about $22,100 at 4% or $14,733 at 6%. |
| Barry M Caplan Keogh Profit Sharing Plan for the Benefit of Fred Mingrino | - | 1 | $101,263 | $3,120 | $3,120iApproximate average salary by contribution assumption: employee only about $78,000 at 4% or $52,000 at 6%; with 50% employer match about $52,000 at 4% or $34,667 at 6%; with 100% employer match about $39,000 at 4% or $26,000 at 6%. |
| Savings Banks Association of New York State Profit Sharing Plan | - | 2 | $24,420 | - | - |
| Ariel Appreciation Fund Keogh Profit Sharing Plan | - | 1 | $14,470 | $2,106 | $2,106iApproximate average salary by contribution assumption: employee only about $52,650 at 4% or $35,100 at 6%; with 50% employer match about $35,100 at 4% or $23,400 at 6%; with 100% employer match about $26,325 at 4% or $17,550 at 6%. |
| Calvert Group of Funds Keogh Profit Sharing Plan | - | 1 | $14,028 | - | - |
| Advest Inc-Custodian for Barry Caplan Profit Sharing Plan | - | 0 | - | $2,964 | - |
| Vanguard Group of Funds Keogh Profit Sharing Plan | - | 0 | - | $4,902 | - |
| 2008 | 7 | 2 | $1,204,890 | $55,150 | $27,575iApproximate average salary by contribution assumption: employee only about $689,375 at 4% or $459,583 at 6%; with 50% employer match about $459,583 at 4% or $306,389 at 6%; with 100% employer match about $344,688 at 4% or $229,792 at 6%. |
| Morgan Stanley as Custodian for Barry M Caplan Psp | - | 1 | $863,822 | $19,138 | $19,138iApproximate average salary by contribution assumption: employee only about $478,450 at 4% or $318,967 at 6%; with 50% employer match about $318,967 at 4% or $212,644 at 6%; with 100% employer match about $239,225 at 4% or $159,483 at 6%. |
| Ariel Appreciation Fund Keogh Profit Sharing Plan | - | 2 | $124,939 | $10,296 | $5,148iApproximate average salary by contribution assumption: employee only about $128,700 at 4% or $85,800 at 6%; with 50% employer match about $85,800 at 4% or $57,200 at 6%; with 100% employer match about $64,350 at 4% or $42,900 at 6%. |
| Seligman Group of Funds Keogh Profit Sharing Plan | - | 2 | $80,813 | $10,296 | $5,148iApproximate average salary by contribution assumption: employee only about $128,700 at 4% or $85,800 at 6%; with 50% employer match about $85,800 at 4% or $57,200 at 6%; with 100% employer match about $64,350 at 4% or $42,900 at 6%. |
| Vanguard Group of Funds Keogh Profit Sharing Plan | - | 2 | $51,200 | $9,648 | $4,824iApproximate average salary by contribution assumption: employee only about $120,600 at 4% or $80,400 at 6%; with 50% employer match about $80,400 at 4% or $53,600 at 6%; with 100% employer match about $60,300 at 4% or $40,200 at 6%. |
| Advest Inc-Custodian for Barry Caplan Profit Sharing Plan | - | 1 | $48,453 | $5,772 | $5,772iApproximate average salary by contribution assumption: employee only about $144,300 at 4% or $96,200 at 6%; with 50% employer match about $96,200 at 4% or $64,133 at 6%; with 100% employer match about $72,150 at 4% or $48,100 at 6%. |
| Savings Banks Association of New York State Profit Sharing Plan | - | 2 | $24,052 | - | - |
| Calvert Group of Funds Keogh Profit Sharing Plan | - | 1 | $11,611 | - | - |
| 2007 | 7 | 2 | $1,602,244 | $54,589 | $27,295iApproximate average salary by contribution assumption: employee only about $682,363 at 4% or $454,908 at 6%; with 50% employer match about $454,908 at 4% or $303,272 at 6%; with 100% employer match about $341,181 at 4% or $227,454 at 6%. |
| Morgan Stanley as Custodian for Barry M Caplan Psp | - | 1 | $1,077,675 | $19,825 | $19,825iApproximate average salary by contribution assumption: employee only about $495,625 at 4% or $330,417 at 6%; with 50% employer match about $330,417 at 4% or $220,278 at 6%; with 100% employer match about $247,813 at 4% or $165,208 at 6%. |
| Ariel Appreciation Fund Keogh Profit Sharing Plan | - | 2 | $199,252 | $9,672 | $4,836iApproximate average salary by contribution assumption: employee only about $120,900 at 4% or $80,600 at 6%; with 50% employer match about $80,600 at 4% or $53,733 at 6%; with 100% employer match about $60,450 at 4% or $40,300 at 6%. |
| Seligman Group of Funds Keogh Profit Sharing Plan | - | 2 | $131,687 | $4,992 | $2,496iApproximate average salary by contribution assumption: employee only about $62,400 at 4% or $41,600 at 6%; with 50% employer match about $41,600 at 4% or $27,733 at 6%; with 100% employer match about $31,200 at 4% or $20,800 at 6%. |
| Advest Inc-Custodian for Barry Caplan Profit Sharing Plan | - | 1 | $94,659 | $5,616 | $5,616iApproximate average salary by contribution assumption: employee only about $140,400 at 4% or $93,600 at 6%; with 50% employer match about $93,600 at 4% or $62,400 at 6%; with 100% employer match about $70,200 at 4% or $46,800 at 6%. |
| Vanguard Group of Funds Keogh Profit Sharing Plan | - | 2 | $58,967 | $9,492 | $4,746iApproximate average salary by contribution assumption: employee only about $118,650 at 4% or $79,100 at 6%; with 50% employer match about $79,100 at 4% or $52,733 at 6%; with 100% employer match about $59,325 at 4% or $39,550 at 6%. |
| Savings Banks Association of New York State Profit Sharing Plan | - | 2 | $23,483 | - | - |
| Calvert Group of Funds Keogh Profit Sharing Plan | - | 1 | $16,521 | $4,992 | $4,992iApproximate average salary by contribution assumption: employee only about $124,800 at 4% or $83,200 at 6%; with 50% employer match about $83,200 at 4% or $55,467 at 6%; with 100% employer match about $62,400 at 4% or $41,600 at 6%. |
| 2006 | 8 | 3 | $2,373,850 | $75,922 | $25,307iApproximate average salary by contribution assumption: employee only about $632,683 at 4% or $421,789 at 6%; with 50% employer match about $421,789 at 4% or $281,193 at 6%; with 100% employer match about $316,342 at 4% or $210,894 at 6%. |
| Morgan Stanley as Custodian for Barry M Caplan Psp | - | 1 | $946,073 | $17,735 | $17,735iApproximate average salary by contribution assumption: employee only about $443,375 at 4% or $295,583 at 6%; with 50% employer match about $295,583 at 4% or $197,056 at 6%; with 100% employer match about $221,688 at 4% or $147,792 at 6%. |
| Morgan Stanley as Custodian for Barry M Caplan Psp | - | 1 | $946,073 | $17,735 | $17,735iApproximate average salary by contribution assumption: employee only about $443,375 at 4% or $295,583 at 6%; with 50% employer match about $295,583 at 4% or $197,056 at 6%; with 100% employer match about $221,688 at 4% or $147,792 at 6%. |
| Ariel Appreciation Fund Keogh Profit Sharing Plan | - | 2 | $192,485 | $9,720 | $4,860iApproximate average salary by contribution assumption: employee only about $121,500 at 4% or $81,000 at 6%; with 50% employer match about $81,000 at 4% or $54,000 at 6%; with 100% employer match about $60,750 at 4% or $40,500 at 6%. |
| Seligman Group of Funds Keogh Profit Sharing Plan | - | 2 | $114,156 | $5,184 | $2,592iApproximate average salary by contribution assumption: employee only about $64,800 at 4% or $43,200 at 6%; with 50% employer match about $43,200 at 4% or $28,800 at 6%; with 100% employer match about $32,400 at 4% or $21,600 at 6%. |
| Advest Inc-Custodian for Barry Caplan Profit Sharing Plan | - | 1 | $87,926 | $5,832 | $5,832iApproximate average salary by contribution assumption: employee only about $145,800 at 4% or $97,200 at 6%; with 50% employer match about $97,200 at 4% or $64,800 at 6%; with 100% employer match about $72,900 at 4% or $48,600 at 6%. |
| Vanguard Group of Funds Keogh Profit Sharing Plan | - | 3 | $53,699 | $9,540 | $3,180iApproximate average salary by contribution assumption: employee only about $79,500 at 4% or $53,000 at 6%; with 50% employer match about $53,000 at 4% or $35,333 at 6%; with 100% employer match about $39,750 at 4% or $26,500 at 6%. |
| Savings Banks Association of New York State Profit Sharing Plan | - | 2 | $22,660 | - | - |
| Calvert Group of Funds Keogh Profit Sharing Plan | - | 1 | $10,778 | $10,176 | $10,176iApproximate average salary by contribution assumption: employee only about $254,400 at 4% or $169,600 at 6%; with 50% employer match about $169,600 at 4% or $113,067 at 6%; with 100% employer match about $127,200 at 4% or $84,800 at 6%. |
| 2005 | 7 | 3 | $1,199,559 | $48,923 | $16,308iApproximate average salary by contribution assumption: employee only about $407,692 at 4% or $271,794 at 6%; with 50% employer match about $271,794 at 4% or $181,196 at 6%; with 100% employer match about $203,846 at 4% or $135,897 at 6%. |
| Morgan Stanley as Custodian for Barry M Caplan Psp | - | 1 | $808,748 | $20,505 | $20,505iApproximate average salary by contribution assumption: employee only about $512,625 at 4% or $341,750 at 6%; with 50% employer match about $341,750 at 4% or $227,833 at 6%; with 100% employer match about $256,313 at 4% or $170,875 at 6%. |
| Ariel Appreciation Fund Keogh Profit Sharing Plan | - | 1 | $163,960 | $6,240 | $6,240iApproximate average salary by contribution assumption: employee only about $156,000 at 4% or $104,000 at 6%; with 50% employer match about $104,000 at 4% or $69,333 at 6%; with 100% employer match about $78,000 at 4% or $52,000 at 6%. |
| Seligman Group of Funds Keogh Profit Sharing Plan | - | 2 | $93,651 | $4,992 | $2,496iApproximate average salary by contribution assumption: employee only about $62,400 at 4% or $41,600 at 6%; with 50% employer match about $41,600 at 4% or $27,733 at 6%; with 100% employer match about $31,200 at 4% or $20,800 at 6%. |
| Advest Inc-Custodian for Barry Caplan Profit Sharing Plan | - | 1 | $73,940 | $5,616 | $5,616iApproximate average salary by contribution assumption: employee only about $140,400 at 4% or $93,600 at 6%; with 50% employer match about $93,600 at 4% or $62,400 at 6%; with 100% employer match about $70,200 at 4% or $46,800 at 6%. |
| Vanguard Group of Funds Keogh Profit Sharing Plan | - | 3 | $37,265 | $11,570 | $3,857iApproximate average salary by contribution assumption: employee only about $96,417 at 4% or $64,278 at 6%; with 50% employer match about $64,278 at 4% or $42,852 at 6%; with 100% employer match about $48,208 at 4% or $32,139 at 6%. |
| Savings Banks Association of New York State Profit Sharing Plan | - | 2 | $21,995 | - | - |
| Fidelity Defined Contribution Keogh Profit Sharing Plan | - | 0 | - | - | - |
| 2004 | 8 | 3 | $1,076,763 | $43,680 | $14,560iApproximate average salary by contribution assumption: employee only about $364,000 at 4% or $242,667 at 6%; with 50% employer match about $242,667 at 4% or $161,778 at 6%; with 100% employer match about $182,000 at 4% or $121,333 at 6%. |
| Fahnestock & Co Inc-Custodian for Barry M Caplan Profit Sharing Plan | - | 1 | $717,218 | $5,000 | $5,000iApproximate average salary by contribution assumption: employee only about $125,000 at 4% or $83,333 at 6%; with 50% employer match about $83,333 at 4% or $55,556 at 6%; with 100% employer match about $62,500 at 4% or $41,667 at 6%. |
| Ariel Appreciation Fund Keogh Profit Sharing Plan | - | 1 | $152,908 | $5,928 | $5,928iApproximate average salary by contribution assumption: employee only about $148,200 at 4% or $98,800 at 6%; with 50% employer match about $98,800 at 4% or $65,867 at 6%; with 100% employer match about $74,100 at 4% or $49,400 at 6%. |
| Seligman Group of Funds Keogh Profit Sharing Plan | - | 2 | $82,309 | $9,360 | $4,680iApproximate average salary by contribution assumption: employee only about $117,000 at 4% or $78,000 at 6%; with 50% employer match about $78,000 at 4% or $52,000 at 6%; with 100% employer match about $58,500 at 4% or $39,000 at 6%. |
| Advest Inc-Custodian for Barry Caplan Profit Sharing Plan | - | 1 | $68,650 | $5,304 | $5,304iApproximate average salary by contribution assumption: employee only about $132,600 at 4% or $88,400 at 6%; with 50% employer match about $88,400 at 4% or $58,933 at 6%; with 100% employer match about $66,300 at 4% or $44,200 at 6%. |
| Vanguard Group of Funds Keogh Profit Sharing Plan | - | 3 | $23,678 | $14,056 | $4,685iApproximate average salary by contribution assumption: employee only about $117,133 at 4% or $78,089 at 6%; with 50% employer match about $78,089 at 4% or $52,059 at 6%; with 100% employer match about $58,567 at 4% or $39,044 at 6%. |
| Savings Banks Association of New York State Profit Sharing Plan | - | 2 | $21,407 | - | - |
| Fidelity Defined Contribution Keogh Profit Sharing Plan | - | 1 | $10,593 | - | - |
| MLPF&S CUSTODIAN FOR BARRY M CAPLAN PROFIT SHARING PLAN | - | 0 | - | $4,032 | - |
| 2003 | 8 | 2 | $943,190 | $80,049 | $40,025iApproximate average salary by contribution assumption: employee only about $1,000,613 at 4% or $667,075 at 6%; with 50% employer match about $667,075 at 4% or $444,717 at 6%; with 100% employer match about $500,306 at 4% or $333,538 at 6%. |
| Fahnestock & Co Inc-Custodian for Barry M Caplan Profit Sharing Plan | - | 1 | $657,488 | $50,000 | $50,000iApproximate average salary by contribution assumption: employee only about $1,250,000 at 4% or $833,333 at 6%; with 50% employer match about $833,333 at 4% or $555,556 at 6%; with 100% employer match about $625,000 at 4% or $416,667 at 6%. |
| Ariel Appreciation Fund Keogh Profit Sharing Plan | - | 1 | $129,457 | $5,616 | $5,616iApproximate average salary by contribution assumption: employee only about $140,400 at 4% or $93,600 at 6%; with 50% employer match about $93,600 at 4% or $62,400 at 6%; with 100% employer match about $70,200 at 4% or $46,800 at 6%. |
| Seligman Group of Funds Keogh Profit Sharing Plan | - | 2 | $63,209 | $8,736 | $4,368iApproximate average salary by contribution assumption: employee only about $109,200 at 4% or $72,800 at 6%; with 50% employer match about $72,800 at 4% or $48,533 at 6%; with 100% employer match about $54,600 at 4% or $36,400 at 6%. |
| Advest Inc-Custodian for Barry Caplan Profit Sharing Plan | - | 1 | $53,791 | $7,897 | $7,897iApproximate average salary by contribution assumption: employee only about $197,425 at 4% or $131,617 at 6%; with 50% employer match about $131,617 at 4% or $87,744 at 6%; with 100% employer match about $98,713 at 4% or $65,808 at 6%. |
| Savings Banks Association of New York State Profit Sharing Plan | - | 2 | $20,815 | - | - |
| Fidelity Defined Contribution Keogh Profit Sharing Plan | - | 1 | $9,644 | - | - |
| Vanguard Group of Funds Keogh Profit Sharing Plan | - | 1 | $5,073 | $4,056 | $4,056iApproximate average salary by contribution assumption: employee only about $101,400 at 4% or $67,600 at 6%; with 50% employer match about $67,600 at 4% or $45,067 at 6%; with 100% employer match about $50,700 at 4% or $33,800 at 6%. |
| MLPF&S CUSTODIAN FOR BARRY M. CAPLAN PROFIT SHARING PLAN | - | 1 | $3,713 | $3,744 | $3,744iApproximate average salary by contribution assumption: employee only about $93,600 at 4% or $62,400 at 6%; with 50% employer match about $62,400 at 4% or $41,600 at 6%; with 100% employer match about $46,800 at 4% or $31,200 at 6%. |
| 2002 | 6 | 3 | $643,472 | $48,120 | $16,040iApproximate average salary by contribution assumption: employee only about $401,000 at 4% or $267,333 at 6%; with 50% employer match about $267,333 at 4% or $178,222 at 6%; with 100% employer match about $200,500 at 4% or $133,667 at 6%. |
| Fahnestock & Co Inc-Custodian for Barry M Caplan Profit Sharing Plan | - | 1 | $451,491 | $25,500 | $25,500iApproximate average salary by contribution assumption: employee only about $637,500 at 4% or $425,000 at 6%; with 50% employer match about $425,000 at 4% or $283,333 at 6%; with 100% employer match about $318,750 at 4% or $212,500 at 6%. |
| Ariel Appreciation Fund Keogh Profit Sharing Plan | - | 1 | $93,785 | $6,630 | $6,630iApproximate average salary by contribution assumption: employee only about $165,750 at 4% or $110,500 at 6%; with 50% employer match about $110,500 at 4% or $73,667 at 6%; with 100% employer match about $82,875 at 4% or $55,250 at 6%. |
| Seligman Group of Funds Keogh Profit Sharing Plan | - | 2 | $36,514 | $10,140 | $5,070iApproximate average salary by contribution assumption: employee only about $126,750 at 4% or $84,500 at 6%; with 50% employer match about $84,500 at 4% or $56,333 at 6%; with 100% employer match about $63,375 at 4% or $42,250 at 6%. |
| Advest Inc-Custodian for Barry Caplan Profit Sharing Plan | - | 1 | $30,762 | $5,850 | $5,850iApproximate average salary by contribution assumption: employee only about $146,250 at 4% or $97,500 at 6%; with 50% employer match about $97,500 at 4% or $65,000 at 6%; with 100% employer match about $73,125 at 4% or $48,750 at 6%. |
| Savings Banks Association of New York State Profit Sharing Plan | - | 3 | $22,859 | - | - |
| Fidelity Defined Contribution Keogh Profit Sharing Plan | - | 1 | $8,061 | - | - |
| 2001 | 6 | 3 | $0 | $0 | - |
| Advest Inc-Custodian for Barry Caplan Profit Sharing Plan | - | 1 | - | - | - |
| Fahnestock & Co Inc-Custodian for Barry M Caplan Profit Sharing Plan | - | 1 | - | - | - |
| Fidelity Defined Contribution Keogh Profit Sharing Plan | - | 1 | - | - | - |
| Ariel Appreciation Fund Keogh Profit Sharing Plan | - | 1 | - | - | - |
| Savings Banks Association of New York State Profit Sharing Plan | - | 3 | - | - | - |
| Seligman Group of Funds Keogh Profit Sharing Plan | - | 2 | - | - | - |
| 2000 | 5 | 3 | $176,802 | $19,500 | $6,500iApproximate average salary by contribution assumption: employee only about $162,500 at 4% or $108,333 at 6%; with 50% employer match about $108,333 at 4% or $72,222 at 6%; with 100% employer match about $81,250 at 4% or $54,167 at 6%. |
| Ariel Appreciation Fund Keogh Profit Sharing Plan | - | 1 | $78,657 | $5,850 | $5,850iApproximate average salary by contribution assumption: employee only about $146,250 at 4% or $97,500 at 6%; with 50% employer match about $97,500 at 4% or $65,000 at 6%; with 100% employer match about $73,125 at 4% or $48,750 at 6%. |
| Advest Inc-Custodian for Barry Caplan Profit Sharing Plan | - | 1 | $34,578 | $5,070 | $5,070iApproximate average salary by contribution assumption: employee only about $126,750 at 4% or $84,500 at 6%; with 50% employer match about $84,500 at 4% or $56,333 at 6%; with 100% employer match about $63,375 at 4% or $42,250 at 6%. |
| Seligman Group of Funds Keogh Profit Sharing Plan | - | 2 | $33,092 | $8,580 | $4,290iApproximate average salary by contribution assumption: employee only about $107,250 at 4% or $71,500 at 6%; with 50% employer match about $71,500 at 4% or $47,667 at 6%; with 100% employer match about $53,625 at 4% or $35,750 at 6%. |
| Savings Banks Association of New York State Profit Sharing Plan | - | 3 | $21,036 | - | - |
| Fidelity Defined Contribution Keogh Profit Sharing Plan | - | 1 | $9,439 | - | - |
| 1999 | 6 | 3 | $568,920 | $50,063 | $16,688iApproximate average salary by contribution assumption: employee only about $417,192 at 4% or $278,128 at 6%; with 50% employer match about $278,128 at 4% or $185,419 at 6%; with 100% employer match about $208,596 at 4% or $139,064 at 6%. |
| Fahnestock & Co Inc-Custodian for Barry M Caplan Profit Sharing Plan | - | 1 | $405,028 | $24,000 | $24,000iApproximate average salary by contribution assumption: employee only about $600,000 at 4% or $400,000 at 6%; with 50% employer match about $400,000 at 4% or $266,667 at 6%; with 100% employer match about $300,000 at 4% or $200,000 at 6%. |
| Ariel Appreciation Fund Keogh Profit Sharing Plan | - | 1 | $60,470 | $5,460 | $5,460iApproximate average salary by contribution assumption: employee only about $136,500 at 4% or $91,000 at 6%; with 50% employer match about $91,000 at 4% or $60,667 at 6%; with 100% employer match about $68,250 at 4% or $45,500 at 6%. |
| Advest Inc-Custodian for Barry Caplan Profit Sharing Plan | - | 1 | $39,276 | $9,194 | $9,194iApproximate average salary by contribution assumption: employee only about $229,850 at 4% or $153,233 at 6%; with 50% employer match about $153,233 at 4% or $102,156 at 6%; with 100% employer match about $114,925 at 4% or $76,617 at 6%. |
| Seligman Group of Funds Keogh Profit Sharing Plan | - | 2 | $30,421 | $11,409 | $5,705iApproximate average salary by contribution assumption: employee only about $142,613 at 4% or $95,075 at 6%; with 50% employer match about $95,075 at 4% or $63,383 at 6%; with 100% employer match about $71,306 at 4% or $47,538 at 6%. |
| Savings Banks Association of New York State Profit Sharing Plan | - | 3 | $20,156 | - | - |
| Fidelity Defined Contribution Keogh Profit Sharing Plan | - | 1 | $13,569 | - | - |