ROCKEFELLER FINANCIAL SERVICES, INC.
Plan context: The E&H 401(K) Savings and Retirement Plan
EIN 13-3306788 • 38 filings • 5 plans
Current Snapshot
Latest Year
2024
2024 Participants
188
2024 Assets
$51,536,974
2024 Contributions
$3,969,584
Historical Graphs
Total Assets Over Time
Aggregate end-of-year assets by filing year, excluding zero-asset years
Participants Over Time
Largest reported end-of-year plan headcount by filing year, used to avoid double-counting participants across overlapping plans
Company Timeline
Year summaries and individual filings are combined here so you can stay in one place while moving across years and plan filings.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2024 | 1 | 188 | $51,536,974 | $3,969,584 | $21,115iApproximate average salary by contribution assumption: employee only about $527,870 at 4% or $351,913 at 6%; with 50% employer match about $351,913 at 4% or $234,609 at 6%; with 100% employer match about $263,935 at 4% or $175,957 at 6%. |
| The E&H 401(K) Savings and Retirement Plan | - | 188 | $51,536,974 | $3,969,584 | $21,115iApproximate average salary by contribution assumption: employee only about $527,870 at 4% or $351,913 at 6%; with 50% employer match about $351,913 at 4% or $234,609 at 6%; with 100% employer match about $263,935 at 4% or $175,957 at 6%. |
| 2023 | 2 | 1,172 | $225,222,333 | $39,376,730 | $33,598iApproximate average salary by contribution assumption: employee only about $839,947 at 4% or $559,965 at 6%; with 50% employer match about $559,965 at 4% or $373,310 at 6%; with 100% employer match about $419,974 at 4% or $279,982 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 1,172 | $181,417,825 | $36,445,947 | $31,097iApproximate average salary by contribution assumption: employee only about $777,431 at 4% or $518,287 at 6%; with 50% employer match about $518,287 at 4% or $345,525 at 6%; with 100% employer match about $388,715 at 4% or $259,144 at 6%. |
| The E&H 401(K) Savings and Retirement Plan | - | 206 | $43,804,508 | $2,930,783 | $14,227iApproximate average salary by contribution assumption: employee only about $355,678 at 4% or $237,118 at 6%; with 50% employer match about $237,118 at 4% or $158,079 at 6%; with 100% employer match about $177,839 at 4% or $118,559 at 6%. |
| 2022 | 1 | 171 | $40,920,871 | $2,701,569 | $15,799iApproximate average salary by contribution assumption: employee only about $394,966 at 4% or $263,311 at 6%; with 50% employer match about $263,311 at 4% or $175,541 at 6%; with 100% employer match about $197,483 at 4% or $131,655 at 6%. |
| The E&H 401(K) Savings and Retirement Plan | - | 171 | $40,920,871 | $2,701,569 | $15,799iApproximate average salary by contribution assumption: employee only about $394,966 at 4% or $263,311 at 6%; with 50% employer match about $263,311 at 4% or $175,541 at 6%; with 100% employer match about $197,483 at 4% or $131,655 at 6%. |
| 2021 | 2 | 741 | $195,486,143 | $22,187,376 | $29,942iApproximate average salary by contribution assumption: employee only about $748,562 at 4% or $499,041 at 6%; with 50% employer match about $499,041 at 4% or $332,694 at 6%; with 100% employer match about $374,281 at 4% or $249,521 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 741 | $148,065,954 | $20,590,777 | $27,788iApproximate average salary by contribution assumption: employee only about $694,696 at 4% or $463,130 at 6%; with 50% employer match about $463,130 at 4% or $308,754 at 6%; with 100% employer match about $347,348 at 4% or $231,565 at 6%. |
| The E&H 401(K) Savings and Retirement Plan | - | 147 | $47,420,189 | $1,596,599 | $10,861iApproximate average salary by contribution assumption: employee only about $271,530 at 4% or $181,020 at 6%; with 50% employer match about $181,020 at 4% or $120,680 at 6%; with 100% employer match about $135,765 at 4% or $90,510 at 6%. |
| 2020 | 2 | 538 | $161,040,776 | $18,916,622 | $35,161iApproximate average salary by contribution assumption: employee only about $879,025 at 4% or $586,017 at 6%; with 50% employer match about $586,017 at 4% or $390,678 at 6%; with 100% employer match about $439,513 at 4% or $293,008 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 538 | $115,084,126 | $16,615,347 | $30,884iApproximate average salary by contribution assumption: employee only about $772,089 at 4% or $514,726 at 6%; with 50% employer match about $514,726 at 4% or $343,150 at 6%; with 100% employer match about $386,044 at 4% or $257,363 at 6%. |
| The E&H 401(K) Savings and Retirement Plan | - | 165 | $45,956,650 | $2,301,275 | $13,947iApproximate average salary by contribution assumption: employee only about $348,678 at 4% or $232,452 at 6%; with 50% employer match about $232,452 at 4% or $154,968 at 6%; with 100% employer match about $174,339 at 4% or $116,226 at 6%. |
| 2019 | 2 | 346 | $136,164,139 | $10,537,555 | $30,455iApproximate average salary by contribution assumption: employee only about $761,384 at 4% or $507,589 at 6%; with 50% employer match about $507,589 at 4% or $338,393 at 6%; with 100% employer match about $380,692 at 4% or $253,795 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 346 | $92,308,959 | $8,195,302 | $23,686iApproximate average salary by contribution assumption: employee only about $592,146 at 4% or $394,764 at 6%; with 50% employer match about $394,764 at 4% or $263,176 at 6%; with 100% employer match about $296,073 at 4% or $197,382 at 6%. |
| The E&H 401(K) Savings and Retirement Plan | - | 172 | $43,855,180 | $2,342,253 | $13,618iApproximate average salary by contribution assumption: employee only about $340,444 at 4% or $226,963 at 6%; with 50% employer match about $226,963 at 4% or $151,308 at 6%; with 100% employer match about $170,222 at 4% or $113,481 at 6%. |
| 2018 | 2 | 181 | $116,416,766 | $10,045,323 | $55,499iApproximate average salary by contribution assumption: employee only about $1,387,476 at 4% or $924,984 at 6%; with 50% employer match about $924,984 at 4% or $616,656 at 6%; with 100% employer match about $693,738 at 4% or $462,492 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 181 | $74,047,193 | $7,642,114 | $42,222iApproximate average salary by contribution assumption: employee only about $1,055,541 at 4% or $703,694 at 6%; with 50% employer match about $703,694 at 4% or $469,129 at 6%; with 100% employer match about $527,770 at 4% or $351,847 at 6%. |
| The E&H 401(K) Savings and Retirement Plan | - | 166 | $42,369,573 | $2,403,209 | $14,477iApproximate average salary by contribution assumption: employee only about $361,929 at 4% or $241,286 at 6%; with 50% employer match about $241,286 at 4% or $160,857 at 6%; with 100% employer match about $180,965 at 4% or $120,643 at 6%. |
| 2017 | 2 | 205 | $132,864,413 | $6,641,884 | $32,399iApproximate average salary by contribution assumption: employee only about $809,986 at 4% or $539,991 at 6%; with 50% employer match about $539,991 at 4% or $359,994 at 6%; with 100% employer match about $404,993 at 4% or $269,995 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 180 | $80,268,363 | $3,649,317 | $20,274iApproximate average salary by contribution assumption: employee only about $506,850 at 4% or $337,900 at 6%; with 50% employer match about $337,900 at 4% or $225,266 at 6%; with 100% employer match about $253,425 at 4% or $168,950 at 6%. |
| The E&H 401(K) Savings and Retirement Plan | - | 205 | $52,596,050 | $2,992,567 | $14,598iApproximate average salary by contribution assumption: employee only about $364,947 at 4% or $243,298 at 6%; with 50% employer match about $243,298 at 4% or $162,199 at 6%; with 100% employer match about $182,474 at 4% or $121,649 at 6%. |
| 2016 | 2 | 229 | $116,489,456 | $6,694,135 | $29,232iApproximate average salary by contribution assumption: employee only about $730,801 at 4% or $487,201 at 6%; with 50% employer match about $487,201 at 4% or $324,800 at 6%; with 100% employer match about $365,400 at 4% or $243,600 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 180 | $68,908,775 | $3,675,015 | $20,417iApproximate average salary by contribution assumption: employee only about $510,419 at 4% or $340,279 at 6%; with 50% employer match about $340,279 at 4% or $226,853 at 6%; with 100% employer match about $255,209 at 4% or $170,140 at 6%. |
| The E&H 401(K) Savings and Retirement Plan | - | 229 | $47,580,681 | $3,019,120 | $13,184iApproximate average salary by contribution assumption: employee only about $329,598 at 4% or $219,732 at 6%; with 50% employer match about $219,732 at 4% or $146,488 at 6%; with 100% employer match about $164,799 at 4% or $109,866 at 6%. |
| 2015 | 2 | 241 | $107,304,500 | $8,161,718 | $33,866iApproximate average salary by contribution assumption: employee only about $846,651 at 4% or $564,434 at 6%; with 50% employer match about $564,434 at 4% or $376,289 at 6%; with 100% employer match about $423,326 at 4% or $282,217 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 226 | $64,197,773 | $4,234,126 | $18,735iApproximate average salary by contribution assumption: employee only about $468,377 at 4% or $312,251 at 6%; with 50% employer match about $312,251 at 4% or $208,167 at 6%; with 100% employer match about $234,188 at 4% or $156,126 at 6%. |
| The E&H 401(K) Savings and Retirement Plan | - | 241 | $43,106,727 | $3,927,592 | $16,297iApproximate average salary by contribution assumption: employee only about $407,427 at 4% or $271,618 at 6%; with 50% employer match about $271,618 at 4% or $181,078 at 6%; with 100% employer match about $203,713 at 4% or $135,809 at 6%. |
| 2014 | 2 | 222 | $108,079,845 | $7,608,763 | $34,274iApproximate average salary by contribution assumption: employee only about $856,843 at 4% or $571,228 at 6%; with 50% employer match about $571,228 at 4% or $380,819 at 6%; with 100% employer match about $428,421 at 4% or $285,614 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 222 | $65,602,948 | $4,438,802 | $19,995iApproximate average salary by contribution assumption: employee only about $499,865 at 4% or $333,243 at 6%; with 50% employer match about $333,243 at 4% or $222,162 at 6%; with 100% employer match about $249,933 at 4% or $166,622 at 6%. |
| The E&H 401(K) Savings and Retirement Plan | - | 222 | $42,476,897 | $3,169,961 | $14,279iApproximate average salary by contribution assumption: employee only about $356,978 at 4% or $237,985 at 6%; with 50% employer match about $237,985 at 4% or $158,657 at 6%; with 100% employer match about $178,489 at 4% or $118,993 at 6%. |
| 2013 | 2 | 248 | $104,974,645 | $7,206,079 | $29,057iApproximate average salary by contribution assumption: employee only about $726,419 at 4% or $484,280 at 6%; with 50% employer match about $484,280 at 4% or $322,853 at 6%; with 100% employer match about $363,210 at 4% or $242,140 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 248 | $63,224,844 | $4,170,758 | $16,818iApproximate average salary by contribution assumption: employee only about $420,439 at 4% or $280,293 at 6%; with 50% employer match about $280,293 at 4% or $186,862 at 6%; with 100% employer match about $210,220 at 4% or $140,146 at 6%. |
| The E&H 401(K) Savings and Retirement Plan | - | 216 | $41,749,801 | $3,035,321 | $14,052iApproximate average salary by contribution assumption: employee only about $351,310 at 4% or $234,207 at 6%; with 50% employer match about $234,207 at 4% or $156,138 at 6%; with 100% employer match about $175,655 at 4% or $117,103 at 6%. |
| 2012 | 2 | 292 | $86,398,200 | $7,138,575 | $24,447iApproximate average salary by contribution assumption: employee only about $611,179 at 4% or $407,453 at 6%; with 50% employer match about $407,453 at 4% or $271,635 at 6%; with 100% employer match about $305,590 at 4% or $203,726 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 292 | $76,044,993 | $5,722,676 | $19,598iApproximate average salary by contribution assumption: employee only about $489,955 at 4% or $326,637 at 6%; with 50% employer match about $326,637 at 4% or $217,758 at 6%; with 100% employer match about $244,978 at 4% or $163,318 at 6%. |
| The E&H 401(K) Savings and Retirement Plan | - | 140 | $10,353,207 | $1,415,899 | $10,114iApproximate average salary by contribution assumption: employee only about $252,839 at 4% or $168,559 at 6%; with 50% employer match about $168,559 at 4% or $112,373 at 6%; with 100% employer match about $126,420 at 4% or $84,280 at 6%. |
| 2011 | 2 | 279 | $74,606,679 | $6,746,713 | $24,182iApproximate average salary by contribution assumption: employee only about $604,544 at 4% or $403,029 at 6%; with 50% employer match about $403,029 at 4% or $268,686 at 6%; with 100% employer match about $302,272 at 4% or $201,515 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 279 | $66,167,357 | $5,370,068 | $19,248iApproximate average salary by contribution assumption: employee only about $481,189 at 4% or $320,793 at 6%; with 50% employer match about $320,793 at 4% or $213,862 at 6%; with 100% employer match about $240,594 at 4% or $160,396 at 6%. |
| The E&H 401(K) Savings and Retirement Plan | - | 125 | $8,439,322 | $1,376,645 | $11,013iApproximate average salary by contribution assumption: employee only about $275,329 at 4% or $183,553 at 6%; with 50% employer match about $183,553 at 4% or $122,368 at 6%; with 100% employer match about $137,665 at 4% or $91,776 at 6%. |
| 2010 | 1 | 277 | $79,213,294 | $5,965,577 | $21,536iApproximate average salary by contribution assumption: employee only about $538,409 at 4% or $358,940 at 6%; with 50% employer match about $358,940 at 4% or $239,293 at 6%; with 100% employer match about $269,205 at 4% or $179,470 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 277 | $79,213,294 | $5,965,577 | $21,536iApproximate average salary by contribution assumption: employee only about $538,409 at 4% or $358,940 at 6%; with 50% employer match about $358,940 at 4% or $239,293 at 6%; with 100% employer match about $269,205 at 4% or $179,470 at 6%. |
| 2009 | 1 | 278 | $71,756,545 | $6,019,093 | $21,651iApproximate average salary by contribution assumption: employee only about $541,285 at 4% or $360,857 at 6%; with 50% employer match about $360,857 at 4% or $240,571 at 6%; with 100% employer match about $270,643 at 4% or $180,428 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 278 | $71,756,545 | $6,019,093 | $21,651iApproximate average salary by contribution assumption: employee only about $541,285 at 4% or $360,857 at 6%; with 50% employer match about $360,857 at 4% or $240,571 at 6%; with 100% employer match about $270,643 at 4% or $180,428 at 6%. |
| 2008 | 1 | 281 | $59,150,995 | $5,596,289 | $19,916iApproximate average salary by contribution assumption: employee only about $497,890 at 4% or $331,927 at 6%; with 50% employer match about $331,927 at 4% or $221,285 at 6%; with 100% employer match about $248,945 at 4% or $165,963 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 281 | $59,150,995 | $5,596,289 | $19,916iApproximate average salary by contribution assumption: employee only about $497,890 at 4% or $331,927 at 6%; with 50% employer match about $331,927 at 4% or $221,285 at 6%; with 100% employer match about $248,945 at 4% or $165,963 at 6%. |
| 2007 | 1 | 269 | $76,241,272 | $6,122,589 | $22,761iApproximate average salary by contribution assumption: employee only about $569,014 at 4% or $379,343 at 6%; with 50% employer match about $379,343 at 4% or $252,895 at 6%; with 100% employer match about $284,507 at 4% or $189,671 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 269 | $76,241,272 | $6,122,589 | $22,761iApproximate average salary by contribution assumption: employee only about $569,014 at 4% or $379,343 at 6%; with 50% employer match about $379,343 at 4% or $252,895 at 6%; with 100% employer match about $284,507 at 4% or $189,671 at 6%. |
| 2006 | 1 | 277 | $0 | $0 | - |
| Rockefeller Brothers Thrift Plan | - | 277 | - | - | - |
| 2005 | 1 | 271 | $76,258,991 | $5,229,259 | $19,296iApproximate average salary by contribution assumption: employee only about $482,404 at 4% or $321,603 at 6%; with 50% employer match about $321,603 at 4% or $214,402 at 6%; with 100% employer match about $241,202 at 4% or $160,801 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 271 | $76,258,991 | $5,229,259 | $19,296iApproximate average salary by contribution assumption: employee only about $482,404 at 4% or $321,603 at 6%; with 50% employer match about $321,603 at 4% or $214,402 at 6%; with 100% employer match about $241,202 at 4% or $160,801 at 6%. |
| 2004 | 1 | 257 | $71,661,164 | $4,970,750 | $19,341iApproximate average salary by contribution assumption: employee only about $483,536 at 4% or $322,357 at 6%; with 50% employer match about $322,357 at 4% or $214,905 at 6%; with 100% employer match about $241,768 at 4% or $161,179 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 257 | $71,661,164 | $4,970,750 | $19,341iApproximate average salary by contribution assumption: employee only about $483,536 at 4% or $322,357 at 6%; with 50% employer match about $322,357 at 4% or $214,905 at 6%; with 100% employer match about $241,768 at 4% or $161,179 at 6%. |
| 2003 | 1 | 335 | $75,242,813 | $4,460,158 | $13,314iApproximate average salary by contribution assumption: employee only about $332,848 at 4% or $221,898 at 6%; with 50% employer match about $221,898 at 4% or $147,932 at 6%; with 100% employer match about $166,424 at 4% or $110,949 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 335 | $75,242,813 | $4,460,158 | $13,314iApproximate average salary by contribution assumption: employee only about $332,848 at 4% or $221,898 at 6%; with 50% employer match about $221,898 at 4% or $147,932 at 6%; with 100% employer match about $166,424 at 4% or $110,949 at 6%. |
| 2002 | 1 | 349 | $69,154,772 | $4,304,488 | $12,334iApproximate average salary by contribution assumption: employee only about $308,344 at 4% or $205,563 at 6%; with 50% employer match about $205,563 at 4% or $137,042 at 6%; with 100% employer match about $154,172 at 4% or $102,781 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 349 | $69,154,772 | $4,304,488 | $12,334iApproximate average salary by contribution assumption: employee only about $308,344 at 4% or $205,563 at 6%; with 50% employer match about $205,563 at 4% or $137,042 at 6%; with 100% employer match about $154,172 at 4% or $102,781 at 6%. |
| 2001 | 1 | 323 | $80,039,818 | $4,153,152 | $12,858iApproximate average salary by contribution assumption: employee only about $321,451 at 4% or $214,301 at 6%; with 50% employer match about $214,301 at 4% or $142,867 at 6%; with 100% employer match about $160,726 at 4% or $107,150 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 323 | $80,039,818 | $4,153,152 | $12,858iApproximate average salary by contribution assumption: employee only about $321,451 at 4% or $214,301 at 6%; with 50% employer match about $214,301 at 4% or $142,867 at 6%; with 100% employer match about $160,726 at 4% or $107,150 at 6%. |
| 2000 | 1 | 338 | $91,491,174 | $3,588,798 | $10,618iApproximate average salary by contribution assumption: employee only about $265,444 at 4% or $176,962 at 6%; with 50% employer match about $176,962 at 4% or $117,975 at 6%; with 100% employer match about $132,722 at 4% or $88,481 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 338 | $91,491,174 | $3,588,798 | $10,618iApproximate average salary by contribution assumption: employee only about $265,444 at 4% or $176,962 at 6%; with 50% employer match about $176,962 at 4% or $117,975 at 6%; with 100% employer match about $132,722 at 4% or $88,481 at 6%. |
| 1999 | 1 | 439 | $100,730,605 | $4,470,571 | $10,184iApproximate average salary by contribution assumption: employee only about $254,588 at 4% or $169,726 at 6%; with 50% employer match about $169,726 at 4% or $113,150 at 6%; with 100% employer match about $127,294 at 4% or $84,863 at 6%. |
| Rockefeller Brothers Thrift Plan | - | 439 | $100,730,605 | $4,470,571 | $10,184iApproximate average salary by contribution assumption: employee only about $254,588 at 4% or $169,726 at 6%; with 50% employer match about $169,726 at 4% or $113,150 at 6%; with 100% employer match about $127,294 at 4% or $84,863 at 6%. |