Civic Intelligence

Spencer Trask Securities Inc.

Plan context: Spencer Trask Securities Inc. 401K Plan

EIN 13-3609858 • Old Greenwich, CT • 22 filings • 4 plans

1700 E. Putnam AvenueSuite 409Old Greenwich, CT 06870
Current Snapshot

Latest Year

2020

2020 Participants

6

2020 Assets

$2,465,109

2020 Contributions

$57,004

Historical Graphs

Total Assets Over Time

Aggregate end-of-year assets by filing year, excluding zero-asset years

$3,963,815$1,981,908$0199920112020YearValue
$2,465,109Latest year 2020

Participants Over Time

Largest reported end-of-year plan headcount by filing year, used to avoid double-counting participants across overlapping plans

122610199920102020YearValue
6Latest year 2020

Company Timeline

Year summaries and individual filings are combined here so you can stay in one place while moving across years and plan filings.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
202016$2,465,109$57,004$9,501iApproximate average salary by contribution assumption: employee only about $237,517 at 4% or $158,344 at 6%; with 50% employer match about $158,344 at 4% or $105,563 at 6%; with 100% employer match about $118,758 at 4% or $79,172 at 6%.
Spencer Trask Securities Inc. 401K Plan-6$2,465,109$57,004$9,501iApproximate average salary by contribution assumption: employee only about $237,517 at 4% or $158,344 at 6%; with 50% employer match about $158,344 at 4% or $105,563 at 6%; with 100% employer match about $118,758 at 4% or $79,172 at 6%.
2019122$2,194,370$58,692$2,668iApproximate average salary by contribution assumption: employee only about $66,695 at 4% or $44,464 at 6%; with 50% employer match about $44,464 at 4% or $29,642 at 6%; with 100% employer match about $33,348 at 4% or $22,232 at 6%.
Spencer Trask Securities Inc. 401K Plan-22$2,194,370$58,692$2,668iApproximate average salary by contribution assumption: employee only about $66,695 at 4% or $44,464 at 6%; with 50% employer match about $44,464 at 4% or $29,642 at 6%; with 100% employer match about $33,348 at 4% or $22,232 at 6%.
2018132$2,451,364$66,068$2,065iApproximate average salary by contribution assumption: employee only about $51,616 at 4% or $34,410 at 6%; with 50% employer match about $34,410 at 4% or $22,940 at 6%; with 100% employer match about $25,808 at 4% or $17,205 at 6%.
Spencer Trask Securities Inc. 401K Plan-32$2,451,364$66,068$2,065iApproximate average salary by contribution assumption: employee only about $51,616 at 4% or $34,410 at 6%; with 50% employer match about $34,410 at 4% or $22,940 at 6%; with 100% employer match about $25,808 at 4% or $17,205 at 6%.
2017136$2,522,129$62,197$1,728iApproximate average salary by contribution assumption: employee only about $43,192 at 4% or $28,795 at 6%; with 50% employer match about $28,795 at 4% or $19,197 at 6%; with 100% employer match about $21,596 at 4% or $14,397 at 6%.
Spencer Trask Securities Inc. 401K Plan-36$2,522,129$62,197$1,728iApproximate average salary by contribution assumption: employee only about $43,192 at 4% or $28,795 at 6%; with 50% employer match about $28,795 at 4% or $19,197 at 6%; with 100% employer match about $21,596 at 4% or $14,397 at 6%.
2016117$2,455,771$105,035$6,179iApproximate average salary by contribution assumption: employee only about $154,463 at 4% or $102,975 at 6%; with 50% employer match about $102,975 at 4% or $68,650 at 6%; with 100% employer match about $77,232 at 4% or $51,488 at 6%.
Spencer Trask Securities Inc. 401K Plan-17$2,455,771$105,035$6,179iApproximate average salary by contribution assumption: employee only about $154,463 at 4% or $102,975 at 6%; with 50% employer match about $102,975 at 4% or $68,650 at 6%; with 100% employer match about $77,232 at 4% or $51,488 at 6%.
2015152$2,339,494$112,289$2,159iApproximate average salary by contribution assumption: employee only about $53,985 at 4% or $35,990 at 6%; with 50% employer match about $35,990 at 4% or $23,993 at 6%; with 100% employer match about $26,993 at 4% or $17,995 at 6%.
Spencer Trask Securities Inc. 401K Plan-52$2,339,494$112,289$2,159iApproximate average salary by contribution assumption: employee only about $53,985 at 4% or $35,990 at 6%; with 50% employer match about $35,990 at 4% or $23,993 at 6%; with 100% employer match about $26,993 at 4% or $17,995 at 6%.
2014159$2,538,668$176,616$2,993iApproximate average salary by contribution assumption: employee only about $74,837 at 4% or $49,892 at 6%; with 50% employer match about $49,892 at 4% or $33,261 at 6%; with 100% employer match about $37,419 at 4% or $24,946 at 6%.
Spencer Trask Securities Inc. 401K Plan-59$2,538,668$176,616$2,993iApproximate average salary by contribution assumption: employee only about $74,837 at 4% or $49,892 at 6%; with 50% employer match about $49,892 at 4% or $33,261 at 6%; with 100% employer match about $37,419 at 4% or $24,946 at 6%.
2013168$2,242,060$211,938$3,117iApproximate average salary by contribution assumption: employee only about $77,918 at 4% or $51,946 at 6%; with 50% employer match about $51,946 at 4% or $34,630 at 6%; with 100% employer match about $38,959 at 4% or $25,973 at 6%.
Spencer Trask Securities Inc. 401K Plan-68$2,242,060$211,938$3,117iApproximate average salary by contribution assumption: employee only about $77,918 at 4% or $51,946 at 6%; with 50% employer match about $51,946 at 4% or $34,630 at 6%; with 100% employer match about $38,959 at 4% or $25,973 at 6%.
2012142$2,833,953$223,528$5,322iApproximate average salary by contribution assumption: employee only about $133,052 at 4% or $88,702 at 6%; with 50% employer match about $88,702 at 4% or $59,134 at 6%; with 100% employer match about $66,526 at 4% or $44,351 at 6%.
Spencer Trask Securities Inc. 401K Plan-42$2,833,953$223,528$5,322iApproximate average salary by contribution assumption: employee only about $133,052 at 4% or $88,702 at 6%; with 50% employer match about $88,702 at 4% or $59,134 at 6%; with 100% employer match about $66,526 at 4% or $44,351 at 6%.
2011143$2,371,219$207,255$4,820iApproximate average salary by contribution assumption: employee only about $120,497 at 4% or $80,331 at 6%; with 50% employer match about $80,331 at 4% or $53,554 at 6%; with 100% employer match about $60,249 at 4% or $40,166 at 6%.
Spencer Trask Securities Inc. 401K Plan-43$2,371,219$207,255$4,820iApproximate average salary by contribution assumption: employee only about $120,497 at 4% or $80,331 at 6%; with 50% employer match about $80,331 at 4% or $53,554 at 6%; with 100% employer match about $60,249 at 4% or $40,166 at 6%.
2010152$2,436,014$164,741$3,168iApproximate average salary by contribution assumption: employee only about $79,202 at 4% or $52,802 at 6%; with 50% employer match about $52,802 at 4% or $35,201 at 6%; with 100% employer match about $39,601 at 4% or $26,401 at 6%.
Spencer Trask Securities Inc. 401K Plan-52$2,436,014$164,741$3,168iApproximate average salary by contribution assumption: employee only about $79,202 at 4% or $52,802 at 6%; with 50% employer match about $52,802 at 4% or $35,201 at 6%; with 100% employer match about $39,601 at 4% or $26,401 at 6%.
2009162$2,434,039$211,672$3,414iApproximate average salary by contribution assumption: employee only about $85,352 at 4% or $56,901 at 6%; with 50% employer match about $56,901 at 4% or $37,934 at 6%; with 100% employer match about $42,676 at 4% or $28,451 at 6%.
Spencer Trask Securities Inc. 401K Plan-62$2,434,039$211,672$3,414iApproximate average salary by contribution assumption: employee only about $85,352 at 4% or $56,901 at 6%; with 50% employer match about $56,901 at 4% or $37,934 at 6%; with 100% employer match about $42,676 at 4% or $28,451 at 6%.
2008135$2,535,343$423,191$12,091iApproximate average salary by contribution assumption: employee only about $302,279 at 4% or $201,520 at 6%; with 50% employer match about $201,520 at 4% or $134,346 at 6%; with 100% employer match about $151,140 at 4% or $100,760 at 6%.
Spencer Trask Securities Inc. 401K Plan-35$2,535,343$423,191$12,091iApproximate average salary by contribution assumption: employee only about $302,279 at 4% or $201,520 at 6%; with 50% employer match about $201,520 at 4% or $134,346 at 6%; with 100% employer match about $151,140 at 4% or $100,760 at 6%.
2007160$0$0-
Spencer Trask Securities Inc. 401K Plan-60---
2006163$3,963,815$565,395$8,975iApproximate average salary by contribution assumption: employee only about $224,363 at 4% or $149,575 at 6%; with 50% employer match about $149,575 at 4% or $99,717 at 6%; with 100% employer match about $112,182 at 4% or $74,788 at 6%.
Spencer Trask Securities Inc. 401K Plan-63$3,963,815$565,395$8,975iApproximate average salary by contribution assumption: employee only about $224,363 at 4% or $149,575 at 6%; with 50% employer match about $149,575 at 4% or $99,717 at 6%; with 100% employer match about $112,182 at 4% or $74,788 at 6%.
2005166$3,474,368$503,946$7,636iApproximate average salary by contribution assumption: employee only about $190,889 at 4% or $127,259 at 6%; with 50% employer match about $127,259 at 4% or $84,839 at 6%; with 100% employer match about $95,444 at 4% or $63,630 at 6%.
Spencer Trask Securities Inc. 401K Plan-66$3,474,368$503,946$7,636iApproximate average salary by contribution assumption: employee only about $190,889 at 4% or $127,259 at 6%; with 50% employer match about $127,259 at 4% or $84,839 at 6%; with 100% employer match about $95,444 at 4% or $63,630 at 6%.
2004165$3,146,189$476,652$7,333iApproximate average salary by contribution assumption: employee only about $183,328 at 4% or $122,218 at 6%; with 50% employer match about $122,218 at 4% or $81,479 at 6%; with 100% employer match about $91,664 at 4% or $61,109 at 6%.
Spencer Trask Securities Inc. 401K Plan-65$3,146,189$476,652$7,333iApproximate average salary by contribution assumption: employee only about $183,328 at 4% or $122,218 at 6%; with 50% employer match about $122,218 at 4% or $81,479 at 6%; with 100% employer match about $91,664 at 4% or $61,109 at 6%.
2003179$2,659,768$416,798$5,276iApproximate average salary by contribution assumption: employee only about $131,898 at 4% or $87,932 at 6%; with 50% employer match about $87,932 at 4% or $58,621 at 6%; with 100% employer match about $65,949 at 4% or $43,966 at 6%.
Spencer Trask Securities Inc. 401K Plan-79$2,659,768$416,798$5,276iApproximate average salary by contribution assumption: employee only about $131,898 at 4% or $87,932 at 6%; with 50% employer match about $87,932 at 4% or $58,621 at 6%; with 100% employer match about $65,949 at 4% or $43,966 at 6%.
2002185$0$0-
Spencer Trask Securities Inc. 401K Plan-85---
20011107$2,117,346$845,840$7,905iApproximate average salary by contribution assumption: employee only about $197,626 at 4% or $131,751 at 6%; with 50% employer match about $131,751 at 4% or $87,834 at 6%; with 100% employer match about $98,813 at 4% or $65,875 at 6%.
Spencer Trask Securities Inc. 401K Plan-107$2,117,346$845,840$7,905iApproximate average salary by contribution assumption: employee only about $197,626 at 4% or $131,751 at 6%; with 50% employer match about $131,751 at 4% or $87,834 at 6%; with 100% employer match about $98,813 at 4% or $65,875 at 6%.
20001122$0$0-
Spencer Trask Securities Inc. 401K Plan-122---
1999187$1,213,745$429,832$4,941iApproximate average salary by contribution assumption: employee only about $123,515 at 4% or $82,343 at 6%; with 50% employer match about $82,343 at 4% or $54,896 at 6%; with 100% employer match about $61,757 at 4% or $41,172 at 6%.
Spencer Trask Securities Inc. 401K Plan-87$1,213,745$429,832$4,941iApproximate average salary by contribution assumption: employee only about $123,515 at 4% or $82,343 at 6%; with 50% employer match about $82,343 at 4% or $54,896 at 6%; with 100% employer match about $61,757 at 4% or $41,172 at 6%.